Securities and Exchange Commission
| Securities and Exchange Commission |
| Robert Gaughran and Kevin Clune |
| 1:2017cv10026 |
| December 22, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Unassigned |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| Plaintiff |
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| Document Text |
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Filing
69
ORDER TO TRANSFER FUNDS TO TRAIN BABCOCK FAIR FUND FOR DISTRIBUTION AND DIRECTING THAT ALL FUNDS PAID BY DEFENDANTS BE INCLUDED IN THE FAIR FUND granting 67 Motion Directing the Transfer of Funds to Related Proceeding for Distribution and Directi ng that all funds paid by Defendants be Included in the Fair Fund. IT IS HEREBY ORDERED THAT: The Motion is GRANTED; All the funds held by the Commission in this matter under the case name designation "Securities and Exchange Commission v. Rober t Gaughran and Kevin Clune, 17 Civ. 10026 (GHW)" are to be transferred to the Fair Fund established pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, as amended, in the related proceeding, In the Matter of Train, Babcock Advisors LLC , File No. 3-18324 ("Train Babcock Administrative Proceeding"), for distribution to the injured investor. Any future funds, assets, or proceeds received by the Commission in satisfaction of any judgments entered in this action shall be prom ptly deposited into the Fair Fund in the related Train Babcock Administrative Proceeding. All amounts the Commission currently holds in this action, any amounts collected in the future in this matter and all amounts, if any, held at the U.S. Treasury as post-judgment interest collected in this action shall be included in the Fair Fund in the related Train Babcock Administrative Proceeding. SO ORDERED. (Signed by Judge Gregory H. Woods on 12/26/2019) (ama)
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