Kayce v. Patriot National, Inc. et al

Justia Dockets & Filings Second Circuit New York Southern District Kayce v. Patriot National, Inc. et al

Kayce v. Patriot National, Inc. et al

Plaintiff:	Adam Kayce
Defendant:	Patriot National, Inc. and Steven Mariano
Case Number:	1:2017cv07164
Filed:	September 20, 2017
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
Presiding Judge:	Edgardo Ramos
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	Plaintiff

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Docket Report

This docket was last retrieved on November 1, 2019. A more recent docket listing may be available from PACER.

Date Filed	Document Text
November 1, 2019	Filing 61 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 11/01/2019 re: (147 in 1:17-cv-01866-ER) LETTER MOTION to Compel Lead Plaintiffs to produce damages analysis addressed to Judge Edgardo Ramos from Nicholas Porritt dated November 1, 2019. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Letter to Objectors' Counsel)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 31, 2019	***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. (58 in 1:17-cv-07164-ER, 111 in 1:19-cv-00098-ER) Proposed Judgment was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 31, 2019	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (145 in 1:17-cv-01866-ER, 59 in 1:17-cv-07164-ER, 112 in 1:19-cv-00098-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 31, 2019	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (60 in 1:17-cv-07164-ER, 146 in 1:17-cv-01866-ER, 113 in 1:19-cv-00098-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 30, 2019	Filing 60 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 133 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
October 30, 2019	Filing 59 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 129 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
October 30, 2019	Filing 58 PROPOSED JUDGMENT. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Deutsch, Lawrence) Proposed Judgment to be reviewed by Clerk's Office staff.
October 30, 2019	Filing 57 DECLARATION of Lawrence Deutsch in Support re: (51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER, 133 in 1:17-cv-01866-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES., (100 in 1:19-cv-00098-ER, 129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION .. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Supplemental Declaration of Josephine Bravata, #2 Exhibit 2 - Declaration of Jonathan Feldman, Esq., #3 Exhibit 3 - Declaration of Robert Meyer, Esq., #4 Exhibit 4 - Declaration of Michael Marek, #5 Exhibit 5 - SAC in Chancery Court Action, #6 Exhibit 6 - Trustee's Motion for Leave in Chancery Court Action)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 30, 2019	Filing 56 REPLY MEMORANDUM OF LAW in Support re: (129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER, 100 in 1:19-cv-00098-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION ., (133 in 1:17-cv-01866-ER, 51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 28, 2019	Filing 55 LETTER MOTION for Leave to File Excess Pages (permission to file a single 20-page omnibus reply) addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 10/28/2019. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 3, 2019	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (135 in 1:17-cv-01866-ER, 106 in 1:19-cv-00098-ER, 53 in 1:17-cv-07164-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 3, 2019	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (103 in 1:19-cv-00098-ER, 50 in 1:17-cv-07164-ER, 132 in 1:17-cv-01866-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 3, 2019	***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. (49 in 1:17-cv-07164-ER, 102 in 1:19-cv-00098-ER, 131 in 1:17-cv-01866-ER) Proposed Judgment was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt)
October 2, 2019	Filing 54 DECLARATION of LAWRENCE DEUTSCH and LIONEL Z. GLANCY in Support re: (51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER, 133 in 1:17-cv-01866-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES., (100 in 1:19-cv-00098-ER, 129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION .. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Declaration of Josephine Bravata, #2 Exhibit 2 - Declaration of Lawrence Deutsch, #3 Exhibit 3 - Declaration of Lionel Z. Glancy, #4 Exhibit 4 - Declaration of Lynda J. Grant, #5 Exhibit 5 - Declaration of Peter Safirstein, #6 Exhibit 6 - Declaration of Peretz Bronstein, #7 Exhibit 7 - 2018 NERA Report, #8 Exhibit 8 - Declaration of Lead Plaintiff ODS Capital LLP, #9 Exhibit 9 - Declaration of Lead Plaintiff Barry A. Smith, #10 Exhibit 10 - Declaration of Lead Plaintiff Sunil Shah, #11 Exhibit 11 - Declaration of Plaintiff Adam Kayce, #12 Exhibit 12 - Chart of Law Firm Billing Rates, #13 Exhibit 13 - McIntire v. China Media Express Holdings, Inc., #14 Exhibit 14 - Sanders v. The CJS Solutions Group, LLC, #15 Exhibit 15 - In Van Der Moolen Holding N.V. Sec. Litig.)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 2, 2019	Filing 53 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 133 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
October 2, 2019	Filing 52 MEMORANDUM OF LAW in Support re: (133 in 1:17-cv-01866-ER, 51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 2, 2019	Filing 51 MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 2, 2019	Filing 50 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 129 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
October 2, 2019	Filing 49 PROPOSED JUDGMENT. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Deutsch, Lawrence) Proposed Judgment to be reviewed by Clerk's Office staff.
October 2, 2019	Filing 48 MEMORANDUM OF LAW in Support re: (129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER, 100 in 1:19-cv-00098-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION . . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
October 2, 2019	Filing 47 MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence)
July 31, 2019	Filing 46 ORDER GRANTING LEAD PLAINTIFFS' LETTER MOTION TO CONTINUE THE SETTLEMENT HEARING granting (125) Motion to Continue in case 1:17-cv-01866-ER. IT IS SO ORDERED: 1. The Motion is GRANTED. 2. The Settlement Hearing shall take place on Wednesday, November 6, 2019, at 3:30 p.m. in Courtroom 619 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY 10007. (Signed by Judge Edgardo Ramos on 7/31/2019) ( Settlement Conference set for 11/6/2019 at 03:30 PM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos.) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER (ks)
July 22, 2019	Filing 45 ORDER PRELIMINARY APPROVING SETTLEMENT AND PROVIDING FURTHER NOTICE: NOW THEREFORE, IT IS HEREBY ORDERED: 1. Class Certification for Settlement Purposes Pursuant to Rule 23(a) and (b)(3) of the Federal Rules of Civil Procedure, the Court certifies, solely for purposes of effectuating the proposed Settlement, a Settlement Class consisting of all individuals and entities that purchased or acquired Patriot National's securities between January 15, 2015, and November 28, 2017, inclusive (the "Settlement Class Period"), and were damaged thereby. Excluded from the Settlement Class are the Settling Persons; members of the Settling Persons' Immediate Families; the Settling Persons' legal representatives, heirs, successors or assigns, and any entity in which they have or had a controlling interest; any trust of which any Settling Person is the settlor or which is for the benefit of any Settling Person and/or member(s) of his or her family; and the current and former officers and directors of the Company. Also excluded from the Settlement Class are any persons and entities who or which exclude themselves by submitting a request for exclusion that is accepted by the Court. Solely for purposes of the proposed Settlement of this Action, the Court finds that each element required for certification of the Settlement Class pursuant to Rule 23 of the Federal Rules of Civil Procedure has been met as further set forth in this order., Settlement Conference set for 10/3/2019 at 11:30 AM in Courtroom 619, 40 Foley Square, New York, NY 10007 before Judge Edgardo Ramos. (Signed by Judge Edgardo Ramos on 7/22/2019) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(rj)
July 3, 2019	Filing 44 JOINT LETTER addressed to Judge Edgardo Ramos from Co-Lead Counsel for Co-Lead Plaintiffs ODS Capital LLC, Barry A. Smith, and Sunil Shah, and counsel for Defendants Steven M. Mariano, Thomas C. Shields, Christopher Pesch, Austin J. Shanfelter, Charles H. Walsh, Quentin P. Smith and Michael J. Corey dated 07/03/2019 re: Preliminary Approval of Settlement. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
April 18, 2019	Filing 43 LETTER addressed to Judge Edgardo Ramos from Co-Lead Counsel dated 04/18/2019 re: Preliminary Approval of Settlement. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
April 15, 2019	Filing 42 STATUS REPORT. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
April 1, 2019	Filing 41 ORDER granting #39 Motion for William R. Scherer to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
April 1, 2019	Filing 40 ORDER granting #37 Motion for Michael E. Dutko, Jr. to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
March 28, 2019	Filing 39 MOTION for William R. Scherer to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Steven Mariano, Steven M. Mariano. (Attachments: #1 Text of Proposed Order Granting Admission Pro Hac Vice)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Scherer, William)
March 22, 2019	Filing 38 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for William R. Scherer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16546562. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Steven Mariano, Steven M. Mariano. (Attachments: #1 Text of Proposed Order Granting Admission Pro Hac Vice)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Scherer, William) Modified on 3/22/2019 (ma).
March 22, 2019	>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #38 MOTION for William R. Scherer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16546562. Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): expired Certificates of Good Standing from the Supreme Court of DC and Columbia must be issued within 30 days. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (ma)
February 14, 2019	Filing 37 MOTION for Michael E. Dutko, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16351729. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Steven M. Mariano. (Attachments: #1 Text of Proposed Order Granting Admission Pro Hac Vice)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Dutko, Michael)
February 14, 2019	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (37 in 1:17-cv-07164-ER, 107 in 1:17-cv-01866-ER) MOTION for Michael E. Dutko, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16351729. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(ma)
January 11, 2019	Filing 36 DECLARATION of Lawrence Deutsch in Support re: (30 in 1:17-cv-07164-ER, 99 in 1:17-cv-01866-ER) MOTION to Approve Motion for Preliminary Approval of Settlement .. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
January 11, 2019	Filing 35 REPLY MEMORANDUM OF LAW in Support re: (30 in 1:17-cv-07164-ER, 99 in 1:17-cv-01866-ER) MOTION to Approve Motion for Preliminary Approval of Settlement . . Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
January 3, 2019	Filing 34 LETTER addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 01/03/2019 re: Notice of S.D. Fla. Order Granting Motion to Intervene and Transfer. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 McIntire v. Mariano - Order on Motion to Intervene and Transfer)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
December 21, 2018	Filing 33 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 99 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
December 21, 2018	Filing 32 DECLARATION of Lawrence Deutsch in Support re: (30 in 1:17-cv-07164-ER, 99 in 1:17-cv-01866-ER) MOTION to Approve Motion for Preliminary Approval of Settlement .. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A - Stipulation and Agreement of Settlement, #2 Exhibit B - Berger Montague Biography, #3 Exhibit C - Glancy Prongay & Murray Biography)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
December 21, 2018	Filing 31 MEMORANDUM OF LAW in Support re: (30 in 1:17-cv-07164-ER, 99 in 1:17-cv-01866-ER) MOTION to Approve Motion for Preliminary Approval of Settlement . . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
December 21, 2018	Filing 30 MOTION to Approve Motion for Preliminary Approval of Settlement . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Deutsch, Lawrence)
December 7, 2018	Filing 29 CERTIFIED TRUE COPY OF MDL ORDER FROM THE MDL PANEL DENYING TRANSFER....that the motion, pursuant to 28 U.S.C. 1407(c), for transfer of the action to the United States District Court - Southern District of Florida, be, and the same hereby is denied. (Signed by MDL Panel on 12/6/2018) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(sjo)
November 6, 2018	Filing 28 MEMO ENDORSEMENT on re: (80 in 1:17-cv-01866-ER) Notice of Substitution of Attorney, filed by Patriot National, Inc., (26 in 1:17-cv-07164-ER) Notice of Substitution of Attorney, filed by Patriot National, Inc. ENDORSEMENT: The substitution of counsel is hereby approved and SO ORDERED. Attorney David Merrill Posner added. Attorney Robert Allen Horowitz; Kathryn Anne Coleman and Christopher Charles Gartman terminated. (Signed by Judge Edgardo Ramos on 11/6/2018) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(mro)
November 5, 2018	Filing 27 PROPOSED ORDER FOR SUBSTITUTION OF ATTORNEY. Document filed by Patriot National, Inc.. Related Document Number: #26 . (Posner, David)
November 5, 2018	Filing 26 NOTICE of Substitution of Attorney. Old Attorney: Robert Allen Horowitz, Esq. of Greenberg Traurig, LLP and Kathryn Anne Coleman, Esq. and Christopher Charles Gartman, Esq. of Hughes Hubbard & Reed LLP, New Attorney: David M. Posner, Esq., Address: Kilpatrick Townsend & Stockton LLP, The Grace Building, 1114 Avenue of the Americas, 21st Floor, New York, NY, 10036, (212) 775-8764. Document filed by Patriot National, Inc.. (Posner, David)
July 5, 2018	Filing 25 NOTICE of Further Continuation of Stay of Proceedings. Document filed by Patriot National, Inc.. (Coleman, Kathryn)
June 1, 2018	Filing 24 NOTICE OF CHANGE OF ADDRESS by Peter George Safirstein on behalf of Adam Kayce. New Address: Safirstein Metcalf LLP, The Empire State Building, 350 Fifth Ave., 59th Floor, New York, NY, 10118, (212) 201-2845. (Safirstein, Peter)
May 17, 2018	Filing 23 NOTICE of Continuation of Stay of Proceedings. Document filed by Patriot National, Inc.. (Coleman, Kathryn)
March 3, 2018	Filing 22 NOTICE of Stay of Proceedings. Document filed by Patriot National, Inc.. (Coleman, Kathryn)
February 27, 2018	Filing 21 FILING ERROR - DEFICIENT DOCKET ENTRY - ORAL MOTION for William R. Scherer, Jr. to Appear Pro Hac Vice Order on Oral Motion. Filing fee $ 200.00, receipt number 0208-14747556. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Steven Mariano.(Masotti, Alexander) Modified on 2/27/2018 (bcu).
February 27, 2018	>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #21 ORAL MOTION for William R. Scherer, Jr. to Appear Pro Hac Vice Order on Oral Motion. Filing fee $ 200.00, receipt number 0208-14747556. Motion and supporting papers to be reviewed by Clerk's Office staff.>.. The filing is deficient for the following reason(s): You cannot file an Oral Motion for Pro Hac Vice electronically. Oral Motions are done in person.;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
February 23, 2018	Filing 20 MEMO ENDORSEMENT on re: (19 in 1:17-cv-07164-ER, 50 in 1:17-cv-01866-ER) Letter filed by ODS Capital LLC. ENDORSEMENT: The parties are directed to appear for a conference on Tuesday, February 27, 2018 at 10:00am in Courtroom 619 at the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY 10007. (Status Conference set for 2/27/2018 at 10:00 AM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos.) (Signed by Judge Edgardo Ramos on 2/23/2018) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(jwh)
February 22, 2018	Filing 19 LETTER addressed to Judge Edgardo Ramos from Brian P. Murray dated 02/22/2018 re: Requesting a Conference with the Court. Document filed by ODS Capital LLC.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Murray, Brian)
February 15, 2018	Filing 18 LETTER MOTION to Stay re: #14 Order on Motion to Consolidate Cases,, Order on Motion to Reopen, addressed to Judge Edgardo Ramos from Kathryn A. Coleman dated February 15, 2018. Document filed by Patriot National, Inc..(Coleman, Kathryn)
February 15, 2018	Filing 17 NOTICE OF APPEARANCE by Christopher Charles Gartman on behalf of Patriot National, Inc.. (Gartman, Christopher)
February 15, 2018	Filing 16 NOTICE OF APPEARANCE by Kathryn Anne Coleman on behalf of Patriot National, Inc.. (Coleman, Kathryn)
February 15, 2018	Filing 15 LETTER MOTION to Consolidate Cases Response to Plaintiffs' 2/9/18 Letter Motion addressed to Judge Edgardo Ramos from Alexander V. Masotti dated 02/15/18., LETTER MOTION to Stay Response to Plaintiffs' 2/9/18 Letter Motion addressed to Judge Edgardo Ramos from Alexander V. Masotti dated 02/15/18. Document filed by Steven Mariano, Steven M. Mariano. (Attachments: #1 Exhibit 1 (Debtors Motion to Compel Mediation and Stay Litigation)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Masotti, Alexander)
February 12, 2018	Filing 14 ORDER with respect to (44) Letter Motion to Consolidate Cases ; with respect to (44) Letter Motion to Reopen in case 1:17-cv-01866-ER: Defendants are directed to respond, by February 15, 2018, to Plaintiffs' claim that the stay should be lifted as to the individual Defendants. (Signed by Judge Edgardo Ramos on 2/12/2018) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER (jwh)
February 12, 2018	Set/Reset Deadlines as to (44 in 1:17-cv-01866-ER) LETTER MOTION to Consolidate Cases; LETTER MOTION to Reopen Cases 1:17-cv-01866 and 1:17-cv-07164: Responses due by 2/15/2018 Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(jwh)
February 2, 2018	Filing 13 MEMO ENDORSEMENT on re: (12 in 1:17-cv-07164-ER, 42 in 1:17-cv-01866-ER) Suggestion of Bankruptcy filed by Patriot National, Inc. ENDORSEMENT: The Clerk of the Court is respectfully directed to stay the cases. (Signed by Judge Edgardo Ramos on 2/2/2018) Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(jwh)
February 2, 2018	Case Stayed (Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER)(jwh)
February 1, 2018	Filing 12 SUGGESTION OF BANKRUPTCY upon the record as to defendant Patriot National, Inc. . Document filed by Patriot National, Inc.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Horowitz, Robert)
January 19, 2018	Filing 11 NOTICE OF APPEARANCE by Alexander Victor Masotti on behalf of Steven Mariano, Steven M. Mariano. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Masotti, Alexander)
November 1, 2017	Filing 10 DECLARATION of Peter Safirstein in Opposition re: (28 in 1:17-cv-01866-ER) MOTION to Consolidate Cases Case No. 1:17-cv-01866-ER and Case No. 1:17-cv-07164-DLC .. Document filed by Adam Kayce. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Safirstein, Peter)
November 1, 2017	Filing 9 MEMORANDUM OF LAW in Opposition re: (28 in 1:17-cv-01866-ER) MOTION to Consolidate Cases Case No. 1:17-cv-01866-ER and Case No. 1:17-cv-07164-DLC . . Document filed by Adam Kayce. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER(Safirstein, Peter)
October 12, 2017	Filing 8 ORDER: Having considered Anthony L. Gingello and ODS Capital LLC's Motion for Consolidation of Actions (the "Motion"), Doc. 28, and good cause appearing, the Court ORDERS as follows: 1. The Motion is GRANTED; 2. Kayce v. Patriot National, Inc., et al., No. 1:17-cv-07164 (DLC) is consolidated with the above-captioned action pursuant to Federal Rule of Civil Procedure 42(a) as In re Patriot National, Inc. Securities Litigation, Master File No. 1:17-cv-01866-ER. The Clerk of Court is respectfully directed to terminate the motion, Doc. 28. (Signed by Judge Edgardo Ramos on 10/11/2017) (jwh)
October 12, 2017	CONSOLIDATED MEMBER CASE: Create association to 1:17-cv-01866-ER. (jwh)
October 12, 2017	NOTICE OF CASE REASSIGNMENT to Judge Edgardo Ramos. Judge Denise L. Cote is no longer assigned to the case. (jc)
September 21, 2017	Filing 7 ORDER: On September 20, 2017, plaintiff Adam Kayce (Kayce) filed a class action lawsuit on behalf of all purchasers of Patriot Nationals common stock between March 3, 2016 and November 14, 2016. The complaint alleges violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934.Section 78u-4(a)(3)(A) of the Private Securities Litigation Reform Act (PSLRA), 15 U.S.C. 78u-4(a)(3)(A), requires Kayce to publish not later than twenty days after the date on which he filed his complaint, in a widely circulated national business-oriented publication or wire service, a notice advising members of the purported plaintiff class(I) of the pendency of the action, the claims asserted therein, and the purported class period; and (II) that, not later than 60 days after the date on which the notice is published, any member of the purported class may move the court to serve as lead plaintiff of the purported class.15 U.S.C. 78u-4(a)(3)(A)(i); see id. at 78u-4(a)(3)(A)(ii). It does not appear that Kayces attorneys have published notice as of today. Assuming that notice is published by Monday, September 25, 2017, it is hereby ORDERED that a conference shall be held at 10 a.m. on January 12, 2018 to consider any motions for appointment of lead plaintiff and lead counsel and for consolidation. IT IS FURTHER ORDERED that opposition to any motion for appointment of lead plaintiff shall be filed by December 18, 2017.IT IS FURTHER ORDERED that the named plaintiff shall promptly serve a copy of this Order on each of the defendants. (Signed by Judge Denise L. Cote on 9/21/2017) (gr)
September 21, 2017	Filing 6 ELECTRONIC SUMMONS ISSUED as to Steven Mariano. (kl)
September 21, 2017	Filing 5 ELECTRONIC SUMMONS ISSUED as to Patriot National, Inc. (kl)
September 21, 2017	CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Denise L. Cote. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (kl)
September 21, 2017	Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (kl)
September 21, 2017	Case Designated ECF. (kl)
September 20, 2017	Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Steven Mariano, re: #1 Complaint. Document filed by Adam Kayce. (Safirstein, Peter)
September 20, 2017	Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Patriot National, Inc., re: #1 Complaint. Document filed by Adam Kayce. (Safirstein, Peter)
September 20, 2017	Filing 2 CIVIL COVER SHEET filed. (Safirstein, Peter)
September 20, 2017	Filing 1 COMPLAINT against Steven Mariano, Patriot National, Inc.. (Filing Fee $ 400.00, Receipt Number 0208-14150768)Document filed by Adam Kayce.(Safirstein, Peter)

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Search for this case: Kayce v. Patriot National, Inc. et al
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Plaintiff: Adam Kayce
Represented By:	Peter George Safirstein
Represented By:	Lawrence Deutsch
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Defendant: Patriot National, Inc.
Represented By:	Christopher Charles Gartman
Represented By:	Kathryn Anne Coleman
Represented By:	David Merrill Posner
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Defendant: Steven Mariano
Represented By:	Alexander Victor Masotti
Represented By:	William R. Scherer
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