Gabelli Asset Fund et al v. Lu et al
| The Gabelli Dividend & Income Trust, SM Investors II LP, The Gabelli Value 25 Fund Inc., The Gabelli Equity Trust Inc., The Gabelli Asset Fund, SM Investors LP, Gabelli Equity Trust Inc., Gabelli Dividend & Income Trust, Gabelli Asset Fund and Gabelli Value 25 Fund Inc. |
| Courtney M. Enghauser, Carsten Reinhardt, Russell James, Sean Deason, Maura J. Clark, Carlos M. Cardoso, Susan L. Main, Olivier Rabiller, Scott A. Tozier, Craig Balis, Su Ping Lu, Peter Bracke, Thierry Mabru and Alessandro Gili |
| Gamco Asset Management Inc. |
| 1:2020cv08296 |
| October 5, 2020 |
| US District Court for the Southern District of New York |
| John P Cronan |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on December 4, 2020. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 13 DECLARATION of Andrew J. Entwistle in Support re: #11 MOTION to Appoint Counsel . MOTION to Appoint The Gabelli Asset Fund; The Gabelli Dividend & Income Trust; The Gabelli Value 25 Fund Inc.; and GAMCO Asset Management Inc. to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:20-CV-07992; 1:20-CV-08296; and 1:20-cv-09279-JPC .. Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Value 25 Fund Inc., Gamco Asset Management Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E).(Entwistle, Andrew) |
| Filing 12 MEMORANDUM OF LAW in Support re: #11 MOTION to Appoint Counsel . MOTION to Appoint The Gabelli Asset Fund; The Gabelli Dividend & Income Trust; The Gabelli Value 25 Fund Inc.; and GAMCO Asset Management Inc. to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:20-CV-07992; 1:20-CV-08296; and 1:20-cv-09279-JPC . . Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Value 25 Fund Inc., Gamco Asset Management Inc...(Entwistle, Andrew) |
| Filing 11 MOTION to Appoint Counsel ., MOTION to Appoint The Gabelli Asset Fund; The Gabelli Dividend & Income Trust; The Gabelli Value 25 Fund Inc.; and GAMCO Asset Management Inc. to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:20-CV-07992; 1:20-CV-08296; and 1:20-cv-09279-JPC . Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Value 25 Fund Inc., Gamco Asset Management Inc.. (Attachments: #1 Text of Proposed Order).(Entwistle, Andrew) |
| Filing 10 PROPOSED STIPULATION AND ORDER. Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Equity Trust Inc., Gabelli Value 25 Fund Inc., SM Investors II LP, SM Investors LP..(Entwistle, Andrew) |
| Filing 9 LETTER MOTION to Adjourn Conference addressed to Judge John P. Cronan from Andrew J. Entwistle dated 11/23/2020., LETTER MOTION for Extension of Time to File Answer addressed to Judge John P. Cronan from Andrew J. Entwistle dated 11/23/2020., LETTER MOTION to Consolidate Cases 1:20-cv-08296; 1:20-cv-07992; 1:20-cv-09279 addressed to Judge John P. Cronan from Andrew J. Entwistle dated 11/23/2020. Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Equity Trust Inc., Gabelli Value 25 Fund Inc., SM Investors II LP, SM Investors LP..(Entwistle, Andrew) |
| Filing 8 WAIVER OF SERVICE RETURNED EXECUTED. Su Ping Lu waiver sent on 11/6/2020, answer due 1/5/2021. Document filed by Gabelli Dividend & Income Trust ; Gabelli Asset Fund ; SM Investors II LP; Gabelli Value 25 Fund Inc. ; Gabelli Equity Trust Inc. ; SM Investors LP..(Entwistle, Andrew) |
Filing 7
NOTICE OF INITIAL PRETRIAL CONFERENCE: This case has been assigned to the undersigned for all purposes. All counsel must familiarize themselves with the Court's Individual Rules, which are available at https://www.nysd.uscourts.gov/hon-john-p-cronan. Counsel for all parties are hereby ORDERED to appear before the undersigned for an Initial Pretrial Conference ("IPTC") in accordance with Rule 16 of the Federal Rules of Civil Procedure on December 7, 2020 at 2:15 p.m. In light of the ongoing COVID-19 pandemic, the Court will conduct the IPTC by teleconference. At the scheduled time, counsel for all parties should call (866) 434-5269, access code 9176261. Absent leave of Court obtained by letter-motion filed before the conference, all pretrial conferences must be attended by the attorney who will serve as principal trial counsel. The Court will hold an IPTC for the related case Husson v. Garrett Motion Inc., No. 20-cv-7992, on December 7, 2020 at 2:00 p.m. The Court respectfully asks that counsel for both cases be present for both teleconferences. Initial Conference set for 12/7/2020 at 02:15 PM before Judge John P. Cronan. (Signed by Judge John P. Cronan on 10/23/2020) (rro)
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| Filing 6 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gabelli Asset Fund, Gabelli Dividend & Income Trust, Gabelli Equity Trust Inc., Gabelli Value 25 Fund Inc., SM Investors II LP, SM Investors LP..(Entwistle, Andrew) |
| Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb) |
| NOTICE OF CASE REASSIGNMENT to Judge John Peter Cronan. Judge Unassigned is no longer assigned to the case..(wb) |
| CASE ACCEPTED AS RELATED. Create association to 1:20-cv-07992-JPC. Notice of Assignment to follow. (wb) |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to Craig Balis, Peter Bracke, Carlos M. Cardoso, Maura J. Clark, Sean Deason, Courtney M. Enghauser, Alessandro Gili, Russell James, Su Ping Lu, Thierry Mabru, Susan L. Main, Olivier Rabiller, Carsten Reinhardt, Scott A. Tozier..(dnh) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Andrew J Entwistle. The party information for the following party/parties has been modified: The Gabelli Dividend & Income Trust, The Gabelli Asset Fund, SM Investors II LP, The Gabelli Value 25 Fund Inc., The Gabelli Equity Trust Inc., SM Investors LP. The information for the party/parties has been modified for the following reason/reasons: party text was omitted; Exclude from the entry of business name any leading A, An or The.. (dnh) |
| Case Designated ECF. (dnh) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(dnh) |
| CASE REFERRED TO Judge John P. Cronan as possibly related to 1:20-cv-07992-JPC. (dnh) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Su Ping Lu, Olivier Rabiller, Alessandro Gili, Peter Bracke, Sean Deason, Craig Balis, Thierry Mabru, Russell James, Carlos M. Cardoso, Maura J. Clark, Courtney M. Enghauser, Susan L. Main, Carsten Reinhardt, and Scott A. Tozier, re: #1 Complaint,,. Document filed by SM Investors II LP, SM Investors LP, The Gabelli Asset Fund, The Gabelli Dividend & Income Trust, The Gabelli Equity Trust Inc., The Gabelli Value 25 Fund Inc...(Entwistle, Andrew) |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 20-cv-07992. Document filed by SM Investors II LP, SM Investors LP, The Gabelli Asset Fund, The Gabelli Dividend & Income Trust, The Gabelli Equity Trust Inc., The Gabelli Value 25 Fund Inc...(Entwistle, Andrew) |
| Filing 2 CIVIL COVER SHEET filed..(Entwistle, Andrew) |
| Filing 1 COMPLAINT against Craig Balis, Peter Bracke, Carlos M. Cardoso, Maura J. Clark, Sean Deason, Courtney M. Enghauser, Alessandro Gili, Russell James, Su Ping Lu, Thierry Mabru, Susan L. Main, Olivier Rabiller, Carsten Reinhardt, Scott A. Tozier. (Filing Fee $ 400.00, Receipt Number ANYSDC-21987029)Document filed by The Gabelli Dividend & Income Trust, The Gabelli Asset Fund, SM Investors II LP, The Gabelli Value 25 Fund Inc., The Gabelli Equity Trust Inc., SM Investors LP..(Entwistle, Andrew) |
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