Caron v. TD Ameritrade et al
| Douglas R. Caron |
| Ceda & Co., TD Ameritrade and Depository Trust Corporation |
| 1:2019cv09015 |
| September 26, 2019 |
| US District Court for the Southern District of New York |
| Gabriel W Gorenstein |
| Alison J Nathan |
| Stockholders Suits |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on November 30, 2020. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 10
ORDER, Accordingly, it is hereby ORDERED that if Plaintiff intends to file an amended complaint, he shall do so by December 2, 2019. Plaintiff is hereby advised that any amended complaint will completely replace the original complaint. Accordingly, if Plaintiff files an amended complaint, it should include all of the information he believes is necessary to make a short, plain statement explaining why he is entitled to relief against each defendant. Plaintiff is on notice that declining to amend his pleadings to timely respond to fully briefed arguments in the Defendant's October 31 motion may well constitute a waiver of the Plaintiffs right to use the amendment process to cure any defects that have been made apparent by the Defendant's briefing. (as further set forth herein). IT IS FURTHER ORDERED that if no amended complaint is filed, Plaintiff shall serve his opposition to Defendant's motion to dismiss by December 2, 2019. Defendant's reply, if any, shall be served by December 16, 2019. At the time any reply is served, Defendant shall supply Chambers with a courtesy copy of all motion papers by mailing or delivering them to the United States Courthouse, 40 Foley Square, New York, New York. Chambers will mail a copy of this Order to Plaintiff and that mailing will be noted on the docket. SO ORDERED. (Amended Pleadings due by 12/2/2019.) (Signed by Judge Alison J. Nathan on 11/1/2019) Copies Mailed By Chambers. (kv)
|
| Filing 9 NOTICE of Pro Se Litigant Local Rule 12.1 re: #6 MOTION to Dismiss .. Document filed by TD Ameritrade. (Rieder, Eric) |
| Filing 8 MEMORANDUM OF LAW in Support re: #6 MOTION to Dismiss . . Document filed by TD Ameritrade. (Attachments: #1 Affidavit Of Service)(Rieder, Eric) |
| Filing 7 DECLARATION of John Michael Clear in Support re: #6 MOTION to Dismiss .. Document filed by TD Ameritrade. (Attachments: #1 Exhibit 1 Report And Recommendation, #2 Exhibit 2 Terms And Conditions, #3 Exhibit 3 Customer Agreement, #4 Exhibit 4 Notice Of Small Claim, #5 Exhibit 5 2-17-12 Motion To Compel, #6 Exhibit 6 Judgment, #7 Exhibit 7 Order Entered 5-11-12, #8 Exhibit 8 Complaint For Replevin, #9 Exhibit 9 6-22-12 Motion To Compel, #10 Exhibit 10 Order Entered 7-5-12, #11 Exhibit 11 Statement Of Claim, #12 Exhibit 12 Caron Submission, #13 Exhibit 13 Caron 5-18-15 Submission, #14 Exhibit 14 Caron 5-28-15 Submission, #15 Exhibit 15 Caron 6-5-15 Submission, #16 Exhibit 16 Caron 6-24-15 Submission, #17 Exhibit 17 Request For Sanctions, #18 Exhibit 18 Caron 8-4-15 Submission, #19 Exhibit 19 Caron 8-11-15 Submission, #20 Exhibit 20 Caron 9-11-15 Submission, #21 Exhibit 21 Caron 9-15-15 Submission, #22 Exhibit 22 Motion For Sanctions, #23 Exhibit 23 Reply To Response Of 9-24-15, #24 Exhibit 24 Caron 10-5-15 Submission, #25 Exhibit 25 Caron 10-19-15 Submission, #26 Exhibit 26 Caron 2-17-16 Submission, #27 Exhibit 27 Copy Of Biased And Favoritism Submission, #28 Exhibit 28 Carfon 3-25-16 Submission, #29 Exhibit 29 Claimant Requests, #30 Exhibit 30 Caron 4-20-16 Response, #31 Exhibit 31 Claimant Explanation Requests, #32 Exhibit 32 Panel Explanation, #33 Exhibit 33 Caron 7-11-16 Submission, #34 Exhibit 34 Claimant Motion To Dismiss, #35 Exhibit 35 Caron Final Brief, #36 Exhibit 36 Caron 7-25-16 Submission, #37 Exhibit 37 Claimant's Response To First And Second Supplement, #38 Exhibit 38 Award, #39 Exhibit 39 7-6-16 Letter, #40 Exhibit 40 Complaint, #41 Exhibit 41 Cited Decision Benzemann v. Citibank, #42 Exhibit 42 Cited Decision Lobaito v. Chase Bank, #43 Exhibit 43 Cited Decision Lobaito v. Chase Bank Court of Appeals, #44 Exhibit 44 Cited Decision Farber v. Goldman Sachs, #45 Exhibit 45 Cited Publication SEC Notice 2009 WL 3633868, #46 Exhibit 46 Cited Publication SEC Notice 2005 WL 3710976, #47 Exhibit 47 Cited Decision TD Ameritrade v. Kelley, #48 Exhibit 48 Cited Decision Sheehan v. TCI Fund, #49 Exhibit 49 Cited Decision Alaimo v. Gen. Motors)(Rieder, Eric) |
| Filing 6 MOTION to Dismiss . Document filed by TD Ameritrade.(Rieder, Eric) |
| Filing 5 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Ameritrade Holding Corporation, Corporate Parent The Toronto Dominion Bank for TD Ameritrade. Document filed by TD Ameritrade.(Rieder, Eric) |
|
Filing 4
ORDER OF REFERENCE TO A MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Gabriel W. Gorenstein. (Signed by Judge Alison J. Nathan on 10/7/2019). (kv)
|
| Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (wb) |
| NOTICE OF CASE REASSIGNMENT to Judge Alison J. Nathan. Judge Unassigned is no longer assigned to the case. (wb) |
| Filing 2 COMPLAINT against Ceda & Co., Depository Trust Corporation , TD Ameritrade. (Filing Fee $ $400.00, Receipt Number 465401245128) Document filed by Douglas R. Caron.(rdz) Modified on 10/1/2019 (rdz). Modified on 10/2/2019 (rdz). |
| Filing 1 CIVIL COVER SHEET filed. (rdz) |
| SUMMONS ISSUED as to Ceda & Co., Depository Trust Corporation, TD Ameritrade. (rdz) |
| Case Designated ECF. (rdz) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
