Ciccotelli v. MVC Capital, Inc. et al
Plaintiff: Alex Ciccotelli
Defendant: Douglas Kass, John Chapman, Robert Knapp, Gerald Hellerman, Phillip Goldstein, Art Lipson, Barings BDC, Inc., Michael Tokarz, Mustang Acquisition Sub, Inc., MVC Capital, Inc. and Scott Krase
Case Number: 1:2020cv10509
Filed: December 11, 2020
Court: US District Court for the Southern District of New York
Presiding Judge: Vernon S Broderick
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on December 16, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 16, 2020 CASE ACCEPTED AS RELATED. Create association to 1:20-cv-10429-VSB. Notice of Assignment to follow. (wb)
December 16, 2020 NOTICE OF CASE REASSIGNMENT to Judge Vernon S. Broderick. Judge Unassigned is no longer assigned to the case..(wb)
December 16, 2020 Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb)
December 14, 2020 Filing 25 ELECTRONIC SUMMONS ISSUED as to Barings BDC, Inc.. (sj)
December 14, 2020 Filing 24 ELECTRONIC SUMMONS ISSUED as to Mustang Acquisition Sub, Inc.. (sj)
December 14, 2020 Filing 23 ELECTRONIC SUMMONS ISSUED as to MVC Capital, Inc.. (sj)
December 14, 2020 Filing 22 ELECTRONIC SUMMONS ISSUED as to Phillip Goldstein. (sj)
December 14, 2020 Filing 21 ELECTRONIC SUMMONS ISSUED as to Robert Knapp. (sj)
December 14, 2020 Filing 20 ELECTRONIC SUMMONS ISSUED as to Gerald Hellerman. (sj)
December 14, 2020 Filing 19 ELECTRONIC SUMMONS ISSUED as to John Chapman. (sj)
December 14, 2020 Filing 18 ELECTRONIC SUMMONS ISSUED as to Michael Tokarz. (sj)
December 14, 2020 Filing 17 ELECTRONIC SUMMONS ISSUED as to Art Lipson. (sj)
December 14, 2020 Filing 16 ELECTRONIC SUMMONS ISSUED as to Scott Krase..(sj)
December 14, 2020 Filing 15 ELECTRONIC SUMMONS ISSUED as to Douglas Kass. (sj)
December 14, 2020 CASE REFERRED TO Judge Vernon S. Broderick as possibly related to 1:20cv10429. (sj)
December 14, 2020 Case Designated ECF. (sj)
December 14, 2020 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (sj)
December 14, 2020 ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Timothy John MacFall. The following case opening statistical information was erroneously selected/entered: County code Westchester; Fee Status code due (due). The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State; the Fee Status code has been modified to pd (paid). (sj)
December 11, 2020 Filing 14 STATEMENT OF RELATEDNESS re: that this action be filed as related to 20-cv-10429. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 13 REQUEST FOR ISSUANCE OF SUMMONS as to Barings BDC, Inc., re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to Mustang Acquisition Sub, Inc., re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to MVC Capital, Inc., re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to Phillip Goldstein, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Robert Knapp, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Gerald Hellerman, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to John Chapman, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Michael Tokarz, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Art Lipson, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Scott Krase, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Douglas Kass, re: #1 Complaint,. Document filed by Alex Ciccotelli..(MacFall, Timothy)
December 11, 2020 Filing 2 CIVIL COVER SHEET filed..(MacFall, Timothy)
December 11, 2020 Filing 1 COMPLAINT against Barings BDC, Inc., John Chapman, Phillip Goldstein, Gerald Hellerman, Douglas Kass, Robert Knapp, Scott Krase, Art Lipson, MVC Capital, Inc., Mustang Acquisition Sub, Inc., Michael Tokarz. (Filing Fee $ 402.00, Receipt Number ANYSDC-23001721)Document filed by Alex Ciccotelli..(MacFall, Timothy)

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Defendant: Douglas Kass
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Defendant: John Chapman
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Defendant: Robert Knapp
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Defendant: Gerald Hellerman
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Defendant: Phillip Goldstein
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Defendant: Art Lipson
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Defendant: Barings BDC, Inc.
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Defendant: Michael Tokarz
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Defendant: Mustang Acquisition Sub, Inc.
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Defendant: MVC Capital, Inc.
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Defendant: Scott Krase
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Plaintiff: Alex Ciccotelli
Represented By: Timothy John MacFall
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