Securities and Exchange Commisison v. Sillerman
Plaintiff: Securities and Exchange Commisison
Defendant: Robert F.X. Sillerman
Case Number: 1:2019cv06052
Filed: June 28, 2019
Court: US District Court for the Southern District of New York
Presiding Judge: Naomi Reice Buchwald
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: None
RSS RSS Track this Docket
Docket Report

This docket was last retrieved on July 2, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 2, 2019 Opinion or Order Filing 4 FINAL JUDGMENT AS TO DEFENDANT ROBERT F.X. SILLERMAN: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $179,000 to the Securities and Exchange Commission pursuant to Section 20(d) of the Securities Act [15 U.S.C. 77t(d)] and Section 21(d)(3) of the ExchangeAct [ 15 U.S.C. 78u(d)(3)] (the "Settlement Amount"). Defendant shall make this payment to the Securities and Exchange Commission pursuant to a confirmed Chapter 11 plan in his bankruptcy case In re Robert Sillerman, Chapter 11 case no. 17-13633 (MKV) (Bankr.S.D.N.Y.) ("Bankruptcy Case"). If the Defendant does not confirm a Chapter 11 plan in his Bankruptcy Case within 120 days after entry of this Final Judgment, Defendant agrees to consent to an order lifting the automatic stay in his Bankruptcy Case to allow the Securities and Exchange Commission to enforce payment of the Settlement Amount due pursuant to this Final Judgment. If the Bankruptcy Case is closed, dismissed or the automatic stay is lifted or terminated, the Settlement Amount will be due within 14 days of the closing of the Bankruptcy Case, the order dismissing the Bankruptcy Case or the termination of or lifting of the automatic stay, whichever is earlier. Nothing herein shall prevent the Securities and Exchange Commission from objecting to the Chapter 11 plan filed in the Defendant's Bankruptcy Case. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retainjurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. And as set forth herein. (Signed by Judge Naomi Reice Buchwald on 7/02/2019) (ama) Modified on 7/2/2019 (ama).
July 1, 2019 Case Designated ECF. (gp)
July 1, 2019 Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (gp)
July 1, 2019 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Naomi Reice Buchwald. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (gp)
June 28, 2019 Filing 3 PROPOSED CONSENT ORDER. Document filed by Securities and Exchange Commisison. (Attachments: #1 Text of Proposed Order Proposed Final Consent Judgment) (Krasner, Jennie)
June 28, 2019 Filing 2 CIVIL COVER SHEET filed. (Krasner, Jennie)
June 28, 2019 Filing 1 COMPLAINT against Robert F.X. Sillerman. Document filed by Securities and Exchange Commisison.(Krasner, Jennie)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commisison v. Sillerman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Robert F.X. Sillerman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities and Exchange Commisison
Represented By: Jennie Boehm Krasner
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?