Securities and Exchange Commission v. Iconix Brand Group, Inc.
| Securities and Exchange Commission |
| Iconix Brand Group Incorporated and Iconix Brand Group, Inc. |
| 1:2019cv11150 |
| December 5, 2019 |
| US District Court for the Southern District of New York |
| Valerie E Caproni |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on December 10, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 8
FINAL JUDGMENT AS TO DEFENDANT ICONIX BRAND GROUP, INC.: IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for a civil penalty in the amount of $5,500,000.00 pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)] and Section 20(d) of the Securities Act [15 U.S.C. 77t(d)]. Defendant shall satisfy this obligation by paying $5,500,000.00 to the Securities and Exchange Commission pursuant to the terms of the payment schedule set forth in paragraph VI below after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. And as set forth herein., Motions terminated: #3 MOTION for Thomas Anthony Bednar to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. filed by Securities and Exchange Commission, #4 MOTION for Fernando Campoamor Sanchez to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff filed by Securities and Exchange Commission, #6 MOTION to Approve Consent Judgment as to Iconix Brand Group, Inc. filed by Securities and Exchange Commission. (Signed by Judge Valerie E. Caproni on 12/10/2019) (ama)
|
| ***DELETED DOCUMENT. Deleted document number 9 TRANSCRIPT. The document was incorrectly filed in this case. (kv) |
| ***DELETED DOCUMENT. Deleted document number 10 NOTICE OF FILING OF OFFICIAL TRANSCRIPT. The document was incorrectly filed in this case. (kv) |
|
Filing 7
NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 1/24/2020 at 10:00 AM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni. SO ORDERED. (Signed by Judge Valerie E. Caproni on 12/9/2019) (ks)
|
| Filing 6 MOTION to Approve Consent Judgment as to Iconix Brand Group, Inc.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A: Consent of Iconix Brand Group, Inc., #2 Exhibit B: Proposed Judgment as to Iconix Brand Group, Inc.)(Concannon, Sarah) |
| Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo) |
| Case Designated ECF. (jgo) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Valerie E. Caproni. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas A Bednar. The party information for the following party/parties has been modified: Iconix Brand Group, Inc.. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error;. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Thomas A Bednar. The following case opening statistical information was erroneously selected/entered: Jury Demand code p (Plaintiff); County code Albany; Fee Status code pd (paid);. The following correction(s) have been made to your case entry: the Jury Demand code has been modified to n (None); the County code has been modified to XX Out of State; the Fee Status code has been modified to wv (waived);. (jgo) |
| Filing 5 NOTICE OF APPEARANCE by Sarah Heaton Concannon on behalf of Securities and Exchange Commission. (Concannon, Sarah) |
| Filing 4 MOTION for Fernando Campoamor Sanchez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: #1 Declaration and Certificate, #2 Proposed Order)(Campoamor Sanchez, Fernando) |
| Filing 3 MOTION for Thomas Anthony Bednar to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: #1 Affidavit, #2 Exhibit Certificate of Good Standing (DC), #3 Exhibit Certificate of Good Standing (Virginia), #4 Text of Proposed Order)(Bednar, Thomas) |
| Filing 2 CIVIL COVER SHEET filed. (Bednar, Thomas) |
| Filing 1 COMPLAINT against Iconix Brand Group Incorporated. Document filed by Securities and Exchange Commission.(Bednar, Thomas) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #4 MOTION for Fernando Campoamor Sanchez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #3 MOTION for Thomas Anthony Bednar to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
