Securities and Exchange Commission v. Berkey et al

Justia Dockets & Filings Second Circuit New York Southern District Securities and Exchange Commission v. Berkey et al

Securities and Exchange Commission v. Berkey et al

Plaintiff:	Securities and Exchange Commission
Defendant:	Zachary S. Berkey
Case Number:	1:2017cv09552
Filed:	December 6, 2017
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
Presiding Judge:	Gregory H. Woods
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	Plaintiff

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Date Filed	Document Text
April 18, 2019	Filing 48 OPINION AND ORDER: re: 42 MOTION Court determination of disgorgement, prejudgment interest and civil money penalty owed by Defendant Berkey filed by Securities and Exchange Commission. For the foregoing reasons, plaintiff's motion (Docket # 4 2) is granted. The Clerk is directed to enter judgment in favor of plaintiff and against defendant Zachary S. Berkey in the amount of $177,000 plus an amount representing prejudgment interest on $106,000 from December 31, 2014, until the da te judgment is entered, to be calculated by the Clerk at the rate set forth in 26 U.S.C. § 6621(a)(2). If any part of the judgment remains unpaid following entry of judgment, plaintiff will be entitled to post-judgment interest as set forth in 28 U.S.C. § 1961. SO ORDERED. (Signed by Magistrate Judge Gabriel W. Gorenstein on 4/18/2019) (ama) Transmission to Orders and Judgments Clerk for processing.

Date Filed

Document Text

April 18, 2019

Filing 48 OPINION AND ORDER: re: 42 MOTION Court determination of disgorgement, prejudgment interest and civil money penalty owed by Defendant Berkey filed by Securities and Exchange Commission. For the foregoing reasons, plaintiff's motion (Docket # 4 2) is granted. The Clerk is directed to enter judgment in favor of plaintiff and against defendant Zachary S. Berkey in the amount of $177,000 plus an amount representing prejudgment interest on $106,000 from December 31, 2014, until the da te judgment is entered, to be calculated by the Clerk at the rate set forth in 26 U.S.C. § 6621(a)(2). If any part of the judgment remains unpaid following entry of judgment, plaintiff will be entitled to post-judgment interest as set forth in 28 U.S.C. § 1961. SO ORDERED. (Signed by Magistrate Judge Gabriel W. Gorenstein on 4/18/2019) (ama) Transmission to Orders and Judgments Clerk for processing.

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Defendant: Zachary S. Berkey
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Plaintiff: Securities and Exchange Commission
Represented By:	Hane Lee Kim
Represented By:	David Stoelting
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