U.S. Securities and Exchange Commission v. SAExploration Holdings, Inc. et al
| U.S. Securities and Exchange Commission |
| Brent N Whiteley, SAExploration Holdings, Inc., Brian A Beatty, Michael J Scott, Thomas W O'Neill, Jeffrey H Hastings and Lori E Hastings |
| 1:2020cv08423 |
| October 8, 2020 |
| US District Court for the Southern District of New York |
| Paul G Gardephe |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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Filing 36
STIPULATION AND ORDER: NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel, that the time for Relief Defendant Lori E. Hastings to answer, move, or otherwise respond to the Complaint, is hereby extended to and includes December 18, 2020. No prior requests have been made for such an extension as to Relief Defendant Lori E. Hastings. IT IS SO ORDERED. Lori E Hastings answer due 12/18/2020. (Signed by Judge Paul G. Gardephe on 11/20/2020) (jca)
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Filing 35
WAIVER OF SERVICE RETURNED EXECUTED. Michael J Scott waiver sent on 11/6/2020, answer due 1/5/2021. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 34
WAIVER OF SERVICE RETURNED EXECUTED. Brian A Beatty waiver sent on 11/6/2020, answer due 1/5/2021. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 33
WAIVER OF SERVICE RETURNED EXECUTED. Brent N Whiteley waiver sent on 11/6/2020, answer due 1/5/2021. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 32
WAIVER OF SERVICE RETURNED EXECUTED. Jeffrey H Hastings waiver sent on 11/6/2020, answer due 1/5/2021. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 31
PROPOSED STIPULATION AND ORDER. Document filed by Lori E Hastings..(Park, Simone)
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Filing 30
NOTICE OF APPEARANCE by Simone Park on behalf of Lori E Hastings..(Park, Simone)
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Filing 29
SUMMONS RETURNED EXECUTED. Thomas W O'Neill served on 11/10/2020, answer due 12/1/2020. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 28
SUMMONS RETURNED EXECUTED. Lori E Hastings served on 10/30/2020, answer due 11/20/2020. Document filed by U.S. Securities and Exchange Commission..(Margida, Nicholas)
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Filing 27
JOINT MOTION to Approve Consent Judgment by Plaintiff SEC and Defendant SAExploration Holdings, Inc.. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Consent of Defendant SAExploration Holdings, Inc., #2 Proposed Final Judgment).(Margida, Nicholas)
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Filing 26
ORDER FOR ADMISSION PRO HAC VICE granting #25 Motion for Stephan J. Schlegelmilch to Appear Pro Hac Vice. SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/23/2020) (ks)
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Filing 25
MOTION for Stephan Jacob Schlegelmilch to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit, #2 Text of Proposed Order).(Schlegelmilch, Stephan)
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Filing 24
ORDER FOR ADMISSION PRO HAC VICE granting #22 Motion for S. Yael Berger to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/22/2020) (rjm)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #25 MOTION for Stephan Jacob Schlegelmilch to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 23
ORDER FOR ADMISSION PRO HAC VICE granting #21 MOTION for Peter H. Fielding to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/21/2020) (jca)
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Filing 22
MOTION for Samantha Yael Berger to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit Affidavit - Berger, #2 Text of Proposed Order Proposed Order - Berger).(Berger, S.)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Samantha Yael Berger to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 21
MOTION for Peter H. Fielding to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit in Support, #2 Proposed Order).(Fielding, Peter)
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Filing 20
ORDER FOR ADMISSION PRO HAC VICE granting #19 MOTION for Nicholas Carlson Margida to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/20/2020) (jca)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #21 MOTION for Peter H. Fielding to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 19
MOTION for Nicholas Carlson Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit in Support, #2 Proposed Order).(Margida, Nicholas)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #19 MOTION for Nicholas Carlson Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 18
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Nicholas C. Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit in Support, #2 Proposed Order).(Margida, Nicholas) Modified on 10/14/2020 (bcu).
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #18 MOTION for Nicholas C. Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Virginia;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
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Filing 17
NOTICE OF PRETRIAL CONFERENCE: Counsel for all parties are directed to appear before the Court for an initial pretrial conference in accordance with Rule 16 of the Federal Rules of Civil Procedure on February 11, 2021 at 10:00 a.m. in Courtroom 705 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York. So Ordered. Initial Conference set for 2/11/2021 at 10:00 AM in Courtroom 705, 40 Centre Street, New York, NY 10007 before Judge Paul G. Gardephe. (Signed by Judge Paul G. Gardephe on 10/12/2020) (js)
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Filing 16
ELECTRONIC SUMMONS ISSUED as to Lori E Hastings..(dnh)
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Filing 15
ELECTRONIC SUMMONS ISSUED as to Thomas W O'Neill..(dnh)
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Filing 14
ELECTRONIC SUMMONS ISSUED as to SAExploration Holdings, Inc...(dnh)
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Filing 13
ELECTRONIC SUMMONS ISSUED as to Michael J Scott..(dnh)
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Filing 12
ELECTRONIC SUMMONS ISSUED as to Brian A Beatty..(dnh)
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Filing 11
ELECTRONIC SUMMONS ISSUED as to Brent N Whiteley..(dnh)
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Filing 10
ELECTRONIC SUMMONS ISSUED as to Jeffrey H Hastings..(dnh)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Stacy Leigh Bogert. The party information for the following party/parties has been modified: Brian A Beatty, Jeffrey H Hastings, Lori E Hastings, Thomas W O'Neill, SAExploration Holdings, Inc., Michael J Scott, Brent N Whiteley. The information for the party/parties has been modified for the following reason/reasons: Party text was deleted. (dnh)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Paul G. Gardephe. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(dnh)
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Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (dnh)
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Case Designated ECF. (dnh)
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Filing 9
REQUEST FOR ISSUANCE OF SUMMONS as to Lori E. Hastings, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 8
REQUEST FOR ISSUANCE OF SUMMONS as to Thomas W. O'Neill, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 7
REQUEST FOR ISSUANCE OF SUMMONS as to SAExploration Holdings, Inc., re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 6
REQUEST FOR ISSUANCE OF SUMMONS as to Michael J. Scott, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to Brian A. Beatty, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to Brent N. Whiteley, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to Jeffrey H. Hastings, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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Filing 2
CIVIL COVER SHEET filed..(Bogert, Stacy)
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Filing 1
COMPLAINT against Brian A Beatty, Jeffrey H Hastings, Lori E Hastings, Thomas W O'Neill, SAExploration Holdings, Inc., Michael J Scott, Brent N Whiteley. Document filed by U.S. Securities and Exchange Commission..(Bogert, Stacy)
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