Commodity Futures Trading Commission v. Thompson
| Commodity Futures Trading Commission |
| Jon Barry Thompson |
| UNITED STATES OF AMERICA |
| 1:2019cv09052 |
| September 30, 2019 |
| US District Court for the Southern District of New York |
| Loretta A Preska |
| Securities/Commodities |
| Plaintiff |
Docket Report
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Filing 14
CONSENT ORDER FOR PERMANENT INJUNCTION AND OTHER EQUITABLE RELIEF AGAINST DEFENDANT JON BARRY THOMPSON: To effect settlement of all charges alleged in the Complaint against Defendant without a trial on the merits or any further judicial proceedings, Defendant: 1. Consents to the entry of this Consent Order for Permanent Injunction and Other Equitable Relief Against Defendant Jon Barry Thompson ("Consent Order"), as further set forth. The Court, being fully advised in the premises, finds that there is good cause for the entry of this Consent Order and that there is no just reason for delay. The Court therefore directs the entry of the following Findings of Fact, Conclusions of Law, permanent injunction and equitable relief pursuant to Section 6c of the Act, 7 U.S.C. 13a-1 (2018), as set forth herein. 106. Defendant shall pay restitution in the amount of seven million four hundred thirty one thousand seven hundred twenty-eight dollars and thirty cents ($7,431,728.30) ("Restitution Obligation"), within ten days of entry of this Consent Order. If the Restitution Obligation is not paid immediately, post-judgment interest shall accrue on the Restitution Obligation beginning on the date of the date of entry of this Consent Order and shall be determined by using the Treasury Bill rate prevailing on the date of entry of this Consent Order pursuant to 28 U.S.C. 1961 (2018), as further set forth. 128. Agreements and Undertakings: Defendant shall comply with all of the undertakings and agreements set forth in this Consent Order. There being no just reason for delay, the Clerk of the Court is hereby ordered to enter this Consent Order for Permanent Injunction, Civil Monetary Penalty, and Other Equitable Relief Against Defendant Jon Barry Thompson forthwith and without further notice. (Signed by Judge Loretta A. Preska on 10/1/2020) (mml)
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Filing 13
ORDER: The Court has reviewed the CFTC's letter motion dated October 1, 2020, seeking to lift the stay in the above-captioned action in light of the resolution of Defendant Jon Barry Thompson's parallel criminal case. (See dkt. no. 12.) Mr. Thompson consents to the CFTC's motion. The CFTC's motion is accordingly granted; the stay previously entered by the Court (dkt. no. 11) is lifted. SO ORDERED. Motions terminated: #12 LETTER MOTION to Stay / Lift Stay and Enter Proposed Consent Order addressed to Judge Loretta A. Preska from Steven Ringer dated October 1, 2020. filed by Commodity Futures Trading Commission. (Signed by Judge Loretta A. Preska on 10/1/2020) (mml)
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| Filing 12 LETTER MOTION to Stay / Lift Stay and Enter Proposed Consent Order addressed to Judge Loretta A. Preska from Steven Ringer dated October 1, 2020. Document filed by Commodity Futures Trading Commission. (Attachments: #1 Text of Proposed Order).(Janowski, Peter) |
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Filing 11
ORDER granting #9 Motion to Intervene. Upon the consent of all relevant parties, the Government's application to intervene in the above entitled matter and to stay the matter in its entirety until the conclusion of the parallel criminal case, United States v. Jon Barry Thompson, 19 Cr. 698 (ER) (the "Criminal Case") [dkt. no. 9], is granted. SO ORDERED. (Signed by Judge Loretta A. Preska on 11/19/2019) (mml)
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| Case Stayed. (mml) |
| Filing 10 MEMORANDUM OF LAW in Support re: #9 MOTION to Intervene and for Stay. . Document filed by UNITED STATES OF AMERICA. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Estes, Jordan) |
| Filing 9 MOTION to Intervene and for Stay. Document filed by UNITED STATES OF AMERICA.(Estes, Jordan) |
| Filing 8 AFFIDAVIT OF SERVICE. Jon Barry Thompson served on 10/26/2019, answer due 11/18/2019. Service was accepted by Jon Barry Thompson. Document filed by Commodity Futures Trading Commission. (Janowski, Peter) |
| Filing 7 NOTICE OF APPEARANCE by Lara Turcik on behalf of Commodity Futures Trading Commission. (Turcik, Lara) |
| Filing 6 NOTICE OF APPEARANCE by Peter Alexander Janowski on behalf of Commodity Futures Trading Commission. (Janowski, Peter) |
| Filing 5 NOTICE OF APPEARANCE by Steven Ira Ringer on behalf of Commodity Futures Trading Commission. (Ringer, Steven) |
| Filing 4 ELECTRONIC SUMMONS ISSUED as to Jon Barry Thompson. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney David William Oakland. The following case opening statistical information was erroneously selected/entered: Fee Status code none (no fee required); Fee Date none;. The following correction(s) have been made to your case entry: the Fee Status code has been modified to wv (waived); the Fee Date has been modified to 9/30/2019;. (jgo) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Loretta A. Preska. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (jgo) |
| Magistrate Judge Stewart D. Aaron is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (jgo) |
| Case Designated ECF. (jgo) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Jon Barry Thompson, re: #1 Complaint. Document filed by Commodity Futures Trading Commission. (Oakland, David) |
| Filing 2 CIVIL COVER SHEET filed. (Oakland, David) |
| Filing 1 COMPLAINT against Jon Barry Thompson. Document filed by Commodity Futures Trading Commission.(Oakland, David) |
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