Oppenheimer & Co. Inc. v. Block
Petitioner: Oppenheimer & Co. Inc.
Respondent: Gabriel Block
Case Number: 1:2018cv11686
Filed: December 13, 2018
Court: US District Court for the Southern District of New York
Presiding Judge: George B Daniels
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 9 U.S.C. ยง 9
Jury Demanded By: None
Docket Report

This docket was last retrieved on January 30, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 30, 2019 Filing 10 NOTICE of Initial Pretrial Conference & Case Mgmt. Order to Defendant, Gabriel Block. Document filed by Oppenheimer & Co. Inc.. (Johnson, Matthew)
January 30, 2019 Filing 9 AFFIDAVIT OF SERVICE of Summons; Civil Cover Sheet; Petition to Confirm Arbitration Award and Enter Judgment; Proposed Order; Disclosure Statement; Declaration in Support of Petition to Confirm Arbitration Award served on Gabriel Block on 1/9/19. Service was made by Mail. Document filed by Oppenheimer & Co. Inc.. (Attachments: #1 Affidavit Proof of Diligence, 12/19/18, #2 Affidavit Proof of Diligence, 12/26/18)(Johnson, Matthew)
December 18, 2018 Filing 8 ELECTRONIC SUMMONS ISSUED as to Gabriel Block. (dnh)
December 17, 2018 Opinion or Order Filing 7 INITIAL PRETRIAL CONFERENCE: Counsel for all parties are hereby directed to attend a conference at the time and place fixed below, for the purpose of Case Management and scheduling pursuant to Fed. R. Civ. P. 16. You are directed to furnish all attorneys in this action with copies of this order and enclosures, and to furnish chambers with a copy of any transmittal letter(s). If you are unaware of the identity of counsel for any of the parties, you must forthwith send a copy of the notice and rules to that party personally, as further set forth in this Order. Initial Conference set for 3/19/2019 at 09:30 AM in Courtroom 11A, 500 Pearl Street, New York, NY 10007 before Judge George B. Daniels. (Signed by Judge George B. Daniels on 12/17/2018) (mml)
December 14, 2018 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Gabriel Block, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Oppenheimer & Co. Inc.. (Johnson, Matthew)
December 14, 2018 Filing 5 DECLARATION of Matthew B. Johnson in Support re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Oppenheimer & Co. Inc.. (Attachments: #1 Exhibit A - Petitioner Oppenheimer's Statement of Claim including each Arbitration Agreement, #2 Exhibit B - Respondent Block's Answer to Statement of Claim, #3 Exhibit C - Arbitration Award, #4 Exhibit D - Hearing Notification Letters)(Johnson, Matthew)
December 14, 2018 ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Matthew Brady Johnson to RE-FILE Document No. #4 Request for Issuance of Summons,. The filing is deficient for the following reason(s): party name error on caption (Oppenheuner). Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pne)
December 14, 2018 Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (pne)
December 14, 2018 Case Designated ECF. (pne)
December 14, 2018 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge George B. Daniels. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (pne)
December 13, 2018 Filing 4 FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Gabriel Block, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Oppenheimer & Co. Inc.. (Johnson, Matthew) Modified on 12/14/2018 (pne).
December 13, 2018 Filing 3 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Viner Finance Inc., Corporate Parent E.A. Viner International Co., Corporate Parent Oppenheimer Holdings Inc. for Oppenheimer & Co. Inc.. Document filed by Oppenheimer & Co. Inc..(Johnson, Matthew)
December 13, 2018 Filing 2 CIVIL COVER SHEET filed. (Johnson, Matthew)
December 13, 2018 Filing 1 PETITION TO CONFIRM ARBITRATION. (Filing Fee $ 400.00, Receipt Number ANYSDC-16053135).Document filed by Oppenheimer & Co. Inc.. (Attachments: #1 Text of Proposed Order Confirming Arbitration Award and Entering Judgment)(Johnson, Matthew)

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Petitioner: Oppenheimer & Co. Inc.
Represented By: Matthew Brady Johnson
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Respondent: Gabriel Block
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