Securities and Exchange Commission v. Barbera et al
| Securities and Exchange Commission |
| Carl Smith, J. Jeremy Barbera and Nanobeak Biotech Inc. |
| UNITED STATES OF AMERICA |
| 1:2020cv10353 |
| December 9, 2020 |
| US District Court for the Southern District of New York |
| Andrew L Carter |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on January 9, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 32
LETTER addressed to Judge Andrew L. Carter, Jr. from Paul C. Kingsbery dated March 18, 2021 re: Consent to Stay Action. Document filed by Nanobeak Biotech Inc...(Kingsbery, Paul)
|
|
Filing 31
NOTICE OF APPEARANCE by Paul Curran Kingsbery on behalf of Nanobeak Biotech Inc...(Kingsbery, Paul)
|
|
Filing 30
LETTER addressed to Judge Andrew L. Carter, Jr. from Paul G. Gizzi dated March 17, 2021 re: Government's request for a Pre-Motion Conference. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 29
LETTER addressed to Judge Andrew L. Carter, Jr. from Eric M. Creizman dated March 16, 2021 re: Goverment's Request for Pre-Motion Conference. Document filed by J. Jeremy Barbera..(Creizman, Eric)
|
|
Filing 28
ORDER TO STRIKE........that document #26 MOTION to Intervene . MOTION to Stay . filed by UNITED STATES OF AMERICA, #27 Memorandum of Law in Support of Motion, filed by UNITED STATES OF AMERICA is stricken from the record., Motions terminated: #26 MOTION to Intervene . MOTION to Stay . filed by UNITED STATES OF AMERICA. On March 10, 2021, the United States of America filed a Motion to Intervene in this matter. However, the United States failed to file a pre-motion conference letter leave to do so, as required by Rule 2.A of the Court's Individual Practices. Accordingly, the Court hereby STRIKES Docket Nos. 26 and 27. The Clerk of Court is directed to retain the docket text for the record. The United States is directed to file a pre-motion conference letter, to which the Parties must reply consistent with the Court's Individual Practices. (Signed by Judge Andrew L. Carter, Jr on 3/15/2021) (tro)
|
|
Filing 27
MEMORANDUM OF LAW in Support re: #26 MOTION to Intervene . MOTION to Stay . . Document filed by UNITED STATES OF AMERICA. (Attachments: #1 Exhibit A (Proposed Order), #2 Exhibit B (Complaint), #3 Exhibit C (Indictment)).(Naftalis, Joshua)
|
|
Filing 26
MOTION to Intervene ., MOTION to Stay . Document filed by UNITED STATES OF AMERICA..(Naftalis, Joshua)
|
|
Filing 25
NOTICE OF APPEARANCE by Joshua Arditi Naftalis on behalf of UNITED STATES OF AMERICA..(Naftalis, Joshua)
|
|
Filing 24
ORDER granting #22 Letter Motion for Extension of Time to Answer re #22 CONSENT LETTER MOTION for Extension of Time to File Answer re: #1 Complaint, #8 Summons Issued addressed to Judge Andrew L. Carter, Jr. from Eric M. Creizman dated February 24, 2021., #1 Complaint. SO ORDERED. J. Jeremy Barbera answer due 4/13/2021. (Signed by Judge Andrew L. Carter, Jr on 2/25/2021) (rj)
|
|
Filing 23
NOTICE OF APPEARANCE by Eric M. Creizman on behalf of J. Jeremy Barbera..(Creizman, Eric)
|
|
Filing 22
CONSENT LETTER MOTION for Extension of Time to File Answer re: #1 Complaint, #8 Summons Issued addressed to Judge Andrew L. Carter, Jr. from Eric M. Creizman dated February 24, 2021. Document filed by J. Jeremy Barbera..(Creizman, Eric)
|
|
Filing 21
ORDER granting #20 Letter Motion for Extension of Time to Answer. So Ordered. Nanobeak Biotech Inc. answer due 4/13/2021. (Signed by Judge Andrew L. Carter, Jr on 2/12/2021) (js)
|
|
Filing 20
LETTER MOTION for Extension of Time to File Answer addressed to Judge Andrew L. Carter, Jr. from Michael J. Gilbert dated February 11, 2021. Document filed by Nanobeak Biotech Inc...(Gilbert, Michael)
|
|
Filing 19
NOTICE OF APPEARANCE by Michael J. Gilbert on behalf of Nanobeak Biotech Inc...(Gilbert, Michael)
|
|
Filing 18
ORDER granting #15 Letter Motion for Extension of Time to Answer. So Ordered. Carl Smith answer due 4/9/2021. (Signed by Judge Andrew L. Carter, Jr on 2/5/2021) (js)
|
|
Filing 17
NOTICE OF CHANGE OF ADDRESS by Jerrold L. Steigman on behalf of Carl Smith. New Address: KRANTZ & BERMAN LLP, 747 THIRD AVENUE, 32ND FLOOR, NEW YORK, NEW YORK, USA 10017, 212-661-0009..(Steigman, Jerrold)
|
|
Filing 16
NOTICE OF APPEARANCE by Jerrold L. Steigman on behalf of Carl Smith..(Steigman, Jerrold)
|
|
Filing 15
LETTER MOTION for Extension of Time to File Answer addressed to Judge Andrew L. Carter, Jr. from Larry Krantz dated 2-3-21. Document filed by Carl Smith..(Krantz, Larry)
|
|
Filing 14
NOTICE OF APPEARANCE by Larry Howard Krantz on behalf of Carl Smith..(Krantz, Larry)
|
|
Filing 13
SUMMONS RETURNED EXECUTED Summons and Complaint served. J. Jeremy Barbera served on 1/27/2021, answer due 2/17/2021. Service was accepted by Joseph Rios, Building Manager. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 12
NOTICE OF APPEARANCE by James K. Hanson on behalf of Securities and Exchange Commission..(Hanson, James)
|
|
Filing 11
WAIVER OF SERVICE RETURNED EXECUTED. Carl Smith waiver sent on 12/10/2020, answer due 2/8/2021. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 10
WAIVER OF SERVICE RETURNED EXECUTED. Nanobeak Biotech Inc. waiver sent on 12/14/2020, answer due 2/12/2021. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 9
ELECTRONIC SUMMONS ISSUED as to Nanobeak Biotech Inc...(jgo)
|
|
Filing 8
ELECTRONIC SUMMONS ISSUED as to J. Jeremy Barbera..(jgo)
|
|
Filing 7
ELECTRONIC SUMMONS ISSUED as to Carl Smith..(jgo)
|
|
Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
|
|
Case Designated ECF. (jgo)
|
|
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Andrew L. Carter, Jr. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
|
|
Filing 6
REQUEST FOR ISSUANCE OF SUMMONS as to Nanobeak Biotech Inc., re: #1 Complaint. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to Carl Smith, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to J. Jeremy Barbera, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 3
NOTICE OF APPEARANCE by Paul G. Gizzi on behalf of Securities and Exchange Commission..(Gizzi, Paul)
|
|
Filing 2
CIVIL COVER SHEET filed..(Best, Richard)
|
|
Filing 1
COMPLAINT against J. Jeremy Barbera, Nanobeak Biotech Inc., Carl Smith. Document filed by Securities and Exchange Commission..(Best, Richard)
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
