Securities & Exchange Commission v. Vacante
Securities & Exchange Commission |
Joseph Frank Vacante |
1:2019cv01616 |
February 21, 2019 |
US District Court for the Southern District of New York |
P Kevin Castel |
Securities/Commodities |
None |
Docket Report
This docket was last retrieved on February 22, 2019. A more recent docket listing may be available from PACER.
Document Text |
---|
Filing 4 FINAL JUDGMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 17( a) of the Securities Act of 1933 (the "Securities Act") [15 U.S.C. 77q(a)] in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly: (a) to employ any device, scheme, or artifice to defraud, and as further set forth in this judgment. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $70,827.45, representing losses avoided as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $6,247.61, and a civil penalty in the amount of $70,827.45 pursuant to Section 21A of the Exchange Act [15 U.S.C. 78u-1], for a total of $147,902.51. Defendant shall satisfy this obligation by paying $147,902.51 to the Securities and Exchange Commission pursuant to the terms of the payment schedule set forth in paragraph IV. below after entry of this Final Judgment, and as further set forth in this order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that tills Court shall retain jurisdiction of tills matter for the purposes of enforcing the terms of tills Final Judgment. The Clerk shall close the case. (Signed by Judge P. Kevin Castel on 2/22/2019) (jwh) |
Magistrate Judge Debra C. Freeman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jgo) |
Case Designated ECF. (jgo) |
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge P. Kevin Castel. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (jgo) |
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Suzanne Romajas. The party information for the following party/parties has been modified: Securities & Exchange Commission; Joseph Frank Vacante. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly;. (jgo) |
***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Suzanne Romajas. The following case opening statistical information was erroneously selected/entered: County code New York; Fee Status code pd (paid);. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State; the Fee Status code has been modified to wv (waived);. (jgo) |
Filing 3 CONSENT MOTION for Judgment againt Defendant Frank Joseph Vacante. Document filed by Securities & Exchange Commission. (Attachments: #1 Exhibit Consent to Entry of Final Judgment, #2 Text of Proposed Order Proposed Final Judgment)(Romajas, Suzanne) |
Filing 2 CIVIL COVER SHEET filed. (Romajas, Suzanne) |
Filing 1 COMPLAINT against Joseph Frank Vacante. Document filed by Securities & Exchange Commission.(Romajas, Suzanne) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Search for this case: Securities & Exchange Commission v. Vacante | |
---|---|
Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
Defendant: Joseph Frank Vacante | |
Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Plaintiff: Securities & Exchange Commission | |
Represented By: | Suzanne Romajas |
Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.