Malone v. Credit Suisse Securities (USA), LLC
| Daniel Sean Malone |
| Credit Suisse Securities (USA), LLC |
| 1:2018cv06872 |
| July 31, 2018 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Albany |
| Valerie E Caproni |
| Other Statutes: Arbitration |
| 28 U.S.C. § 1332 |
| None |
Docket Report
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| Document Text |
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| Filing 19 REPLY to Response to Motion re: #15 MOTION to Confirm Arbitration Award. . Document filed by Daniel Sean Malone. (Brinen, Joshua) |
| Filing 18 MEMORANDUM OF LAW in Support re: #15 MOTION to Confirm Arbitration Award. And in Opposition to Petition to Vacate Arbitration Award. Document filed by Credit Suisse Securities (USA), LLC. (Altieri, Peter) |
| Filing 17 RESPONSE re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, And in Support of Cross-Petition to Confirm Arbitration Award. Document filed by Credit Suisse Securities (USA), LLC. (Altieri, Peter) |
| Filing 16 DECLARATION of Peter L. Altieri in Support re: #15 MOTION to Confirm Arbitration Award.. Document filed by Credit Suisse Securities (USA), LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)(Altieri, Peter) |
| Filing 15 MOTION to Confirm Arbitration Award. Document filed by Credit Suisse Securities (USA), LLC.(Altieri, Peter) |
Filing 14
ORDER: granting #13 Letter Motion for Extension of Time to File Response/Reply re #13 JOINT LETTER MOTION for Extension of Time to File Response/Reply as to #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, addressed to Judge Valerie E. Caproni from Peter L. Altieri dated August 21, 2018. Application Granted. SO ORDERED. Responses due by 9/21/2018 Replies due by 10/5/2018. (Signed by Judge Valerie E. Caproni on 8/22/2018) (ama)
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| Set/Reset Deadlines: Credit Suisse Securities (USA), LLC answer due 9/07/2018. Cross Motions due by 9/7/2018. (ama) Modified on 8/22/2018 (ama). |
| Filing 13 JOINT LETTER MOTION for Extension of Time to File Response/Reply as to #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, addressed to Judge Valerie E. Caproni from Peter L. Altieri dated August 21, 2018. Document filed by Credit Suisse Securities (USA), LLC.(Altieri, Peter) |
| Filing 12 NOTICE OF APPEARANCE by Peter Louis Altieri on behalf of Credit Suisse Securities (USA), LLC. (Altieri, Peter) |
| Filing 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Holdings (USA), Inc., Other Affiliate Credit Suisse Group AG, Guernsey Branch, Other Affiliate Credit Suisse AG, Other Affiliate Credit Suisse Group AG for Credit Suisse Securities (USA), LLC. Document filed by Credit Suisse Securities (USA), LLC.(Aibel, Matthew) |
| Filing 10 NOTICE OF APPEARANCE by Matthew Savage Aibel on behalf of Credit Suisse Securities (USA), LLC. (Aibel, Matthew) |
| Filing 9 NOTICE OF APPEARANCE by Brian Lawrence Friedman on behalf of Credit Suisse Securities (USA), LLC. (Friedman, Brian) |
| Filing 8 AFFIDAVIT OF SERVICE of Summons and Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,. Credit Suisse Securities (USA), LLC served on 8/7/2018, answer due 8/28/2018. Service was accepted by Jane Doe - Name refused. Document filed by Daniel Sean Malone. (Brinen, Joshua) |
| Filing 7 ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA), LLC. (jgo) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Valerie E. Caproni. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (jgo) |
| Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Joshua David Brinen. The following case opening statistical information was erroneously selected/entered: Cause of Action code 09:1; County code Albany;. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 28:1332; the County code has been modified to XX Out of State;. (jgo) |
| Case Designated ECF. (jgo) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA), LLC, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,. Document filed by Daniel Sean Malone. (Brinen, Joshua) |
| Filing 5 CIVIL COVER SHEET filed. (Brinen, Joshua) |
| Filing 4 AFFIDAVIT of Daniel Sean Malone in Support re: #3 Memorandum of Law in Support, #2 Notice (Other), #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,. Document filed by Daniel Sean Malone. (Attachments: #1 Exhibit Arbiters List, #2 Exhibit Arbiter Panel Disclosure, #3 Exhibit Award)(Brinen, Joshua) |
| Filing 3 MEMORANDUM OF LAW in Support re: #2 Notice (Other), #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, . Document filed by Daniel Sean Malone. (Attachments: #1 Exhibit Award, #2 Exhibit Arbiters List, #3 Exhibit FINRA Panel Notice, #4 Exhibit Panel Disclosure, #5 Exhibit FINRA Disqualification Letter)(Brinen, Joshua) |
| Filing 2 NOTICE of Petition to Vacate the Arbitration Award re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,. Document filed by Daniel Sean Malone. (Brinen, Joshua) |
| Filing 1 PETITION TO VACATE ARBITRATION. (Filing Fee $ 400.00, Receipt Number 0208-15390487).Document filed by Daniel Sean Malone. (Attachments: #1 Exhibit Arbiters List, #2 Exhibit FINRA Panel Notification, #3 Exhibit Panel Disclosures, #4 Exhibit Award, #5 Exhibit Disqualification Letter)(Brinen, Joshua) |
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| Respondent: Credit Suisse Securities (USA), LLC | |
| Represented By: | Peter Louis Altieri |
| Represented By: | Matthew Savage Aibel |
| Represented By: | Brian Lawrence Friedman |
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| Petitioner: Daniel Sean Malone | |
| Represented By: | Joshua David Brinen |
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