Securities and Exchange Commission v. Burns et al
| Securities and Exchange Commission |
| Andrew Scherr, Alexander Burns, Alexander C. Burns and Andrew B. Scherr |
| 1:2018cv09477 |
| October 16, 2018 |
| US District Court for the Southern District of New York |
| Lorna G Schofield |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 31, 2022. A more recent docket listing may be available from PACER.
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Filing 11
ORDER granting #10 Letter Motion for Extension of Time to File. Application GRANTED. The initial pre-trial conference is adjourned from December 20, 2018, to January 17, 2019, at 10:30 A.M. The parties shall file their joint letter and proposed case management plan by January 10, 2019. No further extensions will be granted extenuating circumstances. (Signed by Judge Lorna G. Schofield on 12/12/18) (yv)
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Set/Reset Hearings: Initial Conference set for 1/17/2019 at 10:30 AM before Judge Lorna G. Schofield. (yv)
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Filing 10
LETTER MOTION for Extension of Time to File Joint Proposed Civil Case Managment Plan and Continue initial pre-trial conference addressed to Judge Lorna G. Schofield from Kevin P. McGrath dated December 11, 2018. Document filed by Securities and Exchange Commission.(McGrath, Kevin)
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Filing 9
LETTER addressed to Judge Lorna G. Schofield from Kevin P. McGrath dated November 8, 2018 re: Service of Court's 11.1.18 Order on counsel. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit)(McGrath, Kevin)
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Filing 8
ORDER: Initial Conference set for 12/20/2018 at 10:30 AM in Courtroom 1106, Thurgood Marshal Courthouse, 40 Foley Square, New York, NY 10007 before Judge Lorna G. Schofield. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 11/1/2018) (cf)
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Filing 7
WAIVER OF SERVICE RETURNED EXECUTED. Andrew B. Scherr waiver sent on 10/17/2018, answer due 12/17/2018. Document filed by Securities and Exchange Commission. (McGrath, Kevin)
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Filing 6
JUDGMENT AS TO DEFENDANT ALEXANDER BURNS: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (a) to employ any device, scheme, or artifice to defraud; as further set forth in this Order. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. Alexander C. Burns terminated. (Signed by Judge Lorna G. Schofield on 10/19/2018) (cf)
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Filing 5
LETTER addressed to Judge Lorna G. Schofield from Kevin P. McGrath dated October 18, 2018 re: Proposed Judgment as to Defendant Burns. Document filed by Securities and Exchange Commission.(McGrath, Kevin)
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Filing 4
PROPOSED JUDGMENT. Document filed by Securities and Exchange Commission. (Attachments: #1 Consent to Judgment) (McGrath, Kevin) Proposed Judgment to be reviewed by Clerk's Office staff.
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***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. #4 Proposed Judgment was reviewed and approved as to form. (dt)
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Filing 3
NOTICE OF APPEARANCE by Kevin Patrick McGrath on behalf of Securities and Exchange Commission. (McGrath, Kevin)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas Peter Smith. The party information for the following party/parties has been modified: Alexander C. Burns; Andrew B. Scherr. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error. (sj)
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Thomas Peter Smith. The following case opening statistical information was erroneously selected/entered: County code XX Out of State. The following correction(s) have been made to your case entry: the County code has been modified to New York. (sj)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lorna G. Schofield. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sj)
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Case Designated ECF. (sj)
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Magistrate Judge Henry B. Pitman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sj)
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Filing 2
CIVIL COVER SHEET filed. (Smith, Thomas)
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Filing 1
COMPLAINT against Alexander Burns, Andrew Scherr. Document filed by Securities and Exchange Commission.(Smith, Thomas)
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