Securities and Exchange Commission v. Global Investment Strategy UK Ltd. et al
| Securities and Exchange Commission |
| John William Gunn and Global Investment Strategy UK Ltd. |
| 1:2020cv10838 |
| December 22, 2020 |
| US District Court for the Southern District of New York |
| Alvin K Hellerstein |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on March 22, 2022. A more recent docket listing may be available from PACER.
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Filing 27
MEMO ENDORSEMENT on re: #26 Letter Report of the Parties' Rule 26(f) Conference, filed by Securities and Exchange Commission. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 6/7/21) (yv)
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Filing 26
JOINT LETTER addressed to Judge Alvin K. Hellerstein from David Stoelting (Counsel for Plaintiff) and Caryn Schechtman (Counsel for Defendants) dated June 4, 2021 re: the Report of the Parties' Rule 26(f) Conference. Document filed by Securities and Exchange Commission..(Stoelting, David)
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Filing 25
DECLARATION of John William Gunn in Support re: #18 MOTION to Dismiss .. Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 24
FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #25) - REPLY to Response to Motion re: #18 MOTION to Dismiss . . Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn) Modified on 6/1/2021 (ldi).
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Filing 23
REPLY MEMORANDUM OF LAW in Support re: #18 MOTION to Dismiss . . Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 22
DECLARATION of David Stoelting in Opposition re: #18 MOTION to Dismiss .. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3).(Stoelting, David)
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Filing 21
MEMORANDUM OF LAW in Opposition re: #18 MOTION to Dismiss . . Document filed by Securities and Exchange Commission..(Stoelting, David)
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Filing 20
DECLARATION of John William Gunn in Support re: #18 MOTION to Dismiss .. Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 19
MEMORANDUM OF LAW in Support re: #18 MOTION to Dismiss . . Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 18
MOTION to Dismiss . Document filed by Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 17
STIPULATION AND ORDER, IT IS on this 8 of March 2021 ORDERED that a response to the Complaint by both of the Defendants will be due on or before April 2, 2021. SO ORDERED. (Global Investment Strategy UK Ltd. answer due 4/2/2021; John William Gunn answer due 4/2/2021.), Motions terminated: #16 CONSENT LETTER MOTION for Extension of Time for Defendants to respond to the Complaint and set a briefing schedule for any motion to dismiss addressed to Judge Alvin K. Hellerstein from Caryn Schechtman dated March 5, 2021. filed by John William Gunn, Global Investment Strategy UK Ltd.. (Signed by Judge Alvin K. Hellerstein on 3/8/21) (yv)
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Filing 16
CONSENT LETTER MOTION for Extension of Time for Defendants to respond to the Complaint and set a briefing schedule for any motion to dismiss addressed to Judge Alvin K. Hellerstein from Caryn Schechtman dated March 5, 2021. Document filed by Global Investment Strategy UK Ltd., John William Gunn. (Attachments: #1 Text of Proposed Order).(Schechtman, Caryn)
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Filing 15
STIPULATION AND ORDER, IT IS on this 12 of February 2021 ORDERED that a response to the Complaint by both of the Defendants will be due on or before March 12, 2021. So Ordered. All Defendants., Motions terminated: #14 CONSENT LETTER MOTION for Extension of Time for Defendants to respond to the Complaint and sets a briefing schedule for any motion to dismiss addressed to Judge Alvin K. Hellerstein from Caryn Schechtman dated February 10, 2021. filed by John William Gunn, Global Investment Strategy UK Ltd. (Signed by Judge Alvin K. Hellerstein on 2/12/21) (yv)
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Filing 14
CONSENT LETTER MOTION for Extension of Time for Defendants to respond to the Complaint and sets a briefing schedule for any motion to dismiss addressed to Judge Alvin K. Hellerstein from Caryn Schechtman dated February 10, 2021. Document filed by Global Investment Strategy UK Ltd., John William Gunn. (Attachments: #1 Text of Proposed Order).(Schechtman, Caryn)
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Filing 13
STIPULATION AND ORDER, IT IS on this 25 of January 2021 ORDERED that a response to the Complaint by both of the Defendants will be due on or before February 23, 2021. SO ORDERED. Motions terminated: #11 CONSENT LETTER MOTION for Extension of Time to File Answer or Move to Dismiss addressed to Judge Alvin K. Hellerstein from David Stoelting dated January 22, 2021. filed by Securities and Exchange Commission., (Global Investment Strategy UK Ltd. answer due 2/23/2021; John William Gunn answer due 2/23/2021.) (Signed by Judge Alvin K. Hellerstein on 1/25/21) (yv)
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Filing 12
NOTICE OF APPEARANCE by Caryn Gail Schechtman on behalf of Global Investment Strategy UK Ltd., John William Gunn..(Schechtman, Caryn)
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Filing 11
CONSENT LETTER MOTION for Extension of Time to File Answer or Move to Dismiss addressed to Judge Alvin K. Hellerstein from David Stoelting dated January 22, 2021. Document filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order).(Stoelting, David)
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Filing 10
AFFIDAVIT OF SERVICE. Global Investment Strategy UK Ltd. served on 1/6/2021, answer due 1/27/2021; John William Gunn served on 1/6/2021, answer due 1/27/2021. Service was made by Mail pursuant to Federal Rule of Civil Procedure (f)(2)(C)(ii). Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8).(Stoelting, David)
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Filing 9
CLERK CERTIFICATE OF MAILING of one copy of the the Summons, Complaint, The Courts ECF Rules and Instructions; and Judge Hellersteins Individual Rules mailed to Global Investment Strategy UK Limited 2nd Floor 2 London Wall Buildings London ENGLAND EC2M 5PP on 12/30/2020 by Federal Express tracking # 7724 9698 8980, to the individual of the foreign state, pursuant to the provisions of FRCP 4(f)2(c)(ii). (smc)
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Filing 8
CLERK CERTIFICATE OF MAILING of one copy of the the Summons, Complaint, The Courts ECF Rules and Instructions; and Judge Hellerstein's Individual Rules mailed to John W. Gunn Global Investment Strategy UK Limited 2nd Floor 2 London Wall Buildings London ENGLAND EC2M 5PP on 12/30/2020 by Federal Express tracking # 7724 9704 7364, to the individual of the foreign state, pursuant to the provisions of FRCP 4(f)2(c)(ii). (smc)
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Filing 7
ELECTRONIC SUMMONS ISSUED as to John William Gunn..(pc)
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Filing 6
ELECTRONIC SUMMONS ISSUED as to Global Investment Strategy UK Ltd...(pc)
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Richard R. Best. The following case opening statistical information was erroneously selected/entered: County code Albany; Fee Status code pd (paid);. The following correction(s) have been made to your case entry: the County code has been modified to New York; the Fee Status code has been modified to wv (waived);. (pc)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc)
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Case Designated ECF. (pc)
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Magistrate Judge Debra C. Freeman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc)
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to John Willam Gunn, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Stoelting, David)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to Global Investment Strategy UK Ltd., re: #1 Complaint. Document filed by Securities and Exchange Commission..(Stoelting, David)
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Filing 3
CIVIL COVER SHEET filed..(Stoelting, David)
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Filing 2
NOTICE OF APPEARANCE by David Stoelting on behalf of Securities and Exchange Commission..(Stoelting, David)
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Filing 1
COMPLAINT against Global Investment Strategy UK Ltd., John William Gunn. Document filed by Securities and Exchange Commission..(Best, Richard)
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