SKAT v. The Sinclair Pension Plan et al
Plaintiff: SKAT
Defendant: The Sinclair Pension Plan and Roger Lehman
Case Number: 1:2018cv10133
Filed: November 1, 2018
Court: US District Court for the Southern District of New York
Presiding Judge: Lewis A Kaplan
Nature of Suit: Other Fraud
Cause of Action: 28 U.S.C. § 1332 fr
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on December 19, 2018. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 19, 2018 Filing 33 LETTER addressed to Judge Lewis A. Kaplan from Mark D. Allison dated December 18, 2018 re: Proposed Order Outlining the Role of Lead Counsel. Document filed by Ackview Solo 401K Plan, Aerovane Logistics LLC Roth 401K Plan, Michael Ben-Jacob, Todd Bergeron, Blackrain Pegasus LLC Solo 401K Plan, Blue Ocean Equity LLC Retirement Plan, Doston Bradley, CSCC Capital Pension Plan, Bradley Crescenzo, Gavin Crescenzo, Delgado Fox LLC Solo 401K Plan, Sean Driscoll, Edgepoint Capital LLC Roth 401K Plan, Fiftyeightsixty LLC Solo 401k Plan, Gyos 23 LLC Solo 401K Plan, Headsail Manufacturing LLC Roth 401K Plan, JML Capital LLC 401k Plan, KK Law Firm Retirement Plan Trust, Kevin Kenning, Thomas Kertelits, Robert Klugman, John Lachance, Roger Lehman, NYCATX LLC Solo 401K Plan, Vincent Natoli, Natoli Management Pension Plan, Nova Fonta Trading LLC 401k Plan, Onezerofive LLC Solo 401k Plan, Pegasus Fox 23 LLC Solo 401K Plan, Svetlin Petkov, Mitchell Protass, Random Holdings 401K Plan, Sanford Villa Pension Plan, The 78 Yorktown Pension Plan, The Aria Pension Plan, The Aston Advisors LLC 401K Plan, The Atlantic DHR 401K Plan, The Balmoral Management LLC 401k Pension Plan, The Beech Tree Partners 401k Plan, The Belforte Pension Plan, The Bella Consultants Pension Plan, The Blackbird 401k Plan, The Bradley London Pension Plan, The Bravos Advisors 401K Plan, The Busby Black 401K Plan, The CSCC Capital Pension Plan, The Cambridge Town Line Pension Plan, The Canada Rock LLC 401K Plan, The Cardinal Consulting Pension Plan, The Chambers Property Management LLC 401k Plan, The Costello Advisors Pension Plan, The Crow Associates Pension Plan, The DMR Pension Plan, The Diamond Scott Capital Pension Plan, The Dink14 LLC 401k Plan, The Dosmon Bly Pension Plan, The Egret Associates LLC 401k Plan, The Eskin Pension Plan, The Everything Clean LLC 401k Plan, The FWC Capital LLC Pension Plan, The Fieldcrest Pension Plan, The Green Group Site Pension Plan, The Hawk Group Pension Plan, The Heron Advisors Pension Plan, The Hibiscus Partners LLC 401k Plan, The Hoboken Advisors LLC 401k Plan, The Hotel Fromance Pension Plan, The Houston Rocco LLC 401K Plan, The ISDB Pension Plan, The India Bombay LLC 401K Pension Plan, The JT Health Consulting LLC 401k Plan, The Jayfran Blue Pension Plan, The Joanne E. Bradley Solo 401K Plan, The Jump Group LLC 401k Plan, The KASV Group Pension Plan, The Kodiak Capital Pension Plan, The Krabi Holdings LLC 401K Plan, The Kyber Pension Plan, The LBR Capital Pension Plan, The Lakeview Advisors 401k Plan, The Lerici Capital Pension Plan, The Ludlow Holdings 401K Plan, The M2F Wellness LLC 401K Plan, The MPQ Holdings LLC 401K Plan, The Maple Advisors LLC 401k Plan, The Monin Amper Pension Plan, The Mountain Air LLC 401K Plan, The Mueller Investments Pension Plan, The NYC Stanismore Pension Plan, The Oak Tree One 401K Plan, The Oaks Group Pension Plan, The Osprey Associates LLC 401k Plan, The Patrick Partners Conglomerate Pension Plan, The Petkov Management LLC 401K Plan, The Petkov Partners Pension Plan, The Proper Pacific LLC 401K Plan, The RDL Consulting Group LLC Pension Plan, The Regoleth Pension Plan, The Robin Daniel Pension Plan, The SKSL LLC Pension Plan, The SPKK LLC 401K Plan, The SVP 401K Plan, The Saba Capital LLC 401K Plan, The Sandpiper Pension Plan, The Sea Bright Advisors LLC 401k Plan, The Sector 230 LLC 401K Plan, The Shapiro Blue Management LLC 401K Plan, The Sinclair Pension Plan, The Skybax LLC 401k Plan, The Snow Hill Pension Plan, The Stark Pension Plan, The Stor Capital Consulting LLC 401K Plan, The TKKJ LLC 401K Plan, The Tag Realty Advisors LLC 401k, The Texas Rocco LLC 401K Plan, The Throckmorton Realty Advisors 401k Plan, The Wave Maven LLC 401k Plan, The West River Pension Plan, The Westport Advisors LLC 401K Plan, The Westridge Ave LLC 401K Plan, The Zen Training LLC 401(K) Plan, Matthew Tucci, Valerius LLC Solo 401K Plan, Carl Andrew Vergari.Filed In Associated Cases: 1:18-md-02865-LAK et al.(Allison, Mark)
December 18, 2018 Filing 32 PROPOSED ORDER. Document filed by Matthew Tucci, Ackview Solo 401K Plan, Aerovane Logistics LLC Roth 401K Plan, Michael Ben-Jacob, Todd Bergeron, Blackrain Pegasus LLC Solo 401K Plan, Blue Ocean Equity LLC Retirement Plan, Doston Bradley, CSCC Capital Pension Plan, Bradley Crescenzo, Gavin Crescenzo, Delgado Fox LLC Solo 401K Plan, Sean Driscoll, Edgepoint Capital LLC Roth 401K Plan, Fiftyeightsixty LLC Solo 401k Plan, Gyos 23 LLC Solo 401K Plan, Headsail Manufacturing LLC Roth 401K Plan, KK Law Firm Retirement Plan Trust, Kevin Kenning, Thomas Kertelits, Robert Klugman, John Lachance, Roger Lehman, NYCATX LLC Solo 401K Plan, Vincent Natoli, Natoli Management Pension Plan, Nova Fonta Trading LLC 401k Plan, Onezerofive LLC Solo 401k Plan, Pegasus Fox 23 LLC Solo 401K Plan, Svetlin Petkov, Mitchell Protass, Random Holdings 401K Plan, Sanford Villa Pension Plan, The 78 Yorktown Pension Plan, The Aria Pension Plan, The Aston Advisors LLC 401K Plan, The Atlantic DHR 401K Plan, The Balmoral Management LLC 401k Pension Plan, The Beech Tree Partners 401k Plan, The Belforte Pension Plan, The Bella Consultants Pension Plan, The Blackbird 401k Plan, The Bradley London Pension Plan, The Bravos Advisors 401K Plan, The Busby Black 401K Plan, The CSCC Capital Pension Plan, The Cambridge Town Line Pension Plan, The Canada Rock LLC 401K Plan, The Cardinal Consulting Pension Plan, The Chambers Property Management LLC 401k Plan, The Costello Advisors Pension Plan, The Crow Associates Pension Plan, The DMR Pension Plan, The Diamond Scott Capital Pension Plan, The Dink14 LLC 401k Plan, The Dosmon Bly Pension Plan, The Egret Associates LLC 401k Plan, The Eskin Pension Plan, The Everything Clean LLC 401k Plan, The FWC Capital LLC Pension Plan, The Fieldcrest Pension Plan, The Green Group Site Pension Plan, The Hawk Group Pension Plan, The Heron Advisors Pension Plan, The Hibiscus Partners LLC 401k Plan, The Hoboken Advisors LLC 401k Plan, The Hotel Fromance Pension Plan, The Houston Rocco LLC 401K Plan, The ISDB Pension Plan, The India Bombay LLC 401K Pension Plan, The JT Health Consulting LLC 401k Plan, The Jayfran Blue Pension Plan, The Joanne E. Bradley Solo 401K Plan, The Jump Group LLC 401k Plan, The KASV Group Pension Plan, The Kodiak Capital Pension Plan, The Krabi Holdings LLC 401K Plan, The Kyber Pension Plan, The LBR Capital Pension Plan, The Lakeview Advisors 401k Plan, The Lerici Capital Pension Plan, The Ludlow Holdings 401K Plan, The M2F Wellness LLC 401K Plan, The MPQ Holdings LLC 401K Plan, The Maple Advisors LLC 401k Plan, The Monin Amper Pension Plan, The Mountain Air LLC 401K Plan, The Mueller Investments Pension Plan, The NYC Stanismore Pension Plan, The Oak Tree One 401K Plan, The Oaks Group Pension Plan, The Osprey Associates LLC 401k Plan, The Patrick Partners Conglomerate Pension Plan, The Petkov Management LLC 401K Plan, The Petkov Partners Pension Plan, The Proper Pacific LLC 401K Plan, The RDL Consulting Group LLC Pension Plan, The Regoleth Pension Plan, The Robin Daniel Pension Plan, The SKSL LLC Pension Plan, The SPKK LLC 401K Plan, The SVP 401K Plan, The Saba Capital LLC 401K Plan, The Sandpiper Pension Plan, The Sea Bright Advisors LLC 401k Plan, The Sector 230 LLC 401K Plan, The Shapiro Blue Management LLC 401K Plan, The Sinclair Pension Plan, The Skybax LLC 401k Plan, The Snow Hill Pension Plan, The Stark Pension Plan, The Stor Capital Consulting LLC 401K Plan, The TKKJ LLC 401K Plan, The Tag Realty Advisors LLC 401k, The Texas Rocco LLC 401K Plan, The Throckmorton Realty Advisors 401k Plan, The Wave Maven LLC 401k Plan, The West River Pension Plan, The Westport Advisors LLC 401K Plan, The Westridge Ave LLC 401K Plan, The Zen Training LLC 401(K) Plan, Valerius LLC Solo 401K Plan, Carl Andrew Vergari. (Allison, Mark) Proposed Order to be reviewed by Clerk's Office staff.
December 14, 2018 Opinion or Order Filing 31 STIPULATION AND ORDER, NOW IT IS HEREBY STIPULATED AND AGREED, by and between the parties that Defendants' deadline to respond to the Motion is extended to December 21, 2018, and SKAT's reply shall be filed by January 4, 2019. SO ORDERED. (Responses due by 12/21/2018, Replies due by 1/4/2019.) (Signed by Judge William H. Pauley, III on 12/14/2018) Filed In Associated Cases: 1:18-md-02865-LAK et al.(kv)
December 13, 2018 Filing 30 PROPOSED STIPULATION AND ORDER. Document filed by SKAT. (Cave, Sarah)
December 7, 2018 Opinion or Order Filing 29 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED between the parties that the Defendants' deadline to respond to the Motion is extended to December 14, 2018, and Plaintiff's reply shall be filed by December 21, 2018. SO ORDERED. (Responses due by 12/14/2018. Replies due by 12/21/2018.) (Signed by Judge J. Paul Oetken, Part I on 12/7/2018) **Filed In All Member Cases: 1:18-md-02865-LAK et al.(anc)
December 5, 2018 Filing 28 PROPOSED STIPULATION AND ORDER. Document filed by SKAT. (Cave, Sarah)
November 30, 2018 Filing 27 DECLARATION of Sarah L. Cave in Support re: (27 in 1:18-cv-10136-LAK) MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark.. Document filed by SKAT. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit)Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah)
November 30, 2018 Filing 26 MEMORANDUM OF LAW in Support re: (27 in 1:18-cv-10136-LAK) MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark. . Document filed by SKAT. Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah)
November 30, 2018 Filing 25 MOTION for Discovery /Motion for Issuance of a Request for International Judicial Assistance to Obtain Evidence in Denmark. Document filed by SKAT.Filed In Associated Cases: 1:18-md-02865-LAK et al.(Cave, Sarah)
November 20, 2018 Opinion or Order Filing 24 PRETRIAL ORDER NO. 6. The Court having conducted a Rule 16 conference with counsel, it is hereby ORDERED, as follows: 1. The application of Mark D. Allison, Esq., of the firm of Caplin & Diysdale for appointment as Lead Counsel for defendants [DI 6] is granted. 2. The parties shall confer with respect to the role of Lead Counsel for defendants and all other matters relating to the just, speedy and inexpensive conduct of the litigation, including among other things, the management and coordination of discovery and of motion practice. Lead Counsel shall file its proposed order with respect to these matters on or before December 18, 2018. Any response to that proposal shall be filed on or before January 11, 2019. The Court shall conduct a conference on these matters on January 24, 2019 at 9:30 a.m. 3. The dates set forth in paragraphs 6.1, 6.2 and 6.4 of Pretrial Order No. 4 are adjourned sine die. 4. Lead Counsel shall consult with the Clerk of Court to ensure that all individual actions with this multidistrict litigation are related to this master docket number 18-md-2865 for electronic filing purposes. SO ORDERED. (Status Conference set for 1/24/2019 at 09:30 AM before Judge Lewis A. Kaplan.) Deadlines Terminated*** The following deadline(s) was terminated: Amended Pleadings Deadline, Joinder of Parties Deadline, Deposition Deadline, Discovery Deadline. (Signed by Judge Lewis A. Kaplan on 11/20/2018) Filed In Associated Cases: 1:18-md-02865-LAK et al, as per Chambers. (rjm).
November 20, 2018 Minute Entry for proceedings held before Judge Lewis A. Kaplan: Oral Argument held on 11/20/2018 re: (8 in 1:18-md-02865-LAK) MOTION to Approve Alternative Service . filed by SKAT. See written order issued 11/20/2018. (Court Reporter Eve Giniger) Associated Cases: 1:18-md-02865-LAK et al.(Mohan, Andrew)
November 1, 2018 Filing 23 MDL TRANSFERRED IN from the United States District Court - District of Ohio Southern; Case Number: 1:18-cv-00351. Original file certified copy of transfer order and docket entries received. (sjo)
November 1, 2018 CONSOLIDATED MDL CASE: Create association to 1:18-md-02865-LAK. (sjo)
November 1, 2018 CASE ACCEPTED AS RELATED. Create association to 1:18-md-02865-LAK. (sjo)
November 1, 2018 Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sjo)
November 1, 2018 Case Designated ECF. (sjo)
November 1, 2018 CASE OPENING INITIAL ASSIGNMENT NOTICE - TRANSFER CASE: This case is assigned to: Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sjo)
November 1, 2018 NOTE TO OUT OF STATE ATTORNEYS: Please visit the Court's website at http://www.nysd.uscourts.gov for information regarding admission to the S.D.N.Y. Bar and the CM/ECF Rules & Filing Instructions. (sjo)
October 9, 2018 Filing 22 TRANSFER ORDER re MDL. No. 2865: The cases noted from the Southern District of Ohio are to be transferred to the Southern District of New York. Signed by the Panel on Multidistrict Litigation on 10/3/2018 and certified by SDNY Clerk on 10/3/2018. (er) [Transferred from Ohio Southern on 11/1/2018.]
October 9, 2018 Case transferred to District of New York Southern. Case file and docket sheet sent Electronically. (er) [Transferred from Ohio Southern on 11/1/2018.]
September 23, 2018 Filing 21 Joint MOTION to Schedule Briefing for Motion to Dismiss by Plaintiff SKAT. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
August 28, 2018 Opinion or Order Filing 20 ORDER granting (17) Motion to Designate Mark D. Allison as trial counsel in 1:18cv309, 1:18cv310, 1:18cv311, and 1:18cv351; and granting (19) Motion to Consolidate Cases in case 1:18-cv-00309-MRB, 1:18-cv-00310-MRB, 1:18-cv-00311-MRB, and 1:18-cv-00351-MRB for the purpose of pretrial motion and discovery practice. Signed by Judge Michael R. Barrett on 8/28/18. (ba) [Transferred from Ohio Southern on 11/1/2018.]
July 30, 2018 Filing 19 NOTICE by Plaintiff SKAT (Attachments: #1 Exhibit Motion for Consolidation and Transfer, #2 Exhibit Memorandum of Law, #3 Exhibit Declaration of Sarah L. Cave, #4 Exhibit Cave Declaration, Exhibit 1, #5 Exhibit Schedule of Actions, #6 Exhibit Proof of Service) (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
July 27, 2018 Filing 18 MOTION to Designate Mark D. Allison as Trial Attorney by Defendants Roger Lehman, The Sinclair Pension Plan. (Talkers, Valerie) [Transferred from Ohio Southern on 11/1/2018.]
July 24, 2018 Opinion or Order Filing 17 ORDER granting #15 Motion for Leave to Appear Pro Hac Vice of Mark D. Allison for Defendants Roger Lehman, The Sinclair Pension Plan. Signed by Judge Michael R. Barrett on 7/24/18. (ba) [Transferred from Ohio Southern on 11/1/2018.]
July 24, 2018 Opinion or Order Filing 16 ORDER granting #14 Motion for Leave to Appear Pro Hac Vice of Zhanna A. Ziering for Defendants Roger Lehman, The Sinclair Pension Plan. Signed by Judge Michael R. Barrett on 7/24/18. (ba) [Transferred from Ohio Southern on 11/1/2018.]
July 19, 2018 Filing 15 MOTION for Leave to Appear Pro Hac Vice (Filing fee of $200 paid, receipt number 0648-6524888) of Mark D. Allison by Defendants Roger Lehman, The Sinclair Pension Plan. (Attachments: #1 Certificate of Good Standing) (Talkers, Valerie) [Transferred from Ohio Southern on 11/1/2018.]
July 19, 2018 Filing 14 MOTION for Leave to Appear Pro Hac Vice (Filing fee of $200 paid, receipt number 0648-6524881) of Zhanna A. Ziering by Defendants Roger Lehman, The Sinclair Pension Plan. (Attachments: #1 Certificate of Good Standing) (Talkers, Valerie) [Transferred from Ohio Southern on 11/1/2018.]
July 18, 2018 Opinion or Order Filing 13 ORDER granting #12 Motion for Leave to Appear Pro Hac Vice of Sarah L. Cave for Plaintiff SKAT. Signed by Judge Michael R. Barrett on 7/18/18. (ba) [Transferred from Ohio Southern on 11/1/2018.]
July 16, 2018 Filing 12 MOTION for Leave to Appear Pro Hac Vice (Filing fee of $200 paid, receipt number 0648-6520223) of Sarah L. Cave by Plaintiff SKAT. (Attachments: #1 Exhibit Certificate of Good Standing) (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
July 12, 2018 Filing 11 WAIVER OF SERVICE Returned Executed. Waiver sent to Roger Lehman on 7/9/2018, answer due 9/7/2018. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
July 12, 2018 Filing 10 WAIVER OF SERVICE Returned Executed. Waiver sent to The Sinclair Pension Plan on 7/9/2018, answer due 9/7/2018. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
July 12, 2018 Filing 9 NOTICE of Appearance by Valerie Marie Talkers for Defendants Roger Lehman, The Sinclair Pension Plan (Talkers, Valerie) [Transferred from Ohio Southern on 11/1/2018.]
June 13, 2018 Filing 8 SUMMONS Returned Executed as to Defendant The Sinclair Pension Plan. The Sinclair Pension Plan served on 5/30/2018, answer due 6/20/2018. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
June 8, 2018 Opinion or Order Filing 7 RELATED CASE MEMORANDUM ORDER: The Judges agree that case numbers 1:18cv309; 1:18cv310; 18cv311; and 1:18cv351 ARE related and transferred to the docket of Judge Michael R. Barrett. Signed by Judge Michael R. Barrett, Judge Susan J. Dlott, and Judge Timothy S. Black on 6/8/18. (eh) [Transferred from Ohio Southern on 11/1/2018.]
May 24, 2018 Filing 6 Summons Issued as to Roger Lehman, The Sinclair Pension Plan. (eh) [Transferred from Ohio Southern on 11/1/2018.]
May 23, 2018 Filing 4 REQUEST for Issuance of Summons. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
May 23, 2018 Filing 3 REQUEST for Issuance of Summons. (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
May 22, 2018 Filing 1 COMPLAINT with JURY DEMAND against All Defendants ( Filing fee $ 400 paid - receipt number: 0648-6451629), filed by SKAT. (Attachments: #1 Civil Cover Sheet) (Cvetanovich, Dan) [Transferred from Ohio Southern on 11/1/2018.]
May 22, 2018 If this case is referred, it will be to Magistrate Judge Karen L. Litkovitz. (eh) [Transferred from Ohio Southern on 11/1/2018.]

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Defendant: The Sinclair Pension Plan
Represented By: Valerie Marie Talkers
Represented By: Mark D. Allison
Represented By: Zhanna A. Ziering
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Defendant: Roger Lehman
Represented By: Valerie Marie Talkers
Represented By: Mark D. Allison
Represented By: Zhanna A. Ziering
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Plaintiff: SKAT
Represented By: Sarah Loomis Cave
Represented By: Dan L. Cvetanovich
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