Commodity Futures Trading Commission v. TFS-ICAP, LLC et al
| Commodity Futures Trading Commission |
| Ian Dibb, TFS-ICAP, LLC, TFS-ICAP LTD and Jeremy Woolfenden |
| 1:2018cv08914 |
| September 28, 2018 |
| US District Court for the Southern District of New York |
| Victor Marrero |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Filing 22 ELECTRONIC SUMMONS ISSUED as to Jeremy Woolfenden. (dnh) |
Filing 21
ORDER FOR ADMISSION PRO HAC VICE: granting #16 Motion for Timothy J. Carey to Appear Pro Hac Vice. So Ordered. (Signed by Judge Victor Marrero on 11/20/2018) (js)
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Filing 20
ORDER FOR ADMISSION PRO HAC VICE: granting #17 Motion for Brigitte T. Nuss Kocheny to Appear Pro Hac Vice. (Signed by Judge Victor Marrero on 11/20/2018) (js)
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Filing 19
ORDER FOR ADMISSION PRO HAC VICE: granting #18 Motion for Michael D. Claus to Appear Pro Hac Vice. So Ordered. (Signed by Judge Victor Marrero on 11/20/2018) (js)
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| Filing 18 MOTION for Michael D. Claus to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15932596. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by TFS-ICAP LTD, TFS-ICAP, LLC. (Attachments: #1 Declaration of Michael D. Claus, with Certificate, #2 Text of Proposed Order)(Claus, Michael) |
| Filing 17 MOTION for Brigitte T. Nuss Kocheny to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by TFS-ICAP LTD, TFS-ICAP, LLC. (Attachments: #1 Declaration of Brigitte T. Nuss Kocheny, with Certificates, #2 Text of Proposed Order)(Kocheny, Brigitte) |
| Filing 16 MOTION for Timothy J. Carey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by TFS-ICAP LTD, TFS-ICAP, LLC. (Attachments: #1 Declaration of Timothy J. Carey, with Certificate, #2 Text of Proposed Order)(Carey, Timothy) |
| Filing 15 REQUEST FOR ISSUANCE OF SUMMONS as to Jeremy Woolfenden, re: #5 Complaint. Document filed by Commodity Futures Trading Commission. (Wasserman, Samuel) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #17 MOTION for Brigitte T. Nuss Kocheny to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #16 MOTION for Timothy J. Carey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #18 MOTION for Michael D. Claus to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15932596. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #13 MOTION for Timothy J. Carey to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15894288. Motion and supporting papers to be reviewed by Clerk's Office staff., #14 MOTION for Brigitte T. Nuss Kocheny to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15894308. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Indiana;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb) |
| Filing 14 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Brigitte T. Nuss Kocheny to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15894308. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by TFS-ICAP LTD, TFS-ICAP, LLC. (Attachments: #1 Declaration of Brigitte T. Nuss Kocheny, with Certificates, #2 Text of Proposed Order)(Kocheny, Brigitte) Modified on 11/13/2018 (wb). |
| Filing 13 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Timothy J. Carey to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-15894288. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by TFS-ICAP LTD, TFS-ICAP, LLC. (Attachments: #1 Declaration of Timothy J. Carey, with Certificate, #2 Text of Proposed Order)(Carey, Timothy) Modified on 11/13/2018 (wb). |
| Filing 12 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent CME Group, Inc., Corporate Parent Volbroker.com Ltd., Corporate Parent Compagnie Financiere Tradition, Corporate Parent Viel et Cie SA, Corporate Parent TFS-ICAP Holdings Ltd. for TFS-ICAP LTD. Document filed by TFS-ICAP LTD.(Elkin, Michael) |
| Filing 11 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent CME Group, Inc., Corporate Parent TFS-ICAP Holdings LLC, Corporate Parent Volbroker.com Ltd., Corporate Parent Compagnie Financiere Tradition, Corporate Parent Viel et Cie SA for TFS-ICAP, LLC. Document filed by TFS-ICAP, LLC.(Elkin, Michael) |
| Filing 10 NOTICE OF APPEARANCE by Michael S. Elkin on behalf of TFS-ICAP LTD, TFS-ICAP, LLC. (Elkin, Michael) |
| Filing 9 WAIVER OF SERVICE RETURNED EXECUTED. Ian Dibb waiver sent on 10/4/2018, answer due 1/2/2019. Document filed by Commodity Futures Trading Commission. (Wasserman, Samuel) |
| Filing 8 WAIVER OF SERVICE RETURNED EXECUTED. TFS-ICAP LTD waiver sent on 10/4/2018, answer due 1/2/2019. Document filed by Commodity Futures Trading Commission. (Wasserman, Samuel) |
| Filing 7 WAIVER OF SERVICE RETURNED EXECUTED. TFS-ICAP, LLC waiver sent on 10/4/2018, answer due 12/3/2018. Document filed by Commodity Futures Trading Commission. (Wasserman, Samuel) |
| Filing 6 CIVIL COVER SHEET filed. (Wasserman, Samuel) |
| Filing 5 COMPLAINT against Ian Dibb, TFS-ICAP LTD, TFS-ICAP, LLC, Jeremy Woolfenden. Document filed by Commodity Futures Trading Commission.(Wasserman, Samuel) |
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Filing 4
ENDORSED LETTER addressed to Judge Victor Marrero from Samuel C. Wasserman dated 10/1/2018 re: Counsel for the Division of Enforcement of the CFTC writes to request permission to refile an identical version of the complaint the CFTC filed in this matter on Friday, September 28, 2018, scrubbed of all metadata. The version of the complaint the CFTC filed on Friday inadvertently contained certain metadata-specifically the file name of a prior Microsoft Word version of the complaint. This file name reflects information that is not public. Accordingly, with Your Honor's permission, we wish to refile the complaint scrubbed of all metadata. Should you have any questions, we are available to discuss at your convenience. ENDORSEMENT: Request Granted. Plaintiff may refile a revised version of the complaint herein for the reasons stated above. So Ordered. (Signed by Judge Victor Marrero on 10/1/2018) (js)
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| ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Samuel C. Wasserman to RE-FILE Document No. #2 Civil Cover Sheet. The filing is deficient for the following reason(s): Origin Code 2a must only be selected when Origin Coee 2 is selected;. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated June 2017. The S.D.N.Y. Civil Cover Sheet dated June 2017 is located at#http://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Samuel C. Wasserman. The following case opening statistical information was erroneously selected/entered: Fee Status code none (no fee required);. The following correction(s) have been made to your case entry: the Fee Status code has been modified to wv (waived);. (jgo) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (jgo) |
| Magistrate Judge Henry B. Pitman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jgo) |
| Case Designated ECF. (jgo) |
| Filing 3 NOTICE OF APPEARANCE by Kenneth Brent Tomer on behalf of Commodity Futures Trading Commission. (Tomer, Kenneth) |
| Filing 2 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed. (Wasserman, Samuel) Modified on 10/1/2018 (jgo). |
| Filing 1 COMPLAINT against Ian Dibb, TFS-ICAP LTD, TFS-ICAP, LLC, Jeremy Woolfenden. Document filed by Commodity Futures Trading Commission.(Wasserman, Samuel) |
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