In re QUTOUTIAO, INC. SECURITIES LITIGATION
| Steven Burnham |
| Citigroup Global Markets Inc., Oliver Yucheng Chen, Jingbo Wang, Deutsche Bank Securities Inc., Xiaolu Zhu, KeyBanc Capital Markets Inc., Eric Siliang Tan, Shaoqing Jiang, UBS Securities LLC, Qutoutiao Inc., China Merchants Securities (HK) Co., Ltd., Lei Li, Jianfei Dong, Yongbo Dai, James Jun Peng, Feng Li, CLSA Limited, Haitong International Securities Company Limited, Jefferies Group LLC and Lighthouse Capital International Inc. |
| Robert Arredondo and Susan Nguyen |
| James Pappas |
| Howard Brown |
| 1:2020cv06707 |
| August 20, 2020 |
| US District Court for the Southern District of New York |
| Sidney H Stein |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on September 1, 2023. A more recent docket listing may be available from PACER.
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Filing 111
NOTICE OF APPEAL from #109 Clerk's Judgment,,, #108 Memorandum & Opinion,,. Document filed by James Pappas. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit..(Ngo, Ivy) Modified on 9/1/2023 (km).
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Filing 110
FILING ERROR - NO ORDER SELECTED FOR APPEAL - NOTICE OF APPEAL. Document filed by James Pappas. Filing fee $ 505.00, receipt number ANYSDC-28229317. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit..(Ngo, Ivy) Modified on 9/1/2023 (km).
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***NOTICE TO ATTORNEY REGARDING DEFICIENT APPEAL. Notice to attorney Ivy Ngo to RE-FILE Document No. #110 Notice of Appeal. The filing is deficient for the following reason(s): the order/judgment being appealed was not selected. Re-file the appeal using the event type Notice of Appeal found under the event list Appeal Documents - attach the correct signed PDF - select the correct named filer/filers - select the correct order/judgment being appealed. (km)
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Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #111 Notice of Appeal.(km)
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Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for #111 Notice of Appeal filed by James Pappas were transmitted to the U.S. Court of Appeals. (km)
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Filing 109
CLERK'S JUDGMENT re: (108 in 1:20-cv-06707-SHS) Memorandum & Opinion, (26 in 1:20-cv-07717-SHS) Memorandum & Opinion in favor of China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., Qutoutiao Inc., Oliver Yucheng Chen against Howard Brown, James Pappas, Steven Burnham. It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Opinion & Order dated August 3, 2023, defendants' motions to dismiss the Consolidated Amended Class Action Complaint are granted in full. (And as further set forth herein). Accordingly, the cases are closed. (Signed by Clerk of Court Ruby Krajick on 8/3/2023) (Attachments: #1 Appeal Package)Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (tp)
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Filing 108
OPINION AND ORDER re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint. filed by Qutoutiao Inc., Oliver Yucheng Chen, #53 MOTION to Dismiss Consolidated Amended Class Action Complaint. filed by Deutsche Bank Securities Inc., China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., UBS Securities LLC, Jefferies Group LLC, KeyBanc Capital Markets Inc. For the reasons set forth above, defendants' motions to dismiss the Consolidated Amended Class Action Complaint are granted in full. (And as further set forth herein.) SO ORDERED. (Signed by Judge Sidney H. Stein on 8/3/2023) (jca)
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Transmission to Orders and Judgments Clerk. Transmitted re: #108 Memorandum & Opinion to the Orders and Judgments Clerk. (jca)
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Filing 107
MEMO ENDORSEMENT on re: (106 in 1:20-cv-06707-SHS) Notice (Other) filed by James Pappas. ENDORSEMENT: Granted. Attorney Eric Samuel Rosen terminated. (Signed by Judge Sidney H. Stein on 7/21/2023) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (tg)
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Filing 106
NOTICE of Withdrawal of Counsel. Document filed by James Pappas..(Rosen, Eric)
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Filing 105
ORDER AND NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that Constantine P. Economides, Esq. hereby notifies the Court and all parties that he is no longer with the firm Freedman Normand Friedland LLP and involved in this matter and is therefore withdrawing as counsel of record. As further set forth by this Order. The Clerk of Court shall terminate Mr. Economides' appearance in this matter. SO ORDERED. Attorney Constantine Philip Economides terminated. (Signed by Judge Sidney H. Stein on 7/18/2023) (tg)
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Filing 104
NOTICE of WITHDRAWAL OF COUNSEL. Document filed by James Pappas..(Economides, Constantine)
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Filing 103
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ORAL ARGUMENT proceeding held on 6/29/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(McGuirk, Kelly)
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Filing 102
TRANSCRIPT of Proceedings re: ORAL ARGUMENT held on 6/29/2023 before Judge Sidney H. Stein. Court Reporter/Transcriber: Sadie Herbert, (212) 805-0310. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/31/2023. Redacted Transcript Deadline set for 8/10/2023. Release of Transcript Restriction set for 10/10/2023.Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(McGuirk, Kelly)
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Filing 101
NOTICE OF APPEARANCE by Benjamin Andrew Bednark on behalf of China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., UBS Securities LLC..(Bednark, Benjamin)
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Minute Entry for proceedings held before Judge Sidney H. Stein: Oral Argument held on 6/29/2023 re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint filed by Qutoutiao Inc., Oliver Yucheng Chen, #53 MOTION to Dismiss Consolidated Amended Class Action Complaint filed by Deutsche Bank Securities Inc., China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., UBS Securities LLC, Jefferies Group LLC, KeyBanc Capital Markets Inc. (lab)
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Filing 100
NOTICE OF APPEARANCE by Richard Cipolla on behalf of James Pappas..(Cipolla, Richard)
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Filing 99
ORDER IT IS HEREBY ORDERED that the Court will conduct oral argument on the motions to dismiss plaintiffs consolidated amended class action complaint filed by defendants Qutoutiao, Inc., Oliver Yucheng Chen and Underwriter Defendants. The argument will be held on June 29, 2023, at 10:30 a.m. in Courtroom 23A. SO ORDERED. (Oral Argument set for 6/29/2023 at 10:30 AM in Courtroom 23A, 500 Pearl Street, New York, NY 10007 before Judge Sidney H. Stein.) (Signed by Judge Sidney H. Stein on 6/15/2023) (jca)
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Filing 98
NOTICE OF CHANGE OF ADDRESS by Eric Samuel Rosen on behalf of James Pappas. New Address: Freedman Normand Friedland LLP, 225 Franklin St., 26th floor, Boston, Massachusetts, United States 02110, (617) 392-8842..(Rosen, Eric)
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Filing 97
NOTICE OF CHANGE OF ADDRESS by Devin Freedman on behalf of James Pappas. New Address: Freedman Normand Friedland LLP, 1 SE 3rd Avenue, Suite 1240, Miami, Florida, United States 33131, (786) 924-2900..(Freedman, Devin)
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Filing 96
NOTICE OF CHANGE OF ADDRESS by Constantine Philip Economides on behalf of James Pappas. New Address: Freedman Normand Friedland LLP, 1 SE 3rd Avenue, Suite 1240, Miami, Florida, United States 33131, (786) 924-2900..(Economides, Constantine)
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Filing 95
NOTICE OF CHANGE OF ADDRESS by Ivy T. Ngo on behalf of James Pappas. New Address: Freedman Normand Friedland LLP, 1 SE 3rd Avenue, Suite 1240, Miami, Florida, United States 33131, (786) 924-2900..(Ngo, Ivy)
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Filing 94
LETTER addressed to Judge Sidney H. Stein from Jonathan Rosenberg dated July 5, 2022 re: Unavailability of Counsel. Document filed by CLSA Limited, China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Haitong International Securities Company Limited, Jefferies Group LLC, KeyBanc Capital Markets Inc., Lighthouse Capital International Inc., UBS Securities LLC..(Rosenberg, Jonathan)
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Filing 93
NOTICE of UNAVAILABILITY. Document filed by James Pappas..(Economides, Constantine)
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Filing 92
MEMO ENDORSEMENT on re: #52 LETTER MOTION for Oral Argument addressed to Judge Sidney H. Stein from George S. Wang dated March 16, 2021. filed by Qutoutiao Inc., Oliver Yucheng Chen. ENDORSEMENT: Motion for oral argument granted. Oral argument date and time will be set in late April. SO ORDERED. (Signed by Judge Sidney H. Stein on 3/23/2022) (jca)
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Filing 91
STIPULATION AND ORDER REGARDING TIME FOR DEFENDANT LIGHTHOUSE CAPITAL INTERNATIONAL INC. TO RESPOND TO COMPLAINT: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: 1. Lighthouse's time to respond to the Complaint shall be extended until 30 days after the Court rules on the Outstanding Motions to Dismiss; 2. Lighthouse accepts service of the Complaint and Summons, but reserves and does not waive all other defenses, including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws; 3. Following the Court's decision on the Outstanding Motions to Dismiss, Plaintiffs counsel and counsel for Lighthouse shall meet and confer on a proposed briefing schedule for any potential Lighthouse motion to dismiss; and 4. If the Court denies any or all of the Outstanding Motions to Dismiss, Lighthouse will not move to dismiss on the same basis as to which the Court denied dismissal, provided that Lighthouse retains the right to move to dismiss on other defenses including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws. SO ORDERED. (Signed by Judge Sidney H. Stein on 3/2/2022) (jca)
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Filing 90
PROPOSED STIPULATION AND ORDER. Document filed by Lighthouse Capital International Inc...(Rosenberg, Jonathan)
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Filing 89
STIPULATION AND ORDER REGARDING TIME FOR DEFENDANT HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED TO RESPOND TO COMPLAINT: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: Haitong International's time to respond to the Complaint shall be extended until 30 days after the Court rules on the Outstanding Motions to Dismiss. Haitong International accepts service of the Complaint and Summons, but reserves and does not waive all other defenses, including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws; Following the Court's decision on the Outstanding Motions to Dismiss, Plaintiff's counsel and counsel for Haitong International shall meet and confer on a proposed briefing schedule for any potential Haitong International motion to dismiss; and If the Court denies any or all of the Outstanding Motions to Dismiss, Haitong International will not move to dismiss on the same basis as to which the Court denied dismissal, provided that Haitong International retains the right to move to dismiss on other defenses including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws. (Signed by Judge Sidney H. Stein on 2/23/2022) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (rro)
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Filing 88
PROPOSED STIPULATION AND ORDER. Document filed by Haitong International Securities Company Limited..(Rosenberg, Jonathan)
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Filing 87
ORDER: IT IS HEREBY ORDERED that the stay of the Court's Order granting plaintiff leave for alternative service as to defendants Haitong and Lighthouse [Doc. No. 79] is vacated. (Signed by Judge Sidney H. Stein on 1/31/2022) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (jca)
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Filing 86
REPLY MEMORANDUM OF LAW in Support re: #73 MOTION for Leave for Alternative Service . . Document filed by James Pappas..(Economides, Constantine)
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Filing 85
DECLARATION of Amber L. Covucci, Esq. in Opposition re: #73 MOTION for Leave for Alternative Service .. Document filed by Haitong International Securities Company Limited, Lighthouse Capital International Inc.. (Attachments: #1 Exhibit A - Registration Statement, #2 Exhibit B - lighthousecapital.cn, #3 Exhibit C - lighthousecap.cn, #4 Exhibit D - ICP Filing System, #5 Exhibit E - ICP Search, #6 Exhibit F - ICP Search Detail, #7 Exhibit G - Lighthouse Capital LinkedIn).(Rosenberg, Jonathan)
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Filing 84
MEMORANDUM OF LAW in Opposition re: #73 MOTION for Leave for Alternative Service . . Document filed by Haitong International Securities Company Limited, Lighthouse Capital International Inc...(Rosenberg, Jonathan)
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Filing 83
MEMO ENDORSEMENT on re: (82 in 1:20-cv-06707-SHS) Notice (Other) filed by James Pappas. ENDORSEMENT: SO ORDERED. (Signed by Judge Sidney H. Stein on 12/15/2021) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (jca)
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Filing 82
NOTICE of of Withdrawal, as to Certain Individual Defendants, of Motion for Leave for Alternative Service re: #73 MOTION for Leave for Alternative Service .. Document filed by James Pappas..(Economides, Constantine)
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Filing 81
STIPULATION AND ORDER REGARDING TIME FOR HAITONG AND LIGHTHOUSE TO RESPOND TO MOTION FOR LEAVE FOR ALTERNATIVE SERVICE: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: 1. Haitong and Lighthouse's time to respond to the Alternative Service Motion shall be extended until January 5, 2022; 2. Plaintiffs' time to file a reply shall be extended until January 19, 2022; 3. Haitong and Lighthouse do not intend this stipulation to serve as an appearance or waiver of any defenses, and expressly reserve all rights and defenses, including those related to service, personal jurisdiction, and extraterritorial application of the United States securities laws. Plts' Motion for leave for Alternative Service was granted earlier today. In light of this stipulation filed today, my order granting that motion is stayed as to Haitong and Lighthouse until January 26, 2022. SO ORDERED. (Responses due by 1/5/2022, Replies due by 1/19/2022.) (Signed by Judge Sidney H. Stein on 12/14/2021) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (jca)
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Filing 80
STIPULATION AND ORDER REGARDING TIME FOR INDIVIDUAL DEFENDANTS YONGBO DAI, JIANFEI DONG, SHAOQING JIANG, FENG LI, LEI LI, JAMES JUN PENG, ERIC SILIANG TAN, JINGBO WANG, AND XIAOLU ZHU TO RESPOND TO COMPLAINT: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: 1. The Certain Individual Defendants' time to respond to the Complaint shall be extended until 30 days after the Court rules on the Outstanding Motions to Dismiss; 2. The Certain Individual Defendants will not contest the sufficiency of process or of the service of process as to the Complaint and Summons, but reserve and do not waive all other defenses, including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws; 3. Following the Court's decision on the Outstanding Motions to Dismiss, Plaintiffs counsel and counsel for the Certain Individual Defendants shall meet and confer on a proposed briefing schedule for any potential motion to dismiss by the Certain Individual Defendants; and 4. If the Court denies any or all of the Outstanding Motions to Dismiss, the Certain Individual Defendants will not move to dismiss on the same basis as to which the Court denied dismissal. SO ORDERED. (Signed by Judge Sidney H. Stein on 12/14/2021) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (jca)
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Filing 79
Vacated as per Judge's Order dated 1/31/2022, Doc. #87 ORDER granting (73) Motion re: (73 in 1:20-cv-06707-SHS) MOTION for Leave for Alternative Service . in case 1:20-cv-06707-SHS. Accordingly, IT IS HEREBY ORDERED that: 1. Lead plaintiff's Motion for Leave for Alternative Service is granted, and 2. Lead plaintiff may effectuate service of the summons and complaint in this action pursuant to Fed. R. Civ. P. 4(f)(3) by undertaking, for each of the 11 Unserved Defendants, each of the actions set forth on pages 17 through 20 of lead plaintiff's Memorandum of Law in Support of Motion for Leave for Alternative Service. (ECF No. 74.) SO ORDERED.. (Signed by Judge Sidney H. Stein on 12/14/2021) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (jca) Modified on 1/31/2022 (jca).
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Filing 78
PROPOSED STIPULATION AND ORDER. Document filed by Haitong International Securities Company Limited, Lighthouse Capital International Inc...(Rosenberg, Jonathan)
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Filing 77
PROPOSED STIPULATION AND ORDER. Document filed by Oliver Yucheng Chen, Yongbo Dai, Jianfei Dong, Shaoqing Jiang, Feng Li, Lei Li, James Jun Peng, Qutoutiao Inc., Eric Siliang Tan, Jingbo Wang, Xiaolu Zhu..(Wang, George)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #76 Proposed Order was reviewed and approved as to form. (km)
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Filing 76
PROPOSED ORDER. Document filed by James Pappas. Related Document Number: [ECF No. 73]..(Economides, Constantine) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 75
DECLARATION of Constantine P. Economides in Support re: #73 MOTION for Leave for Alternative Service .. Document filed by James Pappas. (Attachments: #1 Exhibit A - Hague Service Request_CLSA, #2 Exhibit B - Hague Service Request_Haitong, #3 Exhibit C - Hague Service Request_Lighthouse, #4 Exhibit D - Hague Service Request_Dai, #5 Exhibit E - Hague Service Request_F. Li, #6 Exhibit F - Hague Service Request_Peng, #7 Exhibit G - CCA Letter, #8 Exhibit H - Hague Service Request_CLSA, #9 Exhibit I - Hague Service Request_Haitong, #10 Exhibit J - Hague Service Request_Tan, #11 Exhibit K - Hague Service Request_L. Li, #12 Exhibit L - Hague Service Request_Wang, #13 Exhibit M - Hague Service Request_Zhu, #14 Exhibit N - Hague Service Request_Jiang, #15 Exhibit O - Hague Service Request_Dong, #16 Exhibit P - Certificate Attestation_Dai, #17 Exhibit Q - Certificate Attestation_Peng, #18 Exhibit R - Certificate Attestation_F. Li, #19 Exhibit S - Letter re CLSA Service, #20 Exhibit T - Affirmation of Service_CLSA, #21 Exhibit U - Letter re Haitong Service, #22 Exhibit V - Affirmation of Non-Service_Haitong, #23 Exhibit W - Request for Address, #24 Exhibit X - Affidavit of Reasonable Diligence_Tan, #25 Exhibit Y - Hague Service Request_Dai, #26 Exhibit Z - Address of HIS USA, #27 Exhibit AA - HIS USA Notes, #28 Exhibit BB - Haitong Sec. Int'l LinkedIn, #29 Exhibit CC - Affidavit of Reasonable Diligence_Haitong, #30 Exhibit DD - Hague Service Request_Wang, #31 Exhibit EE - Hague Service Request Jiang, #32 Exhibit FF - Lighthouse Additional Addresses, #33 Exhibit GG - Hague Service Request_Lighthouse, #34 Exhibit HH - Lighthouse English Team, #35 Exhibit II - Affidavit of Reasonable Diligence_Lighthouse, #36 Exhibit JJ - Pony.ai Corporate Statement, #37 Exhibit KK - Correspondence re forwarding addresses, #38 Exhibit LL - Email re new addresses, #39 Exhibit MM - F. Li RMail Receipt, #40 Exhibit NN - Forbes RMail Receipt, #41 Exhibit OO - Haitong RMail Receipt, #42 Exhibit PP - Peng RMail Receipt, #43 Exhibit QQ - Wang RMail Receipt, #44 Exhibit RR - Lighthouse RMail Receipt, #45 Exhibit SS - Jiang RMail Receipt, #46 Exhibit TT - Dai RMail Receipt).(Economides, Constantine)
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Filing 74
MEMORANDUM OF LAW in Support re: #73 MOTION for Leave for Alternative Service . . Document filed by James Pappas..(Economides, Constantine)
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Filing 73
MOTION for Leave for Alternative Service . Document filed by James Pappas..(Economides, Constantine)
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Filing 72
NOTICE OF CHANGE OF ADDRESS by Devin Freedman on behalf of James Pappas. New Address: Roche Freedman LLP, 1 SE 3rd Avenue, Suite 1240, Miami, Florida, United States 33131, 7869242900..(Freedman, Devin)
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Filing 71
NOTICE OF CHANGE OF ADDRESS by Constantine Philip Economides on behalf of James Pappas. New Address: Roche Freedman LLP, 1 SE 3rd Avenue, Suite 1240, Miami, Florida, United States 33131, 786-924-2900..(Economides, Constantine)
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Filing 70
AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. James Jun Peng served on 10/1/2021, answer due 10/22/2021. Service was accepted by Josh Nunley, Admin Employee. Document filed by James Pappas..(Ngo, Ivy)
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Filing 69
STIPULATION AND ORDER REGARDING TIME FOR DEFENDANT CLSA LIMITED TO RESPOND TO COMPLAINT: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to approval of the Court, that: 1. CLSA's time to respond to the Complaint shall be extended until 30 days after the Court rules on the Outstanding Motions to Dismiss; 2. CLSA will not contest the sufficiency of service of the Complaint and Summons, but reserves and does not waive all other defenses, including without limitation those related to personal jurisdiction and extraterritorial application of the United States securities laws; 3. Following the Court's decision on the Outstanding Motions to Dismiss, Plaintiffs counsel and counsel for CLSA shall meet and confer on a proposed briefing schedule for any potential CLSA motion to dismiss; and 4. If the Court denies any or all of the Outstanding Motions to Dismiss, CLSA will not move to dismiss on the same basis as to which the Court denied dismissal. SO ORDERED. (Signed by Judge Sidney H. Stein on 9/9/2021) (ate)
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Filing 68
PROPOSED STIPULATION AND ORDER. Document filed by CLSA Limited..(Rosenberg, Jonathan)
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Filing 67
REPLY MEMORANDUM OF LAW in Support re: #53 MOTION to Dismiss Consolidated Amended Class Action Complaint. . Document filed by China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., UBS Securities LLC..(Rosenberg, Jonathan)
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Filing 66
NOTICE OF APPEARANCE by Amber Covucci on behalf of China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., UBS Securities LLC..(Covucci, Amber)
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Filing 65
NOTICE OF APPEARANCE by William Ka Hing Pao on behalf of Jefferies Group LLC..(Pao, William)
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Filing 64
NOTICE OF APPEARANCE by Jonathan Rosenberg on behalf of Jefferies Group LLC..(Rosenberg, Jonathan)
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Filing 63
DECLARATION of Bo Bryan Jin in Support re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint.. Document filed by Oliver Yucheng Chen, Qutoutiao Inc.. (Attachments: #1 Exhibit 17 - Form 20-F (4.11.19), #2 Exhibit 18 - Form 20-F (4.23.20), #3 Exhibit 19 - Form F-1 SPO).(Jin, Bo Bryan)
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Filing 62
REPLY MEMORANDUM OF LAW in Support re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint. . Document filed by Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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Filing 61
ELECTRONIC AMENDED SUMMONS ISSUED as to CLSA Limited, Jianfei Dong, Haitong International Securities Company Limited, Shaoqing Jiang, Lei Li, Eric Siliang Tan, Jingbo Wang, Xiaolu Zhu. (sj)
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Filing 60
REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Eric Siliang Tan, Lei Li, Jingbo Wang, Xiaolu Zhu, Shaoqing Jiang, Jianfei Dong, CLSA Limited, Haitong International Securities Company Limited, re: #41 Amended Complaint,,. Document filed by James Pappas..(Economides, Constantine)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Constantine Philip Economides to RE-FILE Document No. #59 Request for Issuance of Summons,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons is not correct; the wrong event type was used to file the request for issuance of summons; These parties were previously issued summonses. Party names on the summons must exactly match how they're listed on the docket (Eric Siliang Tan);. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pc)
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Filing 59
FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Eric Tan, Lei Li, Jingbo Wang, Xiaolu Zhu, Shaoqing Jiang, Jianfei Dong, CLSA Limited, Haitong International Securities Company Limited, re: #41 Amended Complaint,,. Document filed by James Pappas..(Economides, Constantine) Modified on 5/26/2021 (pc).
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Filing 58
MEMORANDUM OF LAW in Opposition re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint., #53 MOTION to Dismiss Consolidated Amended Class Action Complaint. (CORRECTED). Document filed by James Pappas..(Economides, Constantine)
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Filing 57
MEMORANDUM OF LAW in Opposition re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint., #53 MOTION to Dismiss Consolidated Amended Class Action Complaint. . Document filed by James Pappas..(Economides, Constantine)
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Set/Reset Deadlines: Responses due by 5/17/2021. (rjm)
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Filing 56
ORDER granting #55 LETTER MOTION for Leave to File Excess Pages addressed to Judge Sidney H. Stein from Constantine Economides dated May 3, 2021. Document filed by James Pappas. Request granted. So ordered. (Signed by Judge Sidney H. Stein on 5/4/2021) (rjm)
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Filing 55
LETTER MOTION for Leave to File Excess Pages addressed to Judge Sidney H. Stein from Constantine Economides dated May 3, 2021. Document filed by James Pappas..(Economides, Constantine)
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Filing 54
MEMORANDUM OF LAW in Support re: #53 MOTION to Dismiss Consolidated Amended Class Action Complaint. . Document filed by China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., UBS Securities LLC..(Rosenberg, Jonathan)
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Filing 53
MOTION to Dismiss Consolidated Amended Class Action Complaint. Document filed by China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc., UBS Securities LLC..(Rosenberg, Jonathan)
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Filing 52
LETTER MOTION for Oral Argument addressed to Judge Sidney H. Stein from George S. Wang dated March 16, 2021. Document filed by Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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Filing 51
DECLARATION of Bo Bryan Jin in Support re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint.. Document filed by Oliver Yucheng Chen, Qutoutiao Inc.. (Attachments: #1 Exhibit 1 - 2019 20-F, #2 Exhibit 2 - Q4 2020 6-K, #3 Exhibit 3 - IPO Form F-1, #4 Exhibit 4 - SPO Form F-1, #5 Exhibit 5 - Wolfpack Response, #6 Exhibit 6 - Q4 2019 Earnings Call, #7 Exhibit 7 - Q1 2020 Earnings Call, #8 Exhibit 8 - Q3 2020 Earnings Call, #9 Exhibit 9 - Q2 2020 Earnings Call, #10 Exhibit 10 - Q1 2020 6-K, #11 Exhibit 11 - Q2 2020 6-K, #12 Exhibit 12 - Q3 2020 6-K, #13 Exhibit 13 - Baidu Article, #14 Exhibit 14 - Baidu Article, #15 Exhibit 15 - FASB ASC 850-10-50, #16 Exhibit 16 - Wolfpack Report).(Jin, Bo Bryan)
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Filing 50
MEMORANDUM OF LAW in Support re: #49 MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint. . Document filed by Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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Filing 49
MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint. Document filed by Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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Filing 48
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Financial Group Inc. for Jefferies Group LLC. Document filed by Jefferies Group LLC.Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(Rosenberg, Jonathan)
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Filing 47
ORDER granting #46 Motion for Bo Bryan Jin to Appear Pro Hac Vice (HEREBY ORDERED by Judge Sidney H. Stein)(Text Only Order) (lab)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #46 MOTION for Bo Bryan Jin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24254774. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 46
MOTION for Bo Bryan Jin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24254774. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oliver Yucheng Chen, Qutoutiao Inc.. (Attachments: #1 Affidavit in Support of Motion for Pro Hac Vice Admission, #2 Certificate of Good Standing, #3 Text of Proposed Order Granting Admission Pro Hac Vice).(Jin, Bo Bryan)
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Filing 45
NOTICE OF APPEARANCE by Stephanie Hon on behalf of Oliver Yucheng Chen, Qutoutiao Inc...(Hon, Stephanie)
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Filing 44
AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. Jefferies Group LLC served on 1/29/2021, answer due 2/19/2021. Service was accepted by Jordan Robinson, Employee of the Buildings Messenger Center. Document filed by James Pappas..(Economides, Constantine)
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Filing 43
ELECTRONIC SUMMONS ISSUED as to CLSA Limited, Yongbo Dai, Haitong International Securities Company Limited, Jefferies Group LLC, Feng Li, Lighthouse Capital International Inc., James Jun Peng..(pc)
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Filing 42
REQUEST FOR ISSUANCE OF SUMMONS as to Yongbo Dai, James Jun Peng, Feng Li, CLSA Limited, Haitong International Securities Company Limited, Lighthouse Capital International Inc. and Jefferies Group LLC, re: #41 Amended Complaint,,. Document filed by James Pappas..(Economides, Constantine)
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Filing 41
AMENDED COMPLAINT amending #1 Complaint, against Oliver Yucheng Chen, China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jianfei Dong, Shaoqing Jiang, KeyBanc Capital Markets Inc., Lei Li, Qutoutiao Inc., Eric Siliang Tan, UBS Securities LLC, Jingbo Wang, Xiaolu Zhu, Yongbo Dai, James Jun Peng, Feng Li, CLSA Limited, Haitong International Securities Company Limited, Jefferies Group LLC, Lighthouse Capital International Inc. with JURY DEMAND.Document filed by James Pappas. Related document: #1 Complaint,..(Economides, Constantine)
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Filing 40
ORDER GRANTING JOINT REQUEST TO MODIFY THE CAPTION FOR THE CONSOLIDATED ACTION. IT IS HEREBY ORDERED THAT: Pursuant to Fed. R. Civ. 42(a), Burnham v. Qutoutiao, Inc. et al., No. 1:20-cv-06707, and Brown v. Qutoutiao, Inc. et al., No. 1:20-cv-07717, are consolidated as further specified and set forth in this Order. The file in Case No. 1:20-cv-06707 shall constitute the master file for every action in the consolidated action. The Clerk shall administratively close the other actions. When the document being filed pertains to all actions, the phrase "All Actions" shall appear immediately after the phrase "This Document Relates To:" When a pleading applies to some, but not all, of the action, the document shall list, immediately after the phrase "This Document Relates To:", the docket number for each individual action to which the document applies, along with the last name of the first-listed plaintiff in said action. The Clerk shall amend the caption accordingly. IT IS SO ORDERED. (Signed by Judge Sidney H. Stein on 1/13/2021) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (rjm)
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Filing 39
NOTICE OF APPEARANCE by Eric Samuel Rosen on behalf of James Pappas..(Rosen, Eric)
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Filing 38
PROPOSED ORDER. Document filed by James Pappas..(Economides, Constantine) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 37
LETTER addressed to Judge Sidney H. Stein from Constantine P. Economides dated January 12, 2021 re: caption for the consolidated action. Document filed by James Pappas..(Economides, Constantine)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #38 Proposed Order was reviewed and approved as to form. (dt)
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Filing 36
ORDER granting #33 Motion for Devin Freedman to Appear Pro Hac Vice (HEREBY ORDERED by Judge Sidney H. Stein)(Text Only Order) (lab)
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Filing 35
ORDER granting #31 Motion for William K. Pao to Appear Pro Hac Vice (HEREBY ORDERED by Judge Sidney H. Stein)(Text Only Order) (lab)
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Filing 34
ORDER granting #32 Motion for Ivy T. Ngo to Appear Pro Hac Vice (HEREBY ORDERED by Judge Sidney H. Stein)(Text Only Order) (lab)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #33 MOTION for Devin Freedman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22734493. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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Filing 33
MOTION for Devin Freedman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22734493. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Pappas. (Attachments: #1 Affirmation of Devin Freedman In Support of Motion for Admission Pro Hac Vice, #2 Exhibit Ex. A to Affirmation of Devin Freedman In Support of Motion for Admission Pro Hac Vice, #3 Text of Proposed Order).(Freedman, Devin)
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Filing 32
MOTION for Ivy T. Ngo to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Pappas. (Attachments: #1 Affidavit Affirmation of Ivy T. Ngo, #2 Exhibit, #3 Text of Proposed Order).(Ngo, Ivy) Modified on 11/24/2020 (bcu). Modified on 11/24/2020 (bcu).
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #32 MOTION for Ivy T. Ngo to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
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Filing 31
MOTION for William K. Pao to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-22714636. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., KeyBanc Capital Markets Inc., UBS Securities LLC. (Attachments: #1 Declaration of William Pao, #2 Certificate of Good Standing - California, #3 Text of Proposed Order)Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(Pao, William)
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Filing 30
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Other Affiliate UBS Group AG for UBS Securities LLC; Corporate Parent DB U.S. Financial Markets Holding Corporation, Other Affiliate DB USA Corporation, Other Affiliate Deutsche Bank A.G., Other Affiliate Taunus Corporation for Deutsche Bank Securities Inc.; Corporate Parent KeyCorp for KeyBanc Capital Markets Inc.; Corporate Parent Citigroup Financial Products Inc., Other Affiliate Citigroup Inc. for Citigroup Global Markets Inc.; Corporate Parent China Merchants Securities International Company Limited, Other Affiliate China Merchants Securities Co., Ltd., for China Merchants Securities (HK) Co., Ltd.. Document filed by China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., KeyBanc Capital Markets Inc., UBS Securities LLC.Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(Rosenberg, Jonathan)
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Filing 29
NOTICE OF APPEARANCE by Jonathan Rosenberg on behalf of China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., KeyBanc Capital Markets Inc., UBS Securities LLC. Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS.(Rosenberg, Jonathan)
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Filing 28
STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED among the undersigned parties as follows: 1. Counsel for Qutoutiao Inc. (the "Company") and Oliver Yucheng Chen (collectively, the "Qutoutiao Defendants") accepts service of the Complaint and Second Complaint on behalf of Qutoutiao Defendants and counsel for Citigroup Global Markets Inc., Deutsche Bank Securities Inc., China Merchants Securities (HK) Co., Ltd., UBS Securities LLC, and Keybanc Capital Markets Inc. (collectively, the "Underwriter Defendants" and together with Qutoutiao Defendants, "Defendants") accepts service of the Complaint on behalf of the Underwriter Defendants, and service is deemed effective when the Court enters an order approving the stipulation. Defendants expressly reserve all rights, defenses, or other objections other than insufficient process or insufficient service of process. 2. Defendants shall not be required to answer or otherwise respond to either the Complaint or the Second Complaint. 3. Lead Plaintiff shall file and serve via CM/ECF a consolidated amended complaint or designate a previously filed complaint as the operative complaint (the "Operative Complaint") no later than January 15, 2021. 4. Defendants shall file and serve answer(s), motion(s) to dismiss, or other response(s) to the Operative Complaint no later than March 16, 2021. 5. If Defendants respond to the Operative Complaint by motion to dismiss, Lead Plaintiff shall file its opposition papers no later than 60 days after the motion is served. 6. Defendants shall file their reply papers no later than 45 days after Lead Plaintiff's opposition papers are served. So ordered. (Amended Pleadings due by 1/15/2021. Motions due by 3/16/2021.) (Signed by Judge Sidney H. Stein on 11/18/2020) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (rjm)
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Set/Reset Deadlines: Oliver Yucheng Chen answer due 3/16/2021; China Merchants Securities (HK) Co., Ltd. answer due 3/16/2021; Citigroup Global Markets Inc. answer due 3/16/2021; Deutsche Bank Securities Inc. answer due 3/16/2021; Jianfei Dong answer due 3/16/2021; Shaoqing Jiang answer due 3/16/2021; KeyBanc Capital Markets Inc. answer due 3/16/2021; Lei Li answer due 3/16/2021; Qutoutiao Inc. answer due 3/16/2021; Eric Siliang Tan answer due 3/16/2021; UBS Securities LLC answer due 3/16/2021; Jingbo Wang answer due 3/16/2021; Xiaolu Zhu answer due 3/16/2021. (rjm)
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Filing 27
PROPOSED STIPULATION AND ORDER. Document filed by Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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Filing 26
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Qutoutiao Inc...(Wang, George)
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Filing 25
NOTICE OF APPEARANCE by George S Wang on behalf of Oliver Yucheng Chen, Qutoutiao Inc...(Wang, George)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #23 MOTION for Ivy T. Ngo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22560172. Motion and supporting papers to be reviewed by Clerk's Office staff., #24 Affidavit in Support of Motion,.. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California; Affidavit is not notarized and please attach affidavit and certificate as exhibits to the Motion.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
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Filing 24
FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - AFFIDAVIT of Ivy T. Ngo in Support re: #23 MOTION for Ivy T. Ngo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22560172. Motion and supporting papers to be reviewed by Clerk's Office staff.. Document filed by James Pappas. (Attachments: #1 Exhibit A- Certificate of Good Standing).(Ngo, Ivy) Modified on 11/13/2020 (wb).
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Filing 23
FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - MOTION for Ivy T. Ngo to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-22560172. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by James Pappas. (Attachments: #1 Text of Proposed Order).(Ngo, Ivy) Modified on 11/13/2020 (wb).
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Filing 22
OPINION & ORDER re: (11 in 1:20-cv-06707-SHS, 11 in 1:20-cv-06707-SHS, 11 in 1:20-cv-06707-SHS) MOTION to Consolidate Cases 1:20-cv-07717-SHS . MOTION to Appoint Steven Burnham to serve as lead plaintiff(s) . MOTION to Appoint Counsel . filed by Steven Burnham, (12 in 1:20-cv-06707-SHS, 12 in 1:20-cv-06707-SHS, 12 in 1:20-cv-06707-SHS) MOTION to Consolidate Cases 1:20-cv-06707; 1:20-cv-07717 . MOTION to Appoint Susan Nguyen to serve as lead plaintiff(s) . MOTION to Appoint Counsel . filed by Susan Nguyen, (8 in 1:20-cv-06707-SHS, 8 in 1:20-cv-06707-SHS, 8 in 1:20-cv-06707-SHS) MOTION to Consolidate Cases 1:20-cv-07717 . MOTION to Appoint James Pappas to serve as lead plaintiff(s) . MOTION to Appoint Counsel . filed by James Pappas, (5 in 1:20-cv-06707-SHS, 5 in 1:20-cv-06707-SHS) MOTION to Appoint Robert Arredondo to serve as lead plaintiff(s) . MOTION to Appoint Counsel Levi & Korsinsky, LLP. filed by Robert Arredondo.For the reasons set forth above, the motions for consolidation of related actions under Rule 42(a) of the Federal Rules of Civil Procedure are granted. James Pappas's motion for appointment as lead plaintiff and for the approval of his selection of Roche Cyrulnik Freedman LLP as class counsel is granted. The lead-plaintiff motions filed by Robert Arredondo, Susan Nguyen, and Steven Burnham are denied. Lead plaintiff James Pappas is directed to file and serve an amended consolidated class action complaint within 30 days. (Signed by Judge Sidney H. Stein on 11/4/2020) Filed In Associated Cases: 1:20-cv-06707-SHS, 1:20-cv-07717-SHS (rro)
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Filing 21
MEMORANDUM OF LAW in Support re: #8 MOTION to Consolidate Cases 1:20-cv-07717 . MOTION to Appoint James Pappas to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by James Pappas..(Economides, Constantine)
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Filing 20
NOTICE of of Non-Opposition to Competing Lead Plaintiff Motions re: #5 MOTION to Appoint Robert Arredondo to serve as lead plaintiff(s) . MOTION to Appoint Counsel Levi & Korsinsky, LLP.. Document filed by Robert Arredondo..(Hopkins, Shannon)
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Filing 19
NOTICE of Non-Opposition. Document filed by Steven Burnham..(Linkh, Gregory)
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Filing 18
NOTICE of NON-OPPOSITION OF SUSAN NGUYEN TO COMPETING MOTIONS FOR CONSOLIDATION OF RELATED ACTIONS, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF LEAD COUNSEL re: #12 MOTION to Consolidate Cases 1:20-cv-06707; 1:20-cv-07717 . MOTION to Appoint Susan Nguyen to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Susan Nguyen..(Lieberman, Jeremy)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #17 Proposed Order was reviewed and approved as to form. (km)
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Filing 17
PROPOSED ORDER. Document filed by Steven Burnham. Related Document Number: #11 ..(Linkh, Gregory) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 16
DECLARATION of Gregory B. Linkh in Support re: #11 MOTION to Consolidate Cases 1:20-cv-07717-SHS . MOTION to Appoint Steven Burnham to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Steven Burnham. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Movant Loss Chart, #3 Exhibit C - GPM Firm Resume).(Linkh, Gregory)
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Filing 15
DECLARATION of Jeremy A. Lieberman in Support re: #12 MOTION to Consolidate Cases 1:20-cv-06707; 1:20-cv-07717 . MOTION to Appoint Susan Nguyen to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Susan Nguyen. (Attachments: #1 Exhibit A - Loss Chart, #2 Exhibit B - PSLRA Notice, #3 Exhibit C - Certification, #4 Exhibit D - Nguyen Declaration, #5 Exhibit E - Firm Resume).(Lieberman, Jeremy)
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Filing 14
MEMORANDUM OF LAW in Support re: #11 MOTION to Consolidate Cases 1:20-cv-07717-SHS . MOTION to Appoint Steven Burnham to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Steven Burnham..(Linkh, Gregory)
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Filing 13
MEMORANDUM OF LAW in Support re: #12 MOTION to Consolidate Cases 1:20-cv-06707; 1:20-cv-07717 . MOTION to Appoint Susan Nguyen to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Susan Nguyen..(Lieberman, Jeremy)
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Filing 12
MOTION to Consolidate Cases 1:20-cv-06707; 1:20-cv-07717 ., MOTION to Appoint Susan Nguyen to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by Susan Nguyen. (Attachments: #1 Text of Proposed Order).(Lieberman, Jeremy)
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Filing 11
MOTION to Consolidate Cases 1:20-cv-07717-SHS ., MOTION to Appoint Steven Burnham to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by Steven Burnham..(Linkh, Gregory)
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Filing 10
MEMORANDUM OF LAW in Support re: #8 MOTION to Consolidate Cases 1:20-cv-07717 . MOTION to Appoint James Pappas to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by James Pappas..(Economides, Constantine)
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Filing 9
DECLARATION of Constantine P. Economides in Support re: #8 MOTION to Consolidate Cases 1:20-cv-07717 . MOTION to Appoint James Pappas to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by James Pappas. (Attachments: #1 Exhibit A- Shareholder Certification executed by Movant, #2 Exhibit B- Loss chart of Movant, #3 Exhibit C- Declaration of Movant, #4 Exhibit D- Firm resume of RCF, #5 Exhibit E- Press release).(Economides, Constantine)
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Filing 8
MOTION to Consolidate Cases 1:20-cv-07717 ., MOTION to Appoint James Pappas to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by James Pappas. (Attachments: #1 Text of Proposed Order).(Economides, Constantine)
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Filing 7
DECLARATION of Shannon L. Hopkins in Support re: #5 MOTION to Appoint Robert Arredondo to serve as lead plaintiff(s) . MOTION to Appoint Counsel Levi & Korsinsky, LLP.. Document filed by Robert Arredondo. (Attachments: #1 Exhibit PSLRA Certification, #2 Exhibit Loss Chart, #3 Exhibit PSLRA Notice, #4 Exhibit LK Resume).(Hopkins, Shannon)
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Filing 6
MEMORANDUM OF LAW in Support re: #5 MOTION to Appoint Robert Arredondo to serve as lead plaintiff(s) . MOTION to Appoint Counsel Levi & Korsinsky, LLP. . Document filed by Robert Arredondo..(Hopkins, Shannon)
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Filing 5
MOTION to Appoint Robert Arredondo to serve as lead plaintiff(s) ., MOTION to Appoint Counsel Levi & Korsinsky, LLP. Document filed by Robert Arredondo. (Attachments: #1 Text of Proposed Order).(Hopkins, Shannon)
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Filing 4
ELECTRONIC SUMMONS ISSUED as to Oliver Yucheng Chen, China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jianfei Dong, Shaoqing Jiang, KeyBanc Capital Markets Inc., Lei Li, Qutoutiao Inc., Eric Siliang Tan, UBS Securities LLC, Jingbo Wang, Xiaolu Zhu..(dnh)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Gregory Bradley Linkh. The party information for the following party/parties has been modified: Steven Burnham. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (dnh)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Sidney H. Stein. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(dnh)
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Case Designated ECF. (dnh)
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Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (dnh)
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to Qutoutiao Inc., Eric Siliang Tan, Lei Li, Jingbo Wang, Xiaolu Zhu, Shaoqing Jiang, Jianfei Dong, Oliver Yucheng Chen, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., China Merchants Securities (HK) Co., Ltd., UBS Securities LLC, And KeyBanc Capital Markets Inc., re: #1 Complaint,. Document filed by Steven Burnham..(Linkh, Gregory)
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Filing 2
CIVIL COVER SHEET filed..(Linkh, Gregory)
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Filing 1
COMPLAINT against Oliver Yucheng Chen, China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jianfei Dong, Shaoqing Jiang, KeyBanc Capital Markets Inc., Lei Li, Qutoutiao Inc., Eric Siliang Tan, UBS Securities LLC, Jingbo Wang, Xiaolu Zhu. (Filing Fee $ 400.00, Receipt Number ANYSDC-21252531)Document filed by Steven Burnham..(Linkh, Gregory)
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