MCINTIRE et al v. Mariano et al
ARIC MCINTIRE, MBAGO M. KANIKI and Henry Wasik |
Suntrust Robinson Humphrey Inc., Quentin P. Smith, John R. Del Pizzo, Austin J. Shanfelter, UBS Securities L.L.C., Steven M. Mariano, BMO Capital Markets Corp, William Blair & Company L.L.C., Thomas C. Shields, Christopher Pesch, Charles H. Walsh, JMP Securities L.L.C. and BDO USA L.L.P. |
Anthony Gingello |
1:2019cv00098 |
January 4, 2019 |
US District Court for the Southern District of New York |
Colleen McMahon |
Edgardo Ramos |
Other Fraud |
12 U.S.C. § 22 Securities Fraud |
Plaintiff |
Docket Report
This docket was last retrieved on December 3, 2021. A more recent docket listing may be available from PACER.
Document Text |
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Filing 151 REPLY MEMORANDUM OF LAW in Support re: #147 MOTION to Amend/Correct Complaint. . Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Henry Wasik..(Porritt, Nicholas) |
Filing 150 JOINT MEMORANDUM OF LAW in Opposition re: #147 MOTION to Amend/Correct Complaint. . Document filed by BMO Capital Markets Corp, JMP Securities L.L.C., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C., William Blair & Company L.L.C...(Goldberg, David) |
Filing 149 DECLARATION of Max E. Weiss in Support re: #147 MOTION to Amend/Correct Complaint.. Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Henry Wasik. (Attachments: #1 Exhibit 1. Redline Comparison with proposed consolidated complaint, #2 Exhibit 2. Kaniki Florida Complaint, #3 Exhibit 3. Wasik Delaware Complaint).(Porritt, Nicholas) |
Filing 148 MEMORANDUM OF LAW in Support re: #147 MOTION to Amend/Correct Complaint. . Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Henry Wasik..(Porritt, Nicholas) |
Filing 147 MOTION to Amend/Correct Complaint. Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Henry Wasik. (Attachments: #1 Exhibit Proposed Consolidated Complaint).(Porritt, Nicholas) |
Filing 146 LETTER addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 09/22/2021 re: Case Management Proposal. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 145 LETTER addressed to Judge Edgardo Ramos from David L. Goldberg dated 9/17/21 re: Case Management Proposal. Document filed by BMO Capital Markets Corp., JMP Securities L.L.C., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C., William Blair & Company L.L.C..Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Goldberg, David) |
Filing 144 LETTER addressed to Judge Edgardo Ramos from Nicholas Porritt dated 9/15/2021 re: Letters of Underwriter and BDO and Co-Lead Plaintiffs. Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Mbago Kaniki, Henry Wasik.Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER.(Porritt, Nicholas) |
Filing 143 LETTER addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 09/10/2021 re: Case Management Proposal. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 142 LETTER addressed to Judge Edgardo Ramos from Nicholas Porritt dated 09/10/2021 re: Proposed Consolidated McIntire Complaint. Document filed by MBAGO M. KANIKI, ARIC MCINTIRE, Henry Wasik. (Attachments: #1 Exhibit Proposed Consolidated Complaint)Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER.(Porritt, Nicholas) |
Filing 141 LETTER addressed to Judge Edgardo Ramos from David L. Goldberg dated 9/10/21 re: Case Management Proposal. Document filed by BDO USA L.L.P., BMO Capital Markets Corp, JMP Securities L.L.C., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C., William Blair & Company L.L.C.. (Attachments: #1 Exhibit A - Proposed Judgment)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Goldberg, David) |
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Filing 139 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 7/8/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(McGuirk, Kelly) |
Filing 138 TRANSCRIPT of Proceedings re: CONFERENCE held on 7/8/2021 before Judge Edgardo Ramos. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/16/2021. Redacted Transcript Deadline set for 8/25/2021. Release of Transcript Restriction set for 10/25/2021.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(McGuirk, Kelly) |
Filing 137 LETTER addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 07/15/2021 re: Lead Plaintiffs Motion for Leave to File Consolidated Second Amended Class Action Complaint. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A - Transcript of July 8, 2021 Remote Proceeding before Hon. Edgardo Ramos)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Minute Entry for proceedings held before Judge Edgardo Ramos: Oral Argument held on 7/8/2021 by telephone re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER, 66 in 1:17-cv-07164-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint. Counsel for Lead Plaintiff present. Counsel for Defendant DBO USA LLP present. Counsel for Underwriter Defendants present. Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER (jar) |
Filing 136 DECLARATION of CHERI MEYER in Support re: (182 in 1:17-cv-01866-ER, 132 in 1:19-cv-00098-ER, 73 in 1:17-cv-07164-ER) MOTION for Disbursement of Funds MOTION FOR CLASS DISTRIBUTION ORDER.. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 135 DECLARATION of JOSEPHINE BRAVATA in Support re: (182 in 1:17-cv-01866-ER, 132 in 1:19-cv-00098-ER, 73 in 1:17-cv-07164-ER) MOTION for Disbursement of Funds MOTION FOR CLASS DISTRIBUTION ORDER.. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 134 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: 182 ..(Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 133 MEMORANDUM OF LAW in Support re: (182 in 1:17-cv-01866-ER, 132 in 1:19-cv-00098-ER, 73 in 1:17-cv-07164-ER) MOTION for Disbursement of Funds MOTION FOR CLASS DISTRIBUTION ORDER. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 132 MOTION for Disbursement of Funds MOTION FOR CLASS DISTRIBUTION ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 131 REPLY MEMORANDUM OF LAW in Support re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER, 66 in 1:17-cv-07164-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint . . Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 130 LETTER MOTION for Extension of Time to File Response/Reply /to File Omnibus Reply Brief addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 01/26/2021. Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 129 MEMORANDUM OF LAW in Opposition re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint . . Document filed by BDO USA L.L.P.. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Hoeffner, Timothy) |
Filing 128 DECLARATION of David L. Goldberg in Opposition re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint .. Document filed by BMO Capital Markets Corp., JMP Securities L.L.C., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C., William Blair & Company L.L.C.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER.(Goldberg, David) |
Filing 127 MEMORANDUM OF LAW in Opposition re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint . . Document filed by BMO Capital Markets Corp., JMP Securities L.L.C., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C., William Blair & Company L.L.C.. Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER.(Goldberg, David) |
Filing 126 DECLARATION of Lawrence Deutsch in Support re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER, 66 in 1:17-cv-07164-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint .. Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik. (Attachments: #1 Exhibit A - Consolidated Second Amended Class Action Complaint For Violations Of The Federal Securities Laws As To Non-Settling Defendants)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 125 PROPOSED ORDER. Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik. Related Document Number: 170 ..(Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 124 MEMORANDUM OF LAW in Support re: (170 in 1:17-cv-01866-ER, 123 in 1:19-cv-00098-ER, 66 in 1:17-cv-07164-ER) MOTION for Leave to File Consolidated Second Amended Class Action Complaint . . Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 123 MOTION for Leave to File Consolidated Second Amended Class Action Complaint . Document filed by McIntire Aric, Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith, Henry Wasik.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 122 LETTER MOTION for Extension of Time of briefing schedule for Lead Plaintiffs' motion for leave to amend addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 12/09/2020. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 121 LETTER addressed to Judge Edgardo Ramos from Co-Lead Counsel for Co-Lead Plaintiffs dated 11/12/2020 re: November 13, 2020 Status Conference. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 120 JOINT LETTER addressed to Judge Edgardo Ramos from David L. Goldberg dated 11/10/20 re: November 13, 2020 Conference. Document filed by BMO Capital Markets Corp, JMP Securities L.L.C., William Blair & Company L.L.C., BDO USA L.L.P., Suntrust Robinson Humphrey Inc., UBS Securities L.L.C.. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER.(Goldberg, David) |
DOCKET ANNOTATION: Scheduling Notice - The status conference previously schedule for November 13, 2020 at 10:30 a.m. will occur by telephone. The parties are directed to call the Court at (877) 411-9748 and enter access code 302 9857# when prompted.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(jar) |
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Filing 118 LETTER MOTION for Conference addressed to Judge Edgardo Ramos from Co-Lead Counsel dated 10/26/2020. Document filed by ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER.(Deutsch, Lawrence) |
Filing 117 NOTICE OF CHANGE OF ADDRESS by Bradley Joseph Bondi on behalf of John R. Del Pizzo, Thomas C. Shields. New Address: Cahill Gordon & Reindel LLP, 32 Old Slip, New York, NY, United States 10005, 2127013000..(Bondi, Bradley) |
Filing 116 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Truist Financial Corporation for Suntrust Robinson Humphrey Inc.. Document filed by Suntrust Robinson Humphrey Inc..(Goldberg, David) |
***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney David L Goldberg to RE-FILE Document #115 Rule 7.1 Corporate Disclosure Statement. ERROR(S): Corporate Parents/Other affiliates were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). (ldi) |
Filing 115 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Truist Financial Corporation for Suntrust Robinson Humphrey Inc.. Document filed by Suntrust Robinson Humphrey Inc..Filed In Associated Cases: 1:17-cv-01866-ER, 1:19-cv-00098-ER(Goldberg, David) Modified on 1/21/2020 (ldi). |
Filing 114 LETTER RESPONSE to Motion addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 11/01/2019 re: (147 in 1:17-cv-01866-ER) LETTER MOTION to Compel Lead Plaintiffs to produce damages analysis addressed to Judge Edgardo Ramos from Nicholas Porritt dated November 1, 2019. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Letter to Objectors' Counsel)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. (58 in 1:17-cv-07164-ER, 111 in 1:19-cv-00098-ER) Proposed Judgment was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (145 in 1:17-cv-01866-ER, 59 in 1:17-cv-07164-ER, 112 in 1:19-cv-00098-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (60 in 1:17-cv-07164-ER, 146 in 1:17-cv-01866-ER, 113 in 1:19-cv-00098-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
Filing 113 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: #133 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 112 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: #129 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 111 PROPOSED JUDGMENT. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Deutsch, Lawrence) Proposed Judgment to be reviewed by Clerk's Office staff. |
Filing 110 DECLARATION of Lawrence Deutsch in Support re: (51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER, 133 in 1:17-cv-01866-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES., (100 in 1:19-cv-00098-ER, 129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION .. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Supplemental Declaration of Josephine Bravata, #2 Exhibit 2 - Declaration of Jonathan Feldman, Esq., #3 Exhibit 3 - Declaration of Robert Meyer, Esq., #4 Exhibit 4 - Declaration of Michael Marek, #5 Exhibit 5 - SAC in Chancery Court Action, #6 Exhibit 6 - Trustee's Motion for Leave in Chancery Court Action)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 109 REPLY MEMORANDUM OF LAW in Support re: (129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER, 100 in 1:19-cv-00098-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION ., (133 in 1:17-cv-01866-ER, 51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 108 LETTER MOTION for Leave to File Excess Pages (permission to file a single 20-page omnibus reply) addressed to Judge Edgardo Ramos from Lawrence Deutsch dated 10/28/2019. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (103 in 1:19-cv-00098-ER, 50 in 1:17-cv-07164-ER, 132 in 1:17-cv-01866-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. (135 in 1:17-cv-01866-ER, 106 in 1:19-cv-00098-ER, 53 in 1:17-cv-07164-ER) Proposed Order was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. (49 in 1:17-cv-07164-ER, 102 in 1:19-cv-00098-ER, 131 in 1:17-cv-01866-ER) Proposed Judgment was reviewed and approved as to form. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(dt) |
Filing 107 DECLARATION of LAWRENCE DEUTSCH and LIONEL Z. GLANCY in Support re: (51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER, 133 in 1:17-cv-01866-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES., (100 in 1:19-cv-00098-ER, 129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION .. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit 1 - Declaration of Josephine Bravata, #2 Exhibit 2 - Declaration of Lawrence Deutsch, #3 Exhibit 3 - Declaration of Lionel Z. Glancy, #4 Exhibit 4 - Declaration of Lynda J. Grant, #5 Exhibit 5 - Declaration of Peter Safirstein, #6 Exhibit 6 - Declaration of Peretz Bronstein, #7 Exhibit 7 - 2018 NERA Report, #8 Exhibit 8 - Declaration of Lead Plaintiff ODS Capital LLP, #9 Exhibit 9 - Declaration of Lead Plaintiff Barry A. Smith, #10 Exhibit 10 - Declaration of Lead Plaintiff Sunil Shah, #11 Exhibit 11 - Declaration of Plaintiff Adam Kayce, #12 Exhibit 12 - Chart of Law Firm Billing Rates, #13 Exhibit 13 - McIntire v. China Media Express Holdings, Inc., #14 Exhibit 14 - Sanders v. The CJS Solutions Group, LLC, #15 Exhibit 15 - In Van Der Moolen Holding N.V. Sec. Litig.)Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 106 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: #133 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 105 MEMORANDUM OF LAW in Support re: (133 in 1:17-cv-01866-ER, 51 in 1:17-cv-07164-ER, 104 in 1:19-cv-00098-ER) MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 104 MOTION for Attorney Fees MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 103 PROPOSED ORDER. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Related Document Number: #129 . (Deutsch, Lawrence) Proposed Order to be reviewed by Clerk's Office staff. |
Filing 102 PROPOSED JUDGMENT. Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. (Deutsch, Lawrence) Proposed Judgment to be reviewed by Clerk's Office staff. |
Filing 101 MEMORANDUM OF LAW in Support re: (129 in 1:17-cv-01866-ER, 47 in 1:17-cv-07164-ER, 100 in 1:19-cv-00098-ER) MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION . . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith. Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
Filing 100 MOTION to Approve MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION . Document filed by Adam Kayce, ODS Capital LLC, Sunil Shah, Barry A. Smith.Filed In Associated Cases: 1:17-cv-01866-ER, 1:17-cv-07164-ER, 1:19-cv-00098-ER(Deutsch, Lawrence) |
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CONSOLIDATED MEMBER CASE: Create association to 1:17-cv-01866-ER.. (rj) |
Filing 97 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a motion proceeding held on 4/9/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) |
Filing 96 TRANSCRIPT of Proceedings re: motion held on 4/9/2019 before Judge Edgardo Ramos. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/14/2019. Redacted Transcript Deadline set for 5/24/2019. Release of Transcript Restriction set for 7/22/2019.(McGuirk, Kelly) |
Minute Entry for proceedings held before Judge Edgardo Ramos: Pre-Motion Conference held on 4/9/2019. Plaintiffs' counsel present. Defendants' counsel present. Decision for the motion for preliminary approval of the settlement is stayed by one week. The parties are directed to submit a status report by Monday, April 15, 2019. (jar) |
Filing 95 MOTION for Marie M. Degnan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16629791. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Austin J. Shanfelter. (Attachments: #1 Proposed Order, #2 Affidavit)(Degnan, Marie) |
Filing 94 MOTION for Philip Trainer, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16629613. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Austin J. Shanfelter. (Attachments: #1 Proposed Order, #2 Affidavit)(Trainer, Philip) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #94 MOTION for Philip Trainer, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16629613. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #95 MOTION for Marie M. Degnan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16629791. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
DOCKET ANNOTATION: Rescheduling Notice. The initial conference previously scheduled for March 8, 2019, before Judge McMahon is hereby reschedule to Tuesday, April 9, 2019, at 10:00 a.m. before Judge Edgardo Ramos. (jar) |
Set/Reset Hearings: Initial Conference set for 4/9/2019 at 10:00 AM before Judge Edgardo Ramos. (jar) |
CASE ACCEPTED AS RELATED. Create association to 1:17-cv-01866-ER. Notice of Assignment to follow. (jc) |
NOTICE OF CASE REASSIGNMENT to Judge Edgardo Ramos. Judge Colleen McMahon is no longer assigned to the case. (jc) |
Magistrate Judge Stewart D. Aaron is so redesignated. (jc) |
Filing 93 LETTER addressed to Judge Colleen McMahon from John P. Stigi III dated January 16, 2019 re: Jan. 14, 2019 Letter re Related Case. Document filed by Christopher Pesch, Quentin P. Smith.(Stigi, John) |
Filing 92 LETTER addressed to Judge Colleen McMahon from John P. Stigi III dated January 14, 2019 re: Related Case Pursuant to Rule 13(a)(1) of the Rules of the Division of Business Among District Judges. Document filed by Christopher Pesch, Quentin P. Smith. (Attachments: #1 Exhibit A)(Stigi, John) |
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Filing 90 CASE TRANSFERRED IN from the United States District Court - District of Florida Southern; Case Number: 0:18-cv-60075. Original file certified copy of transfer order and docket entries received. (sjo) |
Case Designated ECF. (sjo) |
Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (sjo) |
CASE OPENING INITIAL ASSIGNMENT NOTICE - TRANSFER CASE: This case is assigned to: Judge Colleen McMahon. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (sjo) |
NOTE TO OUT OF STATE ATTORNEYS: Please visit the Court's website at http://www.nysd.uscourts.gov for information regarding admission to the S.D.N.Y. Bar and the CM/ECF Rules & Filing Instructions. (sjo) |
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Filing 88 RESPONSE in Support re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) filed by ODS Capital, LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A)(Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 85 MOTION for clarification /confirmation that the Previous Briefing Schedule in Kaniki v. Mariano 18-cv-62097 is Moot by BDO USA LLP, Steven M. Mariano. Responses due by 1/10/2019 (Attachments: #1 Text of Proposed Order)(Dutko, Michael) [Transferred from Florida Southern on 1/4/2019.] |
Filing 84 MOTION for Leave to File Sur Reply In Further Support Of Motion To Intervene And Transfer by Anthony Gingello, ODS Capital, LLC, Sunil Shah. (Attachments: #1 Exhibit 1)(Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 83 NOTICE by BDO USA LLP, Steven M. Mariano Request of Defendants to Confirm that the Previous Briefing Schedule in Case No. 18-cv-62097 is Moot. Attorney Michael Edward Dutko, Jr added to party BDO USA LLP(pty:dft). (Dutko, Michael) [Transferred from Florida Southern on 1/4/2019.] |
Cases associated per #82 Order. (asl) Modified text on 12/26/2018 (asl). [Transferred from Florida Southern on 1/4/2019.] |
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Cases associated. Signed by Judge Beth Bloom on 12/19/2018. See attached document for full details. (mee) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 77 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Peter J. Linken. Filing Fee $ 75.00 Receipt # 113C-11218631 by John R. Del Pizzo, Thomas C. Shields. Responses due by 12/20/2018 (Attachments: #1 Affidavit Affidavit of Peter J. Linken to Appear Pro Hac Vice, #2 Certification Certificate of Good Standing for Peter J. Linken, #3 Text of Proposed Order Text of Proposed Order Granting Motion to Appear Pro Hac Vice)(Bondi, Bradley) [Transferred from Florida Southern on 1/4/2019.] |
Filing 76 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jason M. Hall. Filing Fee $ 75.00 Receipt # 113C-11218525 by John R. Del Pizzo, Thomas C. Shields. Responses due by 12/20/2018 (Attachments: #1 Affidavit Affidavit of Jason M. Hall to Appear Pro Hac Vice, #2 Certification Certificate of Good Standing for Jason M. Hall, #3 Text of Proposed Order Proposed Order Granting Motion to Appear Pro Hac Vice)(Bondi, Bradley) [Transferred from Florida Southern on 1/4/2019.] |
Filing 75 Unopposed MOTION Kaniki Defendants' Unopposed Joint Motion for Intra-District Transfer by Austin J. Shanfelter. (Attachments: #1 Exhibit)(Jimenez, Marcos) [Transferred from Florida Southern on 1/4/2019.] |
Filing 74 RESPONSE in Opposition re #65 MOTION to Strike #64 Supplement, (Supplemental Memorandum of Law Pursuant to Local Rule 7.1(c) Or, in the Alternative, for Leave to File a Supplemental Response) filed by ARIC MCINTIRE. Replies due by 12/7/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 73 RESPONSE to Motion re #46 MOTION to Appoint Lead Plaintiff ARIC MCINTIRE and HENRY WASIK MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) (Intervenors' Supplemental Response to McIntire and Wasik's Supplemental Memorandum of Law) filed by ODS Capital, LLC, Sunil Shah, Barry A. Smith. Replies due by 12/7/2018. (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 70 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for John Stigi,III. Filing Fee $ 75.00 Receipt # 113C-11201110 by CHRISTOPHER PESCH, QUENTIN P. SMITH. Responses due by 12/14/2018 (Gomer, Erica) [Transferred from Florida Southern on 1/4/2019.] |
Filing 69 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Christopher Bosch, Rena Andoh, Kandace Watson. Filing Fee $ 225.00 Receipt # 113C-11201079 by CHRISTOPHER PESCH, QUENTIN P. SMITH. Responses due by 12/14/2018 (Gomer, Erica) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 67 NOTICE of Attorney Appearance by Erica Gomer on behalf of CHRISTOPHER PESCH, QUENTIN P. SMITH. Attorney Erica Gomer added to party CHRISTOPHER PESCH(pty:dft), Attorney Erica Gomer added to party QUENTIN P. SMITH(pty:dft). (Gomer, Erica) [Transferred from Florida Southern on 1/4/2019.] |
Filing 66 NOTICE of Attorney Appearance by Jason Samuel Oletsky on behalf of CHRISTOPHER PESCH, QUENTIN P. SMITH. Attorney Jason Samuel Oletsky added to party CHRISTOPHER PESCH(pty:dft), Attorney Jason Samuel Oletsky added to party QUENTIN P. SMITH(pty:dft). (Oletsky, Jason) [Transferred from Florida Southern on 1/4/2019.] |
Filing 65 MOTION to Strike #64 Supplement, (Supplemental Memorandum of Law Pursuant to Local Rule 7.1(c) Or, in the Alternative, for Leave to File a Supplemental Response) by ODS Capital, LLC, Sunil Shah, Barry A. Smith. Responses due by 11/30/2018 (Attachments: #1 Exhibit A)(Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 64 SUPPLEMENT to #46 MOTION to Appoint Lead Plaintiff ARIC MCINTIRE and HENRY WASIK MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #55 Reply to Response to Motion, #59 Response in Opposition to Motion, SUPPLEMENTAL MEMORANDUM OF LAW IN SUPPORT OF ARIC MCINTIRE AND HENRY WASIKS MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND IN OPPOSITION TO MOTION TO TRANSFER by ARIC MCINTIRE (O'Brien, Cullin)[Transferred from Florida Southern on 1/4/2019.] |
Filing 63 SUGGESTION OF DEATH as to Charles H. Walsh by Austin J. Shanfelter (Jimenez, Marcos) [Transferred from Florida Southern on 1/4/2019.] |
Filing 62 NOTICE of Attorney Appearance by Marcos Daniel Jimenez on behalf of Austin J. Shanfelter. Attorney Marcos Daniel Jimenez added to party Austin J. Shanfelter(pty:dft). (Jimenez, Marcos) [Transferred from Florida Southern on 1/4/2019.] |
Filing 61 AFFIDAVIT in Support re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) filed by ODS Capital, LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A, #2 Exhibit B)(Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 60 REPLY to Response to Motion re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) filed by ODS Capital, LLC, Sunil Shah, Barry A. Smith. (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 59 RESPONSE in Opposition re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) filed by ARIC MCINTIRE. Replies due by 9/27/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 58 RESPONSE to Motion re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) filed by BDO USA LLP. Replies due by 9/26/2018. (Pumariega, Audrey) [Transferred from Florida Southern on 1/4/2019.] |
Filing 57 Notice of Pending, Refiled, Related or Similar Actions by Thomas C. Shields (Bondi, Bradley) [Transferred from Florida Southern on 1/4/2019.] |
Filing 56 Courtesy Copy of of Aric McIntire and Henry Wasik's Motion for Transfer and Centralization pursuant to 28 U.S.C. 1407. (Attachments: #1 Memorandum of Law, #2 Schedule of Actions, #3 Proof of Service)(mc) [Transferred from Florida Southern on 1/4/2019.] |
Filing 55 REPLY to Response to Motion re #46 MOTION to Appoint Lead Plaintiff ARIC MCINTIRE and HENRY WASIK MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL filed by ARIC MCINTIRE. (Attachments: #1 Certification Certificate of Service)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 54 NOTICE by ODS Capital, LLC, Sunil Shah, Barry A. Smith re #50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) (Notice of Filing Intervenors' Proposed Order) (Attachments: #1 Text of Proposed Order) (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 53 RESPONSE in Opposition re #46 MOTION to Appoint Lead Plaintiff ARIC MCINTIRE and HENRY WASIK MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL filed by ODS Capital, LLC, Sunil Shah, Barry A. Smith. Replies due by 9/12/2018. (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 52 NOTICE by ODS Capital, LLC, Sunil Shah, Barry A. Smith re #49 Notice (Other), (Notice of Withdrawal of Notice of Intention to Move to Intervene Pursuant to Rule 24 of The Federal Rules of Civil Procedure) (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 51 DECLARATION OF TAKING (of Peter Safirstein in Support of Motion to Intervene and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) by ODS Capital, LLC, Sunil Shah, Barry A. Smith. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 50 MOTION to Intervene (and Memorandum of Law and Transfer Pursuant to Fed. R. Civ. P. 24, 28 USC 1404(a) and The First-To-File Rule) by ODS Capital, LLC, Barry A. Smith, Sunil Shah. Attorney Josh M Rubens added to party ODS Capital, LLC(pty:intv), Attorney Josh M Rubens added to party Barry A. Smith(pty:intv), Attorney Josh M Rubens added to party Sunil Shah(pty:intv). (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
Filing 49 NOTICE by Anthony Gingello of Intention to Move to Intervene Pursuant to Rule 24 of the Federal Rules of Civil Procedure. Attorney Josh M Rubens added to party Anthony Gingello(pty:intv). (Attachments: #1 Exhibit A, #2 Exhibit B) (Rubens, Josh) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 47 Unopposed STIPULATED MOTION for Substitution of Counsel. Substituting Anthony N. Upshaw and Audrey M. Pumariega for Fredrick H.L. McClure and J. Trumon Phillips by BDO USA LLP. Attorney Audrey M Pumariega added to party BDO USA LLP(pty:dft). Responses due by 9/6/2018 (Attachments: #1 Exhibit A - Client Consent for Substitution of Counsel, #2 Exhibit B - Proposed Order Granting Substitution of Counsel)(Pumariega, Audrey) [Transferred from Florida Southern on 1/4/2019.] |
Filing 46 MOTION to Appoint Lead Plaintiff ARIC MCINTIRE and HENRY WASIK MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL by ARIC MCINTIRE, Henry Wasik. Responses due by 9/5/2018 (Attachments: #1 Memorandum MEMORANDUM OF LAW IN SUPPORT OF ARIC MCINTIRE AND HENRY WASIKS MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #2 Affidavit DECLARATION OF NICHOLAS I. PORRITT IN SUPPORT OF MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #3 Exhibit EXHIBIT A to PORRITT DECLARATION, #4 Exhibit EXHIBIT B to PORRITT DECLARATION, #5 Exhibit EXHIBIT C to PORRITT DECLARATION, #6 Exhibit EXHIBIT D to PORRITT DECLARATION, #7 Exhibit EXHIBIT E to PORRITT DECLARATION, #8 Exhibit EXHIBIT F to PORRITT DECLARATION, #9 Exhibit EXHIBIT G to PORRITT DECLARATION, #10 Text of Proposed Order PROPOSED ORDER, #11 Certification CERTIFICATE OF SERVICE)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 44 MOTION to Appoint Lead Plaintiff Aric McIntire and Henry Wasik by ARIC MCINTIRE, Henry Wasik. Responses due by 8/28/2018 (Attachments: #1 Memorandum MEMORANDUM OF LAW IN SUPPORT OF ARIC MCINTIRE AND HENRY WASIKS MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #2 Affidavit DECLARATION OF NICHOLAS I. PORRITT IN SUPPORT OF MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #3 Exhibit EXHIBIT A TO DECLARATION OF NICHOLAS I. PORRITT IN SUPPORT OF MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #4 Exhibit EXHIBIT B TO DECLARATION OF NICHOLAS I. PORRITT IN SUPPORT OF MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #5 Exhibit EXHIBIT C TO DECLARATION OF NICHOLAS I. PORRITT IN SUPPORT OF MOTION OF ARIC MCINTIRE AND HENRY WASIK FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF COUNSEL, #6 Text of Proposed Order [PROPOSED] ORDER APPROVING ARIC MCINTIRE AND HENRY WASIK AS LEAD PLAINTIFFS AND APPROVING THEIR SELECTION OF COUNSEL, #7 Certification CERTIFICATE OF SERVICE)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 43 NOTICE by ARIC MCINTIRE, Henry Wasik re #42 Order Staying Case, NOTICE BY PLAINTIFFS OF EXPIRY OF TEMPORARY STAY (Attachments: #1 Exhibit EXHIBIT A TO NOTICE BY PLAINTIFFS OF EXPIRY OF TEMPORARY STAY, #2 Certification CERTIFICATE OF SERVICE) (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 41 Clerks Notice to Filer re #40 Report Regarding. Document Not Captioned; CORRECTIVE ACTION REQUIRED - The Filer must File a Notice of Striking, then refile the document with the proper caption pursuant to Local Rules. (pes) [Transferred from Florida Southern on 1/4/2019.] |
Filing 40 REPORT REGARDING Bankruptcy Stay by ARIC MCINTIRE, Henry Wasik (Attachments: #1 Exhibit Order)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 39 NOTICE of Attorney Appearance by William R. Scherer on behalf of Steven M. Mariano. Attorney William R. Scherer added to party Steven M. Mariano(pty:dft). (Scherer, William) [Transferred from Florida Southern on 1/4/2019.] |
Filing 38 MOTION to Appoint Lead Plaintiff Aric McIntire ( Responses due by 3/13/2018), MOTION to Appoint Lead Counsel Levi & Korsinsky, LLP by ARIC MCINTIRE, Henry Wasik. (Attachments: #1 Memorandum Memorandum, #2 Affidavit Declaration, #3 Exhibit Exhibit A to Declaration, #4 Exhibit Exhibit B to Declaration, #5 Exhibit Exhibit C to Declaration, #6 Text of Proposed Order Proposed Order)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 36 WAIVER OF SERVICE Returned Executed by ARIC MCINTIRE. Austin J. Shanfelter waiver sent on 2/2/2018, answer due 4/3/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 35 Corporate Disclosure Statement by JMP SECURITIES LLC identifying Corporate Parent JMP Holding LLC, Corporate Parent JMP Group Inc., Corporate Parent JMP Investment Holdings LLC, Corporate Parent JMP Group LLC, Other Affiliate Joseph A. Jolson for JMP SECURITIES LLC (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 34 Corporate Disclosure Statement by UBS Securities LLC identifying Corporate Parent UBS Group AG, Corporate Parent UBS Americas Inc,, Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS AG for UBS Securities LLC (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 32 Corporate Disclosure Statement by Suntrust Robinson Humphrey, Inc. identifying Corporate Parent Sun Trust Banks, Inc. for Suntrust Robinson Humphrey, Inc. (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 31 Corporate Disclosure Statement by WILLIAM BLAIR & COMPANY, L.L.C. identifying Corporate Parent WBC Holdings, L.P. for WILLIAM BLAIR & COMPANY, L.L.C. (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 30 Corporate Disclosure Statement by BMO CAPITAL MARKETS CORP identifying Corporate Parent BMO Financial Corp., Corporate Parent Bank of Montreal for BMO CAPITAL MARKETS CORP (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 29 Notice of Pending, Refiled, Related or Similar Actions by BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C. (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 28 MOTION for Extension of Time to File Response/Reply/Answer as to #1 Complaint, by BDO USA LLP, BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Text of Proposed Order Exhibit C)(Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 27 NOTICE of Attorney Appearance by J Trumon Phillips on behalf of BDO USA LLP. Attorney J Trumon Phillips added to party BDO USA LLP(pty:dft). (Phillips, J) [Transferred from Florida Southern on 1/4/2019.] |
Filing 26 NOTICE of Attorney Appearance by Fredrick Howard Lebron McClure on behalf of BDO USA LLP. Attorney Fredrick Howard Lebron McClure added to party BDO USA LLP(pty:dft). (McClure, Fredrick) [Transferred from Florida Southern on 1/4/2019.] |
Filing 25 NOTICE of Attorney Appearance by Bradley Joseph Bondi on behalf of John R. Del Pizzo, Thomas C. Shields. Attorney Bradley Joseph Bondi added to party John R. Del Pizzo(pty:dft), Attorney Bradley Joseph Bondi added to party Thomas C. Shields(pty:dft). (Bondi, Bradley) [Transferred from Florida Southern on 1/4/2019.] |
Filing 24 NOTICE of Attorney Appearance by Lawrence Allan Kellogg on behalf of BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C. (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 23 NOTICE of Attorney Appearance by Lawrence Allan Kellogg on behalf of BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C. (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
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Filing 20 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Alan J. Brudner. Filing Fee $ 75.00 Receipt # 113C-10415150 by BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C.. Responses due by 3/1/2018 (Attachments: #1 Affidavit of Alan J. Brudner in Support of Motion to Appear Pro Hac Vice, #2 Certification of Good Standing for Alan J. Brudner, #3 Text of Proposed Order)(Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 19 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for David L. Goldberg. Filing Fee $ 75.00 Receipt # 113C-10415021 by BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C.. Responses due by 3/1/2018 (Attachments: #1 Affidavit of David L. Goldberg in support of Motion to Appear Pro Hac Vice, #2 Certification of Good Standing for David L. Goldberg, #3 Text of Proposed Order)(Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 18 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. JMP SECURITIES LLC served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 17 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. Suntrust Robinson Humphrey, Inc. served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 16 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. BMO CAPITAL MARKETS CORP served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 15 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. BDO USA LLP served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 14 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. WILLIAM BLAIR & COMPANY, L.L.C. served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 13 SUMMONS (Affidavit) Returned Executed on #1 Complaint, with a 21 day response/answer filing deadline by ARIC MCINTIRE. UBS Securities LLC served on 2/1/2018, answer due 2/22/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 12 WAIVER OF SERVICE Returned Executed by ARIC MCINTIRE. CHRISTOPHER PESCH waiver sent on 2/1/2018, answer due 4/2/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 11 WAIVER OF SERVICE Returned Executed by ARIC MCINTIRE. QUENTIN P. SMITH waiver sent on 2/1/2018, answer due 4/2/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 10 WAIVER OF SERVICE Returned Executed by ARIC MCINTIRE. Steven M. Mariano waiver sent on 2/2/2018, answer due 4/3/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 9 WAIVER OF SERVICE Returned Executed by ARIC MCINTIRE. Charles H. Walsh waiver sent on 2/1/2018, answer due 4/2/2018. (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 8 NOTICE of Attorney Appearance by Jezabel Pereira Lima on behalf of BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C.. Attorney Jezabel Pereira Lima added to party BMO CAPITAL MARKETS CORP(pty:dft), Attorney Jezabel Pereira Lima added to party JMP SECURITIES LLC(pty:dft), Attorney Jezabel Pereira Lima added to party Suntrust Robinson Humphrey, Inc.(pty:dft), Attorney Jezabel Pereira Lima added to party UBS Securities LLC(pty:dft), Attorney Jezabel Pereira Lima added to party WILLIAM BLAIR & COMPANY, L.L.C.(pty:dft). (Lima, Jezabel) [Transferred from Florida Southern on 1/4/2019.] |
Filing 7 NOTICE of Attorney Appearance by Lawrence Allan Kellogg on behalf of BMO CAPITAL MARKETS CORP, JMP SECURITIES LLC, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C.. Attorney Lawrence Allan Kellogg added to party BMO CAPITAL MARKETS CORP(pty:dft), Attorney Lawrence Allan Kellogg added to party JMP SECURITIES LLC(pty:dft), Attorney Lawrence Allan Kellogg added to party Suntrust Robinson Humphrey, Inc.(pty:dft), Attorney Lawrence Allan Kellogg added to party UBS Securities LLC(pty:dft), Attorney Lawrence Allan Kellogg added to party WILLIAM BLAIR & COMPANY, L.L.C.(pty:dft). (Kellogg, Lawrence) [Transferred from Florida Southern on 1/4/2019.] |
Filing 6 Summons Issued as to All Defendants. (lbc) [Transferred from Florida Southern on 1/4/2019.] |
Filing 5 Summons Issued as to BDO USA LLP, BMO CAPITAL MARKETS CORP, John R. Del Pizzo, JMP SECURITIES LLC, ARIC MCINTIRE, Steven M. Mariano, CHRISTOPHER PESCH, QUENTIN P. SMITH, Austin J. Shanfelter, Thomas C. Shields, Suntrust Robinson Humphrey, Inc., UBS Securities LLC, WILLIAM BLAIR & COMPANY, L.L.C., Charles H. Walsh. (pes) [Transferred from Florida Southern on 1/4/2019.] |
Filing 4 NOTICE of Filing Proposed Summons(es) CORRECTED by ARIC MCINTIRE, Henry Wasik (Attachments: #1 Summon(s), #2 Summon(s), #3 Summon(s), #4 Summon(s), #5 Summon(s), #6 Summon(s), #7 Summon(s), #8 Summon(s), #9 Summon(s), #10 Summon(s), #11 Summon(s), #12 Summon(s)) (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 3 NOTICE of Filing Proposed Summons(es) by ARIC MCINTIRE, Henry Wasik (Attachments: #1 Summon(s), #2 Summon(s), #3 Summon(s), #4 Summon(s), #5 Summon(s), #6 Summon(s), #7 Summon(s), #8 Summon(s), #9 Summon(s), #10 Summon(s), #11 Summon(s), #12 Summon(s)) (O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
Filing 2 Clerks Notice of Judge Assignment to Judge Beth Bloom. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Alicia O. Valle is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. Pro se (NON-PRISONER) litigants may receive Notices of Electronic Filings (NEFS) via email after filing a Consent by Pro Se Litigant (NON-PRISONER) to Receive Notices of Electronic Filing. The consent form is available under the forms section of our website. (pes) [Transferred from Florida Southern on 1/4/2019.] |
Filing 1 COMPLAINT against All Defendants. Filing fees $ 400.00 receipt number 113C-10326862, filed by ARIC MCINTIRE. (Attachments: #1 Civil Cover Sheet, #2 Certification, #3 Exhibit Henry Wasik Transactions in Patriot National, Inc., #4 Certification, #5 Exhibit Aric McIntire Transactions in Patriot National, Inc.)(O'Brien, Cullin) [Transferred from Florida Southern on 1/4/2019.] |
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