Commodity Futures Trading Commission v. Smothermon
Plaintiff: Commodity Futures Trading Commission
Defendant: David Smothermon
Case Number: 1:2019cv04185
Filed: May 9, 2019
Court: US District Court for the Southern District of New York
Presiding Judge: George B Daniels
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on June 20, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 20, 2019 Opinion or Order Filing 15 MEMO ENDORSEMENT on re: #14 Letter filed by David Smothermon. ENDORSEMENT: SO ORDERED. (Signed by Judge George B. Daniels on 6/20/2019) (jwh)
June 18, 2019 Filing 14 LETTER addressed to Judge George B. Daniels from G. Robert Gage, Jr. dated June 18, 2019 Document filed by David Smothermon.(Gage, George)
June 13, 2019 Filing 13 MOTION to Stay . Document filed by David Smothermon. (Attachments: #1 Memorandum in Support, #2 Affirmation, #3 Text of Proposed Order)(Gage, George)
June 10, 2019 Opinion or Order Filing 12 MEMO ENDORSEMENT on re: #11 Letter filed by David Smothermon. ENDORSEMENT: SO ORDERED. David Smothermon answer due 6/21/2019. (Signed by Judge George B. Daniels on 6/10/2019) (cf)
June 5, 2019 Filing 11 LETTER addressed to Judge George B. Daniels dated 06/05/2019 re: Request for Adjournment. Document filed by David Smothermon.(Gage, George)
May 31, 2019 Opinion or Order Filing 10 MEMO ENDORSEMENT on re: #9 Letter filed by David Smothermon. ENDORSEMENT: SO ORDERED. David Smothermon answer due 6/10/2019. (Signed by Judge George B. Daniels on 5/31/2019) (mro)
May 30, 2019 Filing 9 LETTER addressed to Judge George B. Daniels from G. Robert Gage, Jr. dated 5/30/2019 re: Extension. Document filed by David Smothermon.(Fleming, William)
May 22, 2019 Filing 8 INITIAL PRETRIAL CONFERENCE: An Initial pretrial conference will be held on Wednesday, September 18, 2019 at 9:30 a.m. at the United States District Courthouse, 500 Pearl Street, New York, New York, Courtroom 11A. Initial Conference set for 9/18/2019 at 9:30 AM in Courtroom 11A, 500 Pearl Street, New York, NY 10007 before Judge George B. Daniels. (Signed by Judge George B. Daniels on 5/21/2019) (js)
May 15, 2019 Filing 7 AFFIDAVIT OF SERVICE of Summons and Complaint. David Smothermon served on 5/10/2019, answer due 5/31/2019. Service was accepted by David Smothermon. Document filed by Commodity Futures Trading Commission. (Hurand, Gates)
May 10, 2019 Filing 6 CIVIL COVER SHEET filed. (Hurand, Gates)
May 10, 2019 Filing 5 ELECTRONIC SUMMONS ISSUED as to David Smothermon. (pne)
May 10, 2019 ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Gates Salyers Hurand to RE-FILE Document No. #2 Civil Cover Sheet. The filing is deficient for the following reason(s): the civil cover sheet was not signed. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated June 2017. The S.D.N.Y. Civil Cover Sheet dated June 2017 is located at#http://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (pne)
May 10, 2019 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge George B. Daniels. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (pne)
May 10, 2019 Case Designated ECF. (pne)
May 10, 2019 Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (pne)
May 10, 2019 ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Gates Salyers Hurand. The following case opening statistical information was erroneously selected/entered: Jurisdiction code 3 (Federal Question); County code Albany; Fee Status code pd (paid). The following correction(s) have been made to your case entry: the Jurisdiction code has been modified to 1 (U.S. Government Plaintiff); the County code has been modified to XX Out of State; the Fee Status code has been modified to none (no fee required). (pne)
May 9, 2019 Filing 4 NOTICE OF APPEARANCE by Kenneth Brent Tomer on behalf of Commodity Futures Trading Commission. (Tomer, Kenneth)
May 9, 2019 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to DAVID SMOTHERMON, re: #1 Complaint. Document filed by Commodity Futures Trading Commission. (Hurand, Gates)
May 9, 2019 Filing 2 FILING ERROR - SIGNATURE ERROR - CIVIL COVER SHEET filed. (Hurand, Gates) Modified on 5/10/2019 (pne).
May 9, 2019 Filing 1 COMPLAINT against David Smothermon. Document filed by Commodity Futures Trading Commission.(Hurand, Gates)

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Plaintiff: Commodity Futures Trading Commission
Represented By: K. Brent Tomer
Represented By: Gates Salyers Hurand
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Defendant: David Smothermon
Represented By: George Robert Gage, Jr
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