Tuchman v. UBS Financial Services Inc.
| Phyllis Frank |
| Jayne Tuchman |
| UBS Financial Services Inc. |
| 1:2019cv09209 |
| October 4, 2019 |
| US District Court for the Southern District of New York |
| Debra C Freeman |
| Lewis A Kaplan |
| Securities/Commodities |
| 09 U.S.C. ยง 7 |
| None |
Docket Report
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This docket was last retrieved on November 30, 2020. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 11 NOTICE OF APPEARANCE by John Oliver Murphy on behalf of UBS Financial Services Inc.. (Murphy, John) |
| Filing 10 FIRST REPLY MEMORANDUM OF LAW in Support re: #4 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, . Document filed by Jayne Tuchman. (Attachments: #1 Declaration in Support, #2 Exhibit A)(Weinstein, Adam) |
| Filing 9 MEMORANDUM OF LAW in Opposition re: #4 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration, . Document filed by UBS Financial Services Inc.. (Attachments: #1 Attorney Declaration, #2 Ex. 1 to Attorney Declaration, #3 Ex. 2 to Attorney Declaration, #4 Corporate Disclosure Statement, #5 Notice of Appearance)(Murphy, John) |
Filing 8
ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement) and Dispositive Motion (i.e., motion requiring a Report and Recommendation). Referred to Magistrate Judge Debra C. Freeman. So Ordered. (Signed by Judge Lewis A. Kaplan on 10/15/19) (yv) Modified on 11/21/2019 (yv).
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| Filing 7 ELECTRONIC SUMMONS ISSUED as to UBS Financial Services Inc.. (dnh) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to UBS FINANCIAL SERVICES INC., re: #4 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,. Document filed by Jayne Tuchman. (Weinstein, Adam) |
| Magistrate Judge Debra C. Freeman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (pc) |
| Case Designated ECF. (pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lewis A. Kaplan. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (pc) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Adam J Weinstein to RE-FILE Document No. #3 Request for Issuance of Summons. The filing is deficient for the following reason(s): Link the summons to the correctly filed Petition;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pc) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Adam J Weinstein. The party information for the following party/parties has been modified: Phyllis Frank, UBS Financial Services Inc.. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error; party role was entered incorrectly; party text was omitted;. (pc) |
| Filing 5 CIVIL COVER SHEET filed. (Weinstein, Adam) |
| Filing 4 PETITION TO COMPEL ARBITRATION..Document filed by Phyllis Frank. (Attachments: #1 Notice of Motion, #2 Memorandum of Law in Support, #3 Declaration in Support, #4 Exhibit A, #5 Exhibit B, #6 Exhibit C, #7 Exhibit D, #8 Exhibit E, #9 Exhibit F, #10 Exhibit G, #11 Exhibit H, #12 Exhibit I, #13 Exhibit J, #14 Exhibit K, #15 Exhibit L, #16 Exhibit M, #17 Exhibit N, #18 Exhibit O)(Weinstein, Adam) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to UBS FINANCIAL SERVICES INC., re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,,. Document filed by Phyllis Frank. (Weinstein, Adam) |
| Filing 2 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - CIVIL COVER SHEET filed. (Weinstein, Adam) Modified on 10/7/2019 (pc). |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Adam J Weinstein to RE-FILE Document No. #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration,,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct;. Re-file the pleading using the event type Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. If the deficiency/deficiencies are not corrected within five (5) days per Amended Standing Order 15-mc-00131 this case will be administratively closed. Initial Pleading due by 10/15/2019. (pc) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Adam J Weinstein. The following case opening statistical information was erroneously selected/entered: Nature of Suit code 850 (Securities/Commodities); County code New York;. The following correction(s) have been made to your case entry: the Nature of Suit code has been modified to 190 (Contract: Other); the County code has been modified to XX Out of State;. (pc) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Adam J Weinstein to RE-FILE Document No. #2 Civil Cover Sheet. The filing is deficient for the following reason(s): Civil cover sheet was not signed. (pc) |
| Filing 1 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - PETITION TO COMPEL ARBITRATION. (Filing Fee $ 400.00, Receipt Number ANYSDC-17719844).Document filed by Phyllis Frank. (Attachments: #1 Memorandum of Law in Support, #2 Petition to Compel Arbitration, #3 Declaration in Support, #4 Exhibit A, #5 Exhibit B, #6 Exhibit C, #7 Exhibit D, #8 Exhibit E, #9 Exhibit F, #10 Exhibit G, #11 Exhibit H, #12 Exhibit I, #13 Exhibit J, #14 Exhibit K, #15 Exhibit L, #16 Exhibit M, #17 Exhibit N, #18 Exhibit O)(Weinstein, Adam) Modified on 10/7/2019 (pc). |
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