Stonington Capital Advisors, LLC et al v. Southfield Capital LLC
| Stonington Drive Securities LLC and Stonington Capital Advisors, LLC |
| Southfield Capital LLC |
| 1:2020cv06053 |
| August 3, 2020 |
| US District Court for the Southern District of New York |
| Edgardo Ramos |
| Other Statutes: Arbitration |
| 09 U.S.C. § 0010 |
| None |
Docket Report
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This docket was last retrieved on August 1, 2022. A more recent docket listing may be available from PACER.
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Filing 24
ORDER granting #18 Motion for Craig A. Ollenschleger to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Edgardo Ramos)(Text Only Order) (jar)
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Filing 23
MEMORANDUM OF LAW in Opposition re: #21 MOTION to Confirm Arbitration Award., #9 MOTION to Vacate Arbitration Motion to Vacate in part and Confirm in Part an Arbitration Award. and MEMORANDUM OF LAW in Support of Cross-Motion to Confirm Arbitration Award. Document filed by Southfield Capital LLC..(O'Toole, Jill)
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Filing 22
DECLARATION of Jill M. O'Toole in Support re: #21 MOTION to Confirm Arbitration Award.. Document filed by Southfield Capital LLC. (Attachments: #1 Exhibit 1 - Placement Agent Agreement, #2 Exhibit 2 - 8.29.17 Email, #3 Exhibit 3 - 12.7.17 Termination Notice, #4 Exhibit 4 - 8.23.19 Email, #5 Exhibit 5 - 10.12.19 Email, #6 Exhibit 6 - Award of Arbitrator, #7 Exhibit 7 - Appointment of Arbitrator and Oath).(O'Toole, Jill)
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Filing 21
MOTION to Confirm Arbitration Award. Document filed by Southfield Capital LLC..(O'Toole, Jill)
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Filing 20
RESPONSE to #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Southfield Capital LLC..(O'Toole, Jill)
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Filing 19
NOTICE OF APPEARANCE by Alexander Scott Firsichbaum on behalf of Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Firsichbaum, Alexander)
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Filing 18
MOTION for Craig A. Ollenschleger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21335920. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC. (Attachments: #1 Affidavit of Craig A. Ollenschleger, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order).(Ollenschleger, Craig)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #18 MOTION for Craig A. Ollenschleger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-21335920. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 17
ORDER granting #16 Motion for Extension of Time. The application is granted. (Signed by Judge Edgardo Ramos on 8/22/2020) (mro)
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Set/Reset Deadlines: Southfield Capital LLC answer due 9/11/2020. Responses due by 10/9/2020 Replies due by 10/23/2020. (mro)
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Filing 16
JOINT LETTER MOTION for Extension of Time for deadlines for Respondent's answer and briefing on cross-motions addressed to Judge Edgardo Ramos from All Parties dated August 20, 2020. Document filed by Southfield Capital LLC..(O'Toole, Jill)
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Filing 15
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Southfield Capital LLC..(O'Toole, Jill)
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Filing 14
NOTICE OF APPEARANCE by Jill M. O'Toole on behalf of Southfield Capital LLC..(O'Toole, Jill)
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Filing 13
CERTIFICATE OF SERVICE of Petition, Summons, Notice of Motion, Memorandum of Law, and Declaration served on Southfield Capital, LLC on August 7, 2020. Service was made by Mail. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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Filing 12
LETTER addressed to Judge Edgardo Ramos from Jeffrey M. Garrod dated August 6, 2020 re: Request for Oral Argument. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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Filing 11
DECLARATION of Jeffrey M. Garrod in Support re: #9 MOTION to Vacate Arbitration Motion to Vacate in part and Confirm in Part an Arbitration Award.. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC. (Attachments: #1 Exhibits A through D, #2 Exhibits E through J, #3 Exhibits K through N).(Garrod, Jeffrey)
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Filing 10
MEMORANDUM OF LAW in Support re: #9 MOTION to Vacate Arbitration Motion to Vacate in part and Confirm in Part an Arbitration Award. . Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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Filing 9
MOTION to Vacate Arbitration Motion to Vacate in part and Confirm in Part an Arbitration Award. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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Filing 8
CIVIL COVER SHEET filed..(Garrod, Jeffrey)
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Filing 7
ELECTRONIC SUMMONS ISSUED as to Southfield Capital LLC..(dnh)
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Filing 6
REQUEST FOR ISSUANCE OF SUMMONS as to Southfield Capital, LLC, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(dnh)
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Jeffrey M. Garrod. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (dnh)
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Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (dnh)
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Case Designated ECF. (dnh)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Jeffrey M. Garrod to RE-FILE Document No. #5 Request for Issuance of Summons. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons cannot be issued; the PDF is corrupted. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (dnh)
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Filing 5
FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Southfield Capital, LLC, re: #1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey) Modified on 8/4/2020 (dnh).
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Filing 4
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Stonington Drive Securities LLC..(Garrod, Jeffrey)
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Filing 3
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Stonington Capital Advisors, LLC..(Garrod, Jeffrey)
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Filing 2
FILING ERROR - PDF ERROR -CIVIL COVER SHEET filed..(Garrod, Jeffrey) Modified on 8/6/2020 (pne).
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Filing 1
PETITION TO VACATE AND CONFIRM ARBITRATION. (Filing Fee $ 400.00, Receipt Number ANYSDC-20979693).Document filed by Stonington Capital Advisors, LLC, Stonington Drive Securities LLC..(Garrod, Jeffrey)
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