DST Systems, Inc. et al v. Ruane, Cunniff & Goldfarb Inc. et al
Plaintiff: DST Systems, Inc., The Compensation Committee of the Board of Directors of DST Systems, Inc. and The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan
Defendant: Robert D. Goldfarb, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., John Does, Patrick L. Dennis, John B. Harris, Wendy D. Goodrich, Ruane, Cunniff & Goldfarb LLC, David M. Poppe and Michael N. Sloyer
Case Number: 1:2020cv09472
Filed: November 11, 2020
Court: US District Court for the Southern District of New York
Nature of Suit: Labor: E.R.I.S.A.
Cause of Action: 29 U.S.C. § 1001
Jury Demanded By: None
Docket Report

This docket was last retrieved on June 20, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 8, 2021 Filing 31 PROPOSED STIPULATION AND ORDER. Document filed by Patrick L. Dennis, Wendy D. Goodrich, John B. Harris, David M. Poppe, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., Ruane, Cunniff & Goldfarb LLC, Michael N. Sloyer..(Ward, Robert)
December 30, 2020 Filing 30 PROPOSED STIPULATION AND ORDER. Document filed by Patrick L. Dennis, Wendy D. Goodrich, John B. Harris, David M. Poppe, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., Ruane, Cunniff & Goldfarb LLC, Michael N. Sloyer..(Ward, Robert)
December 30, 2020 Filing 29 NOTICE OF APPEARANCE by Frank Walter Olander on behalf of Patrick L. Dennis, Wendy D. Goodrich, John B. Harris, David M. Poppe, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., Ruane, Cunniff & Goldfarb LLC, Michael N. Sloyer..(Olander, Frank)
December 30, 2020 Filing 28 NOTICE OF APPEARANCE by Robert J. Ward on behalf of Patrick L. Dennis, Wendy D. Goodrich, John B. Harris, David M. Poppe, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., Ruane, Cunniff & Goldfarb LLC, Michael N. Sloyer..(Ward, Robert)
December 16, 2020 Filing 27 NOTICE OF APPEARANCE by Joseph Emanuel Clark on behalf of Robert D. Goldfarb..(Clark, Joseph)
December 16, 2020 Filing 26 NOTICE OF APPEARANCE by Myron D. Rumeld on behalf of Robert D. Goldfarb..(Rumeld, Myron)
November 12, 2020 Filing 25 ELECTRONIC SUMMONS ISSUED as to Patrick L. Dennis..(dnh)
November 12, 2020 Filing 24 ELECTRONIC SUMMONS ISSUED as to Wendy D. Goodrich..(dnh)
November 12, 2020 Filing 23 ELECTRONIC SUMMONS ISSUED as to Michael N. Sloyer..(dnh)
November 12, 2020 Filing 22 ELECTRONIC SUMMONS ISSUED as to John B. Harris..(dnh)
November 12, 2020 Filing 21 ELECTRONIC SUMMONS ISSUED as to David M. Poppe..(dnh)
November 12, 2020 Filing 20 ELECTRONIC SUMMONS ISSUED as to Robert D. Goldfarb..(dnh)
November 12, 2020 Filing 19 ELECTRONIC SUMMONS ISSUED as to Ruane, Cunniff & Goldfarb L.P...(dnh)
November 12, 2020 Filing 18 ELECTRONIC SUMMONS ISSUED as to Ruane, Cunniff & Goldfarb LLC..(dnh)
November 12, 2020 Filing 17 ELECTRONIC SUMMONS ISSUED as to Ruane, Cunniff & Goldfarb Inc...(dnh)
November 12, 2020 CASE REFERRED TO Judge Andrew L. Carter, Jr. as possibly related to 1:17-cv-06685-ALC-BCM. (dnh)
November 12, 2020 Case Designated ECF. (dnh)
November 12, 2020 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(dnh)
November 11, 2020 Filing 16 NOTICE OF APPEARANCE by Joshua David Kaye on behalf of DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Kaye, Joshua)
November 11, 2020 Filing 15 NOTICE OF APPEARANCE by Jeffrey John Recher on behalf of DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Recher, Jeffrey)
November 11, 2020 Filing 14 NOTICE OF APPEARANCE by Jessica Sombat Carey on behalf of DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Carey, Jessica)
November 11, 2020 Filing 13 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent SS&C Technologies Holdings, Inc., Corporate Parent SS&C Technologies, Inc. for DST Systems, Inc.. Document filed by DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to Patrick L. Dennis, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to Wendy D. Goodrich, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to Michael N. Sloyer, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to John B. Harris, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to David M. Poppe, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Robert D. Goldfarb, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Ruane, Cunniff & Goldfarb L.P., re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Ruane, Cunniff & Goldfarb LLC, re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Ruane, Cunniff & Goldfarb Inc., re: #1 Complaint,. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 17-cv-06685. Document filed by DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, The Compensation Committee of the Board of Directors of DST Systems, Inc...(Clayton, Lewis)
November 11, 2020 Filing 2 CIVIL COVER SHEET filed..(Clayton, Lewis)
November 11, 2020 Filing 1 COMPLAINT against Patrick L. Dennis, John Does, Robert D. Goldfarb, Wendy D. Goodrich, John B. Harris, David M. Poppe, Ruane, Cunniff & Goldfarb Inc., Ruane, Cunniff & Goldfarb L.P., Ruane, Cunniff & Goldfarb LLC, Michael N. Sloyer. (Filing Fee $ 400.00, Receipt Number ANYSDC-22538346)Document filed by The Compensation Committee of the Board of Directors of DST Systems, Inc., The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan, DST Systems, Inc...(Clayton, Lewis)

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Defendant: Robert D. Goldfarb
Represented By: Joseph Emanuel Clark
Represented By: Myron D. Rumeld
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Defendant: Ruane, Cunniff & Goldfarb Inc.
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: Ruane, Cunniff & Goldfarb L.P.
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: John Does
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Defendant: Patrick L. Dennis
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: John B. Harris
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: Wendy D. Goodrich
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: Ruane, Cunniff & Goldfarb LLC
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: David M. Poppe
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Defendant: Michael N. Sloyer
Represented By: Robert J. Ward
Represented By: Frank Walter Olander
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Plaintiff: DST Systems, Inc.
Represented By: Jeffrey John Recher
Represented By: Jessica Sombat Carey
Represented By: Joshua David Kaye
Represented By: Lewis Richard Clayton
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Plaintiff: The Compensation Committee of the Board of Directors of DST Systems, Inc.
Represented By: Jeffrey John Recher
Represented By: Jessica Sombat Carey
Represented By: Joshua David Kaye
Represented By: Lewis Richard Clayton
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Plaintiff: The Advisory Committee of the DST Systems, Inc. 401(k) Profit Sharing Plan
Represented By: Jeffrey John Recher
Represented By: Jessica Sombat Carey
Represented By: Joshua David Kaye
Represented By: Lewis Richard Clayton
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