In Re: Citigroup Inc. Shareholder Derivative Litigation
| Employees' Retirement System of The State of Rhode Island, Dean Andersen and Asbestos Workers Philadelphia Welfare and Pension Fund |
| Alexander Wynaendts, James S. Turley, Grace E. Dailey, Michael L. Corbat, Franz B. Humer, Diana L. Taylor, Renee J. James, Deborah C. Wright, Peter B. Henry, Ernesto Zedillo Ponce De Leon, Eugene M. McQuade, Ellen M. Costello, Duncan P. Hennes, S. Leslie Ireland, Anthony M. Santomero, John C. Dugan, Gary M. Reiner, Jane Fraser, Michael E. O'Neil, Lew W. Jacobs IV and Barbara Desoer |
| Citigroup Inc. |
| Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds and Police & Fire Retirement System of the City of Detroit |
| The Employee Retirement System of the City of Providence |
| 1:2020cv09438 |
| November 10, 2020 |
| US District Court for the Southern District of New York |
| Alison J Nathan |
| Stockholders Suits |
| Plaintiff |
Docket Report
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This docket was last retrieved on January 9, 2021. A more recent docket listing may be available from PACER.
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| Filing 23 DECLARATION of Sharon Nelles in Support re: #21 MOTION to Stay .. Document filed by Citigroup Inc., Ellen M. Costello, Grace E. Dailey, John C. Dugan, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts. (Attachments: #1 Exhibit A).(Eaton, Mary) |
| Filing 22 MEMORANDUM OF LAW in Support re: #21 MOTION to Stay . . Document filed by Ellen M. Costello, Grace E. Dailey, John C. Dugan, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts..(Eaton, Mary) |
| Filing 21 MOTION to Stay . Document filed by Citigroup Inc., Ellen M. Costello, Grace E. Dailey, John C. Dugan, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts..(Eaton, Mary) |
| Filing 20 COMPLAINT against Citigroup Inc., Michael L. Corbat, Ellen M. Costello, Grace E. Dailey, Barbara Desoer, John C. Dugan, Jane Fraser, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts. Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence..(Singer, Steven) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Steven B. Singer to RE-FILE Document No. #19 Amended Complaint,,,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct; Caption title does not read "Amended Complaint". Re-file the pleading using the event type Amended Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pc) |
| Filing 19 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - AMENDED COMPLAINT amending #1 Complaint,, against Citigroup Inc., Michael L. Corbat, Ellen M. Costello, Grace E. Dailey, Barbara Desoer, John C. Dugan, Jane Fraser, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts with JURY DEMAND.Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence. Related document: #1 Complaint,,..(Singer, Steven) Modified on 12/28/2020 (pc). |
| Filing 18 LETTER addressed to Judge Alison J. Nathan from Daniel B. Rehns dated December 16, 2020 re: In re Citigroup Inc. Shareholder Derivative Litigation. Document filed by Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds..(Rehns, Daniel) |
| Filing 17 LETTER addressed to Judge Alison J. Nathan from Steven B. Singer dated December 10, 2020 re: Response to December 8, 2020 Letter filed by Police & Fire Retirement System of the City of Detroit. Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence..(Singer, Steven) |
Filing 16
ORDER: An initial pretrial conference in this matter is scheduled for February 5, 2021 at 3:45, per Dkt. No. 6. That conference will include all of the individual cases in the consolidated case. Any conferences scheduled in those cases prior to consolidation are adjourned as a result of the Court's order consolidating the cases. Dkt. No. 13. SO ORDERED. (Signed by Judge Alison J. Nathan on 12/9/2020) ( Initial Conference set for 2/5/2021 at 03:45 PM before Judge Alison J. Nathan.) Filed In Associated Cases: 1:20-cv-09438-AJN, 1:20-cv-08669-AJN, 1:20-cv-09937-AJN, 1:20-cv-09977-AJN (ks)
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| Filing 15 LETTER addressed to Judge Alison J. Nathan from Gregory M. Nespole dated December 8, 2020 re: Pending Section 220 Investigation. Document filed by Police & Fire Retirement System of the City of Detroit. (Attachments: #1 Exhibit A).(Nespole, Gregory) |
| Filing 14 NOTICE OF APPEARANCE by Gregory Mark Nespole on behalf of Police & Fire Retirement System of the City of Detroit..(Nespole, Gregory) |
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Filing 13
ORDER CONSOLIDATING RELATED DERIVATIVE ACTIONS AND APPOINTING CO-LEAD PLAINTIFFS AND CO-LEAD COUNSEL. The Court, having considered the Unopposed Motion to Consolidate Related Derivative Actions and Appoint Co-Lead Plaintiffs and Co-Lead Counsel filed by Plaintiffs Employees' Retirement System of the State of Rhode Island ("Rhode Island") and The Employee Retirement System of the City of Providence ("Providence") (the "Motion") and the Memorandum of Law filed in support thereof, and good cause having been shown, HEREBY ORDERS: Rhode Island and Providence's Motion is GRANTED. The following actions, as specified and listed in this Order, (the "Related Actions") are hereby consolidated for all purposes, including pre-trial proceedings and trial, under Case No. 1:20-20-cv-09438 (the "Consolidated Action"), pursuant to Federal Rule of Civil Procedure 42(a). Every subsequent pleading filed in this Consolidated Action, or in any separate action included herein, shall bear the following caption, as further specified in this Order. This Order shall apply to each shareholder derivative action filed on behalf of Citigroup Inc. arising out of the same, or substantially the same, transactions or events as the Related Actions, which is subsequently filed in, remanded to, re-assigned to, or transferred to this Court. Any such subsequently filed action shall be consolidated into this action as provided below. Rhode Island and Providence are appointed Co-Lead Plaintiffs in the Consolidated Action. Saxena White P.A. and Berman Tabacco are appointed Co-Lead Counsel for plaintiffs in the Consolidated Action, and as further specified and set forth in this Order Consolidating Related Derivative Actions and Appointing Co-Lead Plaintiffs and Co-Lead Counsel. All papers and documents previously filed and/or served in any of the cases consolidated herein shall be deemed a part of the record in the Consolidated Action. Nothing in this order shall be construed as a waiver of any of Defendants' rights or positions in law or equity, or as a waiver of any defense that Defendants could otherwise raise. Granting (17) Motion to Consolidate Cases; Granting (17) Motion to Appoint; Granting (17) Motion to Appoint Counsel in case 1:20-cv-08669-AJN; Granting #8 Motion to Consolidate Cases; Granting #8 Motion to Appoint; Granting #8 Motion to Appoint Counsel in case 1:20-cv-09438-AJN; Granting (6) Motion to Consolidate Cases; Granting (6) Motion to Appoint; Granting (6) Motion to Appoint Counsel in case 1:20-cv-09937-AJN; Granting (6) Motion to Consolidate Cases; Granting (6) Motion to Appoint; Granting (6) Motion to Appoint Counsel in case 1:20-cv-09977-AJN. (Signed by Judge Alison J. Nathan on 5/3/2020). Filed In Associated Cases: 1:20-cv-09438-AJN, 1:20-cv-08669-AJN, 1:20-cv-09937-AJN, 1:20-cv-09977-AJN (rjm).
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| ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #11 Proposed Order was reviewed and approved as to form. (km) |
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Filing 12
JOINT STIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for the undersigned parties, as follows: 1. The Individual Defendants agree to accept service of the Complaint, effective November 25, 2020. By accepting service, the Individual Defendants are not waiving any defenses to the Complaint, other than insufficient service of process, and expressly reserve all other rights, defenses, or other objections. 2. On or before January 25, 2021, Defendants shall move, answer, or otherwise respond in lieu of answering the Complaint. IT IS SO ORDERED. Citigroup Inc. answer due 1/25/2021; Michael L. Corbat answer due 1/25/2021; Ellen M. Costello answer due 1/25/2021; Grace E. Dailey answer due 1/25/2021; Barbara Desoer answer due 1/25/2021; John C. Dugan answer due 1/25/2021; Jane Fraser answer due 1/25/2021; Duncan P. Hennes answer due 1/25/2021; Peter B. Henry answer due 1/25/2021; Franz B. Humer answer due 1/25/2021; S. Leslie Ireland answer due 1/25/2021; Lew W. Jacobs IV answer due 1/25/2021; Renee J. James answer due 1/25/2021; Eugene M. McQuade answer due 1/25/2021; Michael E. O'Neil answer due 1/25/2021; Ernesto Zedillo Ponce De Leon answer due 1/25/2021; Gary M. Reiner answer due 1/25/2021; Anthony M. Santomero answer due 1/25/2021; Diana L. Taylor answer due 1/25/2021; James S. Turley answer due 1/25/2021; Deborah C. Wright answer due 1/25/2021; Alexander Wynaendts answer due 1/25/2021. (Signed by Judge Alison J. Nathan on 12/1/2020) (rjm)
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| Filing 11 PROPOSED ORDER. Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence. Related Document Number: #8 ..(Singer, Steven) Proposed Order to be reviewed by Clerk's Office staff. |
| Filing 10 DECLARATION of Steven B. Singer in Support re: #8 MOTION to Consolidate Cases 1:20-cv-08669-AJN; 1:20-cv-09438-AJN; 1:20-cv-09937-UA; 1:20-cv-09977-UA . MOTION to Appoint Employees' Retirement System of the State of Rhode Island and The Employee Retirement System of the City of Providence to serve as lead plaintiff(s) . MOTION to Appoint Counsel Saxena White P.A. and Berman Tabacco.. Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence. (Attachments: #1 Exhibit 1 - Saxena White's Firm Resume, #2 Exhibit 2 - Berman Tabacco's Firm Resume).(Singer, Steven) |
| Filing 9 MEMORANDUM OF LAW in Support re: #8 MOTION to Consolidate Cases 1:20-cv-08669-AJN; 1:20-cv-09438-AJN; 1:20-cv-09937-UA; 1:20-cv-09977-UA . MOTION to Appoint Employees' Retirement System of the State of Rhode Island and The Employee Retirement System of the City of Providence to serve as lead plaintiff(s) . MOTION to Appoint Counsel Saxena White P.A. and Berman Tabacco. . Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence..(Singer, Steven) |
| Filing 8 MOTION to Consolidate Cases 1:20-cv-08669-AJN; 1:20-cv-09438-AJN; 1:20-cv-09937-UA; 1:20-cv-09977-UA ., MOTION to Appoint Employees' Retirement System of the State of Rhode Island and The Employee Retirement System of the City of Providence to serve as lead plaintiff(s) ., MOTION to Appoint Counsel Saxena White P.A. and Berman Tabacco. Document filed by Employees' Retirement System of The State of Rhode Island, The Employee Retirement System of the City of Providence..(Singer, Steven) |
| Filing 7 PROPOSED STIPULATION AND ORDER. Document filed by Citigroup Inc., Ellen M. Costello, Grace E. Dailey, John C. Dugan, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts..(Eaton, Mary) |
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Filing 6
NOTICE OF INITIAL PRETRIAL CONFERENCE: This case has been assigned to me for all purposes. It is hereby ORDERED that counsel for all parties appear for an initial pretrial conference with the Court on Friday, February 5, 2021 at 3:45 pm in Courtroom 906 of the United States District Court for the Southern District of New York, Thurgood Marshall U.S. Courthouse at 40 Foley Square, New York, New York. Parties ordered to submit via ECF proposed case management plan and joint letter seven days before conference. (As further set forth in this Order.) (Initial Conference set for 2/5/2021 at 03:45 PM in Courtroom 906, U.S. Courthouse, 40 Centre Street, New York, NY 10007 before Judge Alison J. Nathan). (Signed by Judge Alison J. Nathan on 11/20/2020) (rjm)
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| NOTICE OF CASE REASSIGNMENT to Judge Alison J. Nathan. Judge Unassigned is no longer assigned to the case..(wb) |
| Magistrate Judge Robert W. Lehrburger is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb) |
| CASE ACCEPTED AS RELATED. Create association to 1:20-cv-08669-AJN. Notice of Assignment to follow. (wb) |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to Citigroup Inc., Michael L. Corbat, Ellen M. Costello, Grace E. Dailey, Barbara Desoer, John C. Dugan, Jane Fraser, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts. (sj) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Steven B. Singer. The following case opening statistical information was erroneously selected/entered: County code New York. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State. (sj) |
| Case Designated ECF. (sj) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (sj) |
| CASE REFERRED TO Judge Alison J. Nathan as possibly related to 1:20cv8669. (sj) |
| Filing 4 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:20-cv-08669-AJN. Document filed by Employees' Retirement System of The State of Rhode Island..(Singer, Steven) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Inc., Michael L. Corbat, Ellen M. Costello, Grace E. Dailey, Barbara Desoer, John C. Dugan, Jane Fraser, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts, re: #1 Complaint,,. Document filed by Employees' Retirement System of The State of Rhode Island..(Singer, Steven) |
| Filing 2 CIVIL COVER SHEET filed..(Singer, Steven) |
| Filing 1 COMPLAINT against Citigroup Inc., Michael L. Corbat, Ellen M. Costello, Grace E. Dailey, Barbara Desoer, John C. Dugan, Jane Fraser, Duncan P. Hennes, Peter B. Henry, Franz B. Humer, S. Leslie Ireland, Lew W. Jacobs IV, Renee J. James, Eugene M. McQuade, Michael E. O'Neil, Ernesto Zedillo Ponce De Leon, Gary M. Reiner, Anthony M. Santomero, Diana L. Taylor, James S. Turley, Deborah C. Wright, Alexander Wynaendts. (Filing Fee $ 400.00, Receipt Number ANYSDC-22522635)Document filed by Employees' Retirement System of The State of Rhode Island..(Singer, Steven) |
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