IN RE: ALIBABA GROUP HOLDING LTD. SECURITIES LITIGATION
| Laura Ciccarello |
| Alibaba Group Holding Limited, Daniel Zhang, Maggie Wu and Jack Yun Ma |
| Salem Gharsalli, Thomas J. Popovich, Dineshchandra Makadia, Yan Tongbiao and 1199 SEIU Health Care Employees Pension Fund |
| Robert Romnek and Elissa Hess |
| 1:2020cv09568 |
| November 13, 2020 |
| US District Court for the Southern District of New York |
| George B Daniels |
| Jennifer E Willis |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 5, 2023. A more recent docket listing may be available from PACER.
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Filing 83
MEMORANDUM DECISION AND ORDER: granting #60 Motion to Dismiss. Defendants' motion to dismiss this action as to Defendant Ma is GRANTED. Defendants'motion to dismiss Plaintiffs' Ant claims in Counts One and Two against all Defendants is GRANTED. Defendants' motion to dismiss Plaintiffs' Exclusivity Practices claims in Counts One and Two is DENIED. The Clerk of Court is ordered to close the open motion at ECF No. 60. SO ORDERED. (Signed by Judge George B. Daniels on 3/22/2023) (ama) (Main Document 83 replaced on 3/22/2023) (ama).
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Filing 82
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 1/11/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:20-cv-09568-GBD-JW, 1:20-cv-10267-GBD, 1:21-cv-00136-GBD.(McGuirk, Kelly)
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Filing 81
TRANSCRIPT of Proceedings re: CONFERENCE held on 1/11/2023 before Judge George B. Daniels. Court Reporter/Transcriber: George Malinowski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/21/2023. Redacted Transcript Deadline set for 3/2/2023. Release of Transcript Restriction set for 5/1/2023.Filed In Associated Cases: 1:20-cv-09568-GBD-JW, 1:20-cv-10267-GBD, 1:21-cv-00136-GBD.(McGuirk, Kelly)
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Minute Entry for proceedings held before Judge George B. Daniels: Oral Argument held on 1/11/2023 re: (60 in 1:20-cv-09568-GBD-JW) MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. filed by Maggie Wu, Daniel Zhang, Alibaba Group Holding Limited. Plaintiff Counsel: Kara M. Wolke, Jason Krajcer, Patrick V. Dahlstrom; Defense Counsel: Stephen P. Blake, Bo Bryan Jin and Court Reporter present. Associated Cases: 1:20-cv-09568-GBD-JW, 1:20-cv-10267-GBD, 1:21-cv-00136-GBD(Vega, Elizabeth)
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Filing 80
NOTICE OF APPEARANCE by Patrick V. Dahlstrom on behalf of Dineshchandra Makadia, Yan Tongbiao..(Dahlstrom, Patrick)
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Filing 79
DECLARATION of Stephen Blake in Support re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint., #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint.. Document filed by Alibaba Group Holding Limited, Jack Yun Ma, Maggie Wu, Daniel Zhang. (Attachments: #1 Exhibit S-A, #2 Exhibit S-B, #3 Exhibit S-C, #4 Exhibit S-D, #5 Exhibit S-E, #6 Exhibit S-F, #7 Exhibit S-G, #8 Exhibit S-H, #9 Exhibit S-I).(Blake, Stephen)
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Filing 78
REPLY MEMORANDUM OF LAW in Support re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Jack Yun Ma..(Blake, Stephen)
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Filing 77
REPLY MEMORANDUM OF LAW in Support re: #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 76
DECLARATION of Kara M. Wolke in Opposition re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint., #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint.. Document filed by Laura Ciccarello, Salem Gharsalli, Dineshchandra Makadia, Yan Tongbiao. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P, #17 Exhibit Q, #18 Exhibit R, #19 Exhibit S, #20 Exhibit T, #21 Exhibit U, #22 Exhibit V, #23 Exhibit W, #24 Exhibit X, #25 Exhibit Y).(Wolke, Kara)
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Filing 75
MEMORANDUM OF LAW in Opposition re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Laura Ciccarello, Salem Gharsalli, Dineshchandra Makadia, Yan Tongbiao..(Wolke, Kara)
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Filing 74
MEMORANDUM OF LAW in Opposition re: #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Laura Ciccarello, Salem Gharsalli, Dineshchandra Makadia, Yan Tongbiao..(Wolke, Kara)
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Filing 73
ORDER GRANTING MOTION OF JASON L. KRAJCER FOR ADMISSION PRO HAC VICE: granting #72 Motion for Jason L. Krajcer to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 10/17/2022) (ama)
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Filing 72
MOTION for Jason L. Krajcer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26820349. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Laura Ciccarello, Salem Gharsalli, Dineshchandra Makadia, Yan Tongbiao. (Attachments: #1 Affidavit, #2 Supplement - Certificate of Good Standing, #3 Text of Proposed Order ).(Krajcer, Jason)
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Filing 71
ORDER: granting #70 Letter Motion for Leave to File Excess Pages. SO ORDERED. (Signed by Judge George B. Daniels on 10/12/2022) (ama)
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Filing 70
JOINT LETTER MOTION for Leave to File Excess Pages addressed to Magistrate Judge Jennifer Willis from Kara M. Wolke and Stephen P. Blake dated October 6, 2022. Document filed by Laura Ciccarello, Salem Gharsalli, Dineshchandra Makadia, Yan Tongbiao..(Wolke, Kara)
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Filing 69
NOTICE OF APPEARANCE by Jonathan David Park on behalf of Dineshchandra Makadia, Yan Tongbiao..(Park, Jonathan)
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Filing 68
ORDER: granting #67 Letter Motion for Oral Argument. Oral argument on Defendants' motions to dismiss, (ECF Nos. 60 & 62), will occur on January 11, 2023 at 10:30am. The Clerk of Court is ordered to close ECF No. 67. SO ORDERED. (Signed by Judge George B. Daniels on 7/25/2022) (ama)
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Set/Reset Hearings: Oral Argument set for 1/11/2023 at 10:30 AM before Judge George B. Daniels. (ama)
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Filing 67
LETTER MOTION for Oral Argument addressed to Judge George B. Daniels from Stephen P. Blake dated July 21, 2022. Document filed by Alibaba Group Holding Limited, Jack Yun Ma, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 66
JOINDER to join re: #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Jack Yun Ma..(Blake, Stephen)
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Filing 65
JOINDER to join re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 64
DECLARATION of Stephen Blake in Support re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint., #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint.. Document filed by Alibaba Group Holding Limited, Jack Yun Ma, Maggie Wu, Daniel Zhang. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H1, #9 Exhibit H2, #10 Exhibit H3, #11 Exhibit H4, #12 Exhibit H5, #13 Exhibit H6, #14 Exhibit H7, #15 Exhibit H8, #16 Exhibit H9, #17 Exhibit H10, #18 Exhibit I, #19 Exhibit J, #20 Exhibit K, #21 Exhibit L, #22 Exhibit M, #23 Exhibit N, #24 Exhibit O, #25 Exhibit P, #26 Exhibit Q, #27 Exhibit R, #28 Exhibit S, #29 Exhibit T, #30 Exhibit U, #31 Exhibit V, #32 Exhibit W, #33 Exhibit X, #34 Exhibit Y1, #35 Exhibit Y2, #36 Exhibit Y3, #37 Exhibit Y4, #38 Exhibit Z, #39 Exhibit AA, #40 Exhibit BB, #41 Exhibit CC, #42 Exhibit DD, #43 Exhibit EE, #44 Exhibit FF, #45 Exhibit GG, #46 Exhibit HH, #47 Exhibit II, #48 Exhibit JJ, #49 Exhibit KK, #50 Exhibit LL, #51 Exhibit MM, #52 Exhibit NN, #53 Exhibit OO, #54 Exhibit PP, #55 Exhibit QQ, #56 Exhibit RR, #57 Exhibit SS, #58 Exhibit TT, #59 Exhibit UU, #60 Exhibit VV1, #61 Exhibit VV2, #62 Exhibit VV3, #63 Exhibit VV4, #64 Exhibit VV5, #65 Exhibit WW1, #66 Exhibit WW2, #67 Exhibit WW3, #68 Exhibit WW4, #69 Exhibit WW5, #70 Exhibit WW6, #71 Exhibit WW7, #72 Exhibit WW8, #73 Exhibit WW9, #74 Exhibit WW10, #75 Exhibit WW11, #76 Exhibit WW12, #77 Exhibit WW13, #78 Exhibit WW14, #79 Exhibit WW15, #80 Exhibit XX1, #81 Exhibit XX2, #82 Exhibit XX3).(Blake, Stephen)
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Filing 63
MEMORANDUM OF LAW in Support re: #62 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Jack Yun Ma..(Blake, Stephen)
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Filing 62
MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. Document filed by Jack Yun Ma..(Blake, Stephen)
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Filing 61
MEMORANDUM OF LAW in Support re: #60 MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. . Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 60
MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint. Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 59
ORDER GRANTING ADMISSION TO PRACTICE PRO HAC VICE: granting #58 Motion for Bo Bryan Jin to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 7/18/2022) (ama)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #58 MOTION for Bo Bryan Jin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26417684. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
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Filing 58
MOTION for Bo Bryan Jin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26417684. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Alibaba Group Holding Limited, Jack Yun Ma, Maggie Wu, Daniel Zhang. (Attachments: #1 Exhibit Affidavit of Bo Bryan Jin, #2 Exhibit Certificate of Good Standing, #3 Exhibit Proposed Order).(Jin, Bo Bryan)
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Filing 57
MODIFIED SCHEDULING ORDER granting #56 Letter Motion for Extension of Time. Now before the Court is the parties' joint letter motion to modify the Original Briefing Schedule. Dkt. No. 56. Finding good cause for the brief extension requested by the parties, the Court adopts the proposed dates as listed below: 1. Defendants' anticipated motion(s) to dismiss the Amended Complaint is due on July 21, 2022; 2. Plaintiffs' opposition to the motion(s) to dismiss is due on October 21, 2022; and 3. Defendants' reply is due on December 21, 2022. SO ORDERED. Motions due by 7/21/2022. (Signed by Magistrate Judge Jennifer E Willis on 5/9/2022) (tg)
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Filing 56
JOINT LETTER MOTION for Extension of Time addressed to Magistrate Judge Jennifer Willis from Stephen Blake and Kara M. Wolke dated May 9, 2022. Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang. (Attachments: #1 Text of Proposed Order - [Proposed] Modified Scheduling Order).(Blake, Stephen)
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Set/Reset Deadlines: Responses due by 10/21/2022 Replies due by 12/21/2022. (tg)
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Filing 55
CONSOLIDATED AMENDED COMPLAINT amending #1 Complaint against Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang, Jack Yun Ma with JURY DEMAND.Document filed by Salem Gharsalli, Yan Tongbiao, Laura Ciccarello, Dineshchandra Makadia. Related document: #1 Complaint. (Attachments: #1 Ex. 1 - Oct. 14, 2020 - New Progress in JD vs. Tmall, #2 Ex. 2 - Nov. 5, 2019 - SAMR Interviews Platform Enterprises, #3 Ex. 3 - Transcription of CCTV Report on SAMR Nov. 2019 Meeting, #4 Ex. 4 - Nov. 5, 2019 - SAMR 'Choose One From Two' Article, #5 Ex. 5 - Nov. 5, 2019 - SAMR Anti-Monopoly Investigation, #6 Ex. 6 - Jul. 17, 2020 - 20 Internet Platform Companies Joint Commitment, #7 Ex. 7 - Apr. 6, 2021 - SAMR Administrative Guidance Letter, #8 Ex. 8 - Apr. 10, 2021 - SAMR Letter of Administrative Penalties, #9 Ex. 9 - Feb. 16, 2021 - China Blocked Jack Mas Ant IPO After Investigation).(Wolke, Kara) Modified on 4/25/2022 (vf).
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Filing 54
ORDER GRANTING MOTION OF MELISSA C. WRIGHT FOR ADMISSION PRO HAC VICE granting #53 Motion for Melissa C. Wright to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 3/28/2022) (ks)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #53 MOTION for Melissa C. Wright to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25918856. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (aea)
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Filing 53
MOTION for Melissa C. Wright to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25918856. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Laura Ciccarello, Salem Gharsalli. (Attachments: #1 Affidavit, #2 Certificate of Good Standing, #3 Proposed Order).(Wright, Melissa)
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Filing 52
ORDER granting #51 Letter Motion to Adjourn Conference - The parties are directed to contact Courtroom Deputy Christopher Davis via e-mail at WillisNYSDChambers@nysd.uscourts.gov and provide three mutually agreeable dates for an Initial Case Management Conference within two days of Judge Daniels's decision on defendant's anticipated motion to dismiss. (HEREBY ORDERED by Magistrate Judge Jennifer E Willis)(Text Only Order)
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Filing 51
JOINT LETTER MOTION to Adjourn Conference scheduled on April 11, 2022, and to submit a proposed schedule governing the filing of Plaintiffs' anticipated consolidated amended complaint and Defendants' anticipated motion to dismiss addressed to Magistrate Judge Jennifer Willis from Stephen P. Blake and Kara M. Wolke dated February 21, 2022. Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 50
INITIAL CASE MANAGEMENT CONFERENCE ORDER: This action is scheduled for an Initial Case Management Conference in accordance with Rule 16(b) of the Federal Rules of Civil Procedure on Monday, April 11, 2022 at 10:00 a.m. at United States Courthouse, 500 Pearl Street, New York, New York. The courtroom number will be sent to the parties via e-mail in advance of the conference. Counsel and parties are required to follow the Court's COVID-safety protocols and should review the Court's website in advance of the conference for the most up to date information. Initial Conference set for 4/11/2022 at 10:00 AM before Magistrate Judge Jennifer E Willis. (Signed by Magistrate Judge Jennifer E Willis on 2/15/2022) (tg)
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Filing 49
ORDER OF REFERENCE TO A MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Jennifer E Willis. SO ORDERED. (Signed by Judge George B. Daniels on 2/10/2022) (ama)
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Filing 48
MEMORANDUM DECISION AND ORDER: Makadia/Tongbiao Group and Pension Fund's motions for appointment as lead plaintiff and lead counsel, (ECF Nos. 13 and 16), are DENIED. Gharsalli' s motion for appointment as lead plaintiff and approval of Glancy Prongay & Murray LLP as lead counsel, (ECF No. 6), is GRANTED. SO ORDERED. (Signed by Judge George B. Daniels on 2/10/2022) (ama)
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Magistrate Judge Jennifer Willis is so redesignated. (wb)
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Filing 47
LETTER addressed to Judge George B. Daniels from David A. Rosenfeld dated May 10, 2021 re: Letter in Response to May 6, 2021 Letter from Counsel for Movant Salem Gharsalli. Document filed by 1199 SEIU Health Care Employees Pension Fund..(Rosenfeld, David)
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Filing 46
LETTER addressed to Judge George B. Daniels from Kara M. Wolke dated May 6, 2021 re: Response to #45 LETTER addressed to Judge George B. Daniels from David A. Rosenfeld dated May 5, 2021. Document filed by Salem Gharsalli. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C).(Wolke, Kara)
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Filing 45
LETTER addressed to Judge George B. Daniels from David A. Rosenfeld dated May 5, 2021 re: Informing the Court About Risk of Appointing Salem Gharsalli as Lead Plaintiff. Document filed by 1199 SEIU Health Care Employees Pension Fund. (Attachments: #1 Ex. A - Arrest Report, #2 Ex. B - Gharsalli Civil Action Motion for Sanctions).(Rosenfeld, David)
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Minute Entry for proceedings held before Judge George B. Daniels: Oral Argument held on 4/27/2021 re: (9 in 1:20-cv-09568-GBD) MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such furthe filed by Thomas J. Popovich, (16 in 1:20-cv-09568-GBD, 16 in 1:20-cv-09568-GBD, 16 in 1:20-cv-09568-GBD) MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA . MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) . MOTION to Appoint Counsel . filed by 1199 SEIU Health Care Employees Pension Fund, (13 in 1:20-cv-09568-GBD, 13 in 1:20-cv-09568-GBD, 13 in 1:20-cv-09568-GBD) MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel . filed by Dineshchandra Makadia, Yan Tongbiao, (6 in 1:20-cv-09568-GBD, 6 in 1:20-cv-09568-GBD, 6 in 1:20-cv-09568-GBD) MOTION to Appoint Counsel . MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) . MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 . filed by Salem Gharsalli. Plaintiffs Counsel: Kara Wolke, Joseph Alexander Hood, II, David Rosenfeld; Defendants Counsel: James Glenn Kreissman and Court Reporter present. (Vega, Elizabeth)
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Filing 44
ORDER GRANTING MOTION OF KARA M. WOLKE FOR ADMISSION PRO HAC VICE granting #41 Motion for Kara M. Wolke to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/22/2021) (vf)
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Filing 43
ORDER terminating (6) Motion to Appoint Counsel; terminating (6) Motion to Appoint; granting (6) Letter Motion to Consolidate Cases ; terminating (9) Motion to Appoint; granting (13) Motion to Consolidate Cases; terminating (13) Motion to Appoint; terminating (13) Motion to Approve; granting (16) Letter Motion to Consolidate Cases; terminating (16) Motion to Appoint; terminating (16) Motion to Appoint Counsel in case 1:20-cv-09568-GBD; terminating (15) Motion to Appoint in case 1:20-cv-10267-GBD; terminating (6) Motion to Appoint in case 1:21-cv-00136-GBD. The unopposed motions to consolidate Ciccarello v. Alibaba Grp. Holding Ltd. et al., No. 20 Civ. 9568 (GBD) (S.D.N.Y. November 13, 2020), (ECF Nos. 6, 9, 13, 16), Romnek v. Alibaba Grp. Holding Ltd. et al., No. 20 Civ. 10267 (GBD) (S.D.N.Y. December 4, 2020), (ECF No. 15), and Hess v. Alibaba Grp. Holding Ltd. et al., No. 21 Civ. 136 (GBD) (S.D.N.Y January 7, 2021), (ECF No. 6), are GRANTED. The initial conference scheduled to occur on April 27, 2021 at 10:30 a.m. is converted to an oral argument on the motions to appoint lead plaintiff and lead counsel. The oral argument shall occur as a videoconference using the Microsoft Teams platform. To optimize the quality of the video feed, only the Court and counsel for each party will appear by video for the proceeding; all others will participate by telephone. Due to the limited capacity of the Microsoft Teams system, only one counsel per party or movant may participate. Co-counsel, members of the press, and the public may access the audio feed of the conference by calling (917) 933-2166 and entering the conference ID 710 367 986#; as further set forth herein.. (Signed by Judge George B. Daniels on 4/20/2021) Filed In Associated Cases: 1:20-cv-09568-GBD, 1:20-cv-10267-GBD, 1:21-cv-00136-GBD (mro)
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Set/Reset Hearings: Oral Argument set for 4/27/2021 at 10:30 AM before Judge George B. Daniels. Associated Cases: 1:20-cv-09568-GBD, 1:20-cv-10267-GBD, 1:21-cv-00136-GBD(mro)
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Filing 42
LETTER addressed to Judge George B. Daniels from Counsel for Plaintiffs and Defendants dated April 19, 2021 re: Initial Pretrial Conference. Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #41 MOTION for Kara M. Wolke to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24413728. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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Filing 41
MOTION for Kara M. Wolke to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24413728. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Laura Ciccarello, Salem Gharsalli. (Attachments: #1 Affidavit, #2 Certificate of Good Standing, #3 Proposed Order).(Wolke, Kara)
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Filing 40
STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO COMPLAINT: NOW, THEREFORE, THE UNDERSIGNED PARTIES, THROUGH THEIR ATTORNEYS AND SUBJECT TO THE COURT'S APPROVAL, STIPULATE AND AGREE AS FOLLOWS: 1. Defendants need not answer or otherwise respond to the Complaint in the above-captioned action or to any other complaint that is filed or consolidated with the above-captioned action prior to the appointment of Lead Plaintiff; 2. Within ten (10) days after this Court appoints a Lead Plaintiff, the parties will meet and confer and submit to the Court a proposed schedule for the filing of a consolidated amended complaint or designation of a previously-filed complaint as the operative complaint, Defendants' responses thereto, and all briefing associated with any motion(s) to dismiss; and 4. By entering into this stipulation, the parties do not waive, but rather expressly preserve, all rights and defenses they may have in this action, including, without limitation, any personal jurisdiction defenses. (Signed by Judge George B. Daniels on 4/15/2021) (mro)
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Filing 39
LETTER MOTION for Extension of Time to Respond to Complaint addressed to Judge George B. Daniels from Stephen Blake dated April 14, 2021. Document filed by Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang. (Attachments: #1 Stipulation and Proposed Order Extending Time to Respond to Complaint).(Blake, Stephen)
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Filing 38
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate SoftBank Group Corp. for Alibaba Group Holding Limited. Document filed by Alibaba Group Holding Limited..(Blake, Stephen)
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Filing 37
NOTICE OF APPEARANCE by Stephen Patrick Blake on behalf of Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Blake, Stephen)
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Filing 36
NOTICE OF APPEARANCE by Brooke Elizabeth Cucinella on behalf of Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Cucinella, Brooke)
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Filing 35
NOTICE OF APPEARANCE by James Glenn Kreissman on behalf of Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Kreissman, James)
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Filing 34
NOTICE OF APPEARANCE by Jonathan K. Youngwood on behalf of Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(Youngwood, Jonathan)
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Filing 33
ORDER: The initial conference is adjourned from March 11, 2021 to April 27, 2021 at 10:30 a.m. SO ORDERED. (Signed by Judge George B. Daniels on 3/3/2021) ( Initial Conference set for 4/27/2021 at 10:30 AM before Judge George B. Daniels.) (ks)
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Filing 32
WAIVER OF SERVICE RETURNED EXECUTED. Alibaba Group Holding Limited waiver sent on 2/17/2021, answer due 4/19/2021; Maggie Wu waiver sent on 2/17/2021, answer due 4/19/2021; Daniel Zhang waiver sent on 2/17/2021, answer due 4/19/2021. Document filed by Salem Gharsalli; Laura Ciccarello..(Linehan, Charles)
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Filing 31
REPLY MEMORANDUM OF LAW in Support re: #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel . . Document filed by Dineshchandra Makadia, Yan Tongbiao..(Lieberman, Jeremy)
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Filing 30
REPLY MEMORANDUM OF LAW in Support re: #6 MOTION to Appoint Counsel . MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) . MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 . . Document filed by Salem Gharsalli..(Linkh, Gregory)
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Filing 29
REPLY MEMORANDUM OF LAW in Support re: #16 MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA . MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by 1199 SEIU Health Care Employees Pension Fund..(Rosenfeld, David)
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Filing 28
MEMORANDUM OF LAW in Opposition re: #9 MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such furthe, #16 MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA . MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel . . Document filed by Salem Gharsalli..(Linkh, Gregory)
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Filing 27
MEMORANDUM OF LAW in Opposition re: #9 MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such furthe, #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel ., #6 MOTION to Appoint Counsel . MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) . MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 . . Document filed by 1199 SEIU Health Care Employees Pension Fund..(Rosenfeld, David)
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Filing 26
RESPONSE in Support of Motion re: #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel . . Document filed by Dineshchandra Makadia, Yan Tongbiao..(Lieberman, Jeremy)
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Filing 25
NOTICE of Notice of Movant Thomas J. Popovich's Non-Opposition to Competing Motions for Lead Plaintiff. Document filed by Thomas J. Popovich..(Fox, Frederic)
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Filing 24
ORDER GRANTING MOTION OF CHARLES H. LINEHAN FOR ADMISSION PRO HAC VICE #21 Motion for Charles H. Linehan to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge George B. Daniels on 1/26/2021) (cf)
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Filing 23
ORDER GRANTING MOTION FOR ROBERT V. PRONGAY FOR ADMISSION PRO HAC VICE granting #22 Motion for Robert V. Prongay to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 1/25/2021) (jwh)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Robert V. Prongay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23630068. Motion and supporting papers to be reviewed by Clerk's Office staff. #21 MOTION for Charles H. Linehan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23629827. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea)
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Filing 22
MOTION for Robert V. Prongay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23630068. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Laura Ciccarello, Salem Gharsalli. (Attachments: #1 Affidavit, #2 Certificate of Good Standing, #3 Proposed Order).(Prongay, Robert)
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Filing 21
MOTION for Charles H. Linehan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23629827. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Laura Ciccarello, Salem Gharsalli. (Attachments: #1 Affidavit, #2 Certificate of Good Standing, #3 Proposed Order).(Linehan, Charles)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #14 Proposed Order #12 Proposed Order #19 Proposed Order was reviewed and approved as to form. (km)
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Filing 20
DECLARATION of Jeremy A. Lieberman in Support re: #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel .. Document filed by Dineshchandra Makadia, Yan Tongbiao. (Attachments: #1 Exhibit A - Assignment of Dineshchandra, #2 Exhibit B - Assignment of Tongbiao, #3 Exhibit C - Loss Chart, #4 Exhibit D - Press Release, #5 Exhibit E - Certifications, #6 Exhibit F - Joint Declaration, #7 Exhibit G - Firm Resume).(Lieberman, Jeremy)
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Filing 19
PROPOSED ORDER. Document filed by 1199 SEIU Health Care Employees Pension Fund. Related Document Number: #16 ..(Rosenfeld, David) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 18
DECLARATION of David A. Rosenfeld in Support re: #16 MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA . MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by 1199 SEIU Health Care Employees Pension Fund. (Attachments: #1 Exhibit A - PSLRA Notice, #2 Exhibit B - Certification, #3 Exhibit C- Estimate of losses).(Rosenfeld, David)
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Filing 17
MEMORANDUM OF LAW in Support re: #16 MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA . MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by 1199 SEIU Health Care Employees Pension Fund..(Rosenfeld, David)
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Filing 16
MOTION to Consolidate Cases 1:20-cv-09568-GBD; 1:20-cv-10267-GBD;1:21-cv-00136-UA ., MOTION to Appoint 1199 SEIU Health Care Employees Pension Fund to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by 1199 SEIU Health Care Employees Pension Fund..(Rosenfeld, David)
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Filing 15
MEMORANDUM OF LAW in Support re: #13 MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 . MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) . MOTION to Approve Lead Counsel . . Document filed by Dineshchandra Makadia, Yan Tongbiao..(Lieberman, Jeremy)
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Filing 14
PROPOSED ORDER. Document filed by Dineshchandra Makadia, Yan Tongbiao. Related Document Number: #13 ..(Lieberman, Jeremy) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 13
MOTION to Consolidate Cases 20-cv-10267 and 21-cv-00136 ., MOTION to Appoint Dineshchandra Makadia and Yan Tongbiao to serve as lead plaintiff(s) ., MOTION to Approve Lead Counsel . Document filed by Dineshchandra Makadia, Yan Tongbiao..(Lieberman, Jeremy)
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Filing 12
PROPOSED ORDER. Document filed by Thomas J. Popovich..(Fox, Frederic) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 11
DECLARATION of Frederic S. Fox in Support re: #9 MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such furthe. Document filed by Thomas J. Popovich. (Attachments: #1 Exhibit A - November 13, 2020 Notice of Pendency of Ciccarello v. Alibaba Group Holding Limited, 20-cv-09568 (S.D.N.Y. Nov. 13, 2020) on Business Wire, #2 Exhibit B - Sworn Certification of Mr. Popovich pursuant to the Private Securities Litigation Reform Act of 1995, #3 Exhibit C - Chart calculating the losses incurred by Mr. Popovich prepared by counsel, #4 Exhibit D - Firm resume of Kaplan Fox).(Fox, Frederic)
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Filing 10
MEMORANDUM OF LAW in Support re: #9 MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such furthe . Document filed by Thomas J. Popovich..(Fox, Frederic)
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Filing 9
MOTION to Appoint Thomas J. Popovich to serve as lead plaintiff(s) ,consolidating the above-captioned related actions, approving Mr. Popovichs selection of Kaplan Fox & Kilsheimer LLP to serve as Lead Counsel for the class, and for any such further relief as the Court may deem just and proper.. Document filed by Thomas J. Popovich..(Fox, Frederic)
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Filing 8
DECLARATION of Gregory B. Linkh in Support re: #6 MOTION to Appoint Counsel . MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) . MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 .. Document filed by Salem Gharsalli. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Declaration of Salem Gharsalli, #5 Exhibit E - GPM Firm Resume).(Linkh, Gregory)
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Filing 7
MEMORANDUM OF LAW in Support re: #6 MOTION to Appoint Counsel . MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) . MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 . . Document filed by Salem Gharsalli..(Linkh, Gregory)
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Filing 6
MOTION to Appoint Counsel ., MOTION to Appoint Salem Gharsalli to serve as lead plaintiff(s) ., MOTION to Consolidate Cases Nos. 1:20-cv-09568-GBD; 1:20-cv-10267-GBD; 1:21-cv-00136 . Document filed by Salem Gharsalli. (Attachments: #1 Text of Proposed Order).(Linkh, Gregory)
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Filing 5
INITIAL PRETRIAL CONFERENCE: Initial Conference set for 3/11/2021 at 09:30 AM in Courtroom 11A, 500 Pearl Street, New York, NY 10007 before Judge George B. Daniels, as further set forth in this order. (Signed by Judge George B. Daniels on 11/16/2020) (jwh)
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Filing 4
ELECTRONIC SUMMONS ISSUED as to Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang..(pc)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Gregory Bradley Linkh. The party information for the following party/parties has been modified: Laura Ciccarello. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (pc)
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Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge George B. Daniels. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc)
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Case Designated ECF. (pc)
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Filing 3
CIVIL COVER SHEET filed..(Linkh, Gregory)
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Filing 2
REQUEST FOR ISSUANCE OF SUMMONS as to ALIBABA GROUP HOLDING LIMITED, DANIEL ZHANG, and MAGGIE WU, re: #1 Complaint. Document filed by Laura Ciccarello..(Linkh, Gregory)
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Filing 1
COMPLAINT against Alibaba Group Holding Limited, Maggie Wu, Daniel Zhang. (Filing Fee $ 400.00, Receipt Number ANYSDC-22574190)Document filed by Laura Ciccarello..(Linkh, Gregory)
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