Securities and Exchange Commission v. Sharma et al
| Securities and Exchange Commission |
| Sohrab "Sam" Sharma, Robert Farkas and Raymond Trapani |
| United States of America |
| 1:2018cv02909 |
| April 2, 2018 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| New York |
| Denise L Cote |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 17, 2022. A more recent docket listing may be available from PACER.
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Filing 33
ORDER terminating #32 LETTER MOTION to Stay re Update on Parallel Criminal Case. Status letter due 12/18/2020. (Signed by Judge Denise L. Cote on 5/18/2020) (jca)
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Filing 32
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION to Stay re Update on Parallel Criminal Case addressed to Judge Denise L. Cote. Document filed by United States of America..(Enzer, Samson) Modified on 7/13/2020 (db).
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Filing 31
MEMO ENDORSEMENT on re: #30 Letter filed by Securities and Exchange Commission. ENDORSEMENT: Approved. Attorney Robert Alan Cohen terminated. (Signed by Judge Denise L. Cote on 12/4/2019) (jca)
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Filing 30
LETTER addressed to Judge Denise L. Cote from Robert A. Cohen dated December 3, 2019 re: Withdrawing as Counsel of Record. Document filed by Securities and Exchange Commission.(Cohen, Robert)
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Filing 29
MEMO ENDORSEMENT on re: #28 Letter filed by United States of America. ENDORSEMENT: Status letter is due 5/15/2020. SO ORDERED. (Signed by Judge Denise L. Cote on 12/2/2019) (kv)
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Filing 28
LETTER addressed to Judge Denise L. Cote re: Status Update Letter re Parallel Criminal Case. Document filed by United States of America.(Enzer, Samson)
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NOTICE OF REDESIGNATION TO ANOTHER MAGISTRATE JUDGE. The above entitled action has been redesignated to Magistrate Judge Sarah L. Cave. Please note that this is a reassignment of the designation only. (bcu)
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Filing 27
ENDORSED LETTER addressed to Judge Denise L. Cote the Government dated 1/8/2019 re: update on the status of the parallel criminal case. ENDORSEMENT: Status letter is due 12/1/19. (Signed by Judge Denise L. Cote on 1/8/2019) (gr)
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Filing 26
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION to Stay re Status Update addressed to Judge Denise L. Cote. Document filed by United States of America.(Enzer, Samson) Modified on 1/29/2019 (db).
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Filing 25
ORDER: This case having been stayed until the conclusion of criminal proceedings against the defendants, it is hereby ORDERED that the initial pretrial conference scheduled for June 29, 2018 is adjourned sine die. (Signed by Judge Denise L. Cote on 6/12/2018) (gr)
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Filing 24
ORDER: On June 1, 2018, the United States moved to intervene in this action and for a stay until the conclusion of criminal proceedings currently pending against the defendants, Sohrab Shara, Robert Farkas, and Raymon Trapani. The June 1 motion represents that the defendants consent to the United States requests and that the Securities and Exchange Commission takes no position on the requests. Accordingly, it is hereby ORDERED that the United States motion to intervene is granted. IT IS FURTHER ORDERED that this action is stayed until the conclusion of the criminal proceedings against the defendants. IT IS FURTHER ORDERED that the United States shall submit a status letter by January 8, 2019. (Signed by Judge Denise L. Cote on 6/7/2018) (gr)
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Filing 23
STIPULATION AND ORDER....The time for Defendant Sohrab("Sam") Sharma to answer or move with respect to the Amended Complaint is hereby extended to 6/20/2018. The time for Defendant Robert Farkas to answer or move with respect to the Amended Complaint is hereby extended to 6/20/2018. (Signed by Judge Denise L. Cote on 6/6/2018) (gr)
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Filing 22
WAIVER OF SERVICE RETURNED EXECUTED. Raymond Trapani waiver sent on 6/4/2018, answer due 8/3/2018. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 21
LETTER MOTION for Extension of Time to File Answer addressed to Judge Denise L. Cote from Daniel J. Horwitz dated June 5, 2018. Document filed by Robert Farkas. (Attachments: #1 Exhibit A - Stipulation and Proposed Order)(Horwitz, Daniel)
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Filing 20
NOTICE OF APPEARANCE by Joseph Aaron Bondy on behalf of Raymond Trapani. (Bondy, Joseph)
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Filing 19
ELECTRONIC SUMMONS ISSUED as to Raymond Trapani. (pc)
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Filing 18
REQUEST FOR ISSUANCE OF SUMMONS as to Raymond Trapani, re: #11 Amended Complaint. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 17
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Stay . Document filed by United States of America.(Enzer, Samson) Modified on 6/15/2018 (ldi).
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Filing 16
NOTICE OF APPEARANCE by Samson Aaron Enzer on behalf of United States of America. (Enzer, Samson)
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Filing 15
AFFIDAVIT OF SERVICE of Summons and Amended Complaint. Robert Farkas served on 4/20/2018, answer due 5/11/2018; Sohrab "Sam" Sharma served on 4/20/2018, answer due 5/11/2018. Service was made by EMAIL. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 14
WAIVER OF SERVICE RETURNED EXECUTED. Robert Farkas waiver sent on 4/18/2018, answer due 6/18/2018. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 13
AFFIDAVIT OF SERVICE of Notice of Initial Pretrial Conference and Court's Individual Practices served on Sohrab ("Sam") Sharma, Robert Farkas, and Raymond Trapani on April 10, 2018, April 11, 2018, and April 20, 2018. Service was accepted by Sharon McCarthy, Daniel Horwitz, Theresa Trzaskoma. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 12
NOTICE OF APPEARANCE by Valerie Ann Szczepanik on behalf of Securities and Exchange Commission. (Szczepanik, Valerie)
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Filing 11
AMENDED COMPLAINT amending #1 Complaint against Robert Farkas, Sohrab "Sam" Sharma, Raymond Trapani with JURY DEMAND.Document filed by Securities and Exchange Commission. Related document: #1 Complaint.(Cohen, Robert)
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Filing 10
WAIVER OF SERVICE RETURNED EXECUTED. Sohrab "Sam" Sharma waiver sent on 4/11/2018, answer due 6/11/2018. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 9
NOTICE OF INITIAL PRETRIAL CONFERENCE (Notice): Initial Conference set for 6/29/2018 at 02:00 PM in Courtroom 18B, 500 Pearl Street, New York, NY 10007 before Judge Denise L. Cote. -Please follow the procedures set forth in the Notice. (Signed by Judge Denise L. Cote on 4/9/2018) (gr)
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Filing 8
ELECTRONIC SUMMONS ISSUED as to Sohrab "Sam" Sharma. (pne)
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Filing 7
REQUEST FOR ISSUANCE OF SUMMONS as to Sohrab ("Sam") Sharma, re: #1 Complaint. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 6
ELECTRONIC SUMMONS ISSUED as to Robert Farkas. (sj)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Robert Alan Cohen to RE-FILE Document No. #4 Request for Issuance of Summons. The filing is deficient for the following reason(s): Defendant's name must match exactly as it appears on pleading and caption. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (sj)
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Magistrate Judge Henry B. Pitman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sj)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Denise L. Cote. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sj)
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Case Designated ECF. (sj)
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to Robert Farkas, re: #1 Complaint. Document filed by Securities and Exchange Commission. (Levine, Alison)
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Filing 4
FILING ERROR - DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS REQUEST FOR ISSUANCE OF SUMMONS as to Sohrab (Sam) Sharma, re: #1 Complaint. Document filed by Securities and Exchange Commission. (Levine, Alison) Modified on 4/3/2018 (sj).
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Filing 3
NOTICE OF APPEARANCE by Alison Rose Levine on behalf of Securities and Exchange Commission. (Levine, Alison)
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Filing 2
CIVIL COVER SHEET filed. (Cohen, Robert)
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Filing 1
COMPLAINT against Robert Farkas, Sohrab "Sam" Sharma. Document filed by Securities and Exchange Commission.(Cohen, Robert)
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