Defendant:	UBS Deutschland AG
Appellee:	Citibank NA London, FS/Andbanc Andorra, FS/SG Private Banking (Lugano-Svizzera) SA, Judith Cherwinka, Hambros Guernsey Nominees, EFG Bank, Rothschild Bank AG Zurich (Dublin), Mirabaud & Cie, Royal Bank of Canada, Citibank (Switzerland) AG, FS/AEB Lux, Credit Suisse (Bahamas), Banco Inversis SA, Rothschild Lugano Dublin, Bank Julius Baer and Co. Ltd., Zurich, Catalunya Caixa, Theodoor GGC Amsterdam, SG Hambros Nominees (Jersey), FS Mizrahi Tefahot Bank Ltd., BNP Paribas Securities Nominees Ltd., CDC ICM the GHOS Portfolio, PFPC Bank Limited, FS/NBK Kuwait, Quasar Funds SPC, FS/HSBC Guyerzeller Zurich, HSBC Private Bank (Guernsey) Ltd., Banco Atlantico (Bahamas), ABN AMRO Schweiz AG, Dexia BIL, Bank Hapoalim (Suisse) Ltd., FS/Banque Degroof Bruxelles, Six Sis AG, FS/HSBC Private Banking Nom, SNS Global Custody B.V., SG Hambros Bank (Channel Islands) Limited- Guernsey, Natixis, Kiangsu Chekiang and Shanghai Residents (H.K.) Association, Dreadnought Finance OY, BSI Ex Banca Del Gottardo, Banca Arner SA, UMR, DGAM Alternative Strategy Fund II, SPC - Cell A, Fortis Bank Nederland NV, Strategy Sicav Edpaf, BBVA (Suisse) SA, EFG Private Bank SA, Blush Nominees, LLC, FS/CBESSA, Compagnie Bancaire Espiritu Santo SA, ICM Tactical Master, Cathay Life Insurance Co. LTD., ICIB Centre France Alpha Prot Master, Bipielle Banke (Suisse), FCP-BE CAEN, Bank Zurich, HSBC Republic Bank, BankMed (Suisse) S.A., UBS AG New York, Zurich Capital Markets Company, SG Hambros Bank, GE Life S Pore Li Inv Fd Par Slam (FI), Investec Bank (Switzerland) AG, BBVA Grand Cayman, CPR Online, Banco Itau International, Shareholders Fund - SCMS, Bank Sarasin & Cie AG, BSI AG, Andorra Banc Agricol Reig SA, Avalon Absolute Return Funds PLC, FS/GSCO London, Sciens CFO 1 Feeder Fund Ltd., Societe Generale Bank & Trust (Luxembourg), Bank Hapoalim Switzerland Ltd., BP Alpha S.A., Naidot & Co., ABN AMRO Retained Nominees (IOM) Limited, Eduardo Fernandez de Valderrama Murillo, ING Bank (Suisse) SA, Bordier & Cie, Citibank, Rothschild Trust (Schweiz) AG, Hyperiod (HD) Limited, Natixis Private Banking International SA, Martin Lavarello, Banca Privata Edmond de Rothschild Lugano S.A., Fortis Global Custody Services NV, HSBC Seoul Branch, Ltd., Fortis Bank SA/NV, Al Nahysan Mansour Zayed, Banque SCS Alliance SA, Centrum Bank AG (AMS), Parson Finance Panama SA, Liongate Multistrategy Fund SEG Portfolio, Kefong Lee, CDC IXIS Capital Markets North America Inc., FS/BK Hapoalim/B M Tel Aviv, Credit Suisse Gibraltar Limited, RBC Dexia Investor Service Julius Baer Sicav, Delta S.P.A., FS/Bank Leumi Israel, Hontai Life Insurance Company Limited, FS Stichting Stroeve Global Custody, Abu Dhabi Investment Authority, RBC Capital Markets Corporation, ZCM Asset Holding Company (Bermuda) Ltd., Murdoch & Co., Caixa DEstalvis de Catalunya, Credit Suisse AG Zurich, BNP Paribas (Suisse) SA Ex Fortis, Unicorp Bank & Trust Limited, Banco ITAU Europa Luxembourg, Arden International Capital Ltd., UBS Jersey Nominees, ICIB Hyperion Alternative Basket II Master, BNP Paribas (Suisse) SA Private, SIS Seeganintersettle, Societe Generale Bank & Trust S.A. (Luxembourg), Banca Commerciale Lugano, LGT Bank in Liechtenstein AG, ICIB Atlantique Alpha Master, Banque Degroof Luxembourg S.A., FS/Swedclient/IAM, Merrill Lynch Bank (Suisse) SA, Wegelin & Company, Barclays Private Bank & Trust (Channel Islands) Limited, RBC Dominion Securities, Nadine Pavlovsky, Rothschild Bank AG, Credit Lyonnais SA, Safra National Bank of New York, Societe Europeenne de Banque S.A., CAIS Bank, Multi-Strategy Fund Limited, HSBC Institutional Trust Services (Asia) Limited, Banque Piguet & Cie S.A., GE Brunei Life Ins FD Lion Capital Balanced (330008), HSBC Bank Bermuda Limited, Fund Nominees Limited, Luisa M. Strina, Credit Suisse, BCV AMC Defensive Al Fund, Clarks Fork Foundation, Barfield Nominees Limited, UBS Fund Services (Cayman) Limited, Kasbank Effecten Bewaarbedrijf N.V., HSBC Private Bank (C.I.) Limited, Chelsea Trust Company Limited, HSBC International Trustee Limited, FS Oddo & Cie, EFG Bank AG and, PKB Privatbank AG, Credit Agricole Titres, Meritz Fire & Marine Insurance Company Ltd., Deutsche Bank AG Singapore, Legacy Fund Ltd., GE Brunei Life Ins Fd Slam Balanced, Dexia World Alternative, Fairfield Investment GCI, Banco Santander (Suisse) S.A., Bank of Ireland Nominees Limited, SNS Bank N.V., Life Ins Fund-Par (FI)-Lion Capital-SCND, National Bank of Kuwait, Banco Itau Europa Luxembourg S.A., Pleasant T. Rowland Foundation Inc., Kredietbank SA Luxembourgeoise, Schroders Italy SIM SPA, Caceis Bank EX IXIS IS, Deutsche Bank Nominees (Jersey) Limited, DGAM Asset Allocation Fund L.P., Fortis Bank (Nederland) N.V., Fidessa Alpha Fund, FS/ING Lux, Blubank Ltd., FS/GSCO New York, Alok Sama, Atlantic Security Bank, HSBC Securities (Panama) SA, BNP Paribas (Suisse) SA, FS/NBP Titres, Dresdner Bank Schweiz, Credit Andorra/Crediinvest, Bank of America National Trust and Savings Association, Banque Syz & Co. SA, Lloyds TSB Bank Geneva, Royal Bank of Canada (Suisse), Palmares Europlus, Finter Bank Zurich, Banca Profilo SPA, HSH Nordbank Securities S.A., BP Alpha, ICIB Hyperion Alternative Basket Master, Fondo Hunter, Verwaltungs und Privat - Bank AG Aktiengesellschaft (AMS), Mirabaud, Credit Lyonnais Miami, FIF Advanced Ltd., Lion Global Investors, Bank Morgan Stanley SA, FS/Israel Discount Bank, Limited, Tel Aviv, Commercial Bank of Kuwait, First Gulf Bank, UBS Zurich, Fairfield Investment Fund Ltd., Bank Julius Baer and Co. SA, Schroder & Co. Bank AG, Deutsche bank (Suisse) SA Geneve, Public Bank Nominees Limited, Private Space Ltd., Graziela Strina de Toledo Arruda, Clearstream, Harmony Capital Fund Ltd, Woori Bank, Banque Privee Edmond de Rothschild (Europe), Citibank Korea Inc., Somers Nominees (Far East) Limited, Dexia Private Bank (Switzerland), Perenco SA, UBS Fund Services (Cayman) Limited REF Greenlake Arbitrage Fund Ltd., CDC IXIS, Hinduja Bank (Switzerland) SA, Fox & Co., Lombardi Properties Limited, FS/BBVA Miami, Vorarlberger Landes UND Hypothekenbank Aktiengesellschaft, T1 Global Fund Ltd., Compagnie Bancaire Helvetique, Ihag Handelsbank AG, Incore Bank AG, IPCM, PFPC International Bank Limited, Republic Nominees Limited, Arden International Capital Limited, Banco Nominees (IOM) Limited, AAAM, FS, Barclays Bank SA Madrid, Neue Bank AG, Barclays Bank (Suisse) SA, SG Hambros Nominees, Edmond de Rothschild (Suisse) S.A., Banque de Luxembourg, Caliber Investments Ltd., Nomura International PLC, Simgest SpA, DGAM Alternative Strategy Fund II, SPC - Cell B, Hansard Europe Limited, Sis SegaInterSettle AG, Credit Suisse AG, RBC Investor Services Bank SA, Merrill Lynch, Pierce, Fenner & Smith, Inc., Deutsche Bank (Cayman), SCND Life Ins Fund Par FI Slam, Melrose Investments Ltd., Citigroup Global Markets Limited, Hambros, Banco Inversis Net, RBS Coutts Bank Ltd., ICIB Cote D'Armor Alpha Master, ICIB Ethias Allocation Master, Banco Bilbao Vizcaya Argentaria (Portugal) S.A., Banque Cantonale Vaudoise, Tayleigh Trust Company Limited, Bie Bank & Trust Bahamas Ltd., Bank Julius Baer & Co. Ltd., Banque Havilland S.A., KWI, Gates Charitable Trust, Millenium Multi-Strategy Fund, Deltec Bank & Trust Limited, ICIB Natexis Lux Alpha Master, GE Life, Standard Charted PLC, FS/Fortis Banque Luxembourg, Credit Lyonnais, Banca Carige SPA, Banco Itau Europa International, ZCM Matched Funding Corp., Monte Paschi Ireland Ltd., Corner Banca SA, RBC Dexia Investor Services Espana S.A., Select Absolute Strategies SICAV, FS ABN AMRO Global Custody, BNP Paribas Arbitrage SNC, Banque et Caisse dEpargne de lEtat Luxembourg, Quasar Fund SPC Class A and Class B CGCNV, Dresdner LateinAmerika AG, Sempervirens Capital Management Limited Class E-F Fund, BBVA Miami, Wall Street Securities S.A., Pictet & Cie, Robinson & Co., Collins Stewart (CI) Ltd., BNP Paribas Private Bank and Trust Cayman Ltd., Abdul Hamid M. Saeed, Arden Asset Management Inc., Falcon Private Bank, Credit Suisse International, Banca Unione di Credito, Hyposwiss Private Bank Geneve S.A., SG Hambros Bank & Trust (Guernsey) Ltd., Banc of America Securities, LLC, EFG Eurofinancier D'Invest MCL, Theodoor Gilissen Global Custody N.V., Sherli Elghanian Krayem, GE Life Shareholders Fd Slam FL, FS/LAB/AXA PM, IDF Global Fund, American Express Offshore Alternative Investment Fund, Global Fund Porvenir, Bessemer Trust Company, Credit Suisse Nominees (Guernsey) Limited, Essex 21 Limited, Bank J. Safra Sarasin AG, Bank Hapoalim BM, London, GE Life S Pore Li In Fd Par Slam FL, Sciens Global Opportunity Fund, Rahn & Bodmer Banquiers, HSBC Bank USA, Brown Brothers Harriman & Co., Banque Baring Brothers Sturdza SA, Banco General SA Banca Privada, Banque Degroof SA Bruxelles, Bank Morgan Stanley AG, Allianzbank SPA/Unifortune Conservative Side Pocket, Fullerton Capital PTE, Ltd., Lina Maria Melguizo, KAS Depositary Trust Co., NBK Banque Privee Suisse SA, Don Chimango SA, HSBC Securities Services (Luxembourg) S.A., Six SIS Ltd., Credit Suisse (Luxembourg) SA, Korea Exchange Bank, Clariden Leu Ltd., Harrier Holdings Limited, Jorge Herman Melguizo, EFG Bank SA Switzerland, RBC Dominion Securities, Inc., Bank Julius Baer and Co. Ltd., Essex 17 Limited, NYROY, Blush & Co., AXA Isle of Man Limited, Lombard Odier Darier Hentsch & Cie, Bureau of Labor Insurance, Fox Nominees, LLC, UBS (Luxembourg) S.A., John E. Niederhuber IRA, PNC International Bank Limited, Deutsche Bank Trust Company Americas, Banca Cesare Ponti SA, Banque de Reescompte et de Placement, UBS Fund Services (Ireland) Ltd., BBVA Fundas Privianza, DGAM Alternative Strategy Fund L.P., Banque Hapoalim, Dexia Banque Internationale a Luxembourg, Banque Vontobel Geneve SA, Royal Bank of Canada Singapore Branch, Cititrust Bahamas Limited, The Reserve Trust (Tayleigh or Samantha Sackler 1996), HSBC, Societe Generale Bank & Trust, Judith Cherwinka IRA, Hua Nan Commercial Bank, ZCM Asset Holding Co. Bermuda, Citibank (Switzerland) Zurich, Bank Vontobel AG, Bank Sarasin & Cie, Credit Industriel et Commercial Singapore Branch, Calyon Paris, SEI Investments Trustee and Custodial Services (Ireland) Ltd. Nominee A/C 1, ABN AMRO, Banco Bilbao Vizcaya Argentaria, S.A., Morgan Stanley & Co. International PLC, Credit Suisse Nominees, BNY AIS Nominees Ltd., FIF Advanced Limited, HSBC Private Bank (Suisse) S.A., Fortis Bank Cayman Limited, Bred Banque Populaire, Banque Generale du Luxembourg, Tercas Cassa di Risparmio della Provincia di Teramo S.P.A., Andorra Banc Agricol Reig, Credit Agricole (Miami), HSBC Trust Company AG, Odyssey Alternative Fund Limited, Celfin International Limited, DMC (HD) Limited, Vontobel Asset Management Inc., Public Bank (Hong Kong) Limited, GE Trust Pte Ltd - Lion Capital FI (330012), Tatiana Melguizo, GE Life - Shareholders FD - Lion Capital FI (330007), Jared Trading Limited/BVI, FS/BBVA Zurich/Shares, Oval Alpha Palmares, American Express Bank, SG Private Banking (Suisse) SA, Centre College, Clearstream Banking SA, Kas Bank, Sumitomo Trust & Banking Co., Ltd., Rothschild Bank Geneva (Dublin), Banco Atlantico Gibraltar Ltd., Arden Endowment Advisers Limited, OAM, Citivic Nominees Limited, Credit Suisse AG Nassau Branch Wealth Management, Rothschild & Cie Banque Paris, FS United Mizrahi Bank Limited, Stanhope Capital, Grand Cathay Securities (Hong Kong) Limited, Karen Lefcourt Trust, SCB Nominees (CI) Ltd., Eurogate Farad Global Niche, Banco Atlantico, Portobelo Advisors Inc., Merrill Lynch Bank, Fortis Global Custody Services N.V., Deutsche Bank (Suisse) SA as Successor to Bank Sal. Oppenheim Jr. & Cie (Schweiz) AG, Schroder & Co. (Asia) Ltd., Natexis Banques Populaires, Swedbank, All Funds Bank, Banca Popolare Dell'Alto Adige Soc. Coop. Resp. Lim., UBS AG Zurich, Kasbank Depositary Trust Company Conc Theta Multistar Low Volatility Fund, NMAS1 Gestion SGIIC SA, BNP Paribas Espana, Platinum All Weather Fund Limited, Merrill Lynch International, Caceis Bank Luxembourg, European Financial Group EFG SA and Liechtensteinische LB Reinvest AMS
Appellant:	Fairfield Sentry Limited (In Liquidation), Kenneth Krys, Joanna Lau, Fairfield Lambda Ltd. (In Liquidation), Fairfield Sigma Limited (In Liquidation), Greig Mitchell and Charlotte Caulfield
In Re:	Fairfield Sentry Limited
Case Number:	1:2019cv03911
Filed:	May 1, 2019
Court:	US District Court for the Southern District of New York
Presiding Judge:	Vernon S Broderick
Nature of Suit:	Bankruptcy Appeal (801)
Cause of Action:	28 U.S.C. § 0158
Jury Demanded By:	None

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