Maia v. Luo et al
| Carlos Maia |
| Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Morgan Stanley & Co. International PLC, Yi Cao, Carl Yeung and Shilei Li |
| Kaib Global Fund LP and Chunlei He |
| 1:2017cv09796 |
| December 14, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Jesse M Furman |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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| NOTICE OF CASE REASSIGNMENT to Judge Jesse M. Furman. Judge Paul A. Engelmayer is no longer assigned to the case. (jc) |
| NOTICE OF CASE REASSIGNMENT to Judge Paul A. Engelmayer. Judge Kimba M. Wood is no longer assigned to the case. (jc) |
| Filing 34 NOTICE of Withdrawal of Appearance of David Lukmire. Document filed by Credit Suisse Securities (USA) LLC, Needham & Company, LLC, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC. (Lukmire, David) |
| NOTICE OF CASE REASSIGNMENT to Judge Kimba M. Wood. Judge Ronnie Abrams is no longer assigned to the case. (ma) |
Filing 33
ORDER GRANTING ALAN B. HERTZ AND THE ALAN HERTZ FAMILY 2012 TRUST'S MOTION FOR CONSOLIDATION OF RELATED ACTIONS, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF CO-LEAD COUNSEL: granting (61 in case 17cv9741) Motion to Appoint Counsel; granting 61 Motion to Appoint Alan B. Hertz and the Alan Hertz Family 2012 Trust as Lead Plaintiff(s); granting 61 Letter Motion to Consolidate Cases 17cv9741 (as Lead Case) with 17cv9796, 17cv9875, 17cv9903. Having considered the motion of Alan B. Hertz and the Alan Hertz Family 2012 Trust(collectively "Hertz") for consolidation of the above-captioned actions (the "Actions"),appointment as lead plaintiff and approval of selection of co-lead counsel (the "Motion"), and good cause appearing, the Court ORDERS as follows: The Motion is GRANTED; The Actions are consolidated pursuant to Federal Rule of Civil Procedure 42(a) as In re Qudian Inc. Securities Litigation, Master File No. 1:1 7-cv-09741-RA; Alan B. Hertz and the Alan Hertz Family 2012 Trust are APPOINTED to serve as Lead Plaintiff pursuant to 15 U.S.C. 78u-4(a)(3)(B) in the above-captioned actions; Pursuant to 15 U.S.C. 78u-4(a)(3)(B)(v), Movants' selection of lead counsel is APPROVED, and Jack I. Zwick and Glancy Prongay & Murray LLP are APPOINTED as Co-Lead Counsel for the Class in the above-captioned actions. (Docketed in 17cv9741, 17cv9796, 17cv9875, 17cv9903) (Signed by Judge Ronnie Abrams on 3/16/2018) (ap) Modified on 3/16/2018 (ap).
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| CONSOLIDATED MEMBER CASE: Create association to 1:17-cv-09741-RA. (ap) |
| Minute Entry for proceedings held before Judge Ronnie Abrams: Initial Pretrial Conference held on 3/16/2018. (Court Reporter Rose Prater) (arc) |
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Filing 32
MEMO ENDORSEMENT on re: (31 in 1:17-cv-09796-RA) Letter, filed by Nomura Securities International, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. International PLC, Needham & Company, LLC, Stifel, Nicolaus & Company, Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, China International Capital Corporation Hong Kong Securities Limited. ENDORSEMENT: Application granted. SO ORDERED. (Signed by Judge Ronnie Abrams on 3/15/2018) (rj)
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| Filing 31 LETTER addressed to Judge Ronnie Abrams from Jonathan Rosenberg dated March 15, 2018 Document filed by China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. International PLC, Needham & Company, LLC, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC.(Rosenberg, Jonathan) |
| Filing 30 DECLARATION of Richard W. Gonnello in Opposition re: #25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) .. Document filed by Kaib Global Fund LP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O)(Gonnello, Richard) |
| Filing 29 MEMORANDUM OF LAW in Opposition re: #25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) . . Document filed by Kaib Global Fund LP. (Gonnello, Richard) |
| Filing 28 NOTICE of Non-Opposition re: #22 MOTION to Consolidate Cases 1:17-cv-09741-RA; 1:17-cv-09796-RA; 1:17-cv-09875-RA; 1:17-cv-09903-RA . MOTION to Appoint Kaib Global Fund LP to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., #25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) .. Document filed by Chunlei He. (Eisenkraft, Michael) |
| Filing 27 DECLARATION of Steven J. Toll in Support re: #25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) .. Document filed by Chunlei He. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Eisenkraft, Michael) |
| Filing 26 MEMORANDUM OF LAW in Support re: #25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) . . Document filed by Chunlei He. (Eisenkraft, Michael) |
| Filing 25 MOTION to Appoint Chunlei He to serve as lead plaintiff(s) . Document filed by Chunlei He. (Attachments: #1 Text of Proposed Order)(Eisenkraft, Michael) |
| Filing 24 DECLARATION of Richard W. Gonnello in Support re: #22 MOTION to Consolidate Cases 1:17-cv-09741-RA; 1:17-cv-09796-RA; 1:17-cv-09875-RA; 1:17-cv-09903-RA . MOTION to Appoint Kaib Global Fund LP to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Kaib Global Fund LP. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Gonnello, Richard) |
| Filing 23 MEMORANDUM OF LAW in Support re: #22 MOTION to Consolidate Cases 1:17-cv-09741-RA; 1:17-cv-09796-RA; 1:17-cv-09875-RA; 1:17-cv-09903-RA . MOTION to Appoint Kaib Global Fund LP to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Kaib Global Fund LP. (Gonnello, Richard) |
| Filing 22 MOTION to Consolidate Cases 1:17-cv-09741-RA; 1:17-cv-09796-RA; 1:17-cv-09875-RA; 1:17-cv-09903-RA ., MOTION to Appoint Kaib Global Fund LP to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by Kaib Global Fund LP. (Attachments: #1 Text of Proposed Order)(Gonnello, Richard) |
| Filing 21 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holding America Inc., Other Affiliate Nomura Holdings, Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Rosenberg, Jonathan) |
| Filing 20 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Needham Group, Inc. for Needham & Company, LLC. Document filed by Needham & Company, LLC.(Rosenberg, Jonathan) |
| Filing 19 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Stifel Financial Corp. for Stifel, Nicolaus & Company, Inc.. Document filed by Stifel, Nicolaus & Company, Inc..(Rosenberg, Jonathan) |
| Filing 18 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas Inc., Other Affiliate UBS AG, Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Rosenberg, Jonathan) |
| Filing 17 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse (USA), Inc., Other Affiliate Credit Suisse Group AG, Guernsey Branch, Other Affiliate Credit Suisse AG, Other Affiliate Credit Suisse AG, Cayman Islands Branch, Other Affiliate Credit Suisse Group AG, Other Affiliate Credit Suisse Holdings (USA), Inc. for Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse Securities (USA) LLC.(Rosenberg, Jonathan) |
| Filing 16 NOTICE OF APPEARANCE by David Kirkpatrick Lukmire on behalf of Credit Suisse Securities (USA) LLC, Needham & Company, LLC, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC. (Lukmire, David) |
| Filing 15 NOTICE OF APPEARANCE by William Joseph Sushon on behalf of Credit Suisse Securities (USA) LLC, Needham & Company, LLC, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC. (Sushon, William) |
| Filing 14 NOTICE OF APPEARANCE by Jonathan Rosenberg on behalf of Credit Suisse Securities (USA) LLC, Needham & Company, LLC, Nomura Securities International, Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC. (Rosenberg, Jonathan) |
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Filing 13
ORDER: In light of the hearing in these related actions scheduled for March 16, 2018 in order to consider any motions for appointment of lead plaintiff and for consolidation, the deadline in each action for Defendants to respond is extended sine die. The Court will establish a deadline after the forthcoming motions are resolved. (Docketed in 17cv9741, 17cv9796, 17cv9875, 17cv9894, 17cv9903.) (Signed by Judge Ronnie Abrams on 1/12/2018) (ap)
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Filing 12
ORDER granting #11 Letter Motion for Extension of Time. Application granted. The deadline for Defendants to respond to the Complaint is extended sine die. SO ORDERED. (Signed by Judge Ronnie Abrams on 1/9/2018) (rj)
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| Filing 11 LETTER MOTION for Extension of Time to respond to the Complaint addressed to Judge Ronnie Abrams from Stephen P. Blake dated January 8, 2018. Document filed by Qudian Inc..(Blake, Stephen) |
| Filing 10 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Qudian Inc..(Blake, Stephen) |
| Filing 9 NOTICE OF APPEARANCE by Stephen Patrick Blake on behalf of Qudian Inc.. (Blake, Stephen) |
| Filing 8 NOTICE OF APPEARANCE by James Glenn Kreissman on behalf of Qudian Inc.. (Kreissman, James) |
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Filing 7
ORDER: Accordingly it is hereby: ORDERED that a conference shall be held on March 16, 2018 at 2:00 p.m. in Courtroom 1506 of the United States Courthouse, 40 Foley Square, New York, New York 10007 to consider any motions for appointment of lead plaintiff and lead counsel and for consolidation. IT IS FURTHER ORDERED that the named plaintiffs shall promptly serve a copy of this Order on each of the Defendants. (Status Conference set for 3/16/2018 at 2:00 PM in Courtroom 1506, 40 Centre Street, New York, NY 10007 before Judge Ronnie Abrams.) (Signed by Judge Ronnie Abrams on 1/8/2018) (js)
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Filing 6
ORDER: Accordingly it is hereby: ORDERED that a conference shall be held on March 16, 2018 at 2:00 p.m. in Courtroom 1506 of the United States Courthouse, 40 Foley Square, New York, New York 10007 to consider any motions for appointment of lead plaintiff and lead counsel and for consolidation. Opposition to any motion for appointment of lead plaintiff shall be served and filed by March 12, 2018. IT IS FURTHER ORDERED that the named plaintiff shall promptly serve a copy of this Order on each of the Defendants. SO ORDERED. Initial Conference set for 03/16/2018 at 02:00 PM in Courtroom 1506, 40 Centre Street, New York, NY 10007 before Judge Ronnie Abrams(Signed by Judge Ronnie Abrams on 12/19/2017) (rj) Modified on 2/16/2018 (rj).
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| CASE ACCEPTED AS RELATED. Create association to 1:17-cv-09741-RA. Notice of Assignment to follow. (wb) |
| NOTICE OF CASE REASSIGNMENT to Judge Ronnie Abrams. Judge Unassigned is no longer assigned to the case. (wb) |
| Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (wb) |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to Yi Cao, China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Li Du, Shilei Li, Min Luo, Lianzhu Lv, Morgan Stanley & Co. International PLC, Needham & Company, LLC, Nomura Securities International, Inc., Qudian Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC, Carl Yeung, Chao Zhu. (vf) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Jeffrey Philip Campisi. The party information for the following party/parties has been modified: Carlos Maia. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (vf) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Jeffrey Philip Campisi. The following case opening statistical information was erroneously selected/entered: Nature of Suit code 160 (Stockholders Suits); Fee Status code due (due);. The following correction(s) have been made to your case entry: the Nature of Suit code has been modified to 850 (Securities/Commodities); the Fee Status code has been modified to pd (paid). (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (vf) |
| Case Designated ECF. (vf) |
| CASE REFERRED TO Judge Ronnie Abrams as possibly related to 17-cv-09741. (vf) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Yi Cao, China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Li Du, Shilei Li, Min Luo, Lianzhu Lv, Morgan Stanley & Co. International PLC, Needham & Company, LLC, Nomura Securities International, Inc., Qudian Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC, Carl Yeung, Chao Zhu., re: #1 Complaint,. Document filed by Carlos Maia. (Campisi, Jeffrey) Modified on 12/15/2017 (vf). |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 17-cv-09741 (RA). Document filed by Carlos Maia.(Campisi, Jeffrey) |
| Filing 2 CIVIL COVER SHEET filed. (Campisi, Jeffrey) |
| Filing 1 COMPLAINT against Yi Cao, China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Li Du, Shilei Li, Min Luo, Lianzhu Lv, Morgan Stanley & Co. International PLC, Needham & Company, LLC, Nomura Securities International, Inc., Qudian Inc., Stifel, Nicolaus & Company, Inc., UBS Securities LLC, Carl Yeung, Chao Zhu. (Filing Fee $ 400.00, Receipt Number 0208-14475760)Document filed by Carlos Maia.(Campisi, Jeffrey) |
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