Securities and Exchange Commission v. Bershan et al
Plaintiff: Securities and Exchange Commission
Defendant: Lisa Bershan, Barry B. Schwartz and Joel J. Margulies
Case Number: 1:2017cv07793
Filed: October 11, 2017
Court: US District Court for the Southern District of New York
Office: Foley Square Office
Presiding Judge: John G. Koeltl
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
April 17, 2020 Opinion or Order Filing 46 ORDER: Individual judgments with respect to the three defendants having been signed, the Clerk is directed to close this case. SO ORDERED. (Signed by Judge John G. Koeltl on 4/17/2020) (ks)
January 27, 2020 Opinion or Order Filing 34 ORDER: The parties are requested to provide the Court with a status report on this case by February 5, 2020 and explain why the case should not be closed. SO ORDERED. (Signed by Judge John G. Koeltl on 1/27/2020) (ks)
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Plaintiff: Securities and Exchange Commission
Represented By: Richard S. Hong
Represented By: Cynthia Anne Matthews
Represented By: Lara Shalov Mehraban
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Defendant: Lisa Bershan
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Defendant: Barry B. Schwartz
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Defendant: Joel J. Margulies
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