Fife v. Financial Industry Regulatory Authority, Inc.
| John M. Fife |
| Financial Industry Regulatory Authority, Inc. |
| 1:2020cv10716 |
| December 18, 2020 |
| US District Court for the Southern District of New York |
| Analisa Torres |
| Securities/Commodities |
| Plaintiff |
Docket Report
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| Document Text |
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| Filing 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Financial Industry Regulatory Authority, Inc...(Mitchell, John) |
| Filing 13 NOTICE OF APPEARANCE by John Patrick Mitchell on behalf of Financial Industry Regulatory Authority, Inc...(Mitchell, John) |
| Filing 12 LETTER addressed to Judge Analisa Torres from Martin H. Kaplan dated February 12, 2021 re: Defendant's Pre-Motion Letter. Document filed by John M. Fife..(Parks, Kari) |
Filing 11
ORDER granting #10 Letter Motion to Adjourn Conference. GRANTED. The initial pretrial conference scheduled for February 17, 2021, is ADJOURNED to March 2, 2021, at 11:40 a.m. By February 23, 2021, the parties shall submit their joint letter and proposed case management plan. SO ORDERED. Initial Conference set for 3/2/2021 at 11:40 AM before Judge Analisa Torres. (Signed by Judge Analisa Torres on 2/9/2021) (kv)
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| Filing 10 CONSENT LETTER MOTION to Adjourn Conference addressed to Judge Analisa Torres from Kari Parks dated February 8, 2021. Document filed by John M. Fife..(Parks, Kari) |
| Filing 9 LETTER addressed to Judge Analisa Torres from John P. Mitchell dated 02.05.2021 re: Request to File Notice of Motion to Dismiss. Document filed by Financial Industry Regulatory Authority, Inc...(Mitchell, John) |
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Filing 8
ORDER: To conserve resources, to promote judicial efficiency, and in an effo1i to achieve a faster disposition of this matter, it is hereby ORDERED that the parties discuss whether they are willing to consent, under 28 U.S.C. 636(c), to conducting all further proceedings before the assigned Magistrate Judge. If all parties consent to proceed before the Magistrate Judge, counsel for Defendant shall, by February 10, 2021, e-mail a fully executed Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form, available at https://nysd.uscourts.gov/node/754 and attached to this order, to Orders_and_Judgments@nysd.uscourts.gov. If the Court approves that form, all further proceedings will then be conducted before the assigned Magistrate Judge rather than before me. An information sheet on proceedings before magistrate judges is also attached to this order. Any appeal would be taken directly to the United States Court of Appeals for the Second Circuit, as it would be if the consent form were not signed and so ordered. If any party does not consent to conducting all further proceedings before the assigned Magistrate Judge, the parties must file a joint letter, by February 10, 2021, advising the Court that the parties do not consent, but without disclosing the identity of the party or parties who do not consent. The parties are free to withhold consent without negative consequences. SO ORDERED. (Signed by Judge Analisa Torres on 1/5/2021) (ks)
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Filing 7
ORDER: To protect the public health, while promoting the "just, speedy, and inexpensive determination of every action and proceeding," Fed. R. Civ. P. 1, it is ORDERED pursuant to Rules 30(b)(3) and 30(b)(4) of the Federal Rules of Civil Procedure that all depositions in this action may be taken via telephone, videoconference, or other remote means. It is further ORDERED pursuant to Rule 30(b)(5) that a deposition will be deemed to have taken place "before an officer appointed or designated under Rule 28" if such officer attends the deposition using the same remote means used to connect all other participants, so long as all participants (including the officer) can clearly hear and be heard by all other participants. The parties are encouraged to engage in discovery through remote means at every available opportunity. SO ORDERED. (Signed by Judge Analisa Torres on 1/5/2021) (kv)
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Filing 6
INITIAL PRETRIAL CONFERENCE ORDER: Counsel for all parties are directed to appear for an initial pretrial conference, in accordance with Rule 16 of the Federal Rules of Civil Procedure, at 10:20 a.m. on February 17, 2021, to be held telephonically. The pa1ties are directed to dial 888-398-2342 or 215-861-0674, and enter access code 5598827. Principal trial counsel must appear at this and all subsequent conferences. Initial Conference set for 2/17/2021 at 10:20 AM before Judge Analisa Torres. (Signed by Judge Analisa Torres on 1/5/2021) (kv)
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| Filing 5 ELECTRONIC SUMMONS ISSUED as to Financial Industry Regulatory Authority, Inc...(pc) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Analisa Torres. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc) |
| Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc) |
| Case Designated ECF. (pc) |
| Filing 4 NOTICE OF APPEARANCE by Martin H. Kaplan on behalf of John M. Fife..(Kaplan, Martin) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Financial Industry Regulatory Authority, Inc., re: #1 Complaint. Document filed by John M. Fife..(Parks, Kari) |
| Filing 2 CIVIL COVER SHEET filed..(Parks, Kari) |
| Filing 1 COMPLAINT against Financial Industry Regulatory Authority, Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-23104535)Document filed by John M. Fife..(Parks, Kari) |
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| Defendant: Financial Industry Regulatory Authority, Inc. | |
| Represented By: | John Patrick Mitchell |
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| Plaintiff: John M. Fife | |
| Represented By: | Martin H. Kaplan |
| Represented By: | Kari Parks |
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