In re Micro Focus International plc. Securities Litigation
Plaintiff: David Schmitt
Defendant: Nils Brauckmann, Mike Phillips, Darren Roos, Amanda Brown, Christopher Hsu, Karen Slatford, Silke Scheiber, Kevin Loosemore, Richard Atkins, John Schultz, Micro Focus International PLC, Giselle Manon and Stephen Murdoch
Lead Plaintiff: Iron Workers Local No. 25 Pension Fund
Case Number: 1:2018cv06763
Filed: July 27, 2018
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Andrew L Carter
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on July 31, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 8, 2019 Opinion or Order Filing 82 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: #73 MOTION to Dismiss Amended Complaint. . Document filed by Giselle Manon. (Solum, Matthew)
April 8, 2019 Opinion or Order Filing 81 DECLARATION of Stephen V. Potenza in Support re: #73 MOTION to Dismiss Amended Complaint.. Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. (Attachments: #1 Exhibit 36 - Barclays' Analyst Report, #2 Exhibit 37 - Credit Suisse's Analyst Report)(Solum, Matthew)
April 8, 2019 Opinion or Order Filing 80 REPLY MEMORANDUM OF LAW in Support re: #73 MOTION to Dismiss Amended Complaint. . Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. (Solum, Matthew)
April 8, 2019 Opinion or Order Filing 79 JOINDER to join re: #78 Reply Memorandum of Law in Support of Motion, #70 MOTION to Dismiss the Amended Class Action Complaint. filed by Defendant John Schultz. Document filed by Christopher Hsu.(Pernick, John)
April 8, 2019 Opinion or Order Filing 78 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: #70 MOTION to Dismiss the Amended Class Action Complaint. . Document filed by John Schultz. (Schacter, Kenneth)
March 8, 2019 Opinion or Order Filing 77 MEMORANDUM OF LAW in Opposition re: #73 MOTION to Dismiss Amended Complaint. . Document filed by Iron Workers Local No. 25 Pension Fund. (Attachments: #1 Appendix A)(Harrod, James)
January 22, 2019 Opinion or Order Filing 76 DECLARATION of Stephen V. Potenza in Support re: #73 MOTION to Dismiss Amended Complaint.. Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. (Attachments: #1 Exhibit 1 - Case List, #2 Exhibit 2 - Form F-4, #3 Exhibit 3 - Prospectus, #4 Exhibit 4 - 2017 Annual Report, #5 Exhibit 5 - Goldman Sachs Analyst Report, #6 Exhibit 6 - Canaccord Analyst Report, #7 Exhibit 7 - Barclays Analyst Report, #8 Exhibit 8 - Cenkos Analyst Report, #9 Exhibit 9 - Register Article, #10 Exhibit 10 - Credit Suisse Analyst Report, #11 Exhibit 11 - Preliminary Results, #12 Exhibit 12 - Interim Results, #13 Exhibit 13 - Public Announcement, #14 Exhibit 14 - Presentation, #15 Exhibit 15 - Email to all Employees, #16 Exhibit 16 - Transcript, #17 Exhibit 17 - Form 6-K, #18 Exhibit 18 - Barclays Analyst Report, #19 Exhibit 19 - Canaccord Genuity Analyst Report, #20 Exhibit 20 - Credit Suisse Analyst Report, #21 Exhibit 21 - Investec Analyst Report, #22 Exhibit 22 - Earnings Call, #23 Exhibit 23 - Unaudited Preliminary Results, #24 Exhibit 24 - Presentation, #25 Exhibit 25 - Analyst Investor Day, #26 Exhibit 26 - UBS Analyst Report, #27 Exhibit 27 - JPM Analyst Report, #28 Exhibit 28 - Form 6-K, #29 Exhibit 29 - Case Management Order, #30 Exhibit 30 - Earnings Call, #31 Exhibit 31 - PDMR Forms, #32 Exhibit 32 - Form F-6, #33 Exhibit 33 - Press Release, #34 Exhibit 34 - Presentation, #35 Exhibit 35 - Form 6-K)(Solum, Matthew)
January 22, 2019 Opinion or Order Filing 75 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: #73 MOTION to Dismiss Amended Complaint. . Document filed by Giselle Manon. (Solum, Matthew)
January 22, 2019 Opinion or Order Filing 74 MEMORANDUM OF LAW in Support re: #73 MOTION to Dismiss Amended Complaint. . Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. (Attachments: #1 Appendix Purported Misstatements or Omissions Alleged in Amended Complaint)(Solum, Matthew)
January 22, 2019 Opinion or Order Filing 73 MOTION to Dismiss Amended Complaint. Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. Responses due by 3/8/2019(Solum, Matthew)
January 22, 2019 Opinion or Order Filing 72 JOINDER to join re: #71 Memorandum of Law in Support of Motion, #70 MOTION to Dismiss the Amended Class Action Complaint. Defendant Christopher Hsu's Joinder In Defendant John Schultz's Motion to Dismiss and Supplemental Memorandum. Document filed by Christopher Hsu.(Pernick, John)
January 22, 2019 Opinion or Order Filing 71 MEMORANDUM OF LAW in Support re: #70 MOTION to Dismiss the Amended Class Action Complaint. . Document filed by John Schultz. (Schacter, Kenneth)
January 22, 2019 Opinion or Order Filing 70 MOTION to Dismiss the Amended Class Action Complaint. Document filed by John Schultz.(Schacter, Kenneth)
December 6, 2018 Opinion or Order Filing 69 ORDER: granting #66 Letter Motion for Conference. Defendant's request for leave to file a motion to dismiss is GRANTED. ECF No. 66. Parties shall abide by the briefing schedule outlined in their stipulation, which the Court so ordered on October 9, 2018. ECF No. 64. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 12/6/2018) (kv)
December 4, 2018 Opinion or Order Filing 68 LETTER REPLY to Response to Motion addressed to Judge Andrew L. Carter, Jr. from Matthew Solum dated December 04, 2018 re: #66 LETTER MOTION for Conference re Motion to Dismiss Amended Complaint addressed to Judge Andrew L. Carter, Jr. from Matthew Solum dated November 27, 2018. . Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford. (Solum, Matthew)
November 30, 2018 Opinion or Order Filing 67 LETTER RESPONSE to Motion addressed to Judge Andrew L. Carter, Jr. from James A. Harrod dated 11/30/2018 re: #66 LETTER MOTION for Conference re Motion to Dismiss Amended Complaint addressed to Judge Andrew L. Carter, Jr. from Matthew Solum dated November 27, 2018. . Document filed by Iron Workers Local No. 25 Pension Fund. (Harrod, James)
November 27, 2018 Opinion or Order Filing 66 LETTER MOTION for Conference re Motion to Dismiss Amended Complaint addressed to Judge Andrew L. Carter, Jr. from Matthew Solum dated November 27, 2018. Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford.(Solum, Matthew)
November 9, 2018 Opinion or Order Filing 65 AMENDED COMPLAINT amending #1 Complaint, against Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford with JURY DEMAND.Document filed by Iron Workers Local No. 25 Pension Fund. Related document: #1 Complaint,. (Attachments: #1 Appendix A)(Harrod, James)
October 9, 2018 Opinion or Order Filing 64 STIPULATION AND INITIAL SCHEDULING ORDER, NOW, THEREFORE, the undersigned parties, through their attorneys and subject to the Court's approval, stipulate and agree to the following: 1. Lead Plaintiff will file a consolidated complaint in the above-captioned action ("Complaint") by November 9, 2018; 2. In accordance with Rule 2(A) of the Court's Individual Practices, if Defendants seek to file a motion to dismiss the Complaint, Defendants will submit a letter request to the Court seeking a pre-motion conference regarding such a motion by November 27, 2018; Lead Plaintiff shall have the opportunity to respond to that letter as provided for in the Court's Individual Practices. IT IS SO ORDERED. (Amended Pleadings due by 11/9/2018.) (Signed by Judge Andrew L. Carter, Jr on 10/9/18) (yv)
September 24, 2018 Opinion or Order Filing 63 PROPOSED STIPULATION AND ORDER. Document filed by Iron Workers Local No. 25 Pension Fund. (Harrod, James)
September 12, 2018 Opinion or Order Filing 62 ORDER APPOINTING IRON WORKERS' LOCAL NO. 25 PENSION FUND AS LEAD PLAINTIFF AND APPROVING ITS SELECTION OF LEAD COUNSEL: IT IS HEREBY ORDERED THAT: 1. Iron Workers' Motion is GRANTED. 2. Iron Workers is APPOINTED to serve as Lead Plaintiff under Section 27(a)(3)(B) of the Securities Act of 1933, 15 U.S.C. 77z-1(a)(3)(B), as amended by the Private Securities Litigation Reform Act of 1995, in the above-captioned action and all related actions consolidated in accordance with paragraph 4 of this Order. 3. Iron Workers' selection of Lead Counsel is APPROVED, and Bernstein Litowitz Berger & Grossmann LLP is APPOINTED as Lead Counsel for the Class. 4. Pursuant to Rule 42(a) of the Federal Rules of Civil Procedure, any pending, subsequently filed, removed, or transferred actions that are related to the claims asserted in the above-captioned action are CONSOLIDATED for all purposes. 5. This action shall bear the caption "In re Micro Focus International plc Securities Litigation" and shall be maintained under master file number 1: 18-cv-06763-ALC. IT IS SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 9/11/2018) (ama)
September 10, 2018 Opinion or Order Filing 61 STIPULATION AND ORDER VACATING RESPONSE DEADLINES PENDING APPOINTMENT OF LEAD PLAINTIFF AND AMENDMENT OF COMPLAINT: IT IS HEREBY STIPULATED AND AGREED between the undersigned counsel for Plaintiff David Schmitt, Movant Iron Workers' Local No. 25 Pension Fund, and all Defendants as follows: The undersigned counsel for Defendants hereby acknowledge and accept service of the summons and complaint in this action on behalf of the Defendants; provided, however, that the acceptance of service and entry into this Stipulation shall not waive, and Defendants expressly preserves, all rights, claims and defenses, including, but not limited to, all defenses relating to jurisdiction, other than a defense as to the sufficiency of service of the summons and complaints and the form of the summons; Defendants shall not be required to answer or otherwise respond to the Complaint until after a Lead Plaintiff has been appointed and either an Amended Complaint is filed or the Lead Plaintiff notifies Defendants that it does not intend to amend the complaint; The parties will meet and confer regarding the timing of the filing of the Amended Complaint and briefing schedule for Defendants' anticipated motion to dismiss, and will submit to the Court a stipulation once they have reached agreement. The parties reserve all other rights except to the extent specified in this Stipulation. IT IS SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 9/10/2018) (anc)
August 29, 2018 Opinion or Order Filing 60 ORDER FOR ADMISSION PRO HAC VICE OF DANIEL J. BERGESON: granting #59 Motion for Daniel Joseph Bergeson to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/29/2018) (ama)
August 28, 2018 Opinion or Order Filing 59 MOTION for Daniel Joseph Bergeson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit AFFIDAVIT OF DANIEL J. BERGESON IN SUPPORT OF MOTION FOR ADMISSION PRO HAC VICE, #2 Exhibit Certification District of Columbia, #3 Exhibit Certification NY Supreme Court, #4 Exhibit Certification CA Supreme Court, #5 Text of Proposed Order [Proposed] Order for Admission Pro Hac Vice of Daniel J. Bergeson)(Bergeson, Daniel)
August 28, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #59 MOTION for Daniel Joseph Bergeson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
August 28, 2018 Opinion or Order ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Daniel Joseph Bergeson to RE-FILE Document #58 MOTION to Amend/Correct Notice Regarding Deficient Motion to Appear Pro Hac vice . Use the event type Appear Pro Hac Vice found under the event list Motions. (ldi)
August 22, 2018 Opinion or Order Filing 58 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Amend/Correct Notice Regarding Deficient Motion to Appear Pro Hac vice,,, . Document filed by Christopher Hsu. (Attachments: #1 Affidavit of Daniel J. Bergeson In Support of Motion for Admission Pro Hac Vice, #2 Exhibit District of Columbia Certification - Daniel J. Bergeson, #3 Exhibit State of New York Supreme Court Certification - Daniel J. Bergeson, #4 Exhibit Certificate of the Clerk of the Supreme Court - Daniel J. Bergeson, #5 Text of Proposed Order Proposed Order for Admission Pro Hac Vice of Daniel J. Bergeson)(Bergeson, Daniel) Modified on 8/28/2018 (ldi).
August 22, 2018 Opinion or Order Filing 57 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Daniel Joseph Bergeson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15482438. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit of Daniel J. Bergeson In Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of the Clerk of the Supreme Court, #3 Text of Proposed Order [Proposed] Order for Admission Pro Hac Vice of Daniel J. Bergeson)(Bergeson, Daniel) Modified on 8/22/2018 (bcu).
August 22, 2018 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #57 MOTION for Daniel Joseph Bergeson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15482438. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of New York and the District of Columbia;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
August 20, 2018 Opinion or Order Filing 56 ORDER FOR ADMISSION PRO HAC VICE OF ADAM C. TRIGG: granting #53 Motion for Adam Christopher Trigg to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/20/2018) (ama)
August 20, 2018 Opinion or Order Filing 55 ORDER FOR ADMISSION PRO HAC VICE OF SARA PETERSEN GRAVES: granting #54 Motion for Sara Petersen Graves to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/20/2018) (ama)
August 20, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #54 MOTION for Sara Petersen Graves to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15467578. Motion and supporting papers to be reviewed by Clerk's Office staff., #53 MOTION for Adam Christopher Trigg to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
August 20, 2018 Opinion or Order Pro Hac Vice Fee Paid electronically via Pay.gov: for #53 MOTION for Adam Christopher Trigg to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00. Pay.gov receipt number 0208-15467303, paid on 8/17/2018. (wb)
August 17, 2018 Opinion or Order Filing 54 MOTION for Sara Petersen Graves to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15467578. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit of Sara Petersen Graves In Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of the Clerk of the Supreme Court, #3 Text of Proposed Order [Proposed] Order for Admission Pro Hac Vice of Sara Petersen Graves)(Graves, Sara)
August 17, 2018 Opinion or Order Filing 53 MOTION for Adam Christopher Trigg to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit of Adam C. Trigg In Support of Motion for Admission Pro Hac Vice, #2 Exhibit Certificate of the Clerk of the Supreme Court, #3 Text of Proposed Order [Proposed] Order for Admission Pro Hac Vice of Adam C. Trigg)(Trigg, Adam)
August 17, 2018 Opinion or Order Filing 52 NOTICE OF APPEARANCE by Julia Karen Tebor on behalf of Iron Workers Local No. 25 Pension Fund. (Tebor, Julia)
August 17, 2018 Opinion or Order Filing 51 NOTICE OF APPEARANCE by Jai Kamal Chandrasekhar on behalf of Iron Workers Local No. 25 Pension Fund. (Chandrasekhar, Jai)
August 17, 2018 Opinion or Order Filing 50 ORDER granting #47 Motion for Marc Jay Sonnenfeld to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/17/2018) (anc)
August 17, 2018 Opinion or Order Filing 49 ORDER granting #46 Motion for Joseph Edward Floren to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/17/2018) (anc)
August 17, 2018 Opinion or Order Filing 48 PROPOSED STIPULATION AND ORDER. Document filed by Richard Atkins, Nils Brauckmann, Amanda Brown, Kevin Loosemore, Giselle Manon, Micro Focus International PLC, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, Karen Slatford. (Potenza, Stephen)
August 17, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #47 MOTION for Marc J. Sonnenfeld to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15461947. Motion and supporting papers to be reviewed by Clerk's Office staff., #46 MOTION for Joseph E. Floren to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15461843. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
August 16, 2018 Opinion or Order Filing 47 MOTION for Marc J. Sonnenfeld to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15461947. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by John Schultz. (Attachments: #1 Affidavit Declaration in Support of Motion for Admission Pro Hac Vice, #2 Exhibit A- Certificate of Good Standing, #3 Text of Proposed Order)(Sonnenfeld, Marc)
August 16, 2018 Opinion or Order Filing 46 MOTION for Joseph E. Floren to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15461843. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by John Schultz. (Attachments: #1 Affidavit Declaration in Support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Text of Proposed Order)(Floren, Joseph)
August 15, 2018 Opinion or Order Filing 45 NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of John Schultz. (Schacter, Kenneth)
August 10, 2018 Opinion or Order Filing 44 ORDER FOR ADMISSION PRO HAC VICE granting #42 Motion for Austin Klar to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/10/2018) (rj)
August 10, 2018 Opinion or Order Filing 43 ORDER FOR ADMISSION PRO HAC VICE granting #41 Motion for Christopher W. Keegan to Appear Pro Hac Vice. (Signed by Judge Andrew L. Carter, Jr on 8/10/2018) (rj)
August 9, 2018 Opinion or Order Filing 42 MOTION for Austin Klar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15430658. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Micro Focus International PLC. (Attachments: #1 Declaration of Austin Klar in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing, #3 Text of Proposed Order)(Klar, Austin)
August 9, 2018 Opinion or Order Filing 41 MOTION for Christopher W. Keegan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Micro Focus International PLC. (Attachments: #1 Declaration of Christopher W. Keegan in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing - CA, #3 Certificate of Good Standing - IL, #4 Text of Proposed Order)(Keegan, Christopher)
August 9, 2018 Opinion or Order Filing 40 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for John David Pernick to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit Affidavit of John D. Pernick in Support of Motion for Admission Pro Hac Vice, #2 Text of Proposed Order)(Pernick, John) Modified on 8/9/2018 (jc).
August 9, 2018 Opinion or Order >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #42 MOTION for Austin Klar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15430658. Motion and supporting papers to be reviewed by Clerk's Office staff., #41 MOTION for Christopher W. Keegan to Appear Pro Hac Vice . Filing Fee $200.00, receipt number 0208-15430518. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
August 9, 2018 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #40 MOTION for John David Pernick to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California (our court does not accept state bar certificates). Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Attorney Affidavit - attach Proposed Order. (jc)
August 8, 2018 Opinion or Order >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #38 MOTION for John David Pernick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15420454. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California; missing Proposed Order;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
August 8, 2018 Opinion or Order ***NOTICE TO ATTORNEY REGARDING DEFICIENT PROPOSED ORDER. Notice to attorney John Pernick to RE-FILE Document No. #39 Proposed Order. The filing is deficient for the following reason(s): The proposed order for Pro Hac Vice needs to be filed as an attachment to the motion. (km)
August 7, 2018 Opinion or Order Filing 39 FILING ERROR - DEFICIENT DOCKET ENTRY - PROPOSED ORDER. Document filed by Christopher Hsu. Related Document Number: #38 . (Pernick, John) Proposed Order to be reviewed by Clerk's Office staff. Modified on 8/8/2018 (km).
August 7, 2018 Opinion or Order Filing 38 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for John David Pernick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-15420454. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher Hsu. (Attachments: #1 Affidavit Affidavit of John D. Pernick In Support of Motion for Admission Pro Hac Vice, #2 Exhibit California Certificate of Standing for John D. Pernick)(Pernick, John) Modified on 8/8/2018 (wb).
August 3, 2018 Opinion or Order Filing 37 RESPONSE re: #32 OBJECTION TO STATEMENT OF RELATEDNESS, #30 Statement of Relatedness . Document filed by Micro Focus International PLC. (Solum, Matthew)
August 3, 2018 Opinion or Order ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #34 Proposed Order was reviewed and approved as to form. (km)
August 2, 2018 Opinion or Order Filing 36 NOTICE OF APPEARANCE by Michael Dains Blatchley on behalf of Iron Workers Local No. 25 Pension Fund. (Blatchley, Michael)
August 2, 2018 Opinion or Order Filing 35 NOTICE OF APPEARANCE by James Abram Harrod, III on behalf of Iron Workers Local No. 25 Pension Fund. (Harrod, James)
August 2, 2018 Opinion or Order Filing 34 PROPOSED ORDER. Document filed by Iron Workers Local No. 25 Pension Fund. Related Document Number: [ECF No. 15]. (Josefson, Avi) Proposed Order to be reviewed by Clerk's Office staff.
August 2, 2018 Opinion or Order Filing 33 MEMORANDUM OF LAW in Support re: #15 MOTION to Appoint Lead Plaintiff and Lead Counsel . Document filed by Iron Workers Local No. 25 Pension Fund. (Josefson, Avi)
August 2, 2018 Opinion or Order Filing 32 OBJECTION TO STATEMENT OF RELATEDNESS re: #30 Statement of Relatedness .Document filed by Iron Workers Local No. 25 Pension Fund.(Josefson, Avi)
August 2, 2018 Opinion or Order Filing 31 NOTICE OF APPEARANCE by Avi Josefson on behalf of Iron Workers Local No. 25 Pension Fund. (Josefson, Avi)
August 1, 2018 Opinion or Order Filing 30 STATEMENT OF RELATEDNESS re: that this action be filed as related to 18-cv-4764 (PGG). Document filed by Micro Focus International PLC.(Salomon, Mark)
August 1, 2018 Opinion or Order Filing 29 NOTICE OF APPEARANCE by Mark Bernard Salomon on behalf of Micro Focus International PLC. (Salomon, Mark)
August 1, 2018 Opinion or Order Filing 28 NOTICE OF APPEARANCE by Joseph Myer Sanderson on behalf of Micro Focus International PLC. (Sanderson, Joseph)
August 1, 2018 Opinion or Order Filing 27 NOTICE OF APPEARANCE by Stephen V. Potenza on behalf of Micro Focus International PLC. (Potenza, Stephen)
August 1, 2018 Opinion or Order Filing 26 NOTICE OF APPEARANCE by Matthew Osborn Solum on behalf of Micro Focus International PLC. (Solum, Matthew)
July 27, 2018 Opinion or Order Filing 25 CASE TRANSFERRED IN from the United States District Court - District of California Northern; Case Number: 3:18-cv-03066. Original file certified copy of transfer order and docket entries received. (sjo)
July 27, 2018 Opinion or Order Magistrate Judge Henry B. Pitman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sjo)
July 27, 2018 Opinion or Order Case Designated ECF. (sjo)
July 27, 2018 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE - TRANSFER CASE: This case is assigned to: Judge Andrew L. Carter, Jr.. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sjo)
July 27, 2018 Opinion or Order NOTE TO OUT OF STATE ATTORNEYS: Please visit the Court's website at http://www.nysd.uscourts.gov for information regarding admission to the S.D.N.Y. Bar and the CM/ECF Rules & Filing Instructions. (sjo)
July 25, 2018 Opinion or Order Filing 24 ORDER GRANTING #13 STIPULATED REQUEST TO TRANSFER by Judge Alsup. (whalc1, COURT STAFF) (Filed on 7/25/2018) [Transferred from California Northern on 7/27/2018.]
July 25, 2018 Opinion or Order Filing 23 Joinder re #13 STIPULATION WITH PROPOSED ORDER to Transfer Pursuant to 28 U.S.C. 1404 by Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford. (Klar, Austin) (Filed on 7/25/2018) [Transferred from California Northern on 7/27/2018.]
July 25, 2018 Opinion or Order Filing 22 NOTICE of Appearance by John D. Pernick (Pernick, John) (Filed on 7/25/2018) [Transferred from California Northern on 7/27/2018.]
July 25, 2018 Opinion or Order Filing 21 CLERK'S NOTICE RESCHEDULING TIME OF INITIAL CASE MANAGEMENT CONFERENCE: The time has been advanced from 11:00 a.m. to 8/23/2018 at 08:00 AM in San Francisco, Courtroom 12, 19th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.) (afmS, COURT STAFF) (Filed on 7/25/2018) [Transferred from California Northern on 7/27/2018.]
July 24, 2018 Opinion or Order Filing 20 NOTICE of Appearance by Joseph Edward Floren (Floren, Joseph) (Filed on 7/24/2018) [Transferred from California Northern on 7/27/2018.]
July 23, 2018 Opinion or Order Filing 19 CERTIFICATE of Counsel Michael D. Blatchley Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Iron Workers' Local No. 25 Pension Fund (Stickney, David) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.]
July 23, 2018 Opinion or Order Filing 18 CERTIFICATE of Counsel Avi Josefson Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Iron Workers' Local No. 25 Pension Fund (Stickney, David) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.]
July 23, 2018 Opinion or Order Filing 17 CERTIFICATE of Counsel David R. Stickney Pursuant to Civil Local Rule 3-7(d) by David Ronald Stickney on behalf of Iron Workers' Local No. 25 Pension Fund (Stickney, David) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.]
July 23, 2018 Opinion or Order Filing 16 Declaration of David R. Stickney in Support of #15 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byIron Workers' Local No. 25 Pension Fund. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Related document(s) #15 ) (Stickney, David) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.]
July 23, 2018 Opinion or Order Filing 15 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Iron Workers' Local No. 25 Pension Fund. Motion Hearing set for 9/6/2018 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 8/6/2018. Replies due by 8/13/2018. (Attachments: #1 Proposed Order)(Stickney, David) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.] Modified on 7/27/2018 (sjo).
July 23, 2018 Opinion or Order Filing 14 NOTICE RE #13 STIPULATED REQUEST TO TRANSFER. Signed by Judge Alsup on 7/23/2018. (whalc1, COURT STAFF) (Filed on 7/23/2018) [Transferred from California Northern on 7/27/2018.]
July 20, 2018 Opinion or Order Filing 13 STIPULATION WITH PROPOSED ORDER to Transfer Pursuant to 28 U.S.C. 1404 filed by Micro Focus International plc. (Klar, Austin) (Filed on 7/20/2018) [Transferred from California Northern on 7/27/2018.]
July 19, 2018 Opinion or Order Filing 12 MOTION to Transfer Case filed by Micro Focus International plc. Motion Hearing set for 8/23/2018 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 8/2/2018. Replies due by 8/9/2018. (Attachments: #1 Declaration Declaration of Graham Norton, #2 Exhibit Norton Exhibits 1-2, #3 Declaration Declaration of Austin Klar, #4 Exhibit Klar Exhibits 1-6, #5 Proposed Order)(Klar, Austin) (Filed on 7/19/2018) [Transferred from California Northern on 7/27/2018.]
July 19, 2018 Opinion or Order Filing 11 Rule 7.1 Disclosures by Micro Focus International plc (Klar, Austin) (Filed on 7/19/2018) [Transferred from California Northern on 7/27/2018.]
July 19, 2018 Opinion or Order Filing 10 Certificate of Interested Entities by Micro Focus International plc identifying Other Affiliate FMR LLC, Other Affiliate Dodge & Cox for Micro Focus International plc. (Klar, Austin) (Filed on 7/19/2018) [Transferred from California Northern on 7/27/2018.]
July 19, 2018 Opinion or Order Filing 9 NOTICE of Appearance by Austin L. Klar (Klar, Austin) (Filed on 7/19/2018) [Transferred from California Northern on 7/27/2018.]
July 19, 2018 Opinion or Order Filing 8 NOTICE of Appearance by Christopher William Keegan (Keegan, Christopher) (Filed on 7/19/2018) [Transferred from California Northern on 7/27/2018.]
May 24, 2018 Opinion or Order Filing 7 Summons Issued as to Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International plc, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford. (sxbS, COURT STAFF) (Filed on 5/24/2018) [Transferred from California Northern on 7/27/2018.]
May 24, 2018 Opinion or Order Filing 6 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras SEC Class Action Notice due by 6/13/2018. Case Management Statement due by 8/16/2018. Initial Case Management Conference set for 8/23/2018 11:00 AM in San Francisco, Courtroom 12, 19th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(sxbS, COURT STAFF) (Filed on 5/24/2018) [Transferred from California Northern on 7/27/2018.]
May 23, 2018 Opinion or Order Filing 5 Case assigned to Judge William Alsup. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (as, COURT STAFF) (Filed on 5/23/2018) [Transferred from California Northern on 7/27/2018.]
May 23, 2018 Opinion or Order Filing 4 CERTIFICATE of Counsel by Laurence M. Rosen on behalf of David Schmitt (Rosen, Laurence) (Filed on 5/23/2018) [Transferred from California Northern on 7/27/2018.]
May 23, 2018 Opinion or Order Filing 3 Certificate of Interested Entities by David Schmitt (Rosen, Laurence) (Filed on 5/23/2018) [Transferred from California Northern on 7/27/2018.]
May 23, 2018 Opinion or Order Filing 2 Proposed Summons. (Rosen, Laurence) (Filed on 5/23/2018) [Transferred from California Northern on 7/27/2018.]
May 23, 2018 Opinion or Order Filing 1 COMPLAINT against Richard Atkins, Nils Brauckmann, Amanda Brown, Christopher Hsu, Kevin Loosemore, Giselle Manon, Micro Focus International plc, Stephen Murdoch, Mike Phillips, Darren Roos, Silke Scheiber, John Schultz, Karen Slatford ( Filing fee $ 400, receipt number 0971-12378342.). Filed byDavid Schmitt. (Attachments: #1 PSLRA Certification, #2 Civil Cover Sheet)(Rosen, Laurence) (Filed on 5/23/2018) [Transferred from California Northern on 7/27/2018.]

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Search for this case: In re Micro Focus International plc. Securities Litigation
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Defendant: Nils Brauckmann
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Mike Phillips
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Darren Roos
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Amanda Brown
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Christopher Hsu
Represented By: John David Pernick
Represented By: Daniel Joseph Bergeson
Represented By: Adam C Trigg, C
Represented By: Sara Petersen Graves
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Defendant: Karen Slatford
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Silke Scheiber
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Kevin Loosemore
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Richard Atkins
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: John Schultz
Represented By: Joseph Edward Floren
Represented By: Kenneth Ian Schacter
Represented By: Marc Sonnenfeld
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Defendant: Micro Focus International PLC
Represented By: Christopher William Keegan
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
Represented By: Mark Bernard Salomon
Represented By: Stephen V. Potenza
Represented By: Joseph Myer Sanderson
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Defendant: Giselle Manon
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Defendant: Stephen Murdoch
Represented By: Austin L. Klar
Represented By: Matthew Osborn Solum
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Lead plaintiff: Iron Workers Local No. 25 Pension Fund
Represented By: David R. Stickney
Represented By: James Abram Harrod, III
Represented By: Julia Karen Tebor
Represented By: Jai Kamal Chandrasekhar
Represented By: Michael Dains Blatchley
Represented By: Avi Josefson
Represented By: David Stickney
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Plaintiff: David Schmitt
Represented By: Laurence M. Rosen
Represented By: Laurence Matthew Rosen
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