Xu v. Gridsum Holding Inc. et al

Xu v. Gridsum Holding Inc. et al

Plaintiff:	Peifa Xu and Xuechen Li
Defendant:	Guosheng Wi, Gridsum Holding Inc., Peng Zhang, Citigroup Global Markets Inc., Xiang Fan, Xudong Gao, Thomas Adam Melcher, Yanchun Bai, Guofa Yu, Goldman Sachs (ASIA) L.L.C., Perry Lin Chui, PricewaterhouseCoopers Zhong Tian LLP, Michael Peng Zhang, Ravi Sarathy, Stifel, Nicolaus & Company Incorporated, Peter Andrew Schloss and Guosheng Qi
Petitioner:	Richard Dearnley, Michael Bernstein and Carl Pierce
Consolidated Plaintiff:	Xuechun Li
Consolidated Defendant:	Goldman Sach (ASIA) L.L.C.
Lead Plaintiff:	William R. Barth
Case Number:	1:2018cv03655
Filed:	April 25, 2018
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	XX Out of U.S.
Presiding Judge:	Edgardo Ramos
Referring Judge:	Gregory H Woods
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 78
Jury Demanded By:	Plaintiff

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Docket Report

This docket was last retrieved on April 3, 2024. A more recent docket listing may be available from PACER.

Date Filed	Document Text
February 18, 2022	NOTICE OF CASE REASSIGNMENT to Judge Gregory H. Woods. Judge Edgardo Ramos is no longer assigned to the case. (aea)
January 27, 2022	Mailed a copy of #254 Endorsed Letter, to Lawrence P. Eagel Bragar Eagel & Squire, P.C. 810 Seventh Avenue, Ste 620 New York, NY 10019 ; Joseph Alexander Hood, II Pomerantz LLP 600 Third Avenue New York, NY 10016 ;Gregory M. Egleston Gainey McKenna & Egleston 501 Fifth Avenue, 19th Floor New York, NY 10017 ; Thomas James McKenna Gainey & McKenna 501 Fifth Ave., 19th Floor New York, NY 10017 ; Phillip C. Kim The Rosen Law Firm 275 Madison Ave., 40th Floor New York, NY 10016; Daniel Sadeh Halper Sadeh LLP 667 Madison Ave., 5th Floor New York, NY 10065 ; Michael C. Tu Cooley LLP 1333 2nd Street, Suite 400 Santa Monica, CA 90401 by FedEx Overnight # 8172 6104 3810; 8172 6104 3821; 8172 6104 3832; 8172 6104 3843; 8172 6104 3854; 8172 6104 3865; 8172 6104 3876 respectively (dsh)
January 26, 2022	Filing 254 ENDORSED LETTER addressed to Lawrence P. Eagel, Joseph Alexander Hood, II, Gregory M. Egleston, Thomas James McKenna, Phillip C. Kim, Daniel Sadeh, Michael C. Tu from Ruby J. Krajick, Clerk of Court dated 1/26/2022 re: NOTICE CONCERNING WAIVER OF JUDICIAL DISQUALIFICATION. (Signed by Clerk of Court Ruby Krajick on 1/26/2022) (kv) Transmission to Docket Assistant Clerk for processing.
September 22, 2021	ORDER granting #252 Motion to Withdraw as Attorney. Attorney William J. Foley terminated. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
June 25, 2021	Filing 253 DECLARATION of William J. Foley in Support re: #252 MOTION for William J. Foley to Withdraw as Attorney .. Document filed by Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Foley, William)
June 25, 2021	Filing 252 MOTION for William J. Foley to Withdraw as Attorney . Document filed by Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Michael Peng Zhang. (Attachments: #1 Certificate of Service).(Foley, William)
June 24, 2021	Filing 251 DECLARATION of Michael C. Tu in Support re: #246 MOTION to Dismiss the Third Amended Class Action Complaint.. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang. (Attachments: #1 Exhibit 3 - April 2015 Form 6-K, #2 Exhibit 4 - June 2016 Form 6-K).(Tu, Michael)
June 24, 2021	Filing 250 REPLY MEMORANDUM OF LAW in Support re: #246 MOTION to Dismiss the Third Amended Class Action Complaint. . Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Tu, Michael)
June 17, 2021	Filing 249 MEMORANDUM OF LAW in Opposition re: #246 MOTION to Dismiss the Third Amended Class Action Complaint. . Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
June 3, 2021	Filing 248 DECLARATION of Michael C. Tu in Support re: #246 MOTION to Dismiss the Third Amended Class Action Complaint.. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang. (Attachments: #1 Exhibit 1 - Press Release, #2 Exhibit 2 - Form F-K).(Tu, Michael)
June 3, 2021	Filing 247 MEMORANDUM OF LAW in Support re: #246 MOTION to Dismiss the Third Amended Class Action Complaint. . Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Tu, Michael)
June 3, 2021	Filing 246 MOTION to Dismiss the Third Amended Class Action Complaint. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Tu, Michael)
June 3, 2021	Filing 245 NOTICE OF APPEARANCE by Sarah M. Topol on behalf of Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Topol, Sarah)
May 24, 2021	Filing 244 STIPULATION AND ORDER DISMISSING CERTAIN CLAIMS AGAINST DEFENDANTS GUOSHENG 01, MICHAEL PENG ZHANG, AND RAVI SARATHY: IT IS HEREBY STIPULATED AND AGREED, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, consistent with the Court's March 2020 and February 2021 Orders, that plaintiffs' claims arising under Sections 10(b) and 20(a) of the Exchange Act that relate to alleged misstatements in Gridsum's Registration Statement are dismissed against Guosheng Qi, Michael Peng Zhang and Ravi Sarathy, with the parties to bear their own costs, expenses and attorneys' fees. (As further set forth in this Order.) (Signed by Judge Edgardo Ramos on 5/24/2021) (cf)
May 24, 2021	Filing 243 PROPOSED STIPULATION AND ORDER. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Tu, Michael)
May 13, 2021	Minute Entry for proceedings held before Judge Edgardo Ramos: Pre-Motion Conference held on 5/13/2021. Plaintiffs' and Defendants' counsel appeared by telephone. Defendants are granted leave to file a motion to dismiss with the following briefing schedule: moving papers due June 3, 2021; opposition due June 17, 2021; and reply due June 24, 2021. (jar)
May 4, 2021	Filing 242 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated May 4, 2021 re: #240 LETTER MOTION for Conference re: Anticipated Motion to Dismiss Third Amended Class Action Complaint addressed to Judge Edgardo Ramos from Michael C. Tu dated 4/23/2021. . Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
April 27, 2021	Filing 241 ORDER granting #240 Letter Motion for Conference re: Anticipated Motion to Dismiss Third Amended Class Action Complaint. A telephonic pre-motion conference will be held on May 13, 2021, at 10:00 a.m. The parties are instructed to call (877) 411-9748 and enter access code 3029857# when prompted. Plaintiff is directed to submit a written response not longer than 3 pages by May 5, 2021. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
April 23, 2021	Filing 240 LETTER MOTION for Conference re: Anticipated Motion to Dismiss Third Amended Class Action Complaint addressed to Judge Edgardo Ramos from Michael C. Tu dated 4/23/2021. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang. (Attachments: #1 Exhibit A).(Tu, Michael)
April 23, 2021	Filing 239 ANSWER to #209 Amended Complaint,,. Document filed by Gridsum Holding Inc., Thomas Adam Melcher..(Tu, Michael)
April 12, 2021	Filing 238 STIPULATION AND ORDER DISMISSING CLAIMS ARISING UNDER SECTIONS 11 AND 15 OF THE SECURITIES ACT AGAINST GUOSHENG QI, MICHAEL PENG ZHANG, AND RAVI SARATHY: IT IS HEREBY STIPULATED AND AGREED, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, consistent with the Court's March 2020 and February 2021 Orders, and in the interests of efficiency, that each of plaintiffs' claims arising under Sections 11 and 15 of the Securities Act are dismissed against Guosheng Qi, Michael Peng Zhang and Ravi Sarathy, with the parties to bear their own costs, expenses and attorneys' fees. IT SO ORDERED. (Signed by Judge Edgardo Ramos on 4/12/2021) (va) Modified on 4/14/2021 (va).
April 9, 2021	Filing 237 PROPOSED STIPULATION AND ORDER. Document filed by Guosheng Qi, Ravi Sarathy, Michael Peng Zhang..(Tu, Michael)
February 23, 2021	Filing 236 AMENDED OPINION & ORDER: For the reasons discussed above, Defendants' motions to dismiss are GRANTED. Specifically: All claims arising under Section 11 of the Securities Act against Defendants Gridsum, Melcher, the Underwriter Defendants, PwC and Chui are DISMISSED. All claims arising under Section 15 of the Securities Act against Chui and Melcher are DISMISSED. All claims arising under Section 10(b) of the Exchange Act against Chui and PwC are DISMISSED. All newly-alleged claims arising under Section 10(b) of the Exchange Act against Gridsum and Melcher, and Section 20(a) of the Exchange Act against Melcher, in relation to Gridsum's Registration Statement, are DISMISSED. All claims arising under Section 20(a) of the Exchange Act against Chui are DISMISSED. However, nothing in this Opinion alters the Court's previous decision denying Gridsum and Melcher's motion to dismiss claims under Section 10(b) of the Exchange Act, and denying Melcher's motion to dismiss the Section 20(a) claim, arising from Gridsum's 2016 financial statement and 2018 press release. These claims survive, as set forth in the Court's March 2020 Opinion and Order. Defendants Gridsum, Melcher, Sarathy, Qi, and Zhang are directed to respond to the TAC by April 23, 2021. The Clerk of Court is respectfully directed to terminate the motions, docket numbers 210, 213, and 216, and to terminate Defendants Chui, Goldman Sachs (Asia) LLC, Citigroup Global Markets, Inc., Stifel, Nicolaus & Company, Inc., and PricewaterhouseCoopers Zhong Tian LLP. (Signed by Judge Edgardo Ramos on 2/23/2021) (mro)
February 22, 2021	Filing 235 OPINION & ORDER re: #216 MOTION to Dismiss The Third Amended Class Action Complaint filed by PricewaterhouseCoopers Zhong Tian LLP, #210 MOTION to Dismiss Third Amended Complaint filed by Gridsum Holding Inc., Thomas Adam Melcher, #213 MOTION to Dismiss Third Amended Complaint. filed by Perry Lin Chui. For the reasons discussed above, Defendants' motions to dismiss are GRANTED. Specifically: All claims arising under Section 11 of the Securities Act against Defendants Gridsum, Melcher, the Underwriter Defendants, PwC and Chui are DISMISSED. All claims arising under Section 15 of the Securities Act against Chui and Melcher are DISMISSED. All claims arising under Section 10(b) of the Exchange Act against Chui and PwC are DISMISSED. All newly-alleged claims arising under Section 10(b) of the Exchange Act against Gridsum and Melcher, and Section 20(a) of the Exchange Act against Melcher, in relation to Gridsums Registration Statement, are DISMISSED. All claims arising under Section 20(a) of the Exchange Act against Chui are DISMISSED. However, nothing in this Opinion alters the Court's previous decision denying Gridsum and Melcher's motion to dismiss claims under Section 10(b) of the Exchange Act, and denying Melcher's motion to dismiss the Section 20(a) claim, arising from Gridsum's 2016 financial statement and 2018 press release. These claims survive, as set forth in the Court's March 2020 Opinion and Order. Defendants Gridsum, Melcher, Sarathy, Qi, and Zhang are directed to respond to the TAC by April 23, 2018. The Clerk of Court is respectfully directed to terminate the motions, docket numbers 210, 213, and 216, and to terminate Defendants Chui, Goldman Sachs (Asia) LLC, Citigroup Global Markets, Inc., Stifel, Nicolaus & Company, Inc., and PricewaterhouseCoopers Zhong Tian LLP. Citigroup Global Markets Inc., Goldman Sach (ASIA) L.L.C., Goldman Sachs (ASIA) L.L.C., PricewaterhouseCoopers Zhong Tian LLP, Stifel, Nicolaus & Company Incorporated, Stifel, Nicolaus & Company Incorporated, Perry Lin Chui and Citigroup Global Markets Inc. terminated. (Signed by Judge Edgardo Ramos on 2/22/2021) (mro)
October 16, 2020	Filing 234 STIPULATION AND ORDER REGARDING SERVICE AND DEFENDANTS' TIME TO RESPOND TO THE THIRD AMENDED CLASS ACTION COMPLAINT: IT IS HEREBY STIPULATED AND AGREED for purposes of efficiency given the currently pending Motions, that the Waiving Defendants not be required to answer or otherwise respond to the TAC until the later of 60 days after the Court issues a decision on the pending Motions, or 90 days from the date of the Waiving Defendants' waiver of service forms. (Signed by Judge Edgardo Ramos on 10/16/2020) (mro)
October 15, 2020	Filing 233 PROPOSED STIPULATION AND ORDER. Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
October 15, 2020	Filing 232 WAIVER OF SERVICE RETURNED EXECUTED. Ravi Sarathy waiver sent on 10/5/2020, answer due 1/3/2021. Document filed by Xuechen Li; William R. Barth..(Eagel, Lawrence)
October 15, 2020	Filing 231 WAIVER OF SERVICE RETURNED EXECUTED. Michael Peng Zhang waiver sent on 10/5/2020, answer due 1/3/2021. Document filed by Xuechen Li; William R. Barth..(Eagel, Lawrence)
October 15, 2020	Filing 230 WAIVER OF SERVICE RETURNED EXECUTED. Guosheng Qi waiver sent on 10/5/2020, answer due 1/3/2021. Document filed by Xuechen Li; William R. Barth..(Eagel, Lawrence)
October 14, 2020	Filing 229 STIPULATION AND ORDER OF DISMISSAL: IT IS HEREBY STIPULATED AND AGREED, pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, that all claims against defendants Guofa Yu, Xiang Fan, Yanchun Bai, Xudong Gao and Peter Schloss in this action are dismissed, with the parties to bear their own costs, expenses and attorneys' fees. IT IS SO STIPULATED. SO ORDERED. (Signed by Judge Edgardo Ramos on 10/14/2020) Xudong Gao, Peter Andrew Schloss, Guofa Yu, Yanchun Bai and Xiang Fan terminated. (ks)
October 13, 2020	Filing 228 PROPOSED STIPULATION AND ORDER. Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
October 13, 2020	Filing 227 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated 10/13/2020 re: Stipulation and Proposed Order. Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
October 13, 2020	Filing 226 NOTICE OF CHANGE OF ADDRESS by Lawrence P. Eagel on behalf of William R. Barth, Xuechen Li. New Address: Bragar Eagel & Squire, P.C., 810 Seventh Avenue, Suite 620, New York, NY, United States 10019, (212) 308-5858..(Eagel, Lawrence)
August 24, 2020	Filing 225 JOINDER to join re: #223 Reply Memorandum of Law in Support of Motion . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated..(Clubok, Andrew)
August 24, 2020	Filing 224 REPLY MEMORANDUM OF LAW in Support re: #216 MOTION to Dismiss The Third Amended Class Action Complaint. . Document filed by PricewaterhouseCoopers Zhong Tian LLP..(Flynn, Michael)
August 24, 2020	Filing 223 REPLY MEMORANDUM OF LAW in Support re: #210 MOTION to Dismiss Third Amended Complaint. . Document filed by Gridsum Holding Inc., Thomas Adam Melcher..(Tu, Michael)
August 24, 2020	Filing 222 REPLY MEMORANDUM OF LAW in Support re: #213 MOTION to Dismiss Third Amended Complaint. . Document filed by Perry Lin Chui..(Tu, Michael)
July 24, 2020	Filing 221 MEMORANDUM OF LAW in Opposition re: #216 MOTION to Dismiss The Third Amended Class Action Complaint., #210 MOTION to Dismiss Third Amended Complaint., #213 MOTION to Dismiss Third Amended Complaint. and #218 MOTION to Dismiss Third Amended Complaint. Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
July 7, 2020	Filing 220 ORDER granting #219 Letter Motion for Extension of Time. Plaintiff's opposition to the Motions to dismiss are now due July 24, 2020. Defendants' replies are due August 24, 2020. Plaintiffs may file an omnibus brief not to exceed 60 pages in response to Defendants' various motions to dismiss. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
July 7, 2020	Set/Reset Deadlines as to #210 MOTION to Dismiss Third Amended Complaint., #213 MOTION to Dismiss Third Amended Complaint., #216 MOTION to Dismiss The Third Amended Class Action Complaint. Responses due by 7/24/2020. Replies due by 7/24/2020. (jar)
July 1, 2020	Filing 219 LETTER MOTION for Extension of Time of the Briefing Schedule for the Present Motions to Dismiss the Third Amended Complaint addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated July 1, 2020. Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
June 8, 2020	Filing 218 JOINDER to join re: #210 MOTION to Dismiss Third Amended Complaint. . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated..(Hegt, Jason)
June 8, 2020	Filing 217 MEMORANDUM OF LAW in Support re: #216 MOTION to Dismiss The Third Amended Class Action Complaint. . Document filed by PricewaterhouseCoopers Zhong Tian LLP..(Flynn, Michael)
June 8, 2020	Filing 216 MOTION to Dismiss The Third Amended Class Action Complaint. Document filed by PricewaterhouseCoopers Zhong Tian LLP..(Flynn, Michael)
June 8, 2020	Filing 215 DECLARATION of Perry Chui in Support re: #213 MOTION to Dismiss Third Amended Complaint.. Document filed by Perry Lin Chui..(Tu, Michael)
June 8, 2020	Filing 214 MEMORANDUM OF LAW in Support re: #213 MOTION to Dismiss Third Amended Complaint. . Document filed by Perry Lin Chui..(Tu, Michael)
June 8, 2020	Filing 213 MOTION to Dismiss Third Amended Complaint. Document filed by Perry Lin Chui..(Tu, Michael)
June 8, 2020	Filing 212 DECLARATION of William J. Foley in Support re: #210 MOTION to Dismiss Third Amended Complaint.. Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D).(Foley, William)
June 8, 2020	Filing 211 MEMORANDUM OF LAW in Support re: #210 MOTION to Dismiss Third Amended Complaint. . Document filed by Gridsum Holding Inc., Thomas Adam Melcher..(Tu, Michael)
June 8, 2020	Filing 210 MOTION to Dismiss Third Amended Complaint. Document filed by Gridsum Holding Inc., Thomas Adam Melcher..(Tu, Michael)
May 7, 2020	Filing 209 THIRD AMENDED COMPLAINT amending #104 Amended Complaint,, against Xuechen Li, Yanchun Bai, Perry Lin Chui, Citigroup Global Markets Inc., Xiang Fan, Xudong Gao, Goldman Sachs (ASIA) L.L.C., Gridsum Holding Inc., Thomas Adam Melcher, PricewaterhouseCoopers Zhong Tian LLP, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Stifel, Nicolaus & Company Incorporated, Guofa Yu, Michael Peng Zhang with JURY DEMAND.Document filed by Xuechen Li. Related document: #104 Amended Complaint,,..(Eagel, Lawrence) Modified on 5/8/2020 (pc).
May 7, 2020	Filing 208 ORDER granting #204 Letter Motion for Leave to File Document. The Court is in receipt of the parties' letters concerning the proposed Third Amended Complaint, Docs. 204, 205, 206, 207. Plaintiffs are GRANTED leave to file a Third Amended Complaint. Defendants are GRANTED leave to file motions to dismiss on the following schedule: Motions are due June 8, 2020; oppositions are due July 8, 2020, replies are due July 22, 2020. (Signed by Judge Edgardo Ramos on 5/7/2020) (mro)
May 7, 2020	Set/Reset Deadlines: Motions due by 6/8/2020. Responses due by 7/8/2020 Replies due by 7/22/2020. (mro)
May 6, 2020	Filing 207 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Michael S. Flynn dated May 6, 2020 re: #204 LETTER MOTION for Leave to File Third Amended Class Action Complaint For Violations Of The Federal Securities Laws addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated May 1, 2020. and joinder to Gridsum's May 6, 2020 letter. Document filed by PricewaterhouseCoopers Zhong Tian LLP..(Flynn, Michael)
May 6, 2020	Filing 206 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Jason C. Hegt dated May 6, 2020 re: #204 LETTER MOTION for Leave to File Third Amended Class Action Complaint For Violations Of The Federal Securities Laws addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated May 1, 2020. and joinder in May 6, 2020 letter #205 . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated..(Hegt, Jason)
May 6, 2020	Filing 205 LETTER addressed to Judge Edgardo Ramos from Michael C. Tu dated May 6, 2020 re: defendants' letter response to plaintiffs May 1, 2020 letter motion. Document filed by Perry Lin Chui, Gridsum Holding Inc., Thomas Adam Melcher..(Tu, Michael)
May 1, 2020	Filing 204 LETTER MOTION for Leave to File Third Amended Class Action Complaint For Violations Of The Federal Securities Laws addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated May 1, 2020. Document filed by William R. Barth, Xuechen Li. (Attachments: #1 Exhibit A).(Eagel, Lawrence)
April 15, 2020	Filing 203 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/2/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
April 15, 2020	Filing 202 TRANSCRIPT of Proceedings re: CONFERENCE held on 4/2/2020 before Judge Edgardo Ramos. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/6/2020. Redacted Transcript Deadline set for 5/18/2020. Release of Transcript Restriction set for 7/14/2020..(McGuirk, Kelly)
April 2, 2020	Minute Entry for proceedings held before Judge Edgardo Ramos: Telephone Conference held on 4/2/2020. Counsel for Lead Plaintiff appeared. Counsel for Defendants present. Chui's response or answer to the operative complaint is due June 1, 2020. (jar)
March 30, 2020	Filing 201 OPINION & ORDER re: #151 MOTION to Dismiss the Second Amended Class Action Complaint filed by PricewaterhouseCoopers Zhong Tian LLP, #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants filed by William R. Barth, Xuechun Li, #144 MOTION to Dismiss filed by Gridsum Holding Inc., Thomas Adam Melcher, #154 MOTION to Dismiss filed by Stifel, Nicolaus & Company Incorporated, Goldman Sachs (ASIA) L.L.C., Citigroup Global Markets Inc. For the foregoing reasons, the motions of the underwriters, Gridsum, and Melcher to dismiss the claims under Sections 11 and 15 of the Securities Act are GRANTED. Gridsum's and Melcher's motions to dismiss the claims under Sections 10 and 20 of the Exchange Act are DENIED. be motion to dismiss all counts against PwC is GRANTED and the Clerk of Court is directed to QUASH the service noted at Doc. 107. be plaintiffs' motion for alternative service is DENIED. If the plaintiffs seek to file a bird Amended Complaint realleging the Securities Act claims, they are directed to move to do so by May 1, 2020 or otherwise inform the Court that they will proceed under the Second Amended Complaint. Objections or answers to the operative complaint are due by June 1, 2020. All parties are directed to appear via teleconference on April 2, 2020 at 10:15 a.m. at the number listed in Doc. 200. be Clerk of Court is respectfully directed to terminate the motions, Docs. 144, 151, 154, and 186. (Signed by Judge Edgardo Ramos on 3/30/2020) (mro)
March 30, 2020	Set/Reset Hearings: Telephone Conference set for 4/2/2020 at 10:15 AM before Judge Edgardo Ramos. (mro)
March 26, 2020	Filing 200 SCHEDULING NOTICE: The pre-motion conference previously scheduled for April 2, 2020, is hereby rescheduled for 10:15 AM on April 2, and will now proceed as a telephone conference. The parties shall call the Court using the following conference call information: (877) 411-9748; Access Code: 3029857. Telephone Pre-Motion Conference set for 4/2/2020 at 10:15 AM before Judge Edgardo Ramos. (mml)
March 6, 2020	Filing 199 REPLY MEMORANDUM OF LAW in Support re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants . . Document filed by William R. Barth, Xuechen Li..(Eagel, Lawrence)
February 26, 2020	Filing 198 RESCHEDULING NOTICE : The pre-motion conference previously scheduled for March 3, 2020, is hereby rescheduled for April 2, 2020, at 10:00 AM in Courtroom 619 before the Hon. Edgardo Ramos, at the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, NY 10007. (Pre-Motion Conference set for 4/2/2020 at 10:00 AM in Courtroom 619, 40 Centre Street, New York, NY 10007 before Judge Edgardo Ramos. )(yv)
February 24, 2020	Filing 197 DECLARATION of William J. Foley in Opposition re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants .. Document filed by Yanchun Bai, Xiang Fan, Xudong Gao, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Guofa Yu, Michael Peng Zhang. (Attachments: #1 Exhibit A - Order dated August 5, 2016, #2 Exhibit B - Central Authority & Practical Information, #3 Exhibit C - Copy of Article 85).(Foley, William)
February 24, 2020	Filing 196 DECLARATION of Gary J. Gao in Opposition re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants .. Document filed by Yanchun Bai, Xiang Fan, Xudong Gao, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Guofa Yu, Michael Peng Zhang..(Tu, Michael)
February 24, 2020	Filing 195 MEMORANDUM OF LAW in Opposition re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants . . Document filed by Yanchun Bai, Xiang Fan, Xudong Gao, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Guofa Yu, Michael Peng Zhang..(Tu, Michael)
February 24, 2020	Filing 194 MEMORANDUM OF LAW in Opposition re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants . . Document filed by PricewaterhouseCoopers Zhong Tian LLP..(Flynn, Michael)
February 19, 2020	Filing 193 ORDER granting #191 Letter Motion for Conference. A pre-motion conference will be held on March 3, 2020 at 4:15 PM. (Pre-Motion Conference set for 3/3/2020 at 04:15 PM before Judge Edgardo Ramos.) (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
February 19, 2020	Filing 192 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated February 19, 2020 re: Defendant Perry Chui's February 13, 2020 letter. Document filed by William R. Barth..(Eagel, Lawrence)
February 13, 2020	Filing 191 LETTER MOTION for Conference in connection with the anticipated motion to dismiss the Second Amended Class Action Complaint addressed to Judge Edgardo Ramos from Michael C. Tu dated 2/13/2020. Document filed by Perry Lin Chui..(Tu, Michael)
February 3, 2020	Filing 190 MEMO ENDORSEMENT with respect to #186 Motion. ENDORSEMENT: Defendants Qi Zhang, Sarathy, Yu Fan Bai, Gao, Schloss, and Pricewaterhouse Coopers are directed to file an opposition of no more than 15 pages by February 24, 2020. Plaintiffs are directed to file a reply of no more than 10 pages by March 6, 2020. So Ordered. (Signed by Judge Edgardo Ramos on 2/3/2020) (js) Modified on 2/18/2020 (js).
February 3, 2020	***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #188 Proposed Order was reviewed and approved as to form. (km)
February 3, 2020	Set/Reset Deadlines: Responses due by 2/24/2020 Replies due by 3/6/2020. (js)
January 31, 2020	Filing 189 DECLARATION of Lawrence P. Eagel in Support re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants .. Document filed by William R. Barth, Xuechun Li. (Attachments: #1 Exhibit 1 [Part 1 of 2], #2 Exhibit 1 [Part 2 of 2], #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9).(Eagel, Lawrence)
January 31, 2020	Filing 188 PROPOSED ORDER. Document filed by William R. Barth, Xuechun Li. Related Document Number: [ECF No. 187]. (Eagel, Lawrence) Proposed Order to be reviewed by Clerk's Office staff.
January 31, 2020	Filing 187 MEMORANDUM OF LAW in Support re: #186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants . . Document filed by William R. Barth, Xuechun Li..(Eagel, Lawrence)
January 31, 2020	Filing 186 MOTION Plaintiffs' Motion for Alternative Service on Certain Defendants . Document filed by William R. Barth, Xuechun Li..(Eagel, Lawrence)
January 29, 2020	Filing 185 NOTICE of Summons Returned Unexecuted for defendants Guosheng Qi, Michael Peng Zhang, Ravi Sarathy, Yanchun Bai, Xudong Gao, and Guofa Yu re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)(Eagel, Lawrence)
January 29, 2020	Filing 184 NOTICE of of Summons Returned Unexecuted - Ravi Sarathy re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Attachments: #1 Exhibit 1)(Eagel, Lawrence)
January 29, 2020	Filing 183 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Service was accepted by Unable to Distinguish, Counselor of Company. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 182 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Service was accepted by Unable to Distinguish, Counselor of Company. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 181 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Michael Peng Zhang served on 6/19/2019, answer due 7/10/2019. Service was accepted by Dang Shuainan, Counselor of the Company. Document filed by William R. Barth; Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 180 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Peter Andrew Schloss served on 6/19/2019, answer due 7/10/2019. Service was accepted by Unable to Distinguish, Counselor of Company. Document filed by William R. Barth; Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 179 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Guosheng Qi served on 7/19/2019, answer due 8/9/2019. Service was accepted by Tang Xiaoshuai, Counselor. Document filed by William R. Barth; Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 178 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Xudong Gao served on 6/19/2019, answer due 7/10/2019. Service was accepted by Unable to Distinguish, Counselor of Company. Document filed by Xuechun Li. (Eagel, Lawrence)
January 29, 2020	Filing 177 CERTIFICATE OF SERVICE of Summons and Amended Complaint,. Yanchun Bai served on 6/19/2019, answer due 7/10/2019. Service was accepted by Unable to Distinguish, Counselor of Company. Document filed by Xuechun Li. (Eagel, Lawrence)
January 23, 2020	Filing 176 AFFIDAVIT OF SERVICE. Perry Lin Chui served on 10/24/2019, answer due 11/14/2019. Service was accepted by Signature is not legible. Document filed by William R. Barth; Xuechun Li. (Eagel, Lawrence)
November 13, 2019	Filing 175 ORDER denying #174 Letter Motion for Conference. Defendant Chui's motion for a pre-motion conference is DENIED as premature. He may renew his application once Plaintiffs file proof of service indicating Plaintiffs' position regarding whether service of the Second Amended Complaint has been effected properly. SO ORDERED. (Signed by Judge Edgardo Ramos on 11/13/2019) (kv)
November 13, 2019	Filing 174 LETTER MOTION for Conference Regarding Defendants Anticipated Motion to Dismiss addressed to Judge Edgardo Ramos from Michael C. Tu dated 11/13/2019. Document filed by Perry Lin Chui.(Tu, Michael)
October 4, 2019	Filing 173 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated October 4, 2019 re: Response to Defendants' September 20, 2019 Letters. Document filed by William R. Barth, Xuechen Li.(Eagel, Lawrence)
September 20, 2019	Filing 172 LETTER addressed to Judge Edgardo Ramos from Michael C. Tu dated 9/20/2019 re: newly-issued supplemental authority. Document filed by Gridsum Holding Inc., Thomas Adam Melcher.(Tu, Michael)
September 20, 2019	Filing 171 LETTER addressed to Judge Edgardo Ramos from Michael S. Flynn dated September 20, 2019 re: Informing the Court of supplemental authority that supports PwC China's pending Motion to Dismiss the Second Amended Complaint. Document filed by PricewaterhouseCoopers Zhong Tian LLP.(Flynn, Michael)
August 16, 2019	Filing 170 REPLY MEMORANDUM OF LAW in Support re: #154 MOTION to Dismiss . . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Hegt, Jason)
August 16, 2019	Filing 169 REPLY MEMORANDUM OF LAW in Support re: #144 MOTION to Dismiss . . Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Tu, Michael)
August 16, 2019	Filing 168 REPLY re: #147 Notice (Other) Request for Judicial Notice in Support of Defendants Gridsum Holding and Thomas Melcher's Motion to Dismiss the Second Amended Class Action Complaint. Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Tu, Michael)
August 16, 2019	Filing 167 REPLY MEMORANDUM OF LAW in Support re: #151 MOTION to Dismiss the Second Amended Class Action Complaint. . Document filed by PricewaterhouseCoopers Zhong Tian LLP. (Flynn, Michael)
July 16, 2019	Filing 166 ORDER denying #158 Letter Motion for Conference. Yanchun Bai, Xudong Gao, Guosheng Qi, Peter Schloss, Guofa Yu, and Michael Peng Zhang's (collectively, the "China Resident Defendants") request for a pre-motion conference in connection with their anticipated motion to dismiss the Second Amended Class Action Complaint (the "SAC"), see Doc. 158, is DENIED as premature. The China Resident Defendants may renew their application once Plaintiffs file proofs of service indicating their position regarding whether service of the SAC has been effected properly. Plaintiffs' request that the Court order the China Resident Defendants to respond to the SAC, see Doc. 165, is DENIED as premature. As the Court stated at the conference held on May 1, 2019, if Plaintiffs wish Defendants to accept alternative service of the SAC, Plaintiffs may file a motion to that effect. The Clerk of the Court is respectfully directed to terminate the motion-Doc. 158. It is SO ORDERED. (Signed by Judge Edgardo Ramos on 7/16/2019) (kv)
July 15, 2019	Filing 165 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated July 15, 2019 re: #158 LETTER MOTION for Conference Regarding Defendants' Anticipated Motion to Dismiss addressed to Judge Edgardo Ramos from Michael C. Tu dated July 10, 2019. . Document filed by William R. Barth, Xuechen Li. (Eagel, Lawrence)
July 12, 2019	Filing 164 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated July 12, 2019 re: to request oral argument on motions to dismiss the Second Amended Class Action Complaint pursuant to Rule 2.D of the Courts Individual Practices. Document filed by William R. Barth, Xuechen Li.(Eagel, Lawrence)
July 12, 2019	Filing 163 DECLARATION of Lawrence P. Eagel in Opposition re: #144 MOTION to Dismiss .. Document filed by William R. Barth, Xuechen Li. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Eagel, Lawrence)
July 12, 2019	Filing 162 MEMORANDUM OF LAW in Opposition re: #144 MOTION to Dismiss . by Gridsum Holding Inc., Thomas Adam Melcher. Document filed by William R. Barth, Xuechen Li. (Eagel, Lawrence)
July 12, 2019	Filing 161 MEMORANDUM OF LAW in Opposition re: #154 MOTION to Dismiss . by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. Document filed by William R. Barth, Xuechen Li. (Eagel, Lawrence)
July 12, 2019	Filing 160 MEMORANDUM OF LAW in Opposition re: #151 MOTION to Dismiss the Second Amended Class Action Complaint. by PricewaterhouseCoopers Zhong Tian LLP. Document filed by William R. Barth, Xuechen Li. (Eagel, Lawrence)
July 12, 2019	Filing 159 OPPOSITION BRIEF re: #147 Notice (Other) of Request for Judicial Notice. Document filed by William R. Barth, Xuechen Li.(Eagel, Lawrence)
July 10, 2019	Filing 158 LETTER MOTION for Conference Regarding Defendants' Anticipated Motion to Dismiss addressed to Judge Edgardo Ramos from Michael C. Tu dated July 10, 2019. Document filed by Yanchun Bai, Xudong Gao, Guosheng Qi, Peter Andrew Schloss, Guofa Yu, Michael Peng Zhang.(Tu, Michael)
May 28, 2019	Filing 157 JOINT LETTER addressed to Judge Edgardo Ramos from Michael C. Tu dated May 28, 2019 re: to request oral argument on motions to dismiss the Second Amended Class Action Complaint pursuant to Rule 2.D of the Courts Individual Practices by all defendants. Document filed by Gridsum Holding Inc., Thomas Adam Melcher.(Tu, Michael)
May 28, 2019	Filing 156 DECLARATION of Jason C. Hegt in Support re: #154 MOTION to Dismiss .. Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Attachments: #1 Exhibit 1 - Gridsum Prospectus, #2 Exhibit 2 - Gridsum 20-F)(Hegt, Jason)
May 28, 2019	Filing 155 MEMORANDUM OF LAW in Support re: #154 MOTION to Dismiss . . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Hegt, Jason)
May 28, 2019	Filing 154 MOTION to Dismiss . Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated.(Hegt, Jason)
May 28, 2019	Filing 153 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group Inc. for Goldman Sachs (ASIA) L.L.C.; Corporate Parent Stifel Financial Corporation for Stifel, Nicolaus & Company Incorporated; Corporate Parent Citigroup Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated.(Hegt, Jason)
May 28, 2019	Filing 152 MEMORANDUM OF LAW in Support re: #151 MOTION to Dismiss the Second Amended Class Action Complaint. . Document filed by PricewaterhouseCoopers Zhong Tian LLP. (Flynn, Michael)
May 28, 2019	Filing 151 MOTION to Dismiss the Second Amended Class Action Complaint. Document filed by PricewaterhouseCoopers Zhong Tian LLP.(Flynn, Michael)
May 28, 2019	Filing 150 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by PricewaterhouseCoopers Zhong Tian LLP.(Flynn, Michael)
May 28, 2019	Filing 149 NOTICE OF APPEARANCE by Adam Gabor Mehes on behalf of PricewaterhouseCoopers Zhong Tian LLP. (Mehes, Adam)
May 28, 2019	Filing 148 NOTICE OF APPEARANCE by Michael S. Flynn on behalf of PricewaterhouseCoopers Zhong Tian LLP. (Flynn, Michael)
May 28, 2019	Filing 147 NOTICE of Request for Judicial Notice re: #146 Declaration in Support of Motion,,,, #144 MOTION to Dismiss ., #145 Memorandum of Law in Support of Motion. Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Tu, Michael)
May 28, 2019	Filing 146 DECLARATION of William J. Foley in Support re: #144 MOTION to Dismiss .. Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Attachments: #1 Exhibit 1 - Gridsum Holding Inc.s Registration Statement on Form F-1, #2 Exhibit 2 - Gridsum Holding Inc.s Prospectus on Form 424B4, #3 Exhibit 3 - Financial Accounting Standards Boards Accounting Standards Codification 605-45, #4 Exhibit 4 - Gridsum Holding Inc.s press release dated March 15, 2017, #5 Exhibit 5 - Gridsum Holding Inc.s 2016 annual report on Form 20-F, #6 Exhibit 6 - Gridsum Holding Inc.s press release dated April 23, 2018, #7 Exhibit 7 - Gridsum Holding Inc.s 2017 annual report on Form 20-F, #8 Exhibit 8 - SEC Staff Accounting Bulletin No. 108, 17 C.F.R. 211(B) (Sept. 13, 2006)D, #9 Exhibit 9 - SEC Today, DC Bar Hosts Program on Materiality, dated May 10, 2012, #10 Exhibit 10 - Ernst & Young LLP, Financial Restatements: Understanding Differences and Significance, dated May 2, 2015, #11 Exhibit 11 - Brief in opposition to Gridsum Holding Inc.s application for a stay or protective order in Gordon v. Gridsum Holding Inc., et al, No. 653342/2018 (N.Y. Sup. Ct.).)(Foley, William)
May 28, 2019	Filing 145 MEMORANDUM OF LAW in Support re: #144 MOTION to Dismiss . . Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Tu, Michael)
May 28, 2019	Filing 144 MOTION to Dismiss . Document filed by Gridsum Holding Inc., Thomas Adam Melcher.(Tu, Michael)
May 28, 2019	Filing 143 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gridsum Holding Inc..(Tu, Michael)
May 28, 2019	Filing 142 NOTICE OF APPEARANCE by Zachary Lance Rowen on behalf of Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Rowen, Zachary)
May 16, 2019	Filing 141 ELECTRONIC AMENDED SUMMONS ISSUED as to Yanchun Bai. (jgo)
May 16, 2019	Filing 140 ELECTRONIC AMENDED SUMMONS ISSUED as to Xudong Gao. (jgo)
May 16, 2019	Filing 139 ELECTRONIC AMENDED SUMMONS ISSUED as to Xiang Fan. (jgo)
May 16, 2019	Filing 138 ELECTRONIC AMENDED SUMMONS ISSUED as to Ravi Sarathy. (jgo)
May 16, 2019	Filing 137 ELECTRONIC AMENDED SUMMONS ISSUED as to PricewaterhouseCoopers Zhong Tian LLP. (jgo)
May 16, 2019	Filing 136 ELECTRONIC AMENDED SUMMONS ISSUED as to Peter Andrew Schloss. (jgo)
May 16, 2019	Filing 135 ELECTRONIC AMENDED SUMMONS ISSUED as to Perry Lin Chui. (jgo)
May 16, 2019	Filing 134 ELECTRONIC AMENDED SUMMONS ISSUED as to Michael Peng Zhang. (jgo)
May 16, 2019	Filing 133 ELECTRONIC AMENDED SUMMONS ISSUED as to Guosheng Qi. (jgo)
May 16, 2019	Filing 132 ELECTRONIC AMENDED SUMMONS ISSUED as to Guofa Yu. (jgo)
May 15, 2019	Filing 131 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Michael Peng Zhang, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 130 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Guofa Yu, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 129 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Peter Andrew Schloss, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 128 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Ravi Sarathy, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 127 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Guosheng Qi, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 126 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to PricewaterhouseCoopers Zhong Tian LLP, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 125 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Xudong Gao, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 124 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Xiang Fan, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 123 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Perry Lin Chui, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
May 15, 2019	Filing 122 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Yanchun Bai, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
April 17, 2019	Filing 121 MEMO ENDORSEMENT on re: #119 Letter filed by Stifel, Nicolaus & Company Incorporated, Citigroup Global Markets Inc., Goldman Sach (ASIA) L.L.C. ENDORSEMENT: This application is granted. So Ordered. Attorney Brandon Jon Isaacson terminated. (Signed by Judge Edgardo Ramos on 4/17/2019) (js)
April 16, 2019	Filing 120 ORDER granting #118 Letter Motion to Adjourn Conference. The April 18 pre-motion conference is adjourned to May 1, 2019, at 3:30 p.m. SO ORDERED. Pre-Motion Conference set for 5/1/2019 at 03:30 PM before Judge Edgardo Ramos. (Signed by Judge Edgardo Ramos on 4/16/2019) (kv)
April 15, 2019	Filing 119 LETTER addressed to Judge Edgardo Ramos from Brandon Isaacson dated April 15, 2019 re: withdrawal as counsel. Document filed by Citigroup Global Markets Inc., Goldman Sach (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated.(Isaacson, Brandon)
April 11, 2019	Filing 118 LETTER MOTION to Adjourn Conference Relating to Requested Alternative Service of Certain Defendants addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated April 11, 2019. Document filed by William R. Barth. Return Date set for 5/1/2019 at 03:30 PM.(Eagel, Lawrence)
April 11, 2019	Filing 117 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated April 11, 2019 re: #112 LETTER MOTION for Conference in connection with the Underwriter Defendants' anticipated Motion to Dismiss the Plaintiffs' Second Amended Class Action Complaint (Dkt. No. 104) addressed to Judge Edgardo Ramos from Andrew B. Clubok d, #110 LETTER MOTION for Conference /Pre-Motion Conference addressed to Judge Edgardo Ramos from Michael C. Tu dated April 8, 2019. . Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
April 11, 2019	Filing 116 ORDER granting #109 Motion for Conference regarding Plaintiff's anticipated motion for an order directing alternative service of the Summons and Second Amended Class Action Complaint against certain non-U.S. individual defendants and PricewaterhouseCoopers Zhong Tian LLP. A pre-motion conference will be held on April 18, 2019, at 4:30 p.m. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
April 11, 2019	Filing 115 STIPULATION AND ORDER, THE PARTIES HEREBY STIPULATE AND AGREE, by and through their undersigned counsel of record, that: 1. Defendants shall file their motions to dismiss within 45 days after the date that this stipulation is so ordered by the Court. The Gridsum Defendants, Underwriter Defendants, and PwC may file separate memoranda of law in support of their respective motions, as appropriate; 2. Plaintiffs shall file a memorandum (or memoranda) of law in opposition within 45 days of the filing of Defendants motions; 3. The Gridsum Defendants, Underwriter Defendants, and PwC shall file their respective memoranda in reply within 35 days of the filing of Plaintiffs opposition; and 4. No defense of any Defendant to the claims in this action, including without limitation defenses based upon insufficient service of process, lack of personal jurisdiction, lack of standing, improper venue or a defendant having been improperly named, is prejudiced or waived by the execution or filing of this Stipulation, or by the filing of any motion to dismiss. IT IS SO STIPULATED. The pre-motion conference is waived. The Clerk of the Court respectfully is directed to terminate the motions, docs. 110 and 112. SO ORDERED. Motions terminated: #112 LETTER MOTION for Conference in connection with the Underwriter Defendants' anticipated Motion to Dismiss the Plaintiffs' Second Amended Class Action Complaint (Dkt. No. 104) addressed to Judge Edgardo Ramos from Andrew B. Clubok d filed by Stifel, Nicolaus & Company Incorporated, Goldman Sachs (ASIA) L.L.C., Citigroup Global Markets Inc., #110 LETTER MOTION for Conference /Pre-Motion Conference addressed to Judge Edgardo Ramos from Michael C. Tu dated April 8, 2019. filed by Gridsum Holding Inc., Thomas Adam Melcher. (Signed by Judge Edgardo Ramos on 4/11/2019) (kv)
April 9, 2019	Filing 114 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Michael S. Flynn dated April 9, 2019 re: #109 LETTER MOTION for Conference Pre-Motion Conference addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated April 4, 2019. . Document filed by PricewaterhouseCoopers Zhong Tian LLP. (Flynn, Michael)
April 9, 2019	Filing 113 PROPOSED STIPULATION AND ORDER. Document filed by Gridsum Holding Inc., Thomas Adam Melcher. (Tu, Michael)
April 9, 2019	Filing 112 LETTER MOTION for Conference in connection with the Underwriter Defendants' anticipated Motion to Dismiss the Plaintiffs' Second Amended Class Action Complaint (Dkt. No. 104) addressed to Judge Edgardo Ramos from Andrew B. Clubok dated April 9, 2019. Document filed by Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated.(Clubok, Andrew)
April 9, 2019	Filing 111 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Michael C. Tu dated April 9, 2019 re: #109 LETTER MOTION for Conference Pre-Motion Conference addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated April 4, 2019. . Document filed by Gridsum Holding Inc.. (Tu, Michael)
April 8, 2019	Filing 110 LETTER MOTION for Conference /Pre-Motion Conference addressed to Judge Edgardo Ramos from Michael C. Tu dated April 8, 2019. Document filed by Gridsum Holding Inc., Thomas Adam Melcher.(Tu, Michael)
April 4, 2019	Filing 109 LETTER MOTION for Conference Pre-Motion Conference addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated April 4, 2019. Document filed by William R. Barth.(Eagel, Lawrence)
March 26, 2019	Filing 108 NOTICE of REJECTION OF SERVICE ON DEFENDANT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP re: #107 Affidavit of Service Complaints,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
March 11, 2019	Filing 107 AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. PricewaterhouseCoopers Zhong Tian LLP served on 3/6/2019, answer due 3/27/2019. Service was accepted by Nora Dindyal, Senior Intake Specialist. Document filed by William R. Barth; Xuechun Li. (Eagel, Lawrence)
March 4, 2019	Filing 106 ELECTRONIC SUMMONS ISSUED as to PricewaterhouseCoopers Zhong Tian LLP. (sj)
March 4, 2019	Filing 105 REQUEST FOR ISSUANCE OF SUMMONS as to PricewaterhouseCoopers Zhong Tian LLP, re: #104 Amended Complaint,,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
March 1, 2019	Filing 104 SECOND AMENDED COMPLAINT amending #50 Amended Complaint, against Yanchun Bai, Perry Lin Chui, Citigroup Global Markets Inc., Xiang Fan, Xudong Gao, Goldman Sachs (ASIA) L.L.C., Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Stifel, Nicolaus & Company Incorporated, Guofa Yu, Michael Peng Zhang, PricewaterhouseCoopers Zhong Tian LLP with JURY DEMAND.Document filed by William R. Barth, Xuechen Li. Related document: #50 Amended Complaint,.(Eagel, Lawrence)
February 28, 2019	Filing 103 ELECTRONIC AMENDED SUMMONS ISSUED as to Xiang Fan. (sj)
February 28, 2019	Filing 102 ELECTRONIC AMENDED SUMMONS ISSUED as to Xudong Gao. (sj)
February 28, 2019	Filing 101 ELECTRONIC AMENDED SUMMONS ISSUED as to Guosheng Qi. (sj)
February 28, 2019	Filing 100 ELECTRONIC AMENDED SUMMONS ISSUED as to Ravi Sarathy. (sj)
February 28, 2019	Filing 99 ELECTRONIC AMENDED SUMMONS ISSUED as to Peter Andrew Schloss. (sj)
February 28, 2019	Filing 98 ELECTRONIC AMENDED SUMMONS ISSUED as to Guofa Yu. (sj)
February 28, 2019	Filing 97 ELECTRONIC AMENDED SUMMONS ISSUED as to Michael Peng Zhang. (sj)
February 28, 2019	Filing 96 ELECTRONIC AMENDED SUMMONS ISSUED as to Yanchun Bai. (sj)
February 27, 2019	Filing 95 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Michael Peng Zhang, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 94 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Guofa Yu, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 93 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Peter Andrew Schloss, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 92 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Ravi Sarathy, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 91 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Guosheng Qi, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 90 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Xudong Gao, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 89 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Xiang Fan, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
February 27, 2019	Filing 88 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Yanchun Bai, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
January 29, 2019	Filing 87 STIPULATION AND ORDER REGARDING THE FILING OF A SECOND AMENDED COMPLAINT: THE PARTIES HEREBY STIPULATE AND AGREE, by and through their undersigned counsel of record, that: No defendant shall be required to answer, move, or otherwise respond to the Amended Complaint. Plaintiffs shall file a Second Amended Complaint on or before March 1, 2019. To the extent that any defendant is required to answer, move, or otherwise respond to the Second Amended Complaint, that defendant will answer, move, or otherwise respond on or before April 23, 2019. SO ORDERED. (Amended Pleadings due by 3/1/2019.) (Signed by Judge Edgardo Ramos on 1/29/2019) (ne)
January 29, 2019	Filing 86 PROPOSED STIPULATION AND ORDER. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
January 24, 2019	Filing 85 ORDER granting #73 Motion for Marion Curry to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar) Transmission to Attorney Services/Help Desk.
December 28, 2018	Filing 84 WAIVER OF SERVICE RETURNED EXECUTED. Thomas Adam Melcher waiver sent on 12/28/2018, answer due 2/26/2019. Document filed by William R. Barth; Xuechun Li. (Fortunato, Melissa)
December 28, 2018	Filing 83 WAIVER OF SERVICE RETURNED EXECUTED. Gridsum Holding Inc. waiver sent on 12/3/2018, answer due 3/4/2019. Document filed by William R. Barth; Xuechun Li. (Fortunato, Melissa)
December 14, 2018	Filing 82 ELECTRONIC SUMMONS ISSUED as to Yanchun Bai. (jgo)
December 14, 2018	Filing 81 ELECTRONIC SUMMONS ISSUED as to Xudong Gao. (jgo)
December 14, 2018	Filing 80 ELECTRONIC SUMMONS ISSUED as to Xiang Fan. (jgo)
December 14, 2018	Filing 79 ELECTRONIC SUMMONS ISSUED as to Ravi Sarathy. (jgo)
December 14, 2018	Filing 78 ELECTRONIC SUMMONS ISSUED as to Peter Andrew Schloss. (jgo)
December 14, 2018	Filing 77 ELECTRONIC SUMMONS ISSUED as to Perry Lin Chui. (jgo)
December 14, 2018	Filing 76 ELECTRONIC SUMMONS ISSUED as to Peng Zhang. (jgo)
December 14, 2018	Filing 75 ELECTRONIC SUMMONS ISSUED as to Guosheng Qi. (jgo)
December 14, 2018	Filing 74 ELECTRONIC SUMMONS ISSUED as to Guofa Yu. (jgo)
December 13, 2018	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #73 MOTION for Marion Curry Passmore to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16046045. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
December 12, 2018	Filing 73 MOTION for Marion Curry Passmore to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16046045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by William R. Barth. (Attachments: #1 Affidavit In Support of the Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of Good Standing CA, #3 Exhibit Certificate of Good Standing MT, #4 Text of Proposed Order Proposed Order for Admission Pro Hac Vice, #5 Certificate of Service)(Passmore, Marion)
December 12, 2018	Filing 72 REQUEST FOR ISSUANCE OF SUMMONS as to Peter Andrew Schloss, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 71 REQUEST FOR ISSUANCE OF SUMMONS as to Xudong Gao, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 70 REQUEST FOR ISSUANCE OF SUMMONS as to Yanchun Bai, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 69 REQUEST FOR ISSUANCE OF SUMMONS as to Xiang Fan, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 68 REQUEST FOR ISSUANCE OF SUMMONS as to Perry Lin Chui, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 67 REQUEST FOR ISSUANCE OF SUMMONS as to Guofa Yu, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 66 REQUEST FOR ISSUANCE OF SUMMONS as to Ravi Sarathy, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 65 REQUEST FOR ISSUANCE OF SUMMONS as to Michael Peng Zhang, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 12, 2018	Filing 64 REQUEST FOR ISSUANCE OF SUMMONS as to Guosheng Qi, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
December 11, 2018	***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Lawrence P. Eagel to RE-FILE Document No. #61 Request for Issuance of Summons, #55 Request for Issuance of Summons, #59 Request for Issuance of Summons, #57 Request for Issuance of Summons, #62 Request for Issuance of Summons, #58 Request for Issuance of Summons, #60 Request for Issuance of Summons, #63 Request for Issuance of Summons, #56 Request for Issuance of Summons. The filing is deficient for the following reason(s): second party name entered below that of the defendant in the 'To' field on the summons request PDF must include 'c/o', 'via', or 'attn'. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pne)
December 7, 2018	Filing 63 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Peter Andrew Schloss, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 62 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Xudong Gao, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 61 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Yanchun Bai, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 60 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Xiang Fan, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 59 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Perry Lin Chui, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 58 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Guofa Yu, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 57 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Ravi Sarathy, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 56 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Michael Peng Zhang, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 7, 2018	Filing 55 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Guosheng Qi, re: #50 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 12/11/2018 (pne).
December 6, 2018	Filing 54 NOTICE OF APPEARANCE by Brandon Jon Isaacson on behalf of Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Isaacson, Brandon)
December 6, 2018	Filing 53 NOTICE OF APPEARANCE by Jason Craig Hegt on behalf of Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Hegt, Jason)
December 6, 2018	Filing 52 NOTICE OF APPEARANCE by Andrew Brian Clubok on behalf of Citigroup Global Markets Inc., Goldman Sachs (ASIA) L.L.C., Stifel, Nicolaus & Company Incorporated. (Clubok, Andrew)
December 6, 2018	Filing 51 WAIVER OF SERVICE RETURNED EXECUTED. Citigroup Global Markets Inc. waiver sent on 12/3/2018, answer due 3/4/2019; Goldman Sachs (ASIA) L.L.C. waiver sent on 12/3/2018, answer due 3/4/2019; Stifel, Nicolaus & Company Incorporated waiver sent on 12/3/2018, answer due 3/4/2019. Document filed by William R. Barth; Xuechun Li. (Fortunato, Melissa)
December 4, 2018	Filing 50 AMENDED COMPLAINT amending #1 Complaint against Yanchun Bai, Perry Lin Chui, Xiang Fan, Xudong Gao, Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Guofa Yu, Michael Peng Zhang, Goldman Sachs (ASIA) L.L.C., Citigroup Global Markets Inc., Stifel, Nicolaus & Company Incorporated with JURY DEMAND.Document filed by William R. Barth, Xuechun Li. Related document: #1 Complaint.(Eagel, Lawrence)
December 3, 2018	***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Lawrence P. Eagel to RE-FILE re: Document No. #49 Amended Complaint,. The filing is deficient for the following reason(s): all of the parties listed on the pleading were not entered on CM ECF; the wrong party/parties whom the pleading is against were selected; Goldman Sach (ASIA) L.L.C., Citigroup Global Markets Inc., Stifel, Nicolaus & Company Incorporated must be added to CM ECF in the role of defendant. Docket the event type Add Party to Pleading found under the event list Complaints and Other Initiating Documents.. Re-file the pleading using the event type Amended Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pne)
November 30, 2018	Filing 49 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - AMENDED COMPLAINT amending #37 Amended Complaint,, #1 Complaint against Yanchun Bai, Perry Lin Chui, Citigroup Global Markets Inc., Xiang Fan, Xudong Gao, Goldman Sach (ASIA) L.L.C., Gridsum Holding Inc., Thomas Adam Melcher, Guosheng Qi, Ravi Sarathy, Peter Andrew Schloss, Stifel, Nicolaus & Company Incorporated, Guofa Yu, Michael Peng Zhang with JURY DEMAND.Document filed by William R. Barth, Xuechun Li. Related document: #37 Amended Complaint,, #1 Complaint.(Eagel, Lawrence) Modified on 12/3/2018 (pne).
November 30, 2018	Filing 48 ORDER granting #47 Motion for Leave to File Document. Lead Plaintiff William Barth is granted leave to file the amended complaint. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
November 30, 2018	Filing 47 LETTER MOTION for Leave to File Corrected First Amended Complaint addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated November 30, 2018. Document filed by William R. Barth.(Eagel, Lawrence)
November 29, 2018	***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Lawrence P. Eagel to RE-FILE Document No. #39 Request for Issuance of Amended Summons, #45 Request for Issuance of Summons, #43 Request for Issuance of Summons, #38 Request for Issuance of Amended Summons, #42 Request for Issuance of Summons, #46 Request for Issuance of Summons, #41 Request for Issuance of Summons, #40 Request for Issuance of Summons, #44 Request for Issuance of Summons. The filing is deficient for the following reason(s): The summons requested was not processed due to the deficient pleading. Please file your request for summons when you correct and refile your pleading. (pc)
November 29, 2018	***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Lawrence P. Eagel to RE-FILE re: Document No. #37 Amended Complaint,,. The filing is deficient for the following reason(s): all of the parties listed on the pleading were not entered on CM ECF; the wrong party/parties whom the pleading is against were selected; Peng Zhang does not match what is listed on the amended complaint caption title. Add Michael Peng Zhang to CM ECF. The amended complaint was incorrectly filed on the due date so permission from Chambers will have to be acquired for the correctly filed amended complaint to be accepted.. Docket the event type Add Party to Pleading found under the event list Complaints and Other Initiating Documents.. Re-file the pleading using the event type Amended Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pc)
November 28, 2018	Filing 46 REQUEST FOR ISSUANCE OF SUMMONS as to Guofa Yu, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 45 REQUEST FOR ISSUANCE OF SUMMONS as to Peter Andrew Schloss, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 44 REQUEST FOR ISSUANCE OF SUMMONS as to Ravi Sarathy, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 43 REQUEST FOR ISSUANCE OF SUMMONS as to Xudong Gao, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 42 REQUEST FOR ISSUANCE OF SUMMONS as to Xiang Fan, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 41 REQUEST FOR ISSUANCE OF SUMMONS as to Perry Lin Chui, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 40 REQUEST FOR ISSUANCE OF SUMMONS as to Yanchun Bai, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 39 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Michael Peng Zhang, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence) Modified on 11/29/2018 (pc).
November 28, 2018	Filing 38 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Guosheng Qi, re: #37 Amended Complaint,. Document filed by William R. Barth, Xuechun Li. (Eagel, Lawrence)
November 28, 2018	Filing 37 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - AMENDED COMPLAINT amending #1 Complaint against Citigroup Global Markets Inc., Goldman Sach (ASIA) L.L.C., Gridsum Holding Inc., Stifel, Nicolaus & Company Incorporated, Peng Zhang, Ravi Sarathy, Guofa Yu, Perry Lin Chui, Xiang Fan, Yanchun Bai, Xudong Gao, Thomas Adam Melcher, Peter Andrew Schloss, Guosheng Qi with JURY DEMAND.Document filed by Xuechun Li, William R. Barth. Related document: #1 Complaint.(Eagel, Lawrence) Modified on 11/29/2018 (pc).
November 19, 2018	Filing 36 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated November 19, 2018 re: #34 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Michael C. Tu dated November 17, 2018. Document filed by William R. Barth.(Eagel, Lawrence)
November 18, 2018	Filing 35 MEMO ENDORSEMENT on re: #34 Response to Motion, filed by Gridsum Holding Inc. ENDORSEMENT: Because Plaintiff's 11/16/18 letter led the Court to believe that the filing of restated financial statements was a certainty, and because such is not the case, the previously granted extension of time to file the amended complaint, Doc. 33, is rescinded. The amended complaint shall be filed by November 28, 2018. (Amended Pleadings due by 11/28/2018.) (Signed by Judge Edgardo Ramos on 11/18/2018) (jwh)
November 17, 2018	Filing 34 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Michael C. Tu dated November 17, 2018 re: #32 FIRST LETTER MOTION for Extension of Time to Amend Complaint addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated November 16, 2018. . Document filed by Gridsum Holding Inc.. (Attachments: #1 Exhibit Attachment)(Tu, Michael)
November 16, 2018	Filing 33 ORDER granting #32 Letter Motion for Extension of Time to Amend. The amended complaint is now due 45 days after Gridsum Holding, Inc. files its restated financial statements for fiscal years 2015 and 2016 and the financial statement for fiscal year 2017. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
November 16, 2018	Filing 32 FIRST LETTER MOTION for Extension of Time to Amend Complaint addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated November 16, 2018. Document filed by William R. Barth.(Eagel, Lawrence)
September 20, 2018	Filing 31 NOTICE OF CHANGE OF ADDRESS by Melissa Ann Fortunato on behalf of William R. Barth. New Address: Bragar Eagel & Squire, P.C., 885 Third Avenue, Suite 3040, New York, New York, USA 10022, 212-308-5858. (Fortunato, Melissa)
September 17, 2018	Filing 30 OPINION AND ORDER re: (15 in 1:18-cv-03655-ER, 15 in 1:18-cv-03655-ER) MOTION to Appoint Carl Pierce to serve as lead plaintiff(s); (10 in 1:18-cv-03655-ER, 10 in 1:18-cv-03655-ER, 10 in 1:18-cv-03655-ER) MOTION to Appoint Counsel ; (21 in 1:18-cv-03655-ER, 21 in 1:18-cv-03655-ER) MOTION to Appoint Counsel; (18 in 1:18-cv-03655-ER, 18 in 1:18-cv-03655-ER) MOTION to Appoint Counsel; (13 in 1:18-cv-03655-ER, 13 in 1:18-cv-03655-ER) MOTION to Appoint Counsel: For the aforementioned reasons, Barth's motion for appointment as lead plaintiff, approval of Bragar as lead counsel, and consolidation of case numbers 18 Civ. 3655 and 18 Civ. 5649 is GRANTED. All future filings in this case shall be filed in the 18 Civ. 3655 case number and bear the same caption as that case number. The Li action, 18 Civ. 5649, shall be closed. The Clerk of the Court is respectfully directed to terminate the corresponding motions-namely, Docs. 10, 13, 15, 18, and 21. (Signed by Judge Edgardo Ramos on 9/17/2018) Filed In Associated Cases: 1:18-cv-03655-ER, 1:18-cv-05749-ER(jwh)
September 12, 2018	Filing 29 LETTER addressed to Judge Edgardo Ramos from Lawrence P. Eagel dated September 12, 2018 re: Lead Plaintiff Appointment. Document filed by William R. Barth.(Eagel, Lawrence)
July 9, 2018	Filing 28 MEMORANDUM OF LAW in Support re: #21 MOTION to Appoint Counsel Bragar Eagel & Squire, P.C.. MOTION to Appoint William R. Barth to serve as lead plaintiff(s) . . Document filed by William R. Barth. (Attachments: #1 Text of Proposed Order)(Fortunato, Melissa)
July 9, 2018	Filing 27 NOTICE of Withdrawal of Motion of Carl Pierce for Appointment as Lead Plaintiff and Approval of Counsel re: #15 MOTION to Appoint Carl Pierce to serve as lead plaintiff(s) . MOTION to Approve Counsel .. Document filed by Carl Pierce. (Lieberman, Jeremy)
July 9, 2018	Filing 26 NOTICE of Withdrawal of Motion re: #13 MOTION to Appoint Counsel The Rosen Law Firm, P.A.. MOTION to Appoint Richard Dearnley to serve as lead plaintiff(s) .. Document filed by Richard Dearnley. (Kim, Phillip)
July 9, 2018	Filing 25 NOTICE of Withdrawal of Lead Plaintiff Motion re: #10 MOTION to Appoint Counsel . MOTION to Appoint Xuechun Li to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:18-cv-5749 .. Document filed by Xuechun Li. (Egleston, Gregory)
June 28, 2018	Filing 24 NOTICE of Withdrawal of Lead Plaintiff Motion re: #18 MOTION to Appoint Counsel Bernstein Liebhard. MOTION to Appoint Michael Bernstein to serve as lead plaintiff(s) .. Document filed by Michael Bernstein. (Sadeh, Daniel)
June 25, 2018	Filing 23 DECLARATION of Melissa A. Fortunato in Support re: #21 MOTION to Appoint Counsel Bragar Eagel & Squire, P.C.. MOTION to Appoint William R. Barth to serve as lead plaintiff(s) .. Document filed by William R. Barth. (Fortunato, Melissa)
June 25, 2018	Filing 22 MEMORANDUM OF LAW in Support re: #21 MOTION to Appoint Counsel Bragar Eagel & Squire, P.C.. MOTION to Appoint William R. Barth to serve as lead plaintiff(s) . . Document filed by William R. Barth. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(Fortunato, Melissa)
June 25, 2018	Filing 21 MOTION to Appoint Counsel Bragar Eagel & Squire, P.C.., MOTION to Appoint William R. Barth to serve as lead plaintiff(s) . Document filed by William R. Barth. (Attachments: #1 Text of Proposed Order)(Fortunato, Melissa)
June 25, 2018	Filing 20 DECLARATION of Daniel Sadeh in Support re: #18 MOTION to Appoint Counsel Bernstein Liebhard. MOTION to Appoint Michael Bernstein to serve as lead plaintiff(s) .. Document filed by Michael Bernstein. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)(Sadeh, Daniel)
June 25, 2018	Filing 19 MEMORANDUM OF LAW in Support re: #18 MOTION to Appoint Counsel Bernstein Liebhard. MOTION to Appoint Michael Bernstein to serve as lead plaintiff(s) . . Document filed by Michael Bernstein. (Sadeh, Daniel)
June 25, 2018	Filing 18 MOTION to Appoint Counsel Bernstein Liebhard., MOTION to Appoint Michael Bernstein to serve as lead plaintiff(s) . Document filed by Michael Bernstein. (Attachments: #1 Text of Proposed Order)(Sadeh, Daniel)
June 25, 2018	Filing 17 DECLARATION of Jeremy A. Lieberman in Support re: #15 MOTION to Appoint Carl Pierce to serve as lead plaintiff(s) . MOTION to Approve Counsel .. Document filed by Carl Pierce. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Firm Resume)(Lieberman, Jeremy)
June 25, 2018	Filing 16 MEMORANDUM OF LAW in Support re: #15 MOTION to Appoint Carl Pierce to serve as lead plaintiff(s) . MOTION to Approve Counsel . . Document filed by Carl Pierce. (Lieberman, Jeremy)
June 25, 2018	Filing 15 MOTION to Appoint Carl Pierce to serve as lead plaintiff(s) ., MOTION to Approve Counsel . Document filed by Carl Pierce. (Attachments: #1 Text of Proposed Order)(Lieberman, Jeremy)
June 25, 2018	Filing 14 MEMORANDUM OF LAW in Support re: #13 MOTION to Appoint Counsel The Rosen Law Firm, P.A.. MOTION to Appoint Richard Dearnley to serve as lead plaintiff(s) . . Document filed by Richard Dearnley. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4)(Kim, Phillip)
June 25, 2018	Filing 13 MOTION to Appoint Counsel The Rosen Law Firm, P.A.., MOTION to Appoint Richard Dearnley to serve as lead plaintiff(s) . Document filed by Richard Dearnley. (Attachments: #1 Text of Proposed Order)(Kim, Phillip)
June 25, 2018	Filing 12 DECLARATION of Thomas J. McKenna in Support re: #10 MOTION to Appoint Counsel . MOTION to Appoint Xuechun Li to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:18-cv-5749 .. Document filed by Xuechun Li. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(McKenna, Thomas)
June 25, 2018	Filing 11 MEMORANDUM OF LAW in Support re: #10 MOTION to Appoint Counsel . MOTION to Appoint Xuechun Li to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:18-cv-5749 . . Document filed by Xuechun Li. (McKenna, Thomas)
June 25, 2018	Filing 10 MOTION to Appoint Counsel ., MOTION to Appoint Xuechun Li to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:18-cv-5749 . Document filed by Xuechun Li. (Attachments: #1 Text of Proposed Order)(McKenna, Thomas)
June 11, 2018	Filing 9 ORDER granting #7 Motion for Michael C. Tu to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (Ramos, Edgardo)
June 8, 2018	Filing 8 STIPULATION AND ORDER REGARDING DEFENDANTS TIME TO RESPOND TO COMPLAINT: THE PARTIES HEREBY STIPULATE AND AGREE, by and through their counsel, that: 1. No defendant shall be required to answer, move or otherwise respond to the initial complaint filed in this action. The following schedule shall control once a Lead Plaintiff and Lead Counsel have been appointed: 2. Plaintiffs shall file and serve an amended complaint within sixty (60) days of the Court's appointment of a Lead Plaintiff and Lead Counsel. 3. Should defendants intend to make a motion or response regarding the amended complaint, defendants will request a pre-motion conference pursuant to the pre-motion conference procedure set forth in the Individual Practices of Judge Edgardo Ramos, within sixty (60) days after service of the amended complaint. Should defendants choose to answer the amended complaint, they may do so within the same sixty (60) day period. (Signed by Judge Edgardo Ramos on 6/8/2018) (jwh)
June 7, 2018	Filing 7 MOTION for Michael C. Tu to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15169003. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Gridsum Holding Inc., Guosheng Wi, Peng Zhang. (Attachments: #1 Declaration of Michael C. Tu in Support of Motion to Admit counsel Pro Hac Vice, #2 Text of Proposed Order, #3 Certificate of Good Standing)(Tu, Michael)
June 7, 2018	Filing 6 NOTICE OF APPEARANCE by William Jospeh Foley, Jr on behalf of Gridsum Holding Inc., Guosheng Wi, Peng Zhang. (Foley, William)
June 7, 2018	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #7 MOTION for Michael C. Tu to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15169003. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
April 27, 2018	Filing 5 NOTICE OF APPEARANCE by Joseph Alexander Hood, II on behalf of Peifa Xu. (Hood, Joseph)
April 26, 2018	Filing 4 ELECTRONIC SUMMONS ISSUED as to Gridsum Holding Inc., Guosheng Wi, Peng Zhang. (jgo)
April 26, 2018	CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (jgo)
April 26, 2018	***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Jeremy Alan Lieberman. The party information for the following party/parties has been modified: Peifa Xu. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (jgo)
April 26, 2018	Case Designated ECF. (jgo)
April 26, 2018	Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jgo)
April 25, 2018	Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Gridsum Holding Inc., Guosheng Wi and Peng Zhang, re: #1 Complaint. Document filed by Peifa Xu. (Lieberman, Jeremy)
April 25, 2018	Filing 2 CIVIL COVER SHEET filed. (Lieberman, Jeremy)
April 25, 2018	Filing 1 COMPLAINT against Gridsum Holding Inc., Guosheng Wi, Peng Zhang. (Filing Fee $ 400.00, Receipt Number 0208-14986261)Document filed by Peifa Xu.(Lieberman, Jeremy)

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Search for this case: Xu v. Gridsum Holding Inc. et al
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Defendant: Guosheng Wi
Represented By:	Michael C. Tu
Represented By:	William Jospeh Foley, Jr
Represented By:	William J. Foley
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Defendant: Gridsum Holding Inc.
Represented By:	Michael C. Tu
Represented By:	William Jospeh Foley, Jr
Represented By:	William J. Foley
Represented By:	Sarah M. Topol
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Defendant: Peng Zhang
Represented By:	Michael C. Tu
Represented By:	William Jospeh Foley, Jr
Represented By:	William J. Foley
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Defendant: Citigroup Global Markets Inc.
Represented By:	Andrew Brian Clubok
Represented By:	Jason Craig Hegt
Represented By:	Brandon Jon Isaacson
Represented By:	Zachary Lance Rowen
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Defendant: Xiang Fan
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Defendant: Xudong Gao
Represented By:	Michael C. Tu
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Defendant: Thomas Adam Melcher
Represented By:	Michael C. Tu
Represented By:	Sarah M. Topol
Represented By:	William J. Foley
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Defendant: Yanchun Bai
Represented By:	Michael C. Tu
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Defendant: Guofa Yu
Represented By:	Michael C. Tu
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Defendant: Goldman Sachs (ASIA) L.L.C.
Represented By:	Andrew Brian Clubok
Represented By:	Jason Craig Hegt
Represented By:	Brandon Jon Isaacson
Represented By:	Zachary Lance Rowen
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Defendant: Perry Lin Chui
Represented By:	Michael C. Tu
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Defendant: PricewaterhouseCoopers Zhong Tian LLP
Represented By:	Michael S. Flynn
Represented By:	Adam Gabor Mehes
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Defendant: Michael Peng Zhang
Represented By:	Michael C. Tu
Represented By:	Sarah M. Topol
Represented By:	William J. Foley
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Defendant: Ravi Sarathy
Represented By:	Michael C. Tu
Represented By:	Sarah M. Topol
Represented By:	William J. Foley
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Defendant: Stifel, Nicolaus & Company Incorporated
Represented By:	Andrew Brian Clubok
Represented By:	Jason Craig Hegt
Represented By:	Brandon Jon Isaacson
Represented By:	Zachary Lance Rowen
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Defendant: Peter Andrew Schloss
Represented By:	Michael C. Tu
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Defendant: Guosheng Qi
Represented By:	Michael C. Tu
Represented By:	Sarah M. Topol
Represented By:	William J. Foley
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Plaintiff: Peifa Xu
Represented By:	Jeremy Alan Lieberman
Represented By:	Joseph Alexander Hood, II
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Plaintiff: Xuechen Li
Represented By:	Lawrence P. Eagel
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Consolidated plaintiff: Xuechun Li
Represented By:	Gregory M. Egleston
Represented By:	Lawrence P. Eagel
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Petitioner: Richard Dearnley
Represented By:	Phillip C. Kim
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Petitioner: Michael Bernstein
Represented By:	Daniel Sadeh
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Petitioner: Carl Pierce
Represented By:	Jeremy Alan Lieberman
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Consolidated defendant: Goldman Sach (ASIA) L.L.C.
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Lead plaintiff: William R. Barth
Represented By:	Melissa Ann Fortunato
Represented By:	Lawrence P. Eagel
Represented By:	Marion Passmore
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