SKAT v. SRH Farms LLC 401(K) Plan et al
SKAT |
Bluegrass Investment Management, LLC, SRH Farms LLC 401(K) Plan, Bernard Tew and George Hofmeister |
1:2018cv09434 |
October 16, 2018 |
US District Court for the Southern District of New York |
Lewis A Kaplan |
Other Fraud |
28 U.S.C. § 1332 fr |
Plaintiff |
Docket Report
This docket was last retrieved on March 29, 2022. A more recent docket listing may be available from PACER.
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Filing 47 PROPOSED STIPULATION AND ORDER. Document filed by SKAT. (Cave, Sarah) |
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Filing 45 PROPOSED STIPULATION AND ORDER. Document filed by SKAT. (Cave, Sarah) |
Filing 44 DECLARATION of Sarah L. Cave in Support re: (27 in 1:18-cv-10136-LAK) MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark.. Document filed by SKAT. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah) |
Filing 43 MEMORANDUM OF LAW in Support re: (27 in 1:18-cv-10136-LAK) MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark. . Document filed by SKAT. Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah) |
Filing 42 MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark. Document filed by SKAT.Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah) |
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Minute Entry for proceedings held before Judge Lewis A. Kaplan: Oral Argument held on 11/20/2018 re: (8 in 1:18-md-02865-LAK) MOTION to Approve Alternative Service . filed by SKAT. See written order issued 11/20/2018. (Court Reporter Eve Giniger) Associated Cases: 1:18-md-02865-LAK et al.(Mohan, Andrew) |
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Filing 39 LETTER MOTION to Seal Document addressed to Judge Lewis A. Kaplan from Sarah L. Cave dated 10/31/2018. Document filed by SKAT. (Attachments: #1 Affidavit Declaration of Morten Niels Jakobsen)Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah) |
Filing 38 LETTER addressed to Judge Lewis A. Kaplan from Mark D. Allison dated 10/24/2018 re: Application for appointment of Lead Counsel. Document filed by Roger Lehman, The 78 Yorktown Pension Plan, Gavin Crescenzo, The Stark Pension Plan, The Costello Advisors Pension Plan, The Westridge Ave LLC 401K Plan, Doston Bradley, The Atlantic DHR 401K Plan, CSCC Capital Pension Plan, The Hotel Fromance Pension Plan, The Houston Rocco LLC 401K Plan, The Kyber Pension Plan, Sanford Villa Pension Plan, The Lerici Capital Pension Plan, The SKSL LLC Pension Plan, NYCATX LLC Solo 401K Plan, Carl Andrew Vergari, The LBR Capital Pension Plan, The Diamond Scott Capital Pension Plan, The Westport Advisors LLC 401K Plan, Ackview Solo 401K Plan, Sean Driscoll, The Busby Black 401K Plan, The ISDB Pension Plan, Thomas Kertelits, The TKKJ LLC 401K Plan, Svetlin Petkov, The Petkov Management LLC 401K Plan, Michael Ben-Jacob, The Stor Capital Consulting LLC 401K Plan, The NYC Stanismore Pension Plan, The Proper Pacific LLC 401K Plan, The Aston Advisors LLC 401K Plan, The Cambridge Town Line Pension Plan, The Shapiro Blue Management LLC 401K Plan, Mitchell Protass, The MPQ Holdings LLC 401K Plan, The Patrick Partners Conglomerate Pension Plan, The M2F Wellness LLC 401K Plan, The Aria Pension Plan, The Kodiak Capital Pension Plan, The Belforte Pension Plan, The Bradley London Pension Plan, The Bravos Advisors 401K Plan, The Canada Rock LLC 401K Plan, The DMR Pension Plan, The Dosmon Bly Pension Plan, The Eskin Pension Plan, The Fieldcrest Pension Plan, The India Bombay LLC 401K Pension Plan, The KASV Group Pension Plan, The Krabi Holdings LLC 401K Plan, The Ludlow Holdings 401K Plan, The Monin Amper Pension Plan, The Mountain Air LLC 401K Plan, The Petkov Partners Pension Plan, The Regoleth Pension Plan, The SPKK LLC 401K Plan, The SVP 401K Plan, The Saba Capital LLC 401K Plan, The Sector 230 LLC 401K Plan, The Snow Hill Pension Plan, The Texas Rocco LLC 401K Plan, The West River Pension Plan. (Attachments: #1 Appendix A. List of Cases, #2 Appendix B. Public Profiles)Filed In Associated Cases: 1:18-md-02865-LAK et al.(Allison, Mark) |
Filing 37 ANSWER to #1 Complaint. Document filed by Bluegrass Investment Management, LLC, Bernard Tew.(Hyland, Mark) |
Filing 36 MDL TRANSFERRED IN from the United States District Court - District of Kentucky Eastern; Case Number: 5:18-cv-00395. Original file certified copy of transfer order and docket entries received. (sjo) |
CONSOLIDATED MDL CASE: Create association to 1:18-md-02865-LAK. (sjo) |
CASE ACCEPTED AS RELATED. Create association to 1:18-md-02865-LAK. (sjo) |
Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sjo) |
CASE OPENING INITIAL ASSIGNMENT NOTICE - TRANSFER CASE: This case is assigned to: Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sjo) |
Case Designated ECF. (sjo) |
NOTE TO OUT OF STATE ATTORNEYS: Please visit the Court's website at http://www.nysd.uscourts.gov for information regarding admission to the S.D.N.Y. Bar and the CM/ECF Rules & Filing Instructions. (sjo) |
Filing 35 CERTIFIED TRANSFER ORDER received from Southern District of New York re: Case Transfer to the MDL Panel pursuant to Transfer Order filed in MDL Case Number 2865. (SKV) cc: COR [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 34 INFORMATION COPY OF TRANSFER ORDER: MDL No. 2865 to Southern District of New York.(SKV)cc: COR [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 33 ANSWER to #1 Complaint by George Hofmeister.(O'Toole, James) [Transferred from Kentucky Eastern on 10/16/2018.] |
BAR STATUS Check completed as to Thomas Ross Hooper, Mark J. Hyland re #30 MOTION for Reconsideration re 29 Order on Motion to Appear Pro Hac Vice, by Bluegrass Investment Management, LLC, Bernard Tew, #28 MOTION for Mark Hyland to Appear Pro Hac Vice by Bluegrass Investment Management, LLC, Bernard Tew, #31 MOTION for Reconsideration re 29 Order on Motion to Appear Pro Hac Vice, by Bluegrass Investment Management, LLC, Bernard Tew, #27 MOTION for Ross Hooper to Appear Pro Hac Vice by Bluegrass Investment Management, LLC, Bernard Tew (STC) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 31 MOTION for Reconsideration re 29 Order on Motion to Appear Pro Hac Vice,,, by Bluegrass Investment Management, LLC, Bernard Tew (Attachments: #1 Exhibit Hyland Pro Hac Vice Motion, #2 Affidavit Mark Hyland, #3 Exhibit Hyland Certificate of Good Standing, #4 Proposed Order)(Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 30 MOTION for Reconsideration re 29 Order on Motion to Appear Pro Hac Vice,,, by Bluegrass Investment Management, LLC, Bernard Tew (Attachments: #1 Exhibit Hooper Pro Hac Vice Motion, #2 Affidavit Ross Hooper, #3 Exhibit Hooper Certificate of Good Standing, #4 Proposed Order)(Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 28 MOTION for Mark Hyland to Appear Pro Hac Vice by Bluegrass Investment Management, LLC, Bernard Tew ( Filing fee $125; receipt number 0643-4154812) (Attachments: #1 Affidavit Mark Hyland, #2 Proposed Order)(Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 27 MOTION for Ross Hooper to Appear Pro Hac Vice by Bluegrass Investment Management, LLC, Bernard Tew ( Filing fee $125; receipt number 0643-4154789) (Attachments: #1 Affidavit Ross Hooper, #2 Proposed Order)(Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 26 FRCP 7.1 DISCLOSURE STATEMENTof Defendant Bluegrass Investment Management, LLC by Bluegrass Investment Management, LLC, Bernard Tew. (Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 24 JOINT MOTION for Order by SKAT for Briefing Schedule on Certain Defendants' Motion to Dismiss (Attachments: #1 Proposed Order Proposed Order)(Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 23 NOTICE of Appearance by John W. Pollom on behalf of Bluegrass Investment Management, LLC, Bernard Tew (Pollom, John) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 22 WAIVER OF SERVICE Returned Executed by SKAT. Bluegrass Investment Management, LLC waiver sent on 8/9/2018, answer due 10/9/2018. (Cave, Sarah) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 21 WAIVER OF SERVICE Returned Executed by SKAT. Bernard Tew waiver sent on 8/9/2018, answer due 10/9/2018. (Cave, Sarah) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 20 DISCLOSURE STATEMENT PURSUANT TO FRCP 7.1 by SRH Farms LLC 401(K) Plan re #18 Notice of Deficiency re: Rule 7.1 Disclosures, (O'Toole, James) Modified on 8/16/2018 (STC). [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 19 ANSWER to #1 Complaint by SRH Farms LLC 401(K) Plan.(O'Toole, James) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 18 NOTICE OF DEFICIENCY RE: FAILURE TO FILE FRCP 7.1 DISCLOSURES to counsel of record, James O'Toole. #17 Answer to Complaint has been filed by SRH Farms LLC 401(K) Plan without the required Rule 7.1 Disclosure statement. Rule 7.1 Disclosures must be filed within fourteen (14) calendar days. Failure to file the Disclosure Statement will cause the case to be submitted to the presiding judge for further action. cc: COR (STC) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 17 FIRST ANSWER to #1 Complaint by SRH Farms LLC 401(K) Plan.(O'Toole, James) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 15 NOTICE OF FILING by SKAT (Attachments: #1 Exhibit 1 Motion for Consolidation and Transfer, #2 Exhibit 2 Memorandum of Law, #3 Exhibit 3 Declaration of Sarah Cave, #4 Exhibit 4 Cave Decl Ex 1, #5 Exhibit 5 Schedule of Actions, #6 Exhibit 6 Proof of Service)(Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 14 Proposed Agreed Order/Stipulation by SKAT. (Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 12 Proposed Agreed Order/Stipulation by SKAT. (Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 10 WAIVER OF SERVICE Returned Executed by SKAT. SRH Farms LLC 401(K) Plan waiver sent on 7/10/2018, answer due 9/10/2018. (Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 9 MOTION for Sarah L. Cave to Appear Pro Hac Vice by SKAT ( Filing fee $125; receipt number 0643-4121517) (Attachments: #1 Affidavit Sarah L. Cave, #2 Exhibit Certificate of Good Standing, #3 Proposed Order Proposed Order)(Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
BAR STATUS Check completed as to Sarah L. Cave re #9 MOTION for Sarah L. Cave to Appear Pro Hac Vice by SKAT ( Filing fee $125; receipt number 0643-4121517). (GLD) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 8 SUMMONS Returned Executed by SKAT via Process Server to George Hofmeister served on 6/26/2018, answer due 7/17/2018. (Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 7 FRCP 7.1 DISCLOSURE STATEMENT by SKAT. (Davidson, Scott) [Transferred from Kentucky Eastern on 10/16/2018.] |
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Filing 4 NOTICE OF DEFICIENCY RE: FAILURE TO FILE FRCP 7.1 DISCLOSURES to counsel of record, Scott Davidson. #1 Complaint has been filed by SKAT without the required Rule 7.1 Disclosure statement. Rule 7.1 Disclosures must be filed within fourteen (14) calendar days. Failure to file the Disclosure Statement will cause the case to be submitted to the presiding judge for further action. cc: COR (CBD) [Transferred from Kentucky Eastern on 10/16/2018.] |
Conflict Check run. (CBD) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 3 Summons Issued as to Bluegrass Investment Management, LLC, George Hofmesiter, SRH Farms LLC 401 (K) Plan, Bernard Tew; Summons issued and returned to counsel electronically (CBD) [Transferred from Kentucky Eastern on 10/16/2018.] |
Filing 1 COMPLAINT ( Filing fee $400; receipt number 0643-4098155), filed by SKAT. (Attachments: #1 Civil Cover Sheet, #2 Summons)(CBD) [Transferred from Kentucky Eastern on 10/16/2018.] |
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