Garity v. Tetraphase Pharmaceuticals, Inc. et al
Plaintiff: Edward Garity
Defendant: Stifel, Nicolaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc., BMO Capital Markets Corp., Guy Macdonald, Jacques Dumas, Piper Jaffray & Co., Tetraphase Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC
Case Number: 1:2018cv06797
Filed: July 27, 2018
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Paul A Engelmayer
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on May 30, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 10, 2018 Filing 7 NOTICE OF APPEARANCE by Michael G. Bongiorno on behalf of Jacques Dumas, Guy Macdonald. (Bongiorno, Michael)
August 15, 2018 Filing 6 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Tetraphase Pharmaceuticals, Inc..(Bongiorno, Michael)
August 15, 2018 Filing 5 NOTICE OF APPEARANCE by Michael G. Bongiorno on behalf of Tetraphase Pharmaceuticals, Inc.. (Bongiorno, Michael)
July 30, 2018 Filing 4 ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp., Jacques Dumas, H.C. Wainwright & Co., LLC, Guy Macdonald, Piper Jaffray & Co., Stifel, Nicolaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc., Tetraphase Pharmaceuticals, Inc.. (pc)
July 30, 2018 Case Designated ECF. (pc)
July 30, 2018 Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (pc)
July 30, 2018 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Paul A. Engelmayer. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (pc)
July 30, 2018 ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Lesley Frank Portnoy. The party information for the following party/parties has been modified: Edward Garity. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (pc)
July 27, 2018 Filing 3 CIVIL COVER SHEET filed. (Portnoy, Lesley)
July 27, 2018 Filing 2 REQUEST FOR ISSUANCE OF SUMMONS as to Tetraphase Pharmaceuticals, Inc., Guy Macdonald, Jacques Dumas, Piper Jaffray & Co., BMO Capital Markets Corp., Stifel, Nicolaus & Company, Incorporated, Suntrust Robinson Humphrey & Co., LLC, H.C. Wainwright & Co., LLC, re: #1 Complaint,. Document filed by Edward Garity. (Portnoy, Lesley)
July 27, 2018 Filing 1 COMPLAINT against BMO Capital Markets Corp., Jacques Dumas, H.C. Wainwright & Co., LLC, Guy Macdonald, Piper Jaffray & Co., Stifel, Nicolaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc., Tetraphase Pharmaceuticals, Inc.. (Filing Fee $ 400.00, Receipt Number 0208-15379835)Document filed by Edward Garity.(Portnoy, Lesley)

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Search for this case: Garity v. Tetraphase Pharmaceuticals, Inc. et al
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Defendant: Stifel, Nicolaus & Company, Incorporated
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Defendant: SunTrust Robinson Humphrey, Inc.
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Defendant: BMO Capital Markets Corp.
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Defendant: Guy Macdonald
Represented By: Michael G. Bongiorno
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Defendant: Jacques Dumas
Represented By: Michael G. Bongiorno
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Defendant: Piper Jaffray & Co.
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Defendant: Tetraphase Pharmaceuticals, Inc.
Represented By: Michael G. Bongiorno
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Defendant: H.C. Wainwright & Co., LLC
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Plaintiff: Edward Garity
Represented By: Lesley Frank Portnoy
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