Litovich v. Bank Of America Corporation et al
| Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Frank Hirsch, Michael V. Cottrell and Holdcraft Marital Trust |
| Natwest Markets Securities Inc., Citigroup Global Markets Inc., Citigroup Inc., J.P. Morgan Securities LLC, Bank Of America Corporation, Goldman Sachs & Co., LLC, JPMorgan Chase & Co., Morgan Stanley Smith Barney LLC, Morgan Stanley & Co., LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley,, Wells Fargo Clearing Services, LLC, The Goldman Sachs Group, Inc., Wells Fargo Securities LLC, BofA Securities, Inc., Barclays Capital Inc. and Wells Fargo & Co. |
| 1:2020cv03154 |
| April 21, 2020 |
| US District Court for the Southern District of New York |
| Valerie E Caproni |
| Lewis J Liman |
| Anti-Trust |
| 15 U.S.C. § 1 Antitrust Litigation (Monopolizing Trade) |
| Plaintiff |
Docket Report
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This docket was last retrieved on December 23, 2022. A more recent docket listing may be available from PACER.
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Filing 171
REPLY MEMORANDUM OF LAW in Support re: #160 MOTION to Vacate . MOTION for Leave to File Amended Complaint . . Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Burke, Christopher)
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Filing 170
MEMO ENDORSEMENT granting #169 Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. Attorney John Michael Briggs terminated. (Signed by Judge Valerie E. Caproni on 5/11/2022) (tg)
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Filing 169
MOTION for John M. Briggs to Withdraw as Attorney . Document filed by Natwest Markets Securities Inc...(Briggs, John)
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Filing 168
JOINT MEMORANDUM OF LAW in Opposition re: #160 MOTION to Vacate . MOTION for Leave to File Amended Complaint . . Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 167
NOTICE OF APPEARANCE by Adam Shawn Mintz on behalf of Credit Suisse Securities (USA) LLC..(Mintz, Adam)
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Filing 166
ORDER granting #164 Letter Motion for Extension of Time to File Response/Reply re #164 LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Valerie E. Caproni from Richard C. Pepperman II dated April 4, 2022. Application GRANTED. Defendants must file their brief in opposition not later than April 27, 2022. Plaintiffs must file their reply not later than May 11, 2022. SO ORDERED. Responses due by 4/27/2022 Replies due by 5/11/2022. (Signed by Judge Valerie E. Caproni on 4/4/2022) (tg)
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Filing 165
ORDER granting #163 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the motion for Anthony Antonelli to withdraw as counsel for Defendant Barclays Capital Inc. is GRANTED. The Clerk is directed to remove Mr. Antonelli from the CM/ECF service list for this matter. Attorney Anthony Antonelli terminated. (Signed by Judge Valerie E. Caproni on 4/4/2022) (tg)
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Filing 164
LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Valerie E. Caproni from Richard C. Pepperman II dated April 4, 2022. Document filed by Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Pepperman, Richard)
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Filing 163
MOTION for Anthony Antonelli to Withdraw as Attorney . Document filed by Barclays Capital Inc.. (Attachments: #1 Affirmation in Support, #2 Text of Proposed Order).(Broughel, Kevin)
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Filing 162
NOTICE OF APPEARANCE by Kevin Paul Broughel on behalf of Barclays Capital Inc...(Broughel, Kevin)
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Filing 161
MEMORANDUM OF LAW in Support re: #160 MOTION to Vacate . MOTION for Leave to File Amended Complaint . . Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: #1 Exhibit A - Proposed amended complaint, #2 Exhibit B - redlined comparison of proposed amended complaint).(Burke, Christopher)
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Filing 160
MOTION to Vacate ., MOTION for Leave to File Amended Complaint . Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Burke, Christopher)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Anthony Antonelli at Paul Hastings LLP, 200 Park Ave., New York, NY 10166 (Tracking # 1Z E22 E53 37 1005 464 7). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Jay B. Kasner at Skadden, Arps, Slate, Meagher & Flom LLP, One Manhattan West, New York, NY 10001-8602 (Tracking # 1Z E22 E53 37 1005 465 6). (kh) Modified on 3/15/2022 (kh).
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Adam Selim Hakki at Shearman & Sterling LLP (NY), 599 Lexington Avenue, New York, NY 10022 (Tracking # 1Z E22 E53 37 1005 463 8). (kh) Modified on 3/15/2022 (kh).
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Kate Lv at Scott and Scott Attorneys at Law LLP, The Helmsley Building, 230 Park Avenue, 17th Floor, New York, NY 10169 (Tracking # 1Z E22 E53 37 1005 462 9). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Carol Lee O'Keefe at Korein Tillery, LLC, 505 North 7th Street, Suite 3600, St. Louis, MO 63101 (Tracking # 1Z E22 E53 37 1005 461 0). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Herbert Scott Washer at Cahill Gordon & Reindel LLP, 32 Old Slip, New York, NY 10005 (Tracking # 1Z E22 E53 37 1005 466 5). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Amanda Leigh Dollinger at Jones Day (NYC), 250 Vesey Street, New York, NY 10281 (Tracking # 1Z E22 E53 37 1005 472 7). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Brian John Roe at Simpson Thacher & Bartlett LLP, 425 Lexington Ave., New York, NY 10017 (Tracking # 1Z E22 E53 37 1005 467 4). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Brad Scott Karp at Paul Weiss (NY), 1285 Avenue of the Americas, New York, NY 10019 (Tracking # 1Z E22 E53 37 1005 470 9). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Paul Steel Mishkin at Davis Polk & Wardwell LLP (NYC), 450 Lexington Avenue, New York, NY 10017 (Tracking # 1Z E22 E53 37 1005 471 8). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Jonathan Sloan Carter at Sullivan & Cromwell LLP, 125 Broad Street, New York, NY 10004 (Tracking # 1Z E22 E53 37 1005 468 3). (kh)
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Mailed a copy of #159 Endorsed Letter via UPS Express mail to Andrew W. Chang at Holwell Shuster & Goldberg LLP, 425 Lexington Avenue, New York, NY 10017 (Tracking # 1Z E22 E53 37 1005 469 2). (kh)
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Filing 159
ENDORSED LETTER addressed to Counsel from Ruby J. Krajick, Clerk of Court dated 3/14/2022 ENDORSEMENT: Further to my recent correspondence dated February 25, 2022, (ECF document number 155), I write with additional information that may be of relevance to this matter. It has come to my attention that the stock holding referenced in my February 25 letter was fully divested in July 2021, before the final Opinion and Order (ECF document number 147) terminating this case was issued in October 2021. (Signed by Clerk of Court Ruby Krajick on 3/14/2022) (tg) Transmission to Docket Assistant Clerk for processing.
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Filing 158
MEMO ENDORSEMENT granting #157 Motion to Withdraw as Attorney. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully directed to terminate Susannah S. Geltman as counsel for Deutsche Bank Securities Inc. SO ORDERED. Attorney Susannah Sidney Geltman terminated. (Signed by Judge Valerie E. Caproni on 3/4/2022) (tg)
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Filing 157
MOTION for Susannah S. Geltman to Withdraw as Attorney . Document filed by Deutsche Bank Securities Inc...(Terzaken, John)
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NOTICE OF CASE REASSIGNMENT to Judge Valerie E. Caproni. Judge Lewis J. Liman is no longer assigned to the case..(wb)
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Filing 156
NOTICE of Letter to Ruby Krajick re request for new judge re: #155 Endorsed Letter,,,. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Burke, Christopher)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Anthony Antonelli at Paul Hastings LLP, 200 Park Ave., New York, NY 10166 (Tracking # 8173 8706 4178). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Jay B. Kasner at Skadden, Arps, Slate, Meagher & Flom LLP, One Manhattan West, New York, NY 10001-8602 (Tracking # 8173 8706 4190). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Adam Selim Hakki at Shearman & Sterling LLP (NY), 599 Lexington Avenue, New York, NY 10022 (Tracking # 8173 8706 4189). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Kate Lv at Scott and Scott Attorneys at Law LLP, The Helmsley Building, 230 Park Avenue, 17th Floor, New York, NY 10169 (Tracking # 8173 8706 4167). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Carol Lee O'Keefe at Korein Tillery, LLC, 505 North 7th Street, Suite 3600, St. Louis, MO 63101 (Tracking # 8173 8706 4156). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Herbert Scott Washer at Cahill Gordon & Reindel LLP, 32 Old Slip, New York, NY 10005 (Tracking # 8173 8706 4226). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Brian John Roe at Simpson Thacher & Bartlett LLP, 425 Lexington Ave., New York, NY 10017 (Tracking # 8173 8706 4215). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Amanda Leigh Dollinger at Jones Day (NYC), 250 Vesey Street, New York, NY 10281 (Tracknig # 8173 8706 4248). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Paul Steel Mishkin at Davis Polk & Wardwell LLP (NYC), 450 Lexington Avenue, New York, NY 10017 (Tracking # 8173 8706 4204). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Brad Scott Karp at Paul Weiss (NY), 1285 Avenue of the Americas, New York, NY 10019 (Tracking # 8173 8706 4237). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Jonathan Sloan Carter at Sullivan & Cromwell LLP, 125 Broad Street, New York, NY 10004 (Tracking # 8173 8706 4260). (kh)
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Mailed a copy of #155 Endorsed Letter via FedEx overnight mail to Andrew W. Chang at Holwell Shuster & Goldberg LLP, 425 Lexington Avenue, New York, NY 10017 (Tracking # 8173 8706 4259). (kh)
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Filing 155
ENDORSED LETTER addressed to Counsel from Ruby J. Krajick Clerk of Court dated 2/25/2022 re: Litovich v. Bank of America Corporation, et al. ENDORSEMENT: I have been contacted by Judge Lewis J. Liman, U.S.D.J., who presided over the above-mentioned case. Judge Liman informed me that it has been brought to his attention that while he presided over the case his wife owned stock in Bank of America Corporation. His wife's stock ownership is imputed to Judge Liman. That ownership of stock neither affected nor impacted his decisions in this case. However, that stock ownership would have required recusal under the Code of Conduct for United States Judges, and thus, Judge Liman directed that I notify the parties of the potential conflict. (Signed by Clerk of Court Ruby Krajick on 2/25/2022) (jca)
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Transmission to Docket Assistant Clerk. Transmitted re: #155 Endorsed Letter,,,, to the Docket Assistant Clerk for case processing..(jca)
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Filing 154
ORDER FOR WITHDRAWAL OF COUNSEL granting #152 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that Robert E. Litan is hereby withdrawn as counsel for Plaintiff Isabel Litovich and shall be removed from the Case Management/ Electronic Case Files (CM/ECF) notification list in the above-captioned matter. Korein Tillery, LLC will continue to represent Plaintiff Isabel Litovich. (Signed by Judge Lewis J. Liman on 1/13/2022) (va)
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Filing 153
ORDER granting #151 Motion to Withdraw as Attorney. Attorney Shan Jiang terminated (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (ra)
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Filing 152
MOTION for Robert E. Litan to Withdraw as Attorney for Isabel Litovich. Document filed by Isabel Litovich. (Attachments: #1 Text of Proposed Order Proposed Order).(Bell, Chad)
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Filing 151
MOTION for Shan Jiang to Withdraw as Attorney . Document filed by Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC. (Attachments: #1 Affidavit in support of Motion to Withdraw as Counsel, #2 Text of Proposed Order for Withdrawal as Counsel).(Jiang, Shan)
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Filing 150
NOTICE OF APPEAL from #148 Clerk's Judgment,,,,, #147 Memorandum & Opinion,,,,,. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. Filing fee $ 505.00, receipt number ANYSDC-25374944. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit..(Burke, Christopher)
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Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #150 Notice of Appeal. (tp)
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Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #150 Notice of Appeal, filed by Michael V. Cottrell, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Holdcraft Marital Trust, Frank Hirsch were transmitted to the U.S. Court of Appeals. (tp)
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Filing 149
INTERNET CITATION NOTE: Material from decision with Internet citation re: #147 Memorandum & Opinion. (sjo)
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Filing 148
CLERK'S JUDGMENT re: #147 Memorandum & Opinion, in favor of Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC against Holdcraft Marital Trust, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Frank Hirsch, Isabel Litovich, Michael V. Cottrell. It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Opinion and Order dated October 25, 2021, the motion to dismiss is GRANTED. Because the Court concludes that any amendment would be futile and also because the statute of limitations on Plaintiffs' claims has run and Plaintiffs have not proffered a reason for tolling the statute of limitations, and also because Plaintiffs have not requested leave to amend the Complaint if the motion to dismiss is granted, the Complaint is dismissed with prejudice; accordingly, the case is closed. (Signed by Clerk of Court Ruby Krajick on 10/26/2021) (Attachments: #1 Notice of Right to Appeal) (dt)
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Terminate Transcript Deadlines (dt)
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Filing 147
OPINION AND ORDER re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint. filed by Barclays Capital Inc., Citigroup Inc., Deutsche Bank Securities Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Securities LLC, Credit Suisse Securities (USA) LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., BofA Securities, Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, Bank Of America Corporation, JPMorgan Chase & Co., Morgan Stanley & Co., LLC, Wells Fargo Clearing Services, LLC, Wells Fargo & Co.. The motion to dismiss is GRANTED. Because the Court concludes that any amendment would be futile and also because the statute of limitations on Plaintiffs' claims has run and Plaintiffs have not proffered a reason for tolling the statute of limitations, and also because Plaintiffs have not requested leave to amend the Complaint if the motion to dismiss is granted, the Complaint is dismissed with prejudice. The Clerk of Court is respectfully directed to close the motion at Dkt. No. 130 and to prepare a judgment and close the case. SO ORDERED. (Signed by Judge Lewis J. Liman on 10/25/2021) (ks) Transmission to Orders and Judgments Clerk for processing.
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Filing 146
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 9/9/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(Moya, Goretti)
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Filing 145
TRANSCRIPT of Proceedings re: CONFERENCE held on 9/9/2021 before Judge Lewis J. Liman. Court Reporter/Transcriber: Lisa Picciano Franko, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/14/2021. Redacted Transcript Deadline set for 10/25/2021. Release of Transcript Restriction set for 12/22/2021..(Moya, Goretti)
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Filing 144
NOTICE of Withdrawal of Tara H. Curtin and Proposed Order. Document filed by Credit Suisse Securities (USA) LLC..(Curtin, Tara)
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Minute Entry for proceedings held before Judge Lewis J. Liman: Oral Argument held on 9/9/2021 re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint filed by Barclays Capital Inc., Citigroup Inc., Deutsche Bank Securities Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Securities LLC, Credit Suisse Securities (USA) LLC, Morgan Stanley, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., BofA Securities, Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, Bank Of America Corporation, JPMorgan Chase & Co., Morgan Stanley & Co., LLC, Wells Fargo Clearing Services, LLC, Wells Fargo & Co. Walter Noss present by telephone for Plaintiff. Richard Pepperman present by telephone for Defendants. Court reporter present by telephone. The Court heard argument from Plaintiff and Defendants in regard to Defendants' Joint Motion to Dismiss. Argument taken under advisement, decision reserved by the Court. Defendants directed to order a copy of the transcript of the hearing on an expedited basis. (mf)
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Filing 143
LETTER addressed to Judge Lewis J. Liman from Walter W. Noss dated 9/9/2021 re: Submitting Plaintiffs' PowerPoint slide deck. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Noss, Walter)
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Filing 142
ORDER: The Court will hear Oral Argument from parties regarding the pending motion to dismiss on September 9, 2021 at 4:00PM. The oral argument will proceed remotely by telephone and parties are directed to dial into the Court's teleconference line at 888-251-2909 and use access code 2123101. (HEREBY ORDERED by Judge Lewis J. Liman) (Text Only Order) (mf)
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Set/Reset Hearings: Oral Argument set for 9/9/2021 at 04:00 PM before Judge Lewis J. Liman. (mf)
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Filing 141
LETTER addressed to Judge Lewis J. Liman from Walter W. Noss dated 4/14/2021 re: Response to Defendants' Letter. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Noss, Walter)
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Filing 140
ORDER granting #139 Motion to Withdraw as Counsel. The motion to Withdraw as Counsel Andrew W. Chang for Defendants JPMorgan Chase & Co. and J.P. Morgan Securities LLC and to remove Andrew W. Chang from the CM/ECF service list for this matter is Granted. So Ordered. Attorney Andrew W. Chang terminated. (Signed by Judge Lewis J. Liman on 4/12/2021) (js)
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Filing 139
MOTION for Andrew W. Chang to Withdraw as Attorney . Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co.. (Attachments: #1 Text of Proposed Order).(Wick, Robert)
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Filing 138
LETTER addressed to Judge Lewis J. Liman from Richard C. Pepperman II dated April 6, 2021 re: Submitting In re Treasury Securities Auction Antitrust Litigation as Supplemental Authority. Document filed by Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Pepperman, Richard)
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Filing 137
SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Vanguard Group, Inc. for J.P. Morgan Securities LLC, JPMorgan Chase & Co.. Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co...(Playforth, John)
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Filing 136
REPLY MEMORANDUM OF LAW in Support re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint. . Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 135
ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL granting #134 Motion to Withdraw as Attorney. The Motion to Withdraw as Counsel Stephen J. Obie for Defendants Wells Fargo & Co., Wells Fargo Securities LLC, and Wells Fargo Clearing Services, LLC and to remove Stephen J. Obie from the CM/ECF service list for this matter is GRANTED. SO ORDERED this 12 day of March 2021. Attorney Stephen Jay Obie terminated. (Signed by Judge Lewis J. Liman on 3/12/2021) (va)
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Filing 134
MOTION for Stephen J. Obie to Withdraw as Attorney . Document filed by Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC. (Attachments: #1 Declaration of Stephen J. Obie in Support, #2 Proposed Order).(Obie, Stephen)
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Filing 133
RESPONSE in Opposition to Motion re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint. Plaintiffs' Opposition To Defendants' Motion To Dismiss. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Burke, Christopher)
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Filing 132
DECLARATION of Richard C. Pepperman II in Support re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint.. Document filed by Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18).(Pepperman, Richard)
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Filing 131
MEMORANDUM OF LAW in Support re: #130 JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint. . Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 130
JOINT MOTION to Dismiss the Amended Consolidated Class Action Complaint. Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 129
ORDER denying as moot #116 Motion to Dismiss. The Complaint in this case was filed on April 21, 2020. Dkt. No. 1. Defendants filed a motion to dismiss on September 10, 2020, following a letter indicating their intent to do so. Dkt. Nos. 70, 116. Plaintiff timely filed its Amended Complaint on October 29, 2020. Dkt. No. 128. Pursuant to Paragraph 3(C) of the Court's Individual Rules of Practice in Civil Cases, the previously-filed Motion to Dismiss is DENIED as MOOT. The Clerk of Court is respectfully directed to close Dkt. No. 116. (Signed by Judge Lewis J. Liman on 11/3/2020) (nb)
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Filing 128
AMENDED COMPLAINT amending #106 Amended Complaint,,, against Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC with JURY DEMAND.Document filed by Holdcraft Marital Trust, Isabel Litovich, Michael V. Cottrell, Frank Hirsch, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. Related document: #106 Amended Complaint,,,. (Attachments: #1 Exhibit A - UFCW trades chart).(Burke, Christopher)
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Filing 127
ORDER granting #123 Motion for Glen E. Summers to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 126
ORDER granting #124 Motion for Karma M. Giulianelli to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 125
ORDER granting #122 Letter Motion for Extension of Time to File. The revised schedule is granted. SO ORDERED. (Signed by Judge Lewis J. Liman on 9/25/2020) (va)
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Filing 124
MOTION for Karma M. Giulianelli to Appear Pro Hac Vice Corrected Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - Certificates of Good Standing from CO and CA, #3 Exhibit C - Text of [Proposed] Order).(Giulianelli, Karma)
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Filing 123
MOTION for Glen E. Summers to Appear Pro Hac Vice Corrected Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - Certificates of Good Standing from CO and CA, #3 Exhibit C - Text of [Proposed] Order).(Summers, Glen)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #123 MOTION for Glen E. Summers to Appear Pro Hac Vice Corrected Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff., #124 MOTION for Karma M. Giulianelli to Appear Pro Hac Vice Corrected Motion to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Set/Reset Deadlines: Amended Pleadings due by 10/29/2020. Motions due by 12/15/2020. Responses due by 1/28/2021. Replies due by 3/15/2021. (va)
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Filing 122
LETTER MOTION for Extension of Time to File addressed to Judge Lewis J. Liman from Christopher M. Burke dated 9/22/2020. Document filed by Michael V. Cottrell, Frank Hirsch, Holdcraft Marital Trust, Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund..(Burke, Christopher)
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Filing 121
NOTICE OF CHANGE OF ADDRESS by Herbert Scott Washer on behalf of Credit Suisse Securities (USA) LLC. New Address: Cahill Gordon & Reindel LLP, 32 Old Slip, New York, NY, United States 10005, 2127013000..(Washer, Herbert)
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Filing 120
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Karma M. Giulianelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21661464. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - CO & CA Certs of Good Standing, #3 Exhibit C - Text of [Proposed] Order).(Giulianelli, Karma) Modified on 9/15/2020 (vba).
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Filing 119
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Glen E. Summers to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21660982. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - CO & CA Certs of Good Standing, #3 Exhibit C - Text of [Proposed] Order).(Summers, Glen) Modified on 9/15/2020 (vba).
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #120 MOTION for Karma M. Giulianelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21661464. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from SUPREME COURT OF CALIFORNIA;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (vba)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #119 MOTION for Glen E. Summers to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21660982. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from SUPREME COURT OF CALIFORNIA;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (vba)
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Filing 118
DECLARATION of Richard C. Pepperman II in Support re: #116 JOINT MOTION to Dismiss The Consolidated Class Action Complaint.. Document filed by Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18).(Pepperman, Richard)
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Filing 117
MEMORANDUM OF LAW in Support re: #116 JOINT MOTION to Dismiss The Consolidated Class Action Complaint. . Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 116
JOINT MOTION to Dismiss The Consolidated Class Action Complaint. Document filed by Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Pepperman, Richard)
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Filing 115
ORDER granting #114 Motion for Douglas A. Millen to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 114
MOTION for Douglas A. Millen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20970126. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Frank Hirsch. (Attachments: #1 Affidavit in Support of Motion for Admission Pro Hac Vice, #2 Certificate of Good Standing, #3 Certificate of Good Standing, #4 Text of Proposed Order).(Millen, Douglas)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #114 MOTION for Douglas A. Millen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20970126. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
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Filing 113
ORDER granting #111 Motion for Lindsey C. Grossman to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 112
ORDER granting #110 Motion for Michael E. Criden to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 111
MOTION for Lindsey C. Grossman to Appear Pro Hac Vice receipt number ANYSDC-20585460. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Affidavit, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order).(Grossman, Lindsey)
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Filing 110
MOTION for Michael E. Criden to Appear Pro Hac Vice receipt number ANYSDC-20583912. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Affidavit, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order).(Criden, Michael)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #111 MOTION for Lindsey C. Grossman to Appear Pro Hac Vice receipt number ANYSDC-20585460. Motion and supporting papers to be reviewed by Clerk's Office staff., #110 MOTION for Michael E. Criden to Appear Pro Hac Vice receipt number ANYSDC-20583912. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Christopher M. Burke. The party information for the following party/parties has been modified: United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund; Holdcraft Marital Trust; Michael V. Cottrell; Frank Hirsch. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (jgo)
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Filing 109
INITIAL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a United States Magistrate Judge, including motions and trial. 28 U.S.C. 636(c). Plaintiff's position is that this case is to be tried to a jury. Defendants reserve all rights with respect to whether this case is to be tried to a jury. The parties have conferred and their present best estimate of the length of trial is one month. SO ORDERED. (Signed by Judge Lewis J. Liman on 7/14/2020) (va)
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Filing 108
ORDER GRANTING MOTION FOR LEAVE TO ADD NAMED PLAINTIFFS AND FOR APPOINTMENT OF INTERIM CLASS COUNSEL granting #94 Motion for Leave to File Document; granting #94 Motion to Appoint Counsel. Having considered the Plaintiffs' Unopposed Motion for Leave to Add Named Plaintiffs and for Appointment of Interim Class Counsel (the "Motion") and the submissions made by Plaintiff's counsel, the Court Orders as follows: (As further set forth herein this Order.) Pursuant to Rule 21 of the Federal Rules of Civil Procedure, Interim Class Counsel,as designated in this Order, should file a Consolidated Complaint no later than July 14, 2020 adding Frank Hirsch, Michael V. Cottrell, Holdcraft Marital Trust, and United Food and Commercial Workers Union and Participating Food Industry Employers Tri-State Pension Fund as Named Plaintiffs. IT IS SO ORDERED this 14 day of July, 2020. (Signed by Judge Lewis J. Liman on 7/14/2020) (va)
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Filing 107
ORDER granting #105 Motion for Andrew W. Chang to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 106
CONSOLIDATED COMPLAINT amending #1 Complaint,, against Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC with JURY DEMAND.Document filed by Isabel Litovich, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Holdcraft Marital Trust, Michael V. Cottrell, Frank Hirsch. Related document: #1 Complaint,,..(Burke, Christopher) Modified on 7/15/2020 (jgo).
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Filing 105
MOTION for Andrew W. Chang to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20674587. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co.. (Attachments: #1 Exhibit A - DC Certificate of Good Standing, #2 Exhibit B - Proposed Order, #3 Exhibit C - Declaration in Support of Motion).(Chang, Andrew)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #105 MOTION for Andrew W. Chang to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20674587. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
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Filing 104
ORDER granting #103 Motion for Joshua H. Grabar to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 103
MOTION for Joshua H. Grabar to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Affidavit Notarized Affidavit of Joshua H. Grabar, #2 Exhibit Certificate of Good Standing Issued July 7 2020, #3 Text of Proposed Order).(Grabar, Joshua)
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Filing 102
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Joshua H. Grabar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20616083. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Affidavit, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order).(Grabar, Joshua) Modified on 7/9/2020 (aea).
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #102 MOTION for Joshua H. Grabar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20616083. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason: Affidavit is not notarized. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (aea) Modified on 7/9/2020 (aea).
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #103 MOTION for Joshua H. Grabar to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea)
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Filing 101
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Lindsey C. Grossman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20585460. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Affidavit, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order).(Grossman, Lindsey) Modified on 7/7/2020 (aea).
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Filing 100
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Michael E. Criden to Appear Pro Hac Vice receipt number ANYSDC-20583912. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Affidavit, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order).(Criden, Michael) Modified on 7/7/2020 (aea).
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #101 MOTION for Lindsey C. Grossman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20585460. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Florida - 500 S. Duval Street Tallahassee, FL 32399; 850-488-0125; Affidavit is not notarized. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (aea)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #100 MOTION for Michael E. Criden to Appear Pro Hac Vice receipt number ANYSDC-20583912. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Florida - 500 S. Duval Street Tallahassee, FL 32399; 850-488-0125; Affidavit is not notarized;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (aea)
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ORDER: The Initial Pretrial Conference previously scheduled for July 7, 2020 has been RESCHEDULED to July 10, 2020 at 9:30AM. Parties are directed to dial-in to the Court's teleconference number at 888-251-2909, Access Code 2123101, and follow the necessary prompts. (Initial Conference set for 7/10/2020 at 09:30 AM before Judge Lewis J. Liman.) (HEREBY ORDERED by Judge Lewis J. Liman) (Text Only Order) (mf)
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Filing 99
PROPOSED CASE MANAGEMENT PLAN. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 98
NOTICE OF APPEARANCE by Marc Edelson on behalf of Isabel Litovich. (Attachments: #1 Certificate of Service).(Edelson, Marc)
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Filing 97
PROPOSED ORDER. Document filed by Isabel Litovich. Related Document Number: #94 ..(Burke, Christopher) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 96
DECLARATION of Christopher M. Burke and George A. Zelcs in Support re: #94 MOTION for Leave to File Consolidated complaint to Add Named Plaintiffs. MOTION to Appoint Counsel as Interim Class Counsel.. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - S+S firm profile, #2 Exhibit B - KT firm profile).(Burke, Christopher)
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Filing 95
MEMORANDUM OF LAW in Support re: #94 MOTION for Leave to File Consolidated complaint to Add Named Plaintiffs. MOTION to Appoint Counsel as Interim Class Counsel. . Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 94
MOTION for Leave to File Consolidated complaint to Add Named Plaintiffs., MOTION to Appoint Counsel as Interim Class Counsel. Document filed by Isabel Litovich..(Burke, Christopher)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #97 Proposed Order was reviewed and approved as to form. (km)
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Filing 93
ORDER granting #92 Motion for Yifan "Kate" Lv to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #92 MOTION for Yifan "Kate" Lv to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (laq)
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Filing 92
MOTION for Yifan "Kate" Lv to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - COGS, #3 Exhibit C - Proposed order).(Lv, Kate)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #91 MOTION for Yifan "Kate" Lv to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20039259. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): affidavit not notarized;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (laq)
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Filing 91
MOTION for Yifan "Kate" Lv to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20039259. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - COGS, #3 Exhibit C - Proposed order).(Lv, Kate)
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Filing 90
ORDER granting #89 Motion for John Terzaken to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #89 MOTION for John Terzaken to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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Filing 89
MOTION for John Terzaken to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Declaration of John Terzaken in Support of Motion for Admission Pro Hac Vice, #2 DC Certificate of Good Standing, #3 VA Certificate of Good Standing, #4 Text of Proposed Order).(Terzaken, John)
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Filing 88
ORDER granting #80 Motion for Kevin B. Love to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 87
NOTICE OF APPEARANCE by Lani Lear on behalf of Deutsche Bank Securities Inc...(Lear, Lani)
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Filing 86
FILING ERROR - DEFICIENT PRO HAC VICE MOTION - MOTION for John Terzaken to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of John Terzaken in Support of Motion for Admission Pro Hac Vice, #2 DC Certificate of Good Standing, #3 VA Certificate of Good Standing, #4 Text of Proposed Order).(Terzaken, John) Modified on 5/20/2020 (ad).
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #86 MOTION for John Terzaken to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): The affidavit is not notarized;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (ad)
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Filing 85
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley,; Corporate Parent Morgan Stanley Domestic Holdings, Inc., whose parent corporation is Morgan Stanley Capital Management, LLC, whose parent corporation is Morgan Stanley for Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC. Document filed by Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,..(Karp, Brad)
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Filing 84
NOTICE OF APPEARANCE by Jane Baek O'Brien on behalf of Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,..(O'Brien, Jane)
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Filing 83
NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,..(Buergel, Susanna)
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Filing 82
NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,..(Rosen, Richard)
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Filing 81
NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,..(Karp, Brad)
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Filing 80
MOTION for Kevin B. Love to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19830098. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Affidavit, #2 Exhibit Cert of Good Standing, #3 Exhibit Proposed Order).(Love, Kevin)
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Filing 79
ORDER granting #76 Motion for John S. Playforth to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 78
ORDER granting #73 Motion for Robert D. Wick to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 77
ORDER granting #68 Motion for Adrienne Baxley to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 76
MOTION for John S. Playforth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19829797. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co.. (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Proposed Order, #3 Exhibit C - Declaration of John S. Playforth).(Playforth, John)
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Filing 75
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate JPMorgan Chase & Co. for J.P. Morgan Securities LLC. Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co...(Wick, Robert)
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Filing 74
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation, Corporate Parent NB Holdings Corporation for BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc.; Other Affiliate Berkshire Hathaway Inc. for Bank Of America Corporation. Document filed by Bank Of America Corporation, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc...(Hakki, Adam)
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Filing 73
MOTION for Robert D. Wick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19829446. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, JPMorgan Chase & Co.. (Attachments: #1 Exhibit A - DC Certificate of Good Standing, #2 Exhibit B - Proposed Order, #3 Exhibit C - Declaration in Support of Motion).(Wick, Robert)
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Filing 72
NOTICE OF APPEARANCE by Richard Franklin Schwed on behalf of Bank Of America Corporation, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc...(Schwed, Richard)
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Filing 71
NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of Bank Of America Corporation, BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc...(Hakki, Adam)
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Filing 70
LETTER addressed to Judge Lewis J. Liman from Richard C. Pepperman III dated May 14, 2020 re: Intent o File Motion to Dismiss. Document filed by Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Pepperman, Richard)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #73 MOTION for Robert D. Wick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19829446. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #76 MOTION for John S. Playforth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19829797. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #80 MOTION for Kevin B. Love to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19830098. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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Filing 69
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Deutsche Bank AG, Corporate Parent DB USA Corporation, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc...(Terzaken, John)
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Filing 68
MOTION for Adrienne Baxley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19824021. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of Adrienne Baxley in Support of Motion for Admission Pro Hac Vice, #2 DC Certificate of Good Standing, #3 MD Certificate of Good Standing, #4 Text of Proposed Order).(Baxley, Adrienne)
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Filing 67
NOTICE OF APPEARANCE by Susannah Sidney Geltman on behalf of Deutsche Bank Securities Inc...(Geltman, Susannah)
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Filing 66
FILING ERROR - DEFICIENT PRO HAC VICE MOTION - MOTION for John Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19823400. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Affidavit of John Terzaken in Support of Motion for Admission Pro Hac Vice, #2 DC Certificate of Good Standing, #3 VA Certificate of Good Standing, #4 Text of Proposed Order).(Terzaken, John) Modified on 5/13/2020 (ad).
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Filing 65
NOTICE OF APPEARANCE by Barry G. Sher on behalf of Barclays Capital Inc...(Sher, Barry)
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Filing 64
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent Barclays US LLC, Corporate Parent Barclays PLC, Corporate Parent Barclays Bank PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc...(Antonelli, Anthony)
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Filing 63
NOTICE OF APPEARANCE by Anthony Antonelli on behalf of Barclays Capital Inc...(Antonelli, Anthony)
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Filing 62
NOTICE OF APPEARANCE by Tara Halsch Curtin on behalf of Credit Suisse Securities (USA) LLC..(Curtin, Tara)
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Filing 61
ORDER granting #53 Motion for Ryan Z. Cortazar to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg)
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Filing 60
NOTICE OF APPEARANCE by Sheila Chithran Ramesh on behalf of Credit Suisse Securities (USA) LLC..(Ramesh, Sheila)
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Filing 59
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse Securities (USA) LLC..(Washer, Herbert)
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Filing 58
NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Securities (USA) LLC..(Washer, Herbert)
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Filing 57
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for Natwest Markets Securities Inc.. Document filed by Natwest Markets Securities Inc...(Mishkin, Paul)
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Filing 56
NOTICE OF APPEARANCE by John Michael Briggs on behalf of Natwest Markets Securities Inc...(Briggs, John)
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Filing 55
NOTICE OF APPEARANCE by Adam Gabor Mehes on behalf of Natwest Markets Securities Inc...(Mehes, Adam)
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Filing 54
NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of Natwest Markets Securities Inc...(Mishkin, Paul)
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Filing 53
MOTION for Ryan Z. Cortazar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19819104. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - Affidavit of Ryan Z. Cortazar, #2 Exhibit B - IL Certificate of Good Standing, #3 Exhibit C - Text of [Proposed] Order).(Cortazar, Ryan)
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Filing 52
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Tambe, Jayant)
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Filing 51
NOTICE OF APPEARANCE by Shan Jiang on behalf of Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Jiang, Shan)
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Filing 50
NOTICE OF APPEARANCE by Amanda Leigh Dollinger on behalf of Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Dollinger, Amanda)
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Filing 49
NOTICE OF APPEARANCE by Stephen Jay Obie on behalf of Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Obie, Stephen)
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Filing 48
NOTICE OF APPEARANCE by Laura W. Sawyer on behalf of Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Sawyer, Laura)
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Filing 47
NOTICE OF APPEARANCE by Jayant W. Tambe on behalf of Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(Tambe, Jayant)
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Filing 46
NOTICE OF APPEARANCE by Karen Hoffman Lent on behalf of Citigroup Global Markets Inc., Citigroup Inc...(Lent, Karen)
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Filing 45
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc., Citigroup Inc...(Kasner, Jay)
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Filing 44
NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc., Citigroup Inc...(Kasner, Jay)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #68 MOTION for Adrienne Baxley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19824021. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #68 MOTION for Adrienne Baxley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19824021. Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s): The certificate of good standing must be issued by the Clerk of the Supreme Court of Virginia 100 North 9th Street 5th Floor Richmond, VA 23219 804-786-2251;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (ad)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #53 MOTION for Ryan Z. Cortazar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19819104. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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Filing 43
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co., LLC. Document filed by Goldman Sachs & Co., LLC..(Pepperman, Richard)
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Filing 42
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Goldman Sachs Group, Inc...(Pepperman, Richard)
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Filing 41
NOTICE OF APPEARANCE by Jonathan Sloan Carter on behalf of Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Carter, Jonathan)
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Filing 40
NOTICE OF APPEARANCE by Matthew Joseph Porpora on behalf of Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Porpora, Matthew)
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Filing 39
NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Goldman Sachs & Co., LLC, The Goldman Sachs Group, Inc...(Pepperman, Richard)
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Filing 38
NOTICE OF INITIAL PRETRIAL CONFERENCE: It is hereby: ORDERED that counsel for all parties appear for an Initial Pretrial Conference by TELEPHONE on July 7, 2020, at 10:30 a.m. Parties are directed to dial into the Court's teleconference number at 888-251-2909, Access Code 2123101, and follow the necessary prompts. Initial Conference set for 7/7/2020 at 10:30 AM before Judge Lewis J. Liman. (Signed by Judge Lewis J. Liman on 5/7/2020) (va) Modified on 5/8/2020 (va).
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Filing 37
ORDER granting #33 Motion for Randall P. Ewing to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg) Transmission to Attorney Services/Help Desk.
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Filing 36
ORDER granting #14 Motion for George Andrew Zelcs to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg) Transmission to Attorney Services/Help Desk.
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Filing 35
ORDER granting #12 Motion to Amend/Correct; granting #12 Motion for Chad Emerson Bell to Appear Pro Hac Vice. The Clerk of Court is respectfully directed to close Dkt. No. 11. (HEREBY ORDERED by Judge Lewis J. Liman)(Text Only Order) (mg) Transmission to Attorney Services/Help Desk.
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #33 MOTION for Randall P. Ewing, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19651471. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (laq)
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Filing 34
SUMMONS RETURNED EXECUTED. Wells Fargo & Co. served on 4/27/2020, answer due 5/18/2020. Service was accepted by Kaitlyn Mannix, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 33
MOTION for Randall P. Ewing, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19651471. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit Exhibit A - Affidavit of Randall P. Ewing, Jr., #2 Exhibit Exhibit B - FL and IL Certificates of Good Standing, #3 Exhibit Exhibit C - Text of [Proposed] Order).(Ewing, Randall)
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Filing 32
SUMMONS RETURNED EXECUTED. Natwest Markets Securities Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Jane Doe, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 31
SUMMONS RETURNED EXECUTED. Credit Suisse Securities (USA) LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Jane Doe, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 30
SUMMONS RETURNED EXECUTED. Barclays Capital Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Gary Scappini, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 29
SUMMONS RETURNED EXECUTED. Wells Fargo Clearing Services, LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Lynanne Gares, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 28
SUMMONS RETURNED EXECUTED. Wells Fargo Securities LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Lynanne Gares, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 27
SUMMONS RETURNED EXECUTED. Morgan Stanley Smith Barney LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 26
SUMMONS RETURNED EXECUTED. Morgan Stanley & Co., LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 25
SUMMONS RETURNED EXECUTED. Morgan Stanley, served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 24
SUMMONS RETURNED EXECUTED. J.P. Morgan Securities LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 23
SUMMONS RETURNED EXECUTED. JPMorgan Chase & Co. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 22
SUMMONS RETURNED EXECUTED. Goldman Sachs & Co., LLC served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 21
SUMMONS RETURNED EXECUTED. The Goldman Sachs Group, Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 20
SUMMONS RETURNED EXECUTED. Deutsche Bank Securities Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 19
SUMMONS RETURNED EXECUTED. Citigroup Global Markets Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 18
SUMMONS RETURNED EXECUTED. Citigroup Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 17
SUMMONS RETURNED EXECUTED. BofA Securities, Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 16
SUMMONS RETURNED EXECUTED. Merrill Lynch, Pierce, Fenner & Smith, Inc. served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 15
SUMMONS RETURNED EXECUTED. Bank Of America Corporation served on 4/24/2020, answer due 5/15/2020. Service was accepted by Sean O'Hara, Service of Process Intake Clerk. Document filed by Isabel Litovich..(Burke, Christopher)
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Filing 14
MOTION for George Andrew Zelcs to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19633224. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - Affidavit, #2 Exhibit B - IL and DC Certificates of Good Standing, #3 Exhibit C - Text of [Proposed] Order).(Zelcs, George)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #14 MOTION for George Andrew Zelcs to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19633224. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (laq)
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Filing 13
NOTICE OF APPEARANCE by Walter W. Noss on behalf of Isabel Litovich..(Noss, Walter)
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Filing 12
MOTION to Amend/Correct #11 MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19558579. Motion and supporting papers to be reviewed by Clerk's Office staff. ., AMENDED MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Exhibit A - Affidavit of Chad E. Bell, #2 Exhibit B - IL Certificate of Good Standing, #3 Exhibit C - Text of [Proposed] Order).(Bell, Chad)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #12 MOTION to Amend/Correct #11 MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19558579. Motion and supporting papers to be reviewed by Clerk's Office staff.>/AMENDED MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (laq)
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Filing 11
MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19558579. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Isabel Litovich. (Attachments: #1 Affidavit of Chad E. Bell, #2 Exhibit IL Certificate of Good Standing, #3 Text of Proposed Order).(Bell, Chad)
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Filing 10
ELECTRONIC SUMMONS ISSUED as to Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC..(pne)
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Filing 9
NOTICE OF APPEARANCE by Carol Lee O'Keefe on behalf of Isabel Litovich..(O'Keefe, Carol)
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NOTICE OF CASE REASSIGNMENT to Judge Lewis J. Liman. Judge Mary Kay Vyskocil is no longer assigned to the case. (ad)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #11 MOTION for Chad Emerson Bell to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-19558579. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad)
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Filing 8
NOTICE OF APPEARANCE by Michael E. Klenov on behalf of Isabel Litovich..(Klenov, Michael)
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Filing 7
NOTICE OF APPEARANCE by Steven Michael Berezney on behalf of Isabel Litovich..(Berezney, Steven)
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Filing 6
NOTICE OF APPEARANCE by Robert L. King on behalf of Isabel Litovich..(King, Robert)
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Filing 5
NOTICE OF APPEARANCE by Stephen M. Tillery on behalf of Isabel Litovich..(Tillery, Stephen)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to BANK OF AMERICA CORPORATION; MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.; BofA SECURITIES, INC.; BARCLAYS CAPITAL INC.; CITIGROUP INC.; CITIGROUP GLOBAL MARKETS INC.; CREDIT SUISSE SECURITIES (USA) LLC; DEUTSCHE BANK SECURITIES INC.; THE GOLDMAN SACHS GROUP, INC.; GOLDMAN, SACHS & CO., LLC; JPMORGAN CHASE & CO.; J.P. MORGAN SECURITIES LLC; MORGAN STANLEY; MORGAN STANLEY & CO., LLC; MORGAN STANLEY SMITH BARNEY LLC; NATWEST MARKETS SECURITIES INC.; WELLS FARGO & CO.; WELLS FARGO SECURITIES LLC; and WELLS FARGO CLEARING SERVICES, LLC, re: #1 Complaint,,. Document filed by Isabel Litovich..(Burke, Christopher)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Christopher M. Burke. The party information for the following party/parties has been modified: Isabel Litovich. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (jgo)
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***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Christopher M. Burke. The following case opening statistical information was erroneously selected/entered: County code Albany;. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State;. (jgo)
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Magistrate Judge Katharine H. Parker is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Mary Kay Vyskocil. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
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Case Designated ECF. (jgo)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Christopher M. Burke to RE-FILE Document No. #3 Request for Issuance of Summons. The filing is deficient for the following reason(s): Defendant name on the PDF case caption does not exactly match as it appears on the pleading caption;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (jgo)
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Filing 3
FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to BANK OF AMERICA CORPORATION; MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.; BofA SECURITIES, INC.; BARCLAYS CAPITAL INC.; CITIGROUP INC.; CITIGROUP GLOBAL MARKETS INC.; CREDIT SUISSE SECURITIES (USA) LLC; DEUTSCHE BANK SECURITIES INC.; THE GOLDMAN SACHS GROUP, INC.; GOLDMAN, SACHS & CO., LLC; JPMORGAN CHASE & CO.; J.P. MORGAN SECURITIES LLC; MORGAN STANLEY; MORGAN STANLEY & CO., LLC; MORGAN STANLEY SMITH BARNEY LLC; NATWEST MARKETS SECURITIES INC.; WELLS FARGO & CO.; WELLS FARGO SECURITIES LLC; and WELLS FARGO CLEARING SERVICES, LLC, re: #1 Complaint,,. Document filed by Isabel Litovich..(Burke, Christopher) Modified on 4/22/2020 (jgo).
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Filing 2
CIVIL COVER SHEET filed..(Burke, Christopher)
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Filing 1
COMPLAINT against Bank Of America Corporation, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., LLC, J.P. Morgan Securities LLC, JPMorgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley,, Natwest Markets Securities Inc., The Goldman Sachs Group, Inc., Wells Fargo & Co., Wells Fargo Clearing Services, LLC, Wells Fargo Securities LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-19519197)Document filed by Isabel Litovich..(Burke, Christopher)
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