In Re: Nine West LBO Securities Litigation
| Marc S Kirschner, Wilmington Savings Fund Society, FSB and ABC |
| Gerald C. Crotty, Pamela M. Paul, Suzanne Maloney, Nine Chapters Capital Management LLC, PGIM QMA Small-Cap Value Fund, Jack Gross, John T McClain, Arthur E. Lee, Charles Joseph Pickett, Susan M. McCoy, John D'Souza, Defendant NJ-1, Nancy L. Lee, Cynthia DiPietrantonio, Priac Funds, Alison Hemming, Advanced Series Trust Small Cap Value Portfolio, Arlene Starr, Advanced Series Trust Academic Strategies Allocation Portfolio, Mark DeZao, Ninive Giordano, Jeff Brisman, Prudential Financial, Inc., Defendant NJ-2, Irene A. Koumendouros, Vincent Morales, Defendant NJ-4, Arundhati Kulkarni, Tami Fersko, Ira Margulies, Prudential Retirement Insurance & Annuity Co., Patricia Kenny, Defendant NJ-3, Quantitative Management Associates LLC, JHVIT Strategic Equity Allocation Trust, WisdomTree U.S. SmallCap Dividend Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, HBK Master Fund L.P., DFA Australia Limited Global Core Equity Trust, Small Cap Value Subtrust, Extended Equity Market Fund, American Beacon Small Cap Value Fund, Securian Life Insurance Co., U.S. Small Cap Subtrust, Tax-Managed US Equity Series, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, FIAM LLC, DFA US Vector Equity Fund, The Bank of New York Mellon, JHVIT Small Cap Opportunities Trust, JHVIT Small Cap Index Trust, Kenny Allan Troutt Separate Trust Estate, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, State Street Global Advisors U.S. Extended Market Index Fund, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, Master Small Cap Index Series of Quantitative Master Series LLC, Geode Diversified Fund, HBK Quantitative Strategies Master Fund LP, Russell 2000 Index Non-Lendable Fund, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Russell 2500 Index Fund, Fidelity Income Allocation Fund, SPDR S&P MIDCAP 400 ETF Trust, DWS Investment Management Americas, Inc., Peak6 Investments LLC, Wells Fargo Disciplined Small Cap Fund, Brighthouse Funds Trust II, Research Affiliates Equity US Large, L.P., DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA US Core Equity Fund, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, Manulife Investment Management (North America) LTD, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, RUSSELL 3000 INDEX FUND, WisdomTree U.S. SmallCap Fund, Micro Cap Subtrust, Harvest Street Capital LLC, Stacey A. Harmon, Roy Chan, KBC Equity Fund - Leisure and Tourism, The Hartford Life Insurance Company, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Wisdom Tree Asset Management Inc., College Retirement Equities Fund (CREF Equity Index Account), iShares Russell 3000 ETF, The Arbitrage Fund, State Street Global Advisors Russell Special Small Company Fund, Vanguard Institutional Total Stock Market Index Trust, Virtu Americas LLC, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DWS Small Cap Index VIP, RBB Fund, Inc. (WPG Partners Small/Micro Cap Value Fund), The Arbitrate Fund, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), TIAA-CREF Funds, Michael G. Demko, AQR DELTA Sapphire Fund, L.P., Richard L. Dickson, CNH Master Account, L.P., Larissa Sygida, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), State Street Bank Maya Account Holder, Fidelity Asset Allocation Private Pool, Russell 2000 Alpha Tilts Fund B, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Defendant NY-19, Joseph T. Donnalley, Russell 2000 Value Fund B, Mary E. Belle, Schwab Capital Trust, Oppenheimer Global Multi Strategies Fund, PEAK, Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund), AQR Absolute Return Master Account, L.P., GDF, James Capiola, Ira Martin Dansky Revocable Trust, Janice Brown, Diversified Alpha Group Trust, Fidelity Monthly Income Fund, Blue Shield of California, Legg Mason Royce U.S. Small Cap Opportunity Fund, U.S. Extended Market Fund SL, BlackRock MSCI USA Small Cap Equity Index Fund, Stuart Weitzman, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, Jeffrey D. Nuechterlein, DEUTSCHE ASSET MANAGEMENT (SCUDDER), Extended Equity Market Master Fund B, AQR Funds (AQR Diversified Arbitrage Fund), George Sharp, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, HFR Asset Management, L.L.C., Lori L. Grace, Investment Managers Series Trust (Towle Deep Value Fund), John Hancock Variable Insurance Trust Sea Small Cap, Columbia Multi-Manager Alternative Strategies Fund, Nationwide US Targeted Value Strategy, State Street North America Confidential Client 1 Domestic Equities, Fidelity Balanced Private Pool, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Robyn Whitney Mills, Francis X Claps, iShares Russell 2000 Value ETF, Pacific Select Fund-Small-Cap Equity Portfolio, Principal Funds Inc. (Smallcap Value Fund II), Fidelity Balanced Currency Neutral Private Pool, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Panagora Asset Management Inc., CNH Opportunisitic Premium Offshore Fund, L.P., Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Gardner Lewis Merger Arbitrage Fund II, L.P., Brown Brothers Harriman & Co. Client No. 2, WCFS Inc., Gregory Clark, SA U.S. Small Company Fund, Tudor Trading I, LP, Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Natixis SA, Principal Funds Inc. (Global Multi-Strategy Fund), Brighthouse Funds Trust Met-Series, Consolidated Edison Company of New York, Inc., Federated Equity Funds (Federated Clover Small Value Fund), CNH Opportunistic Premium Offshore Fund, L.P., Stephen C. Troy, Community Insurance Company, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street North America Confidential Client 1 Domestic Ishares 405, Donna F. Zarcone, Metropolitan Life Insurance Co, Transamerica Asset Management, Inc., Fidelity Investments, MFO Management Company (Towle Fund), Schwab Small-Cap Index Fund, Fidelity Balanced Income Currency Neutral Private Pool, USAA Extended Market Index Fund, Fidelity Balanced Income Private Pool, SEI Institutional Investments Trust (SIIT Small Cap Fund), Fidelity Investments Charitable Gift Fund, iShares Europe, State Street Global Advisors Russell Special Small Company Fund CTF, Boston Partners US Premium Equity Fund, Thomas M. Murray PO N. Murray Jt Ten, JHF II Strategic Equity Allocation Fund, Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Dynamic Offshore Fund Ltd., Advisors Series Trust (Kellner Merger Fund), DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, Fidelity Asset Allocation Currency Neutral Private Pool, James T. Ostrowski, State Street Global Advisors Russell 3000 Index Fund CTF, Bryan R. Gilligan, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Barington Companies Equity Partners, L.P., FedEx Corporation, Defendant TX-, Nicola Guarna, Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Joseph A. Rosato, Matthew H. Kamens, Linda V. Kothe, Cynthia Foy Rupp, Blue Cross of California, John Hancock II Sea Small Cap, State Street Global Advisors Russell 3000 Index Fund, NUVEEN SMALL CAP INDEX FUND, Ishares Russell, Scott Bowman, Columbia Management Investment Advisers LLC, Richard H. Hein, iShares Morningstar Small-Cap Value ETF, Kimberly Thomas, Susan Duffy, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, Russell US Small Cap Equity Fund, State Street Global Advisors Russell Small Cap Fund Complete S/L A, Sidney Kimmel, Pacific Select Fund - PD Small-Cap Value Index Portfolio, American International Group Inc., KBC Equity Fund - Strategic Satellites, DAGT Small Cap Outliers, State Street Global Advisors Russell 1000 Value Fund CTF, Norman R Veit, Jr., Dreman Contrarian Funds (Dreman Contrarian Small Cap Value Fund), Eric Dauwalter, EQ Advisors Trust (ATM Small Cap Managed Volatility Portfolio), Gardner Lewis Event Driven Fund, L.P., California Physicians' Service dba Blue Shield of California, Wayne Kulkin, Joseph Stafiniak, Lynne Bernstock, Anthem Health Plans of Virginia, Inc., State Street North America Confidential CLient 1 FOF, Wolverine Asset Management LLC, Rhumbline Advisers LP, Royce Fund (Royce Opportunity Fund), Defendant NY-18, U.S. Equity Market Fund B, Fidelity Monthly High Income Fund, Defendant NY-1, Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Merger Arbitrage Fund), Barington Companies Investors, LLC, Lincoln Variable Insurance Products Trust (LVIP SSGA Small-Cap Index Fund), Beth B. Dorfsman, Pentwater Capital Management LP, Fidelity Small Cap Index Fund, Gregg Marks, DEF, Jamie Cygielman, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, Jodi G. Wright, Boston Partners Asset Management, LLC, DFA Investment Dimensions Group Inc US Small Cap Portfolio, Pillsbury, STATE FARM SMALL CAP INDEX FUND, State Farm Variable Products Trust, Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Arbitrage Fund), Minnesota Mining and Manufacturing Co., Rosa Genovesi, Boston Partners All-Cap Value Fund, Ishares Russell 2000 ETF, Stefani Greenfield, Blackrock Russell, Laurie J. Gentile, Russell 3000 Index Non-Lendable Fund, Janet Carr, Hallador Balanced Fund LLC, Odin Holdings LP, WisdomTree SmallCap Dividend Fund, Chi Operating Investment Program, LP, TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund), AQR DELTA XN Master Account, L.P., Minnesota Life Insurance Co.,, BNY Mellon MIDCAP SPDRS, EQ Advisors Trust (EQ/2000 Managed Volatility Portfolio), iShares MSCI USA Small Cap UCITS ETF, DT DV MARKET COMPLETION FUND, Lincoln Institute of Land Policy, Dynamic Capital Management, LLC, Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Sharon Harger, Talcott Resolution Life Insurance Co., Mary Margaret Hastings Georgiades, Barbara Kreger, Zine Mazouzi, Gerald Hood, John D. Demsey, TFS Capital LLC, Robert L. Mettler, Suzanne Karkus, Ira M. Dansky, Fidelity Total Market Index Fund, Arbor Place LTD. Partnership, JPMorgan Systematic Alpha Fund, Multimanager Small Cap Value Portfolio, Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund), State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Global Advisors, Two Sigma Investments LP, Robert Rodriguez, Bluecrest Capital Management Ltd., The Arbitrage Event-Driven Fund, Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Towle Deep Value Fund, Allianz Global Investors of America L.P, Ann Marie C Wilkins, U.S. Equity Market Fund, AQR DELTA Master Account, L.P., Wells Fargo Small Cap Opportunities Fund, Pinebridge Investments LP, Schwab Fundamental US Small Company Index Fund, Prelude Opportunity Fund, LP, Vanguard Index Funds (Vanguard Small-Cap Index Fund), American Family Mutual Insurance Co., Pacific Select-Fund-Small-Cap Index Portfolio, Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Susquehanna International Group LLP, Pinnacle West Corp., Chrysler World IMI Equity Index - ND, US Small Company Fund, Bam Advisor Services doing business as Loring Ward, Boston Partners Global Investors Inc., State Street Bank and Trust Co., JHT Small Cap Index Trust, DEFENDANT IL-1, Robert and Susan Mettler Family Trust U/A Robert L. Mettler, Susan T. Mettler, Trustees, Ishares Russell Small, TELENDOS, LLC, State Street Global Advisors Russell 2000 Value Fund CTF, Manulife Financial, Brown Brothers Harriman & Co. Client No. 3, SEI Institutional Managed Trust (SIMT Small Cap Value Fund), KBC Equity Fund - Fallen Angels, George M. Klabin, Touchstone Funds Group Trust (Touchstone Arbitrage Fund), James A. Mitarotonda, GTE Investment Management Corp., Vanguard Index Funds (Vanguard Extended Market Index Fund), NORTHERN SMALL CAP CORE FUND, Defendant NY-8, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, NORTHERN SMALL CAP VALUE FUND, Unified Series Trust (Symons Small Cap Institutional Fund), Proshares Trust (Proshares Merger ETF), WisdomTree SmallCap Earnings Fund, The GDL Fund, NORTHERN SMALL CAP INDEX FUND, Wesley R Card, Towle Capital Partners LP, Fidelity Institutional Asset Management formerly known as Pyramis Global Advisors, Daniel Fishman, Mahmood Hassani-Sadi, James Chan, Kathleen Nedorostek Kaswell, Emerson Electric Co., State Street Bank & Trust Company, Christopher R. Cade, Voya Russell Small Cap Index Portfolio, Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Ishares Total U.S. Stock Market Index Fund, John Hancock U.S. Targeted Value Fund, HAWAII DE LLC, Tradition Securities and Derivatives Inc., Whitney L. Smith, Longfellow Investment Management Co., LLC, Boston Partners, LLC., Lowell W. Robinson, Katherine Butler, Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Dimensional Funds PLC Global Targeted Value Fund, DEFENDANT IL-2, Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP, Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Blackrock Institutional Trust Company, N.A., George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Quantitative Master Series LLC (Master Extended Market Index Series), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Aida Tejero-Decolli, Manulife Asset Management North America LTD, Schwab Total Stock Market Index Fund, Gotham Absolute Return Fund, Heather Harlan, Royce Institutional, LLC (Opportunity Portfolio), The Sidney Kimmel Revocable Indenture of Trust, Merrill Lynch Pierce Fenner & Smith Incorporated, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, State Street Global Advisors Russell 2000 Index Fund, AQR Funds-AQR Multi-Strategy Alternative Fund, John Hancock U.S. Targeted Value Trust, State Street Global Advisors Total ETF, Gardner Lewis Merger Arbitrage Fund, L.P., Enhanced Rafi US Large LP, Thomas Nolan, Defendant NY-24, Eileen Dunn, Russell 2000 Index Fund, Frances Lukas, Cref Equity Index Account, Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Heather Roussel, Vanguard Russell 2000 Value Index Trust, CNH Master Account, LP, AQR Funds (AQR Multi-Strategy Alternative Fund, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Towle Capital Partners II LP, Fidelity Northstar Fund, Nicoletta Palma, VERICIMETRY US SMALL CAP VALUE FUND, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Dianne Card, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), Mitchel Levine, Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund) and John W. Deem |
| Service List |
| 1:2020md02941 |
| June 3, 2020 |
| US District Court for the Southern District of New York |
| Jed S Rakoff |
| Other Statutory Actions |
| 28 U.S.C. § 1331 Fed. Question |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on July 15, 2021. A more recent docket listing may be available from PACER.
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Filing 441
ORDER re: (79 in 1:20-cv-04265-JSR, 77 in 1:20-cv-04299-JSR, 38 in 1:20-cv-04289-JSR, 187 in 1:20-cv-04335-JSR, 101 in 1:20-cv-04286-JSR, 440 in 1:20-md-02941-JSR, 35 in 1:20-cv-04434-JSR, 162 in 1:20-cv-04436-JSR, 97 in 1:20-cv-04404-JSR, 54 in 1:20-cv-04479-JSR, 148 in 1:20-cv-04262-JSR, 113 in 1:20-cv-04292-JSR, 237 in 1:20-cv-04287-JSR, 71 in 1:20-cv-04267-JSR, 74 in 1:20-cv-04440-JSR, 111 in 1:20-cv-04360-JSR, 180 in 1:20-cv-04346-JSR, 49 in 1:20-cv-04480-JSR, 145 in 1:20-cv-04433-JSR, 136 in 1:20-cv-04569-JSR) Status Report filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner. Accordingly, the Court hereby cancels the Final Pre-Trial Conference previously scheduled for July 23, 2021. The Clerk of the Court is ordered to close the multidistrict litigation docket (20-MD-2941) and all constituent dockets consolidated therein. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/15/2021) Filed In Associated Cases: 1:20-md-02941-JSR et al. (kv)
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| Filing 440 STATUS REPORT. Parties' Joint Statement Concerning Case Status Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB.Filed In Associated Cases: 1:20-md-02941-JSR et al..(Lack, Robert) |
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Filing 439
ORDER: To aid the Court during the Final Pre-Trial Conference scheduled for July 23, 2021 at 2:00 PM, the Parties are hereby directed to file with the Court, no later than July 20, 2021, a concise, joint statement setting forth all the remaining claims for each remaining defendant. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/14/2021) Filed In Associated Cases: 1:20-md-02941-JSR et al. (kv)
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Filing 438
STIPULATION AND ORDER DISMISSING SETTLING DEFENDANTS WITH PREJUDICE: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, that pursuant to Federal Rule of Civil Procedure 4l(a), Plaintiffs hereby dismiss all of their claims in the Actions, solely against each of the above-listed Settling Defendants, with prejudice, without costs or attorneys' fees to any Party. SO ORDERED. (Signed by Judge Jed S. Rakoff on 6/12/2021) (kv)
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| Filing 437 PROPOSED STIPULATION AND ORDER. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB..(Lack, Robert) |
| NOTICE of Hearing:The Oral Argument formerly set for 7/20/2021 has been adjourned to 7/23/2021 at 02:00 PM before Judge Jed S. Rakoff. The hearing will proceed via teleconference with the following dial-in information: USA Toll-Free: (888) 363-4735; USA Caller Paid/International Toll: (215) 446-3657; Access Code: 1086415.Filed In Associated Cases: 1:20-md-02941-JSR et al..(Kotowski, Linda) |
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Filing 436
STIPULATION OF DISMISSAL WITHOUT PREJUDICE OF JOHN W. DEEM: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that from May 19, 2014 to November 19, 2014 Defendant was employed by Nine West Holdings, Inc. or an affiliated entity and that Defendant did not receive any Change in Control Payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count III of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count III of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count III in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete. If Plaintiffs do so: (i) Defendant shall not seek any relier: and shall waive and relinquish any right to any relief, pursuant to Rules 4J(a)(l)(B) and 41(d) of the Federal Rules of Civil Procedure; (ii) Defendant shall not assert any defense to the reassertion of the dismissed Count Ill which (a) relates to the expiration of any applicable statute of limitations, statute of repose, or other rule or principle based upon the passage of time, whether that defense is statutory, contractual, equitable, or otherwise, including without limitation, waiver, estoppel, and laches, and (b) arose between and including the date of filing of the Action and the date 90 days after the close of fact discovery in the Action; and (iii) Defendant authorizes its undersigned counsel to accept service, on such Defendant's behalf, of any such complaint (and related summons) in which Plaintiffs reassert such Count III against Defendant. Nothing herein is intended to revive a claim that was time-barred as of the date of filing of the Action. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41 (a), Plaintiffs hereby dismiss Count III of the First Amended Complaint without prejudice solely against Defendant. SO ORDERED. John W. Deem and John W. Deem terminated. (Signed by Judge Jed S. Rakoff on 4/23/2021) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (kv)
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Filing 435
STIPULATION OF DISMISSAL WITHOUT PREJUDICE OF JOSEPH A. ROSATO: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that from April 8, 2014 to October 1, 2018 Defendant was employed by Nine West Holdings, Inc. or an affiliated entity and that Defendant did not receive any Change in Control Payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete. If Plaintiffs do so: (i) Defendant shall not seek any relief, and shall waive and relinquish any right to any relief, pursuant to Rules 4l(a)(l)(B) and 4l(d) of the Federal Rules of Civil Procedure; (ii) Defendant shall not assert any defense to the reassertion of the dismissed Count VII which (a) relates to the expiration of any applicable statute of limitations, statute of repose, or other rule or principle based upon the passage of time, whether that defense is statutory, contractual, equitable, or otherwise, including without limitation, waiver, estoppel, and laches, and (b) arose between and including the date of filing of the Action and the date 90 days after the close of fact discovery in the Action; and (iii) Defendant authorizes its undersigned counsel to accept service, on such Defendant's behalf, of any such complaint (and related summons) in which Plaintiffs reassert such Count VII against Defendant. Nothing herein is intended to revive a claim that was time-barred as of the date of filing of the Action. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41 (a), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. SO ORDERED. Joseph A. Rosato and Joseph A. Rosato terminated. (Signed by Judge Jed S. Rakoff on 4/22/2021) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (kv)
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| Filing 434 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Joseph A. Rosato. Document filed by Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) Modified on 4/23/2021 (dt). |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. (233 in 1:20-cv-04287-JSR, 434 in 1:20-md-02941-JSR) Stipulation of Voluntary Dismissal, was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR(dt) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #431 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
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Filing 433
STIPULATION OF DISMISSAL WITHOUT PREJUDICE OF JEFFREY BRISMAN: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that from April 8, 2014 to November 1, 2019 Defendant was employed by Nine West Holdings, Inc. or an affiliated entity and that Defendant did not receive any Change in Control Payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete. If Plaintiffs do so: (i) Defendant shall not seek any relief, and shall waive and relinquish any right to any relief: pursuant to Rules 4l(a)(l)(B) and 4l(d) of the Federal Rules of Civil Procedure; (ii) Defendant shall not assert any defense to the reassertion of the dismissed Count VII which (a) relates to the expiration of any applicable statute of limitations, statute of repose, or other rule or principle based upon the passage of time, whether that defense is statutory, contractual, equitable, or otherwise, including without limitation, waiver, estoppel, and laches, and (b) arose between and including the date of filing of the Action and the date 90 days after the close of fact discovery in the Action; and (iii) Defendant authorizes its undersigned counsel to accept service, on such Defendant's behalf, of any such complaint (and related summons) in which Plaintiffs reassert such Count VII against Defendant. Nothing herein is intended to revive a claim that was time-barred as of the date of filing of the Action. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/21/2021) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR (kv)
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Filing 432
STIPULATION OF DISMISSAL WITHOUT PREJUDICE OF NORMAN R. VEIT, JR: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: Defendant hereby incorporates herein the representations in the Email, represents that from April 8, 2014 to March 27, 2017 Defendant was employed by Nine West Holdings, Inc. or an affiliated entity and that Defendant did not receive any Change in Control Payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete. If Plaintiffs do so: (i) Defendant shall not seek any relief, and shall waive and relinquish any right to any relief: pursuant to Rules 41(a)(l)(B) and 41(d) of the Federal Rules of Civil Procedure; (ii) Defendant shall not assert any defense to the reassertion of the dismissed Count VII which (a) relates to the expiration of any applicable statute of limitations, statute of repose, or other rule or principle based upon the passage of time, whether that defense is statutory, contractual, equitable, or otherwise. including without limitation, waiver, estoppel, and ]aches, and (b) arose between and including the date of filing of the Action and the date 90 days after the close of fact discovery in the Action; and (iii) Defendant authorizes its undersigned counsel to accept service, on such Defendant's behalf, of any such complaint (and related summons) in which Plaintiffs reassert such Count VII against Defendant. Nothing herein is intended to revive a claim that was time-barred as of the date of filing of the Action. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/21/2021) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (kv)
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| Filing 431 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) John W. Deem. Document filed by Marc S. Kirschner, Wilmington Savings Fund Society, FSB. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Lack, Robert) Modified on 4/22/2021 (km). |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #430 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
| Filing 430 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Jeffrey Brisman. Document filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Lack, Robert) |
| Filing 429 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Norman R Veit, Jr., Norman R. Veit, Jr.. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) Modified on 4/20/2021 (dt). |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. (231 in 1:20-cv-04287-JSR) Stipulation of Voluntary Dismissal, was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR(dt) |
| Filing 428 NOTICE OF CHANGE OF ADDRESS by Joshua Killion Porter on behalf of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, Defendant NY-18, Defendant NY-8, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), The Arbitrage Event-Driven Fund, The Arbitrage Fund, The GDL Fund. New Address: Entwistle & Cappucci LLP, 230 Park Avenue, 3rd Floor, New York, New York, United States 10169, 212-894-7200..(Porter, Joshua) |
| Filing 427 NOTICE OF CHANGE OF ADDRESS by Andrew J Entwistle on behalf of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, Defendant NY-18, Defendant NY-8, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), The Arbitrage Event-Driven Fund, The Arbitrage Fund, The GDL Fund. New Address: Entwistle & Cappucci LLP, 401 Congress Avenue, Suite 1170, Austin, Texas, United States 78701, 512-710-5960..(Entwistle, Andrew) |
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Filing 426
MEMO ENDORSEMENT on re: (109 in 1:20-cv-04292-JSR, 425 in 1:20-md-02941-JSR, 97 in 1:20-cv-04286-JSR) Notice (Other) filed by Mary Margaret Hastings Georgiades, TELENDOS, LLC. ENDORSEMENT: SO ORDERED. Attorney Timothy Michael Frey; Timothy Michael Frey and Timothy Michael Frey terminated. (Signed by Judge Jed S. Rakoff on 2/22/2021) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR, 1:20-cv-04292-JSR. (mml)
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| Filing 425 NOTICE of Withdrawal of Counsel and Proposed Order. Document filed by Mary Margaret Hastings Georgiades, TELENDOS, LLC. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR, 1:20-cv-04292-JSR.(Frey, Timothy) |
| Filing 424 NOTICE OF APPEARANCE by Christopher Bradford Greene on behalf of Lynne Bernstock, Scott Bowman, Jeff Brisman, Gregory Clark, John W. Deem, Beth B. Dorfsman, Arundhati Kulkarni, Joseph A. Rosato, Larissa Sygida, Norman R Veit, Jr.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Greene, Christopher) |
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Filing 423
OPINION AND ORDER: re: (156 in 1:20-cv-04335-JSR, 69 in 1:20-cv-04287-JSR, 40 in 1:20-cv-04267-JSR, 146 in 1:20-cv-04346-JSR, 84 in 1:20-cv-04292-JSR, 46 in 1:20-cv-04265-JSR, 100 in 1:20-cv-04569-JSR, 120 in 1:20-cv-04436-JSR, 75 in 1:20-cv-04404-JSR, 32 in 1:20-cv-04433-JSR, 112 in 1:20-md-02941-JSR, 101 in 1:20-cv-04262-JSR, 89 in 1:20-cv-04360-JSR) MOTION for Joinder to Join the Former Director and Officer Defendants Motion to Dismiss and the Public Shareholder Defendants Motion to Dismiss. filed by Robert Rodriguez, Nicola Guarna, (62 in 1:20-cv-04287-JSR, 105 in 1:20-md-02941-JSR) MOTION for Joinder NOTICE OF JOINDER AND STATEMENT OF DEFENDANT JANET CARR IN SUPPORT OF FORMER DIRECTOR AND OFFICER DEFENDANTS MOTION TO DISMISS UNDER SECTION 546(e) SECURITIES SAFE HARBOR. filed by Janet Carr, Janet Carr. conveyance. Accordingly, the claims for intentional fraudulent conveyance claims against the employee defendants are dismissed. For the foregoing reasons, the respective motions to dismiss of the director defendants and the officer defendants are granted in part and denied in part. So Ordered. (Signed by Judge Jed S. Rakoff on 12/4/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (js)
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| Filing 422 NOTICE OF APPEARANCE by Gregg L Weiner on behalf of Quantitative Master Series LLC (Master Extended Market Index Series). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 421 NOTICE OF APPEARANCE by Andrew Glenn Devore on behalf of Quantitative Master Series LLC (Master Extended Market Index Series). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Devore, Andrew) |
| Filing 420 NOTICE OF APPEARANCE by Adam Michael Harris on behalf of Quantitative Master Series LLC (Master Extended Market Index Series). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Harris, Adam) |
| Filing 419 ANSWER to Complaint. Document filed by Wesley R Card..(Benson, Craig) |
| Filing 418 ANSWER to Complaint. Document filed by Wesley R Card..(Benson, Craig) |
| Filing 417 ANSWER to Complaint. Document filed by Wesley R Card..(Benson, Craig) |
| Filing 416 ANSWER to Complaint. Document filed by Wesley R Card..(Benson, Craig) |
| Filing 415 ANSWER to Complaint. Document filed by Ann Marie C Wilkins..(Gardner, Cliff) |
| Filing 414 ANSWER to Complaint. Document filed by Robert L. Mettler, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees..(Gardner, Cliff) |
| Filing 413 ANSWER to Complaint. Document filed by Mary Margaret Hastings Georgiades, TELENDOS, LLC..(Gardner, Cliff) |
| Filing 412 ANSWER to #245 Amended Complaint,,,,,,,,,,,,,,,,,,. Document filed by John D. Demsey, Matthew H. Kamens, Sidney Kimmel, James A. Mitarotonda, Jeffrey D. Nuechterlein, Lowell W. Robinson, The Sidney Kimmel Revocable Indenture of Trust..(Gardner, Cliff) |
| Filing 411 ANSWER to Complaint. Document filed by Gerald C. Crotty..(Gardner, Cliff) |
| Filing 410 ANSWER to Complaint. Document filed by Richard L. Dickson..(Benson, Craig) |
| Filing 409 ANSWER to Complaint. Document filed by Richard L. Dickson..(Benson, Craig) |
| Filing 408 ANSWER to Complaint. Document filed by Ira M. Dansky..(Benson, Craig) |
| Filing 407 ANSWER to Complaint. Document filed by Ira M. Dansky..(Benson, Craig) |
| Filing 406 ANSWER to Complaint. Document filed by Aida Tejero-Decolli..(Benson, Craig) |
| Filing 405 ANSWER to Complaint. Document filed by Joseph T. Donnalley..(Benson, Craig) |
| Filing 404 ANSWER to Complaint. Document filed by John T McClain..(Benson, Craig) |
| Filing 403 ANSWER to Complaint. Document filed by Tami Fersko..(Benson, Craig) |
| Filing 402 ANSWER to Complaint. Document filed by Cynthia DiPietrantonio..(Benson, Craig) |
| Filing 401 CERTIFICATE OF SERVICE of Notice of Appeal on November 23, 2020. Service was made by first-class mail. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Lack, Robert) |
| Filing 400 NOTICE OF APPEAL from (134 in 1:20-cv-04433-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (125 in 1:20-cv-04433-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,,. Document filed by Marc S. Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22679883. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Friedman, Edward) |
| Filing 399 NOTICE OF APPEAL from (95 in 1:20-cv-04292-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,, (105 in 1:20-cv-04292-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,. Document filed by Marc S Kirschner. Filing fee $ 505.00, receipt number NYSDC-22679695. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR.(Friedman, Edward) |
| Filing 398 NOTICE OF APPEAL from (52 in 1:20-cv-04267-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,, (64 in 1:20-cv-04267-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,. Document filed by Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22679485. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04267-JSR.(Friedman, Edward) |
| Filing 397 NOTICE OF APPEAL from (72 in 1:20-cv-04265-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (60 in 1:20-cv-04265-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner. Filing fee $ 505.00, receipt number NYSDC-22679316. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR.(Friedman, Edward) |
| Filing 396 NOTICE OF APPEAL from (130 in 1:20-cv-04569-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (317 in 1:20-md-02941-JSR, 120 in 1:20-cv-04569-JSR) Memorandum & Opinion,,,,. Document filed by Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22679231. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04569-JSR.(Friedman, Edward) |
| Filing 395 NOTICE OF APPEAL from (142 in 1:20-cv-04436-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,, (390 in 1:20-md-02941-JSR, 154 in 1:20-cv-04436-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,. Document filed by Marc S Kirschner. Filing fee $ 505.00, receipt number NYSDC-22679096. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Friedman, Edward) |
| Filing 394 NOTICE OF APPEAL from (133 in 1:20-cv-04262-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (317 in 1:20-md-02941-JSR, 116 in 1:20-cv-04262-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22678779. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Friedman, Edward) |
| Filing 393 NOTICE OF APPEAL from (180 in 1:20-cv-04287-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,, (217 in 1:20-cv-04287-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,. Document filed by Mark S. Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22678570. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) |
| Filing 392 NOTICE OF APPEAL from (180 in 1:20-cv-04335-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (317 in 1:20-md-02941-JSR, 170 in 1:20-cv-04335-JSR) Memorandum & Opinion,,,,. Document filed by Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-22678418. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR.(Friedman, Edward) |
| Filing 391 NOTICE OF APPEAL from (172 in 1:20-cv-04346-JSR, 390 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,, (317 in 1:20-md-02941-JSR, 160 in 1:20-cv-04346-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner. Filing fee $ 505.00, receipt number NYSDC-22676837. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04346-JSR.(Friedman, Edward) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (399 in 1:20-md-02941-JSR, 106 in 1:20-cv-04292-JSR) Notice of Appeal, filed by Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (173 in 1:20-cv-04346-JSR, 391 in 1:20-md-02941-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04346-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (173 in 1:20-cv-04346-JSR, 391 in 1:20-md-02941-JSR) Notice of Appeal, filed by Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04346-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (400 in 1:20-md-02941-JSR, 135 in 1:20-cv-04433-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (398 in 1:20-md-02941-JSR, 65 in 1:20-cv-04267-JSR) Notice of Appeal, filed by Wilmington Savings Fund Society, FSB were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04267-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (397 in 1:20-md-02941-JSR, 73 in 1:20-cv-04265-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (398 in 1:20-md-02941-JSR, 65 in 1:20-cv-04267-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04267-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (399 in 1:20-md-02941-JSR, 106 in 1:20-cv-04292-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (400 in 1:20-md-02941-JSR, 135 in 1:20-cv-04433-JSR) Notice of Appeal, filed by Wilmington Savings Fund Society, FSB, Marc S. Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (397 in 1:20-md-02941-JSR, 73 in 1:20-cv-04265-JSR) Notice of Appeal, filed by Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (181 in 1:20-cv-04335-JSR, 392 in 1:20-md-02941-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (395 in 1:20-md-02941-JSR, 155 in 1:20-cv-04436-JSR) Notice of Appeal, filed by Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (131 in 1:20-cv-04569-JSR, 396 in 1:20-md-02941-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04569-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (131 in 1:20-cv-04569-JSR, 396 in 1:20-md-02941-JSR) Notice of Appeal, filed by Wilmington Savings Fund Society, FSB were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04569-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (134 in 1:20-cv-04262-JSR, 394 in 1:20-md-02941-JSR) Notice of Appeal, filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (395 in 1:20-md-02941-JSR, 155 in 1:20-cv-04436-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (181 in 1:20-cv-04335-JSR, 392 in 1:20-md-02941-JSR) Notice of Appeal, filed by Wilmington Savings Fund Society, FSB were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (134 in 1:20-cv-04262-JSR, 394 in 1:20-md-02941-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR. (tp) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (218 in 1:20-cv-04287-JSR, 393 in 1:20-md-02941-JSR) Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR. (tp) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (218 in 1:20-cv-04287-JSR, 393 in 1:20-md-02941-JSR) Notice of Appeal, filed by Mark S. Kirschner, Wilmington Savings Fund Society, FSB were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR. (tp) |
| Filing 390 CLERK'S PARTIAL FINAL JUDGMENT PURSUANT TO RULE 54(b) re: (132 in 1:20-cv-04433-JSR) Judgment. in favor of AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds (AQR Multi-Strategy Alternative Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Advanced Series Trust: AST Academic Strategies Asset Allocation Portfolio, Advanced Series Trust: AST Small-Cap Value Portfolio, Advisors Series Trust (Kellner Merger Fund), Allianz Asset Management of America L.P., Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP, Allianz Global Investors of America L.P, American Beacon Small Cap Value Fund, American Family Mutual Insurance Co., American International Group Inc., Anthem Health Plans of Virginia, Inc., Arbor Place LTD. Partnership, Bam Advisor Services, Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Blue Cross of California, Blue Shield of California, Bluecrest Capital Management Ltd., Boston Partners All-Cap Value Fund, Boston Partners Asset Management, LLC, Boston Partners Global Investors Inc., Boston Partners, LLC., Brighthouse Funds Trust II, Brown Brothers Harriman & Co. Client No. 2, Brown Brothers Harriman & Co. Client No. 3, CNH Master Account, L.P., CNH Master Account, LP, CNH Opportunisitic Premium Offshore Fund, L.P., CNH Opportunistic Premium Offshore Fund, L.P., California Physicians' Service d/b/a Blue Shield of California, California Physicians' Service dba Blue Shield of California, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, College Retirement Equities Fund (CREF Equity Index Account), Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Community Insurance Company, Consolidated Edison Company of New York, Inc., Cref Equity Index Account, DAGT Small Cap Outliers, DEF, DEFENDANT IL-1, DEFENDANT IL-2, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, DT DV MARKET COMPLETION FUND, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Defendant NJ-1, Defendant NJ-2, Defendant NJ-3, Defendant NJ-4, Defendant NY-1, Defendant NY-18, Defendant NY-19, Defendant NY-24, Defendant NY-8, Dimensional Funds PLC Global Targeted Value Fund, Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Diversified Alpha Group Trust, Dreman Contrarian Funds (Dreman Contrarian Small Cap Value Fund), Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd., EQ Advisors Trust (ATM Small Cap Managed Volatility Portfolio), EQ Advisors Trust (EQ/2000 Managed Volatility Portfolio), Emerson Electric Co., Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, FedEx Corporation, Federated Equity Funds (Federated Clover Small Value Fund), Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, GTE Investment Management Corp., Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Global Series Fund Inc., Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P, Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Gardner Lewis Merger Arbitrage Fund, LP, Geode Diversified Fund, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Gotham Absolute Return Fund, HAWAII DE LLC, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HFR Asset Management, L.L.C., Hallador Balanced Fund LLC, Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund), Hartford Schroders US Small Cap Opportunities Fund of The Hartford Mutual Funds II, Inc., Harvest Street Capital LLC, Investment Managers Series Trust (Towle Deep Value Fund), Ira Martin Dansky Revocable Trust, Ishares Russell 2000 ETF, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, JPMorgan Systematic Alpha Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Kenny Allan Troutt Separate Trust Estate, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, Legg Mason Royce U.S. Small Cap Opportunity Fund, Lincoln Institute of Land Policy, Lincoln Variable Insurance Products Trust (LVIP SSGA Small-Cap Index Fund), Longfellow Investment Management Co., LLC, MFO Management Company (Towle Fund), MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Manulife Financial, Manulife Investment Management (North America) LTD, Master Small Cap Index Series of Quantitative Master Series LLC, Merrill Lynch Investment, Merrill Lynch Pierce Fenner & Smith Incorporated, Metropolitan Life Insurance Co, Micro Cap Subtrust, Milton Partners, Minnesota Mining and Manufacturing Co., Multimanager Small Cap Value Portfolio, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, NUVEEN SMALL CAP INDEX FUND, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Natixis SA, Nine Chapters Capital Management LLC, Nine Chapters Systematic Master Fund, Ltd., Odin Holdings LP, Oppenheimer Global Multi Strategies Fund, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, PG&E CO. NUCLEAR FACILITIES QUALIFIED CPUC DECOMMISSIONING MASTER TRUST, PGIM QMA Small-Cap Value Fund, PRUDENTIAL FINANCIAL INC, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select Fund-Small-Cap Index Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Panagora Asset Management Inc., Peak6 Investments LLC, Pentwater Capital Management LP, Pillsbury, Pinebridge Investments LP, Pinnacle West Corp., Prelude Opportunity Fund, LP, Priac Funds, Priac funds, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., QMA, LLC, Quantitative Management Associates LLC, Quantitative Master Series LLC (Master Extended Market Index Series), RBB Fund, Inc. (WPG Partners Small/Micro Cap Value Fund), RUSSELL 3000 INDEX FUND, Research Affiliates Equity US Large, L.P., Rhumbline Advisers LP, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Robert & Susan Mettler Family Trust U/A 3/27/06, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Royce Fund (Royce Opportunity Fund), Royce Institutional, LLC (Opportunity Portfolio), Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, SA U.S.Small Company Fund, SEI Institutional Investments Trust (SIIT Small Cap Fund), SEI Institutional Managed Trust (SIMT Small Cap Value Fund), SPDR S&P MIDCAP 400 ETF Trust, STATE FARM SMALL CAP INDEX FUND, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Securian Life Insurance Co., Small Cap Value Subtrust, State Farm Variable Products Trust, State Street Bank & Trust Company, State Street Bank Maya Account Holder, State Street Bank and Trust Co., State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State S |
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Filing 389
ORDER CLARIFYING SCHEDULING ORDER. WHEREAS, during a conference with the Court on November 13, 2020 liaison counsel for the shareholder defendants requested that the Court clarify that the provision in its November 10, 2020 Scheduling Order (Dkt. No. 385), and a related docket entry of the same date, providing that each defendant shall answer the operative complaint in such defendant's action no later than December 1, 2020 did not apply to defendants entirely dismissed from these actions by this Court's orders dated August 27, 2020 (Dkt. No. 317) and November 3, 2020 (Dkt. No. 381); IT IS HEREBY ORDERED that any defendant for which all claims against such defendant have been dismissed in these actions need not file an answer to the operative complaint in such defendant's action. SO ORDERED. (Signed by Judge Jed S. Rakoff on 11/18/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al., as per Chambers. (rjm)
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| Transmission to Orders and Judgments Clerk. Transmitted re: (152 in 1:20-cv-04436-JSR, 178 in 1:20-cv-04335-JSR, 50 in 1:20-cv-04479-JSR, 34 in 1:20-cv-04289-JSR, 132 in 1:20-cv-04433-JSR, 131 in 1:20-cv-04262-JSR, 94 in 1:20-cv-04286-JSR, 215 in 1:20-cv-04287-JSR, 128 in 1:20-cv-04569-JSR, 31 in 1:20-cv-04434-JSR, 103 in 1:20-cv-04292-JSR, 73 in 1:20-cv-04299-JSR, 70 in 1:20-cv-04265-JSR, 106 in 1:20-cv-04360-JSR, 92 in 1:20-cv-04404-JSR, 70 in 1:20-cv-04440-JSR, 62 in 1:20-cv-04267-JSR, 387 in 1:20-md-02941-JSR, 170 in 1:20-cv-04346-JSR, 45 in 1:20-cv-04480-JSR) Judgment to the Orders and Judgments Clerk. Filed In Associated Cases: 1:20-md-02941-JSR et al..(jwh) |
| Filing 388 PROPOSED ORDER. Document filed by Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Ishares Russell 2000 ETF, Legg Mason Royce U.S. Small Cap Opportunity Fund, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), RUSSELL 3000 INDEX FUND, Royce Fund (Royce Opportunity Fund), Royce Institutional, LLC (Opportunity Portfolio), Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Harris, Adam) Proposed Order to be reviewed by Clerk's Office staff. |
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Filing 387
ORDER GRANTING CERTIFICATION PURSUANT TO FED. R. CIV. P. 54(b) FOR ENTRY OF PARTIAL FINAL JUDGMENT DISMISSING CERTAIN CLAIMS: THE COURT THEREFORE FINDS, CONCLUDES AND ORDERS AS FOLLOWS: The entry of partial final judgment with respect to the Safe Harbor Dismissed Claims in the Pending Actions pursuant to Fed. R. Civ. P. 54(b) is appropriate. Accordingly, the Clerk is hereby directed to enter partial final judgment, pursuant to Fed. R. Civ. P. 54(b), in favor of Defendants with respect to the following Safe Harbor Dismissed Claims in the Pending Actions: Counts V and VI in the amended complaint in 20-cv-4262, Dkt. No. 110; Counts IV and V in the amended complaint in 20-cv-4265, Dkt. No. 53; Counts I and II in the amended complaint in 20-cv-4267, Dkt. No. 45; Counts V and VI in the amended complaint in 20-cv-4287, Dkt. No. 130; Counts IV, V, and VI in the complaint in 20-cv-4292, Dkt. No. 1; Counts I and II in the complaint in 20-cv-4335, Dkt. No. 1; Counts V and VI in the complaint in 20-cv-4346, Dkt. No. 1; Counts I and II in the amended complaint in 20-cv-4433, Dkt. No. 100; Counts V and VI in the amended complaint in 20-cv-4436, Dkt. No. 134; and Counts I and II in the amended complaint in 20-cv-4569, Dkt. No. 112; as well as with respect to the following unjust enrichment claims, only with respect to payments made in connection with Jones Group common shares, restricted shares, share equivalent units, and accumulated dividends, but not with respect to change in control payments: Count IV in the amended complaint in 20-cv-4262, Dkt. No. 110; Count III in the amended complaint in 20-cv-4265, Dkt. No. 53; Count IV in the amended complaint in 20-cv-4287, Dkt. No. 130; Count IV in the complaint in 20-cv-4346, Dkt. No. l; and Count IV in the amended complaint in 20-cv-4436, Dkt. No. 134. (Signed by Judge Jed S. Rakoff on 11/18/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh)
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| ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #388 Proposed Order was reviewed and approved as to form. (km) |
| Filing 386 PROPOSED ORDER. Document filed by Allianz Global Investors of America L.P, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Legg Mason Royce U.S. Small Cap Opportunity Fund, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), RUSSELL 3000 INDEX FUND, Royce Institutional, LLC (Opportunity Portfolio), Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Harris, Adam) Proposed Order to be reviewed by Clerk's Office staff. |
| ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #386 Proposed Order, was reviewed and approved as to form. (dt) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 11/13/2020. (Kotowski, Linda) |
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Filing 385
ORDER: Each defendant shall answer the operative complaint in such defendant's action no later than December 1, 2020. Deposition due by 6/1/2021. Discovery due by 6/1/2021. Motions due by 6/8/2021. Responses due by 6/29/2021 Replies due by 7/12/2021.Oral Argument set for 7/20/2021 at 04:00 PM before Judge Jed S. Rakoff., Pretrial Conference set for 7/20/2021 at 04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 11/10/2020) (jwh)
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| Set/Reset Deadlines: AQR Absolute Return Master Account, L.P. answer due 12/1/2020; AQR Absolute Return Master Account, L.P.(Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830) answer due 12/1/2020; AQR DELTA Master Account, L.P. answer due 12/1/2020; AQR DELTA Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ) answer due 12/1/2020; AQR DELTA Sapphire Fund, L.P. answer due 12/1/2020; AQR DELTA XN Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ) answer due 12/1/2020; AQR DELTA XN Master Account, L.P. answer due 12/1/2020; AQR Delta Sapphire Fund, L.P.(Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830) answer due 12/1/2020; AQR Funds (AQR Diversified Arbitrage Fund) answer due 12/1/2020; AQR Funds (AQR Multi-Strategy Alternative Fund answer due 12/1/2020; AQR Funds-AQR Multi-Strategy Alternative Fund answer due 12/1/2020; Advanced Series Trust Academic Strategies Allocation Portfolio answer due 12/1/2020; Advanced Series Trust Small Cap Value Portfolio answer due 12/1/2020; Advisors Series Trust (Kellner Merger Fund) answer due 12/1/2020; Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP answer due 12/1/2020; Allianz Global Investors of America L.P answer due 12/1/2020; American Beacon Small Cap Value Fund answer due 12/1/2020; American Family Mutual Insurance Co. answer due 12/1/2020; American International Group Inc. answer due 12/1/2020; Anthem Health Plans of Virginia, Inc. answer due 12/1/2020; Arbor Place LTD. Partnership answer due 12/1/2020; Bam Advisor Services answer due 12/1/2020; Barington Companies Equity Partners, L.P. answer due 12/1/2020; Barington Companies Investors, LLC answer due 12/1/2020; Mary E. Belle answer due 12/1/2020; Lynne Bernstock answer due 12/1/2020; BlackRock MSCI USA Small Cap Equity Index Fund answer due 12/1/2020; Blue Cross of California answer due 12/1/2020; Blue Shield of California answer due 12/1/2020; Bluecrest Capital Management Ltd. answer due 12/1/2020; Boston Partners All-Cap Value Fund answer due 12/1/2020; Boston Partners Asset Management, LLC answer due 12/1/2020; Boston Partners Global Investors Inc. answer due 12/1/2020; Boston Partners, LLC. answer due 12/1/2020; Scott Bowman answer due 12/1/2020; Brighthouse Funds Trust II answer due 12/1/2020; Jeff Brisman answer due 12/1/2020; Janice Brown answer due 12/1/2020; Brown Brothers Harriman & Co. Client No. 2 answer due 12/1/2020; Brown Brothers Harriman & Co. Client No. 3 answer due 12/1/2020; Katherine Butler answer due 12/1/2020; CNH Master Account, L.P. answer due 12/1/2020; CNH Master Account, LP answer due 12/1/2020; CNH Opportunisitic Premium Offshore Fund, L.P. answer due 12/1/2020; CNH Opportunistic Premium Offshore Fund, L.P. answer due 12/1/2020; Christopher R. Cade answer due 12/1/2020; California Physicians' Service dba Blue Shield of California answer due 12/1/2020; Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio) answer due 12/1/2020; James Capiola answer due 12/1/2020; Dianne Card answer due 12/1/2020; Wesley R Card answer due 12/1/2020; Janet Carr answer due 12/1/2020; Roy Chan answer due 12/1/2020; James Chan answer due 12/1/2020; Chi Operating Investment Program, LP answer due 12/1/2020; Chrysler World IMI Equity Index - ND answer due 12/1/2020; Francis X Claps answer due 12/1/2020; Gregory Clark answer due 12/1/2020; College Retirement Equities Fund (CREF Equity Index Account) answer due 12/1/2020; Columbia Management Investment Advisers LLC answer due 12/1/2020; Columbia Multi-Manager Alternative Strategies Fund answer due 12/1/2020; Community Insurance Company answer due 12/1/2020; Consolidated Edison Company of New York, Inc. answer due 12/1/2020; Cref Equity Index Account answer due 12/1/2020; Gerald C. Crotty answer due 12/1/2020; Jamie Cygielman answer due 12/1/2020; John D'Souza answer due 12/1/2020; DAGT Small Cap Outliers answer due 12/1/2020; DEF answer due 12/1/2020; DEFENDANT IL-1 answer due 12/1/2020; DEFENDANT IL-2 answer due 12/1/2020; DFA Australia Limited Global Core Equity Trust answer due 12/1/2020; DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Micro Cap Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Small Cap Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Small Cap Value Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Targeted Value Portfolio answer due 12/1/2020; DFA Investment Dimensions Group Inc US Vector Equity Portfolio answer due 12/1/2020; DFA Investment Trust Company Tax-Managed US Marketwide Value Series answer due 12/1/2020; DFA US Core Equity Fund answer due 12/1/2020; DFA US Vector Equity Fund answer due 12/1/2020; DT DV MARKET COMPLETION FUND answer due 12/1/2020; DWS Investment Management Americas, Inc. answer due 12/1/2020; DWS Small Cap Index VIP answer due 12/1/2020; Ira M. Dansky answer due 12/1/2020; Eric Dauwalter answer due 12/1/2020; Mark DeZao answer due 12/1/2020; John W. Deem answer due 12/1/2020; Defendant NJ-1 answer due 12/1/2020; Defendant NJ-2 answer due 12/1/2020; Defendant NJ-3 answer due 12/1/2020; Defendant NJ-4 answer due 12/1/2020; Defendant NY-1 answer due 12/1/2020; Defendant NY-18 answer due 12/1/2020; Defendant NY-19 answer due 12/1/2020; Defendant NY-24 answer due 12/1/2020; Defendant NY-8 answer due 12/1/2020; Michael G. Demko answer due 12/1/2020; John D. Demsey answer due 12/1/2020; Cynthia DiPietrantonio answer due 12/1/2020; Richard L. Dickson answer due 12/1/2020; Dimensional Funds PLC Global Targeted Value Fund answer due 12/1/2020; Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund answer due 12/1/2020; Diversified Alpha Group Trust answer due 12/1/2020; Joseph T. Donnalley answer due 12/1/2020; Beth B. Dorfsman answer due 12/1/2020; Dreman Contrarian Funds (Dreman Contrarian Small Cap Value Fund) answer due 12/1/2020; Susan Duffy answer due 12/1/2020; Eileen Dunn answer due 12/1/2020; Dynamic Capital Management, LLC answer due 12/1/2020; Dynamic Offshore Fund Ltd. answer due 12/1/2020; EQ Advisors Trust (ATM Small Cap Managed Volatility Portfolio) answer due 12/1/2020; EQ Advisors Trust (EQ/2000 Managed Volatility Portfolio) answer due 12/1/2020; Emerson Electric Co. answer due 12/1/2020; Extended Equity Market Fund answer due 12/1/2020; Extended Equity Market Master Fund B answer due 12/1/2020; FIAM LLC answer due 12/1/2020; FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND answer due 12/1/2020; FedEx Corporation answer due 12/1/2020; Federated Equity Funds (Federated Clover Small Value Fund) answer due 12/1/2020; Tami Fersko answer due 12/1/2020; Fidelity Asset Allocation Currency Neutral Private Pool answer due 12/1/2020; Fidelity Asset Allocation Private Pool answer due 12/1/2020; Fidelity Balanced Currency Neutral Private Pool answer due 12/1/2020; Fidelity Balanced Income Currency Neutral Private Pool answer due 12/1/2020; Fidelity Balanced Income Private Pool answer due 12/1/2020; Fidelity Balanced Private Pool answer due 12/1/2020; Fidelity Concord Street Trust-Fidelity Extended Market Index Fund answer due 12/1/2020; Fidelity Concord Street Trust-Fidelity Total Market Index Fund answer due 12/1/2020; Fidelity Income Allocation Fund answer due 12/1/2020; Fidelity Investments answer due 12/1/2020; Fidelity Investments Charitable Gift Fund answer due 12/1/2020; Fidelity Monthly Income Fund answer due 12/1/2020; Fidelity Northstar Fund answer due 12/1/2020; Fidelity Small Cap Index Fund answer due 12/1/2020; Fidelity Total Market Index Fund answer due 12/1/2020; Daniel Fishman answer due 12/1/2020; Cynthia Foy Rupp answer due 12/1/2020; GTE Investment Management Corp. answer due 12/1/2020; Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund) answer due 12/1/2020; Gabelli Investor Funds Inc. (The Gabelli ABC Fund) answer due 12/1/2020; Gardner Lewis Event Driven Fund, L.P. answer due 12/1/2020; Gardner Lewis Merger Arbitrage Fund II, L.P. answer due 12/1/2020; Gardner Lewis Merger Arbitrage Fund, L.P. answer due 12/1/2020; Rosa Genovesi answer due 12/1/2020; Laurie J. Gentile answer due 12/1/2020; Geode Diversified Fund answer due 12/1/2020; George M Pacific Select Fund-PD Small-Cap Value Index Portfolio answer due 12/1/2020; Bryan R. Gilligan answer due 12/1/2020; Ninive Giordano answer due 12/1/2020; Gotham Absolute Return Fund answer due 12/1/2020; Lori L. Grace answer due 12/1/2020; Stefani Greenfield answer due 12/1/2020; Jack Gross answer due 12/1/2020; Nicola Guarna answer due 12/1/2020; HAWAII DE LLC answer due 12/1/2020; HBK Master Fund L.P. answer due 12/1/2020; HBK Quantitative Strategies Master Fund LP answer due 12/1/2020; HFR Asset Management, L.L.C. answer due 12/1/2020; Hallador Balanced Fund LLC answer due 12/1/2020; Sharon Harger answer due 12/1/2020; Heather Harlan answer due 12/1/2020; Stacey A. Harmon answer due 12/1/2020; Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund) answer due 12/1/2020; Harvest Street Capital LLC answer due 12/1/2020; Mahmood Hassani-Sadi answer due 12/1/2020; Mary Margaret Hastings Georgiades answer due 12/1/2020; Richard H. Hein answer due 12/1/2020; Alison Hemming answer due 12/1/2020; Gerald Hood answer due 12/1/2020; Investment Managers Series Trust (Towle Deep Value Fund) answer due 12/1/2020; Ira Martin Dansky Revocable Trust answer due 12/1/2020; Ishares Russell 2000 ETF answer due 12/1/2020; JHF II Strategic Equity Allocation Fund answer due 12/1/2020; JHVIT Small Cap Index Trust answer due 12/1/2020; JHVIT Small Cap Opportunities Trust answer due 12/1/2020; JHVIT Strategic Equity Allocation Trust answer due 12/1/2020; |
| Filing 384 PROPOSED SCHEDULING ORDER. Document filed by Lynne Bernstock, Scott Bowman, Jeff Brisman, Christopher R. Cade, Dianne Card, Wesley R Card, Janet Carr, Gregory Clark, Gerald C. Crotty, Ira M. Dansky, John W. Deem, John D. Demsey, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Beth B. Dorfsman, Tami Fersko, Mary Margaret Hastings Georgiades, Ira Martin Dansky Revocable Trust, Matthew H. Kamens, Sidney Kimmel, Arundhati Kulkarni, John T McClain, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, Joseph A. Rosato, Larissa Sygida, TELENDOS, LLC, Aida Tejero-Decolli, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Gardner, Cliff) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Cliff Gardner to RE-FILE Document #383 Proposed Order. Use the event type Proposed Scheduling Order found under the event list Proposd Orders. (dt) |
| Filing 383 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - PROPOSED ORDER. Document filed by DEF. Related Document Number: #381 .(Gardner, Cliff) Proposed Order to be reviewed by Clerk's Office staff. Modified on 11/9/2020 (dt). |
| Filing 382 PROPOSED SCHEDULING ORDER. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. (Attachments: #1 Letter to Judge Rakoff from Edward A. Friedman).(Friedman, Edward) |
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Filing 381
ORDER granting in part and denying in part #322 Motion to Dismiss; granting in part and denying in part #325 Motion to Dismiss; terminating #328 Motion for Joinder: Upon consideration, the motions are granted in part and denied in part, as further set forth in this order. Lastly, although the Court originally intended to set a schedule for deposition discovery and summary judgment motion practice in this Order, see Dkt No. 20 at 3, in light of the greater knowledge that the parties have of what will be necessary in that regard, the parties are invited to jointly or severally submit their own proposal, provided they do so by no later than Friday, November 6, 2020 at 5:00 p.m. The Clerk of the Court is directed to close docket entries 322, 325, and 328 in 20-md-2941. (Signed by Judge Jed S. Rakoff on 11/3/2020) (jwh)
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Filing 380
ORDER, Pending before the Court are defendants' motions to dismiss plaintiffs' remaining claims. Pursuant to the scheduling order, Dkt. No. 20, the Court will decide those motions no later than November 4, 2020. Document discovery must be completed that same day. Id. The Court will grant Tapestry until November 5, 2020 to comply with the subpoena. If, in plaintiffs' view, on November 5, 2020, Tapestry's production is incomplete, plaintiffs' counsel may jointly call Chambers with Tapestry's counsel to renew their motion to compel. SO ORDERED. ( Discovery due by 11/4/2020.) (Signed by Judge Jed S. Rakoff on 10/28/20) Filed In Associated Cases: 1:20-md-02941-JSR et al. (yv)
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| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 10/28/2020. (Kotowski, Linda) |
| Filing 379 RESPONSE re: (376 in 1:20-md-02941-JSR, 210 in 1:20-cv-04287-JSR) Notice (Other), Plaintiff Wilmington Savings Fund Society, FSB's Response to the Former Officer Defendants' Notice of Partial Withdrawal of Joinder to the Motion to Dismiss of Kathleen Nedorostek Kaswell. Document filed by Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) |
| Filing 378 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 10/21/20 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly) |
| Filing 377 TRANSCRIPT of Proceedings re: CONFERENCE held on 10/21/2020 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/16/2020. Redacted Transcript Deadline set for 11/27/2020. Release of Transcript Restriction set for 1/24/2021..(McGuirk, Kelly) |
| Filing 376 NOTICE of Partial Withdrawal of Joinder of the Former Officer Defendants to the Motion to Dismiss of Kathleen Nedorostek Kaswell re: (335 in 1:20-md-02941-JSR) Joinder,. Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Benson, Craig) |
| Filing 375 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF GREGG MARKS: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: I. Defendant hereby incorporates herein the representations in the Email, represents that from April 8, 2014 to October 4, 2019 Defendant remained employed by Nine West Holdings, Inc. or an affiliated entity and did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less. If Plaintiffs do so: (i) Defendant shall not seek any relief, and shall waive and relinquish any right to any relief, pursuant to Rules 41(a)(l)(B) and 41(d) of the Federal Rules of Civil Procedure, and as further set forth in this stipulation. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. (Gregg Marks terminated.) (Signed by Judge Jed S. Rakoff on 10/20/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh) |
| Filing 374 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Gregg Marks. Document filed by Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| Filing 373 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF JACK GROSS: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that since April 8, 2014 Defendant has remained employed by Nine West Holdings, Inc. or an affiliated entity and did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less, and as further set forth in this stipulation. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. (Jack Gross terminated.) (Signed by Judge Jed S. Rakoff on 10/19/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR (jwh) |
| Filing 372 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF PATRICIA KENNY: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that since April 8, 2014 Defendant has remained employed by Nine West Holdings, Inc. or an affiliated entity and did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc, or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less, and as further set forth in this stipulation. 3, Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation, 4. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. (Patricia Kenny terminated.) (Signed by Judge Jed S. Rakoff on 10/19/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR (jwh) |
| Filing 371 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF FRANCES LUKAS: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that since April 8, 2014 Defendant has remained employed by Nine West Holdings, Inc. or an affiliated entity and did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less, and as further set forth in this stipulation. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. (Frances Lukas terminated.) (Signed by Judge Jed S. Rakoff on 10/19/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh) |
| Filing 370 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF NICOLETTA PALMA: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that since April 8, 2014 Defendant has remained employed by Nine West Holdings, Inc. or an affiliated entity and did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended' Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less, and as further set forth in this stipulation. 3. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. 4. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. (Nicoletta Palma terminated.) (Signed by Judge Jed S. Rakoff on 10/19/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: ( Oral Argument set for 10/21/2020 at 03:30 PM before Judge Jed S. Rakoff.). The public may dial in to listen :888-363-4735 USA toll free, 215-446-3657 International caller paid, access code 1086415 Associated Cases: 1:20-md-02941-JSR et al.(Kotowski, Linda) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #374 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
| Filing 369 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Nicoletta Palma. Document filed by Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| Filing 368 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Frances Lukas. Document filed by Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| Filing 367 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Patricia Kenny. Document filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Lack, Robert) |
| Filing 366 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Jack Gross. Document filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Lack, Robert) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #369 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #368 Stipulation of Voluntary Dismissal #367 Stipulation of Voluntary Dismissal #369 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff:. The Oral Argument set for 10/21/2020 at 02:00 PM before Judge Jed S. Rakoff will be telephonic. The public may listen in at 888-363-4753 USA toll free, 215-446-3657 international caller paid, access code 1086415. Associated Cases: 1:20-md-02941-JSR et al.(Kotowski, Linda) |
| Filing 365 REPLY MEMORANDUM OF LAW in Support re: #325 MOTION to Dismiss The Complaints. . Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Musoff, Scott) |
| Filing 364 JOINDER to join re: #361 Reply Memorandum of Law in Support of Motion, Joinder and Statement of Defendant Janet Carr in Further Support of Former Officer Defendants' Motion to Dismiss. Document filed by Janet Carr..(Chou, James) |
| Filing 363 JOINDER to join re: #361 Reply Memorandum of Law in Support of Motion, . Document filed by Lynne Bernstock, Scott Bowman, Jeff Brisman, Gregory Clark, John W. Deem, Beth B. Dorfsman, Arundhati Kulkarni, Joseph A. Rosato, Larissa Sygida, Norman R Veit, Jr...(Kagen, Stuart) |
| Filing 362 REPLY MEMORANDUM OF LAW in Support re: #335 Joinder, . Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli..(Benson, Craig) |
| Filing 361 REPLY MEMORANDUM OF LAW in Support re: #322 MOTION to Dismiss . . Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli..(Benson, Craig) |
| Filing 360 CERTIFICATE OF SERVICE of Notice of Appeal served on Voya Russell Small Cap Index Portfolio on September 25, 2020. Service was made by first-class mail. Document filed by Marc S Kirschner. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04434-JSR.(Lack, Robert) |
| Filing 359 OPPOSITION BRIEF re: (328 in 1:20-md-02941-JSR) MOTION for Joinder Notice of Joinder and Statement of Defendant Janet Carr in Support of Former Officer Defendants Motion to Dismiss. Plaintiffs' Opposition to Joinder of Defendant Janet Carr in the Former Officer Defendants' Motion to Dismiss. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) |
| Filing 358 OPPOSITION BRIEF re: (332 in 1:20-md-02941-JSR) Joinder, Plaintiffs' Opposition to Joinder of Former Employee Defendants to Motions to Dismiss. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Friedman, Edward) |
| Filing 357 OPPOSITION BRIEF re: (335 in 1:20-md-02941-JSR) Joinder, Plaintiffs' Opposition to Joinder of the Former Officer Defendants to the Motion to Dismiss of Kathleen Nedorostek Kaswell. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB.Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| Filing 356 MEMORANDUM OF LAW in Opposition re: (322 in 1:20-md-02941-JSR) MOTION to Dismiss . Plaintiffs' Memorandum of Law in Opposition to Former Officer Defendants' Motion to Dismiss. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| Filing 355 DECLARATION of Andrew W. Goldwater in Opposition re: (325 in 1:20-md-02941-JSR) MOTION to Dismiss The Complaints.. Document filed by Marc S Kirschner. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| Filing 354 MEMORANDUM OF LAW in Opposition re: (325 in 1:20-md-02941-JSR) MOTION to Dismiss The Complaints. Litigation Trustee's Memorandum of Law in Opposition to Former Non-Management Directors' Motion to Dismiss. Document filed by Marc S Kirschner. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| Filing 353 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF KATHLEEN NEDOROSTEK KASWELL AND WITHDRAWAL OF KASWELL'S MOTION TO DISMISS: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Count VII of the First Amended Complaint without prejudice solely against Defendant. 2. Defendant hereby withdraws without prejudice her September 7, 2020 motion and memorandum of law (Dkt. Nos. 187-88; 20-MD-2941 Dkt. Nos. 330-31) seeking to dismiss the remaining claims against her in the First Amended Complaint. 3. Defendant agrees to respond to Plaintiffs' First Set of Requests for the Production of Documents to Defendant, dated August 29, 2020 (the "Document Requests"), as though she were a party to this Action. Plaintiffs agree to not seek Defendant's deposition or seek further discovery from Defendant (excluding the Document Requests) in connection with this Action. 4. Plaintiffs and Defendant reserve all other rights and defenses not explicitly addressed in this Stipulation. (Signed by Judge Jed S. Rakoff on 9/29/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh) |
| Filing 352 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Kathleen Nedorostek Kaswell. Document filed by Wilmington Savings Fund Society, FSB, Mark S. Kirschner. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. (196 in 1:20-cv-04287-JSR) Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety; Withdrawing Motion. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR(dt) |
| Filing 351 NOTICE OF APPEARANCE by Mark Nelson Parry on behalf of Robeco Capital Growth Funds-Robeco BP US Premium Equities. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04479-JSR.(Parry, Mark) |
| Filing 350 NOTICE OF APPEAL from (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (317 in 1:20-md-02941-JSR, 38 in 1:20-cv-04480-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-21850037. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04480-JSR.(Diamond, Allan) |
| Filing 349 CORRECTED NOTICE OF APPEAL re: (348 in 1:20-md-02941-JSR, 66 in 1:20-cv-04440-JSR) Notice of Appeal, (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (317 in 1:20-md-02941-JSR, 61 in 1:20-cv-04440-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Diamond, Allan) |
| Filing 348 FILING ERROR - DEFICIENT DOCKET ENTRY - NOTICE OF APPEAL from (317 in 1:20-md-02941-JSR, 61 in 1:20-cv-04440-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Diamond, Allan) Modified on 9/25/2020 (nd). |
| Filing 347 NOTICE OF APPEAL from (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (24 in 1:20-cv-04434-JSR) Clerk's Judgment,,,, (23 in 1:20-cv-04434-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,,. Document filed by Marc S. Kirschner. Filing fee $ 505.00, receipt number NYSDC-21843936. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04434-JSR.(Friedman, Edward) |
| Filing 346 NOTICE OF APPEAL from (28 in 1:20-cv-04289-JSR) Clerk's Judgment,,, (27 in 1:20-cv-04289-JSR, 317 in 1:20-md-02941-JSR) Memorandum & Opinion,,,, (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by Marc S. Kirschner. Filing fee $ 505.00, receipt number NYSDC-21843882. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04289-JSR.(Friedman, Edward) |
| Filing 345 NOTICE OF APPEAL from (43 in 1:20-cv-04479-JSR) Clerk's Judgment,,, (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (317 in 1:20-md-02941-JSR, 42 in 1:20-cv-04479-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-21843752. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04479-JSR.(Friedman, Edward) |
| Filing 344 NOTICE OF APPEAL from (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (317 in 1:20-md-02941-JSR, 87 in 1:20-cv-04286-JSR) Memorandum & Opinion,,,, (88 in 1:20-cv-04286-JSR) Clerk's Judgment,,,. Document filed by Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-21843621. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR.(Friedman, Edward) |
| Filing 343 NOTICE OF APPEAL from (67 in 1:20-cv-04299-JSR) Clerk's Judgment,,,,,,,,, (318 in 1:20-md-02941-JSR) Clerk's Judgment,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (317 in 1:20-md-02941-JSR, 66 in 1:20-cv-04299-JSR) Memorandum & Opinion,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filing fee $ 505.00, receipt number NYSDC-21843403. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR.(Friedman, Edward) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (46 in 1:20-cv-04479-JSR, 345 in 1:20-md-02941-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04479-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (46 in 1:20-cv-04479-JSR, 345 in 1:20-md-02941-JSR) Notice of Appeal,, filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04479-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (70 in 1:20-cv-04299-JSR, 343 in 1:20-md-02941-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (31 in 1:20-cv-04289-JSR, 346 in 1:20-md-02941-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04289-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (70 in 1:20-cv-04299-JSR, 343 in 1:20-md-02941-JSR) Notice of Appeal,, filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (91 in 1:20-cv-04286-JSR, 344 in 1:20-md-02941-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (91 in 1:20-cv-04286-JSR, 344 in 1:20-md-02941-JSR) Notice of Appeal,, filed by Wilmington Savings Fund Society, FSB were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (350 in 1:20-md-02941-JSR, 42 in 1:20-cv-04480-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04480-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #349 Corrected Notice of Appeal,..(nd) |
| Appeal Fee Paid electronically via Pay.gov: for (349 in 1:20-md-02941-JSR, 67 in 1:20-cv-04440-JSR) Corrected Notice of Appeal,. Filing fee $ 505.00. Pay.gov receipt number ANYSDC-21847073, paid on 9/25/2020. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (349 in 1:20-md-02941-JSR, 67 in 1:20-cv-04440-JSR) Corrected Notice of Appeal, filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (31 in 1:20-cv-04289-JSR, 346 in 1:20-md-02941-JSR) Notice of Appeal,, filed by Marc S. Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04289-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (350 in 1:20-md-02941-JSR, 42 in 1:20-cv-04480-JSR) Notice of Appeal,, filed by Wilmington Savings Fund Society, FSB, Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04480-JSR.(nd) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT APPEAL. Notice to attorney Diamond, Allan regarding Document No. (348 in 1:20-md-02941-JSR, 66 in 1:20-cv-04440-JSR) Notice of Appeal,.. The filing is deficient for the following reason(s): Appeal refiled correctly. See docket entry #349 Corrected Notice of Appeal. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR(nd) |
| FILING ERROR - DEFICIENT DOCKET ENTRY - Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (348 in 1:20-md-02941-JSR, 66 in 1:20-cv-04440-JSR) Notice of Appeal, filed by Marc S Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(nd) Modified on 9/25/2020 (nd). |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (347 in 1:20-md-02941-JSR, 27 in 1:20-cv-04434-JSR) Notice of Appeal,,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04434-JSR.(nd) |
| Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (347 in 1:20-md-02941-JSR, 27 in 1:20-cv-04434-JSR) Notice of Appeal,, filed by Marc S. Kirschner were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04434-JSR.(nd) |
| Appeal Fee Paid electronically via Pay.gov: for (348 in 1:20-md-02941-JSR, 66 in 1:20-cv-04440-JSR) Notice of Appeal. Filing fee $ 505.00. Pay.gov receipt number ANYSDC-21847073, paid on 9/25/2020. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(nd) |
| Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (348 in 1:20-md-02941-JSR, 66 in 1:20-cv-04440-JSR) Notice of Appeal,. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(nd) |
| Filing 342 NOTICE OF APPEARANCE by Joel Malen Taylor on behalf of Scott Bowman..(Taylor, Joel) |
| Filing 341 NOTICE OF APPEARANCE by Stuart Kagen on behalf of Scott Bowman..(Kagen, Stuart) |
| Filing 340 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF WAYNE KULKIN: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Submission, represents that Defendant did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc. or any affiliated entity, and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Count VII of the First Amended Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Submission was incorrect or incomplete by 5% or $100,000, whichever is less. If Plaintiffs do so: (i) Defendant shall not seek any relief, and shall waive and relinquish any right to any relief, pursuant to Rules 41(a)(1)(B) and 41(d) of the Federal Rules of Civil Procedure, and as further set forth in this stipulation. (Wayne Kulkin terminated.) (Signed by Judge Jed S. Rakoff on 9/17/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh) |
| Filing 339 NOTICE OF APPEARANCE by Jared Hale Louzon on behalf of Gregg Marks. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Louzon, Jared) |
| Filing 338 NOTICE OF APPEARANCE by Harlan Mitchell Lazarus on behalf of Gregg Marks. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lazarus, Harlan) |
| Filing 337 JOINDER to join re: (187 in 1:20-cv-04287-JSR) MOTION to Dismiss ., (330 in 1:20-md-02941-JSR) MOTION to Dismiss . . Document filed by Wayne Kulkin.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Seife, Howard) |
| Filing 336 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF CERTAIN COUNTS AGAINST CHRISTOPHER R. CADE: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Email, represents that Defendant did not receive any Change in Control Payment or severance payment from Nine West Holdings, Inc., and agrees that the foregoing representations are material to Plaintiffs' agreement to dismiss Counts VI and VII of the First Amended Complaint in No. 20-cv-4265 and Counts m and IV of the First Amended Complaint in No. 20-cv-4267 without prejudice against Defendant, and as further set forth in this stipulation. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss Counts VI and VII of the First Amended Complaint in No. 20-cv-4265 and Counts III and IV of the First Amended Complaint in No. 20-cv-4267 without prejudice solely against Defendant. (Signed by Judge Jed S. Rakoff on 9/14/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR, 1:20-cv-04267-JSR (jwh) |
| Filing 335 JOINDER to join re: #331 Memorandum of Law in Support of Motion . Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli..(Benson, Craig) |
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Filing 334
STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF JOSEPH STAFINIAK: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: (As further set forth herein this Stipulation.) In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Count VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less. SO ORDERED. Joseph Stafiniak and Joseph Stafiniak terminated. (Signed by Judge Jed S. Rakoff on 9/8/2020) (va)
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Filing 333
STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF MARY E. BELLE: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: (As further set forth herein this Stipulation.) 2. In consideration for Plaintiffs' agreement voluntarily to dismiss Count VII of the First Amended Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert Court VII in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Email was incorrect or incomplete by 5% or $100,000, whichever is less. SO ORDERED. Mary E. Belle and Mary E. Belle terminated. (Signed by Judge Jed S. Rakoff on 9/8/2020) (va)
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| Filing 332 JOINDER to join re: #326 Memorandum of Law in Support of Motion,, #323 Memorandum of Law in Support of Motion, . Document filed by Lynne Bernstock, Scott Bowman, Jeff Brisman, Gregory Clark, Beth B. Dorfsman, Arundhati Kulkarni, Joseph A. Rosato, Larissa Sygida, Norman R Veit, Jr...(Kagen, Stuart) |
| Filing 331 MEMORANDUM OF LAW in Support re: #330 MOTION to Dismiss . . Document filed by Kathleen Nedorostek Kaswell..(Scharf, Yehuda) |
| Filing 330 MOTION to Dismiss . Document filed by Kathleen Nedorostek Kaswell..(Scharf, Yehuda) |
| Filing 329 JOINDER to join re: (325 in 1:20-md-02941-JSR) MOTION to Dismiss The Complaints., (322 in 1:20-md-02941-JSR) MOTION to Dismiss . (Notice Of Joinder And Statement Of Defendant Wayne Kulkin In Support Of Former Officer And Director Defendants' Motions To Dismiss). Document filed by Wayne Kulkin.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Seife, Howard) |
| Filing 328 MOTION for Joinder Notice of Joinder and Statement of Defendant Janet Carr in Support of Former Officer Defendants Motion to Dismiss. Document filed by Janet Carr..(Chou, James) |
| Filing 327 DECLARATION of Cliff C. Gardner in Support re: #325 MOTION to Dismiss The Complaints.. Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins. (Attachments: #1 Exhibit A Report of the Special Litigation Committee of The Jones Group, #2 Exhibit B Consolidated Complaint, #3 Exhibit C Stipulation of Settlement, #4 Exhibit D Order and Final Judgment, #5 Exhibit E Certificate of Merger of The Jones Group).(Gardner, Cliff) |
| Filing 326 MEMORANDUM OF LAW in Support re: #325 MOTION to Dismiss The Complaints. . Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Musoff, Scott) |
| Filing 325 MOTION to Dismiss The Complaints. Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Musoff, Scott) |
| Filing 324 DECLARATION of Craig A. Benson in Support re: #322 MOTION to Dismiss .. Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli. (Attachments: #1 Exhibit A-2013 Proxy, #2 Exhibit B-Merger Agreement, #3 Exhibit C-2012 Proxy).(Benson, Craig) |
| Filing 323 MEMORANDUM OF LAW in Support re: #322 MOTION to Dismiss . . Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli..(Benson, Craig) |
| Filing 322 MOTION to Dismiss . Document filed by Christopher R. Cade, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, John T McClain, Aida Tejero-Decolli..(Benson, Craig) |
| Filing 321 NOTICE OF APPEARANCE by Danielle Caroline Lesser on behalf of Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lesser, Danielle) |
| Filing 320 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNECE proceeding held on 8/13/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:20-md-02941-JSR et al..(McGuirk, Kelly) |
| Filing 319 TRANSCRIPT of Proceedings re: CONFERENCE held on 8/13/2020 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Rose Prater, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/18/2020. Redacted Transcript Deadline set for 9/28/2020. Release of Transcript Restriction set for 11/27/2020.Filed In Associated Cases: 1:20-md-02941-JSR et al..(McGuirk, Kelly) |
| Filing 318 CLERK'S JUDGMENT re: #317 Memorandum & Opinion in favor of AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Delta Sapphire Fund, L.P., AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds (AQR Multi-Strategy Alternative Fund, AQR Funds-AQR Multi-Strategy Alternative Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Advisors Series Trust (Kellner Merger Fund), Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP, Allianz Global Investors of America L.P, American Beacon Small Cap Value Fund, American Family Mutual Insurance Co., American International Group Inc., Anthem Health Plans of Virginia, Inc., Arbor Place LTD. Partnership, Bam Advisor Services, Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Blue Cross of California, Blue Shield of California, Bluecrest Capital Management Ltd., Boston Partners All-Cap Value Fund, Boston Partners Asset Management, LLC, Boston Partners Global Investors Inc., Boston Partners, LLC., Brighthouse Funds Trust II, Brown Brothers Harriman & Co. Client No. 2, Brown Brothers Harriman & Co. Client No. 3, CNH Master Account, L.P., CNH Master Account, LP, CNH Opportunisitic Premium Offshore Fund, L.P., CNH Opportunistic Premium Offshore Fund, L.P., California Physicians' Service dba Blue Shield of California, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, College Retirement Equities Fund (CREF Equity Index Account), Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Community Insurance Company, Consolidated Edison Company of New York, Inc., Cref Equity Index Account, DAGT Small Cap Outliers, DEF, DEFENDANT IL-1, DEFENDANT IL-2, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, DT DV MARKET COMPLETION FUND, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Defendant NJ-1, Defendant NJ-2, Defendant NJ-3, Defendant NJ-4, Defendant NY-1, Defendant NY-18, Defendant NY-19, Defendant NY-24, Defendant NY-8, Dimensional Funds PLC Global Targeted Value Fund, Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Diversified Alpha Group Trust, Dreman Contrarian Funds (Dreman Contrarian Small Cap Value Fund), Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd., EQ Advisors Trust (ATM Small Cap Managed Volatility Portfolio), EQ Advisors Trust (EQ/2000 Managed Volatility Portfolio), Emerson Electric Co., Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, FedEx Corporation, Federated Equity Funds (Federated Clover Small Value Fund), Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, GTE Investment Management Corp., Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Geode Diversified Fund, George M Pacific Select Fund-PD Small-Cap Value Index Portfolio, Gotham Absolute Return Fund, HAWAII DE LLC, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HFR Asset Management, L.L.C., Hallador Balanced Fund LLC, Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund), Harvest Street Capital LLC, Investment Managers Series Trust (Towle Deep Value Fund), Ira Martin Dansky Revocable Trust, Ishares Russell 2000 ETF, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, JPMorgan Systematic Alpha Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Kenny Allan Troutt Separate Trust Estate, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, Legg Mason Royce U.S. Small Cap Opportunity Fund, Lincoln Institute of Land Policy, Lincoln Variable Insurance Products Trust (LVIP SSGA Small-Cap Index Fund), Longfellow Investment Management Co., LLC, MFO Management Company (Towle Fund), MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Manulife Financial, Manulife Investment Management (North America) LTD, Master Small Cap Index Series of Quantitative Master Series LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Metropolitan Life Insurance Co, Micro Cap Subtrust, Minnesota Mining and Manufacturing Co., Multimanager Small Cap Value Portfolio, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, NUVEEN SMALL CAP INDEX FUND, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Natixis SA, Nine Chapters Capital Management LLC, Odin Holdings LP, Oppenheimer Global Multi Strategies Fund, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, PGIM QMA Small-Cap Value Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Panagora Asset Management Inc., Peak6 Investments LLC, Pentwater Capital Management LP, Pillsbury, Pinebridge Investments LP, Pinnacle West Corp., Prelude Opportunity Fund, LP, Priac Funds, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC, Quantitative Master Series LLC (Master Extended Market Index Series), RBB Fund, Inc. (WPG Partners Small/Micro Cap Value Fund), RUSSELL 3000 INDEX FUND, Research Affiliates Equity US Large, L.P., Rhumbline Advisers LP, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Royce Fund (Royce Opportunity Fund), Royce Institutional, LLC (Opportunity Portfolio), Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, SEI Institutional Investments Trust (SIIT Small Cap Fund), SEI Institutional Managed Trust (SIMT Small Cap Value Fund), SPDR S&P MIDCAP 400 ETF Trust, STATE FARM SMALL CAP INDEX FUND, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Securian Life Insurance Co., Small Cap Value Subtrust, State Farm Variable Products Trust, State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Bank & Trust Company, State Street Bank Maya Account Holder, State Street Bank and Trust Co., State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Total ETF, State Street Global Advisors U.S. Extended Market Index Fund, State Street North America Confidential CLient 1 FOF, State Street North America Confidential Client 1 Domestic Equities, State Street North America Confidential Client 1 Domestic Ishares 405, Susquehanna International Group LLP, TELENDOS, LLC, TFS Capital LLC, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA- CREF Funds (TIAA-CREF Small-Cap Blend Index Fund), Talcott Resolution Life Insurance Co., Tax-Managed US Equity Series, The Arbitrage Event-Driven Fund, The Arbitrage Fund, The Arbitrate Fund, The Bank of New York Mellon, The GDL Fund, The Hartford Life Insurance Company, The Sidney Kimmel Revocable Indenture o |
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Filing 317
OPINION & ORDER re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants, (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants: For the foregoing reasons, the Court hereby dismisses all fraudulent conveyance and unjust enrichment claims with respect to payments made in connection with common shares, restricted shares, share equivalent units, and accumulated dividends. The Clerk of the Court is directed to close docket entries 88 and 93 in 20-md-2941. In addition, because all of the claims in the complaints in the following actions have now been dismissed, the Clerk is to enter judgment in favor of defendants in 20-cv-4286, 20-cv-4289, 20-cv-4299, 20-cv-4434, 20-cv-4440, 20-cv-4479, and 20-cv-4480. (Signed by Judge Jed S. Rakoff on 8/27/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh) Transmission to Orders and Judgments Clerk for processing.
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| Filing 316 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Arthur E. Lee, Nancy L. Lee..(Goldstein, Bruce) |
| Filing 315 NOTICE OF APPEARANCE by Bruce I. Goldstein on behalf of Arthur E. Lee, Nancy L. Lee..(Goldstein, Bruce) |
| Filing 314 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. / Joinder Of Defendant Gotham Absolute Return Fund To Public Shareholder Defendants' Motion To Dismiss. Document filed by Gotham Absolute Return Fund..(Lawall, Francis) |
| Filing 313 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gotham Absolute Return Fund..(Lawall, Francis) |
| Filing 312 NOTICE OF APPEARANCE by Francis Lawall on behalf of Gotham Absolute Return Fund..(Lawall, Francis) |
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Filing 311
PLAINTIFFS' NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF DEFENDANT FRANCIS X. CLAPS: Pursuant to Federal Rule of Civil Procedure 41(a)(1), plaintiffs Marc S. Kirschner, as Trustee for the NWHI Litigation Trust, and Wilmington Savings Fund Society, FSB, as successor indenture trustee for the 6.875% Senior Notes due 2019, the 8.25% Senior Notes due 2019, and the 6.125% Senior Notes due 2034 of Nine West Holdings, Inc., hereby give notice that they are dismissing the above-entitled action without prejudice solely against defendant Francis X. Claps. SO ORDERED. Francis X Claps and Francis X. Claps terminated. (Signed by Judge Jed S. Rakoff on 8/18/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jca)
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| Filing 310 NOTICE OF VOLUNTARY DISMISSAL, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Francis X Claps. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Proposed Order to be reviewed by Clerk's Office staff.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| ***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. #310 Notice of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km) |
| Filing 309 JOINDER to join re: (90 in 1:20-md-02941-JSR) Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. / Notice of Joinder and Statement of Defendant Metropolitan Life Insurance Co. in Support of Public Shareholder Defendants' Motion to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e). Document filed by Metropolitan Life Insurance Co.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 308 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent MetLife, Inc. for Metropolitan Life Insurance Co, Metropolitan Life Insurance Co. Document filed by Metropolitan Life Insurance Co.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 307 NOTICE OF APPEARANCE by Brian David Koosed on behalf of Metropolitan Life Insurance Co. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 306 NOTICE OF APPEARANCE by Ryan M. Tosi on behalf of Metropolitan Life Insurance Co. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Tosi, Ryan) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 8/13/2020. A telephonic argument on motions at 88 & 93 on the docket was held before Judge Rakoff on August 13, 2020. Present were counsel for all parties and a court reporter. (tro) |
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Filing 305
ORDER FOR ADMISSION PRO HAC VICE OF MICHAEL A. SIEDBAND granting #304 Motion for Michael A. Siedband to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 8/13/2020) (jwh)
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| Filing 304 MOTION for Michael A. Siedband to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FedEx Corporation. (Attachments: #1 Affidavit, #2 Exhibit A - Massachusetts Certificate of Good Standing, #3 Exhibit B - Tennessee Certificate of Good Standing, #4 Text of Proposed Order).(Siedband, Michael) |
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Filing 303
ORDER ADMITTING JOSHUA D. N. HESS PRO HAC VICE granting (296) Motion for Joshua D. N. Hess to Appear Pro Hac Vice in case 1:20-md-02941-JSR et al. (Signed by Judge Jed S. Rakoff on 8/12/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh)
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| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #302 MOTION for Michael A. Siedband to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number BNYSDC-21106098. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): Cannot list 2 case numbers on Pro Hac; Pro Hac is per case basis. Only list the case number in which the Pro Hac is being filed.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (vba) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #304 MOTION for Michael A. Siedband to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
| Filing 302 MOTION for Michael A. Siedband to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number BNYSDC-21106098. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by FedEx Corporation. (Attachments: #1 Affidavit, #2 Exhibit A - Massachusetts Certificate of Good Standing, #3 Errata B - Tennessee Certificate of Good Standing, #4 Text of Proposed Order).(Siedband, Michael) |
| Filing 301 MEMORANDUM OF LAW in Support re: #300 MOTION to Dismiss / Notice Of Joinder To Motions To Dismiss The Complaint On The Basis Of Section 546(e) Of The Bankruptcy Code. . Document filed by American Family Mutual Insurance Co...(Wickouski, Mary) |
| Filing 300 MOTION to Dismiss / Notice Of Joinder To Motions To Dismiss The Complaint On The Basis Of Section 546(e) Of The Bankruptcy Code. Document filed by American Family Mutual Insurance Co...(Wickouski, Mary) |
| Filing 299 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by American Family Mutual Insurance Co...(Wickouski, Mary) |
| Filing 298 NOTICE OF APPEARANCE by Mary Stephanie Wickouski on behalf of American Family Mutual Insurance Co...(Wickouski, Mary) |
| Filing 297 NOTICE OF APPEARANCE by Chelsey Rosenbloom on behalf of American Family Mutual Insurance Co...(Rosenbloom, Chelsey) |
| Filing 296 MOTION for Joshua D. N. Hess to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-21100822. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bam Advisor Services, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial, Manulife Investment Management (North America) LTD, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Transamerica Asset Management, Inc., USAA Extended Market Index Fund, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, Manulife Investment Management (North America) LTD, Bam Advisor Services, SA U.S.Small Company Fund, John Hancock II Strategic Equity Allocation Small Cap Fund a/k/a John Hancock II SEA Small Cap. (Attachments: #1 Declaration of Joshua Hess, #2 Exhibit A - California Certificate of Good Standing, #3 Exhibit B - District of Columbia Certificate of Good Standing, #4 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Hess, Joshua) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #296 MOTION for Joshua D. N. Hess to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-21100822. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff:. Telephonic Oral Argument set for 8/13/2020 at 10:00 AM before Judge Jed S. Rakoff. Dial in information:888-363-4735 toll free USA;1086415 Access Code;215-446-3657 International caller paid. (Kotowski, Linda) |
| Filing 295 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE OF ALPINE PARTNERS VI, LLC: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendant hereby incorporates herein the representations in the Declaration, and agrees those representations are material to Plaintiffs' agreement to dismiss the Complaint without prejudice against Defendant. 2. In consideration for Plaintiffs' agreement voluntarily to dismiss the Complaint without prejudice against Defendant, Defendant acknowledges and agrees that Plaintiffs shall have the right to reassert such claims in the future against Defendant, in any capacity at any time up until 90 days after the close of fact discovery in the Action, if Plaintiffs make the determination in good faith that the information provided in the Declaration was incorrect or incomplete by 5% or $100,000, whichever is less, and as further set forth in this stipulation. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss the above Action without prejudice solely against Defendant. (Alpine Partners VI, LLC terminated.) (Signed by Judge Jed S. Rakoff on 8/6/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh) |
| Filing 294 JOINDER to join In Support of Reply Memorandum of Law in Further Support of Public Shareholder Defendants' Motion to Dismiss Under the Safe Harbor of 11 U.S.C. Section 546(e). Document filed by MFO Management Company (Towle Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Levasseur, Dennis) |
| Filing 293 NOTICE of Joinder of Defendant Wayne Kulkin in Reply Memorandum of Law of Former Director and Officer Defendants in Support of their Motion to Dismiss the Complaint. re: #281 Reply Memorandum of Law in Support of Motion,,,. Document filed by Wayne Kulkin..(Seife, Howard) |
| Filing 292 JOINDER to join re: (279 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (159 in 1:20-cv-04287-JSR, 281 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,, Defendant Janet Carr's Joinder in Reply in Support of Motions to Dismiss the Complaint by Public Shareholder Defendants and Former Director and Officer Defendants. Document filed by Janet Carr.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Chou, James) |
| Filing 291 JOINDER to join re: (279 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, . Document filed by Prelude Opportunity Fund, LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 290 JOINDER to join re: (279 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, . Document filed by Advisors Series Trust (Kellner Merger Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 289 JOINDER to join re: (279 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, REPLY JOINDER AND SUPPLEMENT OF DEFENDANT NATIXIS S.A. TO PUBLIC SHAREHOLDER DEFENDANTS MOTION TO DISMISS UNDER THE SAFE HARBOR OF 11 U.S.C. 546(e). Document filed by Natixis SA.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Levy, Adam) |
| Filing 288 JOINDER to join re: #279 Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (NOTICE OF JOINDER AND STATEMENT OF DEFENDANTS COLLEGE RETIREMENT EQUITIES FUND (CREF EQUITY INDEX ACCOUNT), TIAA-CREF FUNDS, TIAA-CREF FUNDS (TIAA-CREF EQUITY INDEX FUND), TIAA-CREF FUNDS (TIAA-CREF SMALL-CAP BLEND INDEX FUND) IN SUPPORT OF REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF PUBLIC SHAREHOLDER DEFENDANTS MOTION TO DISMISS UNDER THE SAFE HARBOR OF 11 U.S.C. 546(e)). Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund)..(Martin, Craig) |
| Filing 287 JOINDER to join re: #279 Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (NOTICE OF JOINDER AND STATEMENT OF DEFENDANT NUVEEN SMALL CAP INDEX FUND IN SUPPORT OF REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF PUBLIC SHAREHOLDER DEFENDANTS MOTION TO DISMISS UNDER THE SAFE HARBOR OF 11 U.S.C. 546(e)). Document filed by NUVEEN SMALL CAP INDEX FUND..(Martin, Craig) |
| Filing 286 REPLY MEMORANDUM OF LAW in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Wilson, Ryan) |
| Filing 285 DECLARATION of Harlan M. Lazarus in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants.. Document filed by John D'Souza, Daniel Fishman, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Mitchel Levine, Frances Lukas, Ira Margulies, Vincent Morales, Nicoletta Palma, Whitney L. Smith, Stephen C. Troy..(Lazarus, Harlan) |
| Filing 284 JOINDER to join re: #279 Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, #281 Reply Memorandum of Law in Support of Motion,,, . Document filed by John D'Souza, Daniel Fishman, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Mitchel Levine, Frances Lukas, Ira Margulies, Vincent Morales, Nicoletta Palma, Whitney L. Smith, Stephen C. Troy..(Lazarus, Harlan) |
| Filing 283 JOINDER to join re: (279 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (281 in 1:20-md-02941-JSR) Reply Memorandum of Law in Support of Motion,,, . Document filed by Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Jamie Cygielman, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Harvest Street Capital LLC, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Robyn Whitney Mills, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Thomas M. Murray PO N. Murray Jt Ten, Norman R Veit, Jr., John W. Deem, Kathleen A. O'Brien Gibber, Gregory Clark, Amy Rapawy, Norman R. Veit, Jr..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| Filing 282 JOINDER to join re: #279 Reply Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Supplemental Reply of Gabelli Global Series Fund Inc. in Further Support of Public Shareholder Defendants' Motion to Dismiss. Document filed by Defendant NY-8. (Attachments: #1 Exhibit A, #2 Exhibit B).(Entwistle, Andrew) |
| Filing 281 REPLY MEMORANDUM OF LAW in Support re: (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Christopher R. Cade, Dianne Card, Wesley R Card, Gerald C. Crotty, Ira M. Dansky, John D. Demsey, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Mary Margaret Hastings Georgiades, Ira Martin Dansky Revocable Trust, Matthew H. Kamens, Sidney Kimmel, John T McClain, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, Aida Tejero-Decolli, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04289-JSR.(Gordon, Andrew) |
| Filing 280 DECLARATION of Andrew G. Devore in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by Allianz Global Investors of America L.P, BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DEFENDANT IL-2, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF. (Attachments: #1 Exhibit XX).(Devore, Andrew) |
| Filing 279 REPLY MEMORANDUM OF LAW in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ), AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds (AQR Multi-Strategy Alternative Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Allianz Global Investors of America L.P, American Beacon Small Cap Value Fund, Anthem Health Plans of Virginia, Inc., Arbor Place LTD. Partnership, Bam Advisor Services, Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Blue Cross of California, Brighthouse Funds Trust II, CNH Master Account, L.P., CNH Opportunisitic Premium Offshore Fund, L.P., California Physicians' Service dba Blue Shield of California, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Community Insurance Company, Consolidated Edison Company of New York, Inc., DEFENDANT IL-2, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Defendant NJ-3, Defendant NY-18, Defendant NY-24, Dimensional Funds PLC Global Targeted Value Fund, Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Diversified Alpha Group Trust, Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd., Emerson Electric Co., Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Geode Diversified Fund, HAWAII DE LLC, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HFR Asset Management, L.L.C., Hallador Balanced Fund LLC, Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund), Ishares Russell 2000 ETF, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, JPMorgan Systematic Alpha Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Kenny Allan Troutt Separate Trust Estate, George M. Klabin, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, Legg Mason Royce U.S. Small Cap Opportunity Fund, Lincoln Institute of Land Policy, Longfellow Investment Management Co., LLC, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Manulife Financial, Manulife Investment Management (North America) LTD, Master Small Cap Index Series of Quantitative Master Series LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Micro Cap Subtrust, Minnesota Mining and Manufacturing Co., NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Oppenheimer Global Multi Strategies Fund, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, PGIM QMA Small-Cap Value Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Peak6 Investments LLC, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC, RUSSELL 3000 INDEX FUND, Research Affiliates Equity US Large, L.P., Rhumbline Advisers LP, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Royce Fund (Royce Opportunity Fund), Royce Institutional, LLC (Opportunity Portfolio), Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, STATE FARM SMALL CAP INDEX FUND, State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Bank Maya Account Holder, State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Total ETF, Susquehanna International Group LLP, Tax-Managed US Equity Series, The Arbitrage Event-Driven Fund, The Arbitrage Fund, The GDL Fund, Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Merger Arbitrage Fund), Towle Capital Partners II LP, Towle Capital Partners LP, Towle Deep Value Fund, Transamerica Asset Management, Inc., Two Sigma Investments LP, U.S. Equity Market Fund, U.S. Equity Market Fund B, U.S. Small Cap Subtrust, USAA Extended Market Index Fund, Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, WCFS Inc., Wells Fargo Disciplined Small Cap Fund, WisdomTree U.S. SmallCap Dividend Fund, WisdomTree U.S. SmallCap Fund, Wolverine Asset Management LLC, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Weiner, Gregg) |
| Filing 278 NOTICE OF APPEARANCE by Giovanna Alicia Ferrari on behalf of Wells Fargo Disciplined Small Cap Fund. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Ferrari, Giovanna) |
| Filing 277 DECLARATION of Ryan M. Tosi in Support re: (276 in 1:20-md-02941-JSR, 117 in 1:20-cv-04433-JSR) Joinder,,. Document filed by WisdomTree U.S. SmallCap Dividend Fund, WisdomTree U.S. SmallCap Fund. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Tosi, Ryan) |
| Filing 276 SUPPLEMENTAL JOINDER to join re: (192 in 1:20-md-02941-JSR, 83 in 1:20-cv-04433-JSR) Joinder, Supplement to Notice of Joinder and Statement of Defendants WisdomTree U.S. SmallCap Dividend Fund f/k/a WisdomTree SmallCap Dividend Fund and WisdomTree U.S. SmallCap Fund f/k/a WisdomTree SmallCap Earnings Fund, each a separate and distinct series of WisdomTree Trust, in Support of Public Shareholder Defendants' Motion to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e). Document filed by WisdomTree U.S. SmallCap Dividend Fund, WisdomTree U.S. SmallCap Fund.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Tosi, Ryan) |
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Filing 275
STIPULATION AND ORDER SUBSTITUTING PARTIES AND DISMISSING WISDOMTREE ASSET MANAGEMENT INC. WITHOUT PREJUDICE: IT IS HEREBY STIPULATED AND AGREED WisdomTree U.S. SmallCap Dividend Fund f/k/a WisdomTree SmallCap Dividend Fund and WisdomTree U.S. SmallCap Fund f/k/a WisdomTree SmallCap Earnings Fund, each a separate and distinct series of WisdomTree Trust (each, a "Substituted Defendant") shall be substituted for Wisdom Tree Asset Management Inc. as a defendant in the above action as of the date of the filing of the original Complaint on June 5, 2020. The summons and Complaint served on Wisdom Tree Asset Management Inc. shall be deemed to have been served on each Substituted Defendant, and as further set forth in this stipulation. (WisdomTree U.S. SmallCap Dividend Fund and WisdomTree U.S. SmallCap Fund added. Wisdom Tree Asset Management Inc. terminated.) (Signed by Judge Jed S. Rakoff on 7/28/2020) (jwh)
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| Filing 274 PROPOSED STIPULATION AND ORDER. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB..(Lack, Robert) |
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Filing 273
ORDER FOR ADMISSION PRO HAC VICE granting (266) Motion for Giovanna A. Ferrari to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (52) Motion for Giovanna A. Ferrari to Appear Pro Hac Vice in case 1:20-cv-04440-JSR. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the rules governing discipline of attorneys. (Signed by Judge Jed S. Rakoff on 7/27/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR (kv)
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| Filing 272 MEMORANDUM OF LAW in Opposition re: (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. Plaintiffs' Memorandum of Law in Opposition to Former Director and Officer Defendants' Motion to Dismiss Under 11 U.S.C. 546(e). Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. (Attachments: #1 Appendix 1)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| Filing 271 MEMORANDUM OF LAW in Opposition re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. Plaintiffs' Memorandum of Law in Opposition to Public Shareholder Defendants' Motion to Dismiss Under 11 U.S.C. 546(e). Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Friedman, Edward) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (266 in 1:20-md-02941-JSR, 52 in 1:20-cv-04440-JSR) MOTION for Giovanna A. Ferrari to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR(vba) |
| Filing 270 NOTICE OF APPEARANCE by Michael S. Doluisio on behalf of Bam Advisor Services, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial, Manulife Investment Management (North America) LTD, Russell US Small Cap Equity Fund, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Transamerica Asset Management, Inc., US Small Company Fund, USAA Extended Market Index Fund, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, Manulife Investment Management (North America) LTD, Bam Advisor Services, SA U.S. Small Company Fund, SA U.S.Small Company Fund, John Hancock II Strategic Equity Allocation Small Cap Fund a/k/a John Hancock II SEA Small Cap. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Doluisio, Michael) |
| Filing 269 NOTICE OF APPEARANCE by Matthew F. Bruno on behalf of Minnesota Mining and Manufacturing Co.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Bruno, Matthew) |
| Filing 268 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. Document filed by Minnesota Mining and Manufacturing Co..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Smith, Louis) |
| Filing 267 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Minnesota Mining and Manufacturing Co..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Smith, Louis) |
| Filing 266 MOTION for Giovanna A. Ferrari to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Wells Fargo Disciplined Small Cap Fund. (Attachments: #1 Declaration of Giovanna A. Ferrari, #2 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Ferrari, Giovanna) |
| Filing 265 NOTICE OF APPEARANCE by Louis Smith on behalf of Minnesota Mining and Manufacturing Co., Minnesota Mining and Manufacturing Co.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Smith, Louis) |
| Filing 264 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Kathleen A. O'Brien Gibber, Thomas M. Murray PO N. Murray Jt Ten.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| Filing 263 NOTICE OF APPEARANCE by Joel Malen Taylor on behalf of John W. Deem, Kathleen A. O'Brien Gibber, Thomas M. Murray PO N. Murray Jt Ten. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Taylor, Joel) |
| Filing 262 NOTICE OF APPEARANCE by Stuart Kagen on behalf of John W. Deem, Kathleen A. O'Brien Gibber, Thomas M. Murray PO N. Murray Jt Ten. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Edward A. Friedman to RE-FILE Document No. #261 Request for Issuance of Amended Summons, #260 Request for Issuance of Amended Summons,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons is not correct; Case number is incorrect. Link each summons to the Amended Complaint (document 245);. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pc) |
| Filing 261 FILING ERROR SUMMONS NOT LINKED TO CORRESPONDING PLEADING- REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Anthem Health Plans of Virginia, Inc., re: (245 in 1:20-md-02941-JSR) Amended Complaint,,,,,,,,,,,,,,,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) Modified on 7/24/2020 (pc). |
| Filing 260 FILING ERROR SUMMONS NOT LINKED TO CORRESPONDING PLEADING- REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Community Insurance Company, re: (245 in 1:20-md-02941-JSR) Amended Complaint,,,,,,,,,,,,,,,,,,. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) Modified on 7/24/2020 (pc). |
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Filing 259
ORDER GRANTING MOTION TO APPEAR PRO HAC VICE granting (253) Motion for Laura Steinberg to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (104) Motion for Laura Steinberg to Appear Pro Hac Vice in case 1:20-cv-04433-JSR. (Signed by Judge Jed S. Rakoff on 7/23/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh)
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| Filing 258 STIPULATION AND NOTICE OF DISMISSAL WITHOUT PREJUDICE: IT IS HEREBY STIPULATED AND AGREED, by and between the Parties, as follows: 1. Defendants hereby incorporate herein the representations in the Declaration, and agrees those representations are material to Plaintiffs' agreement to dismiss the Complaints without prejudice against Defendants, and as further set forth in this stipulation. Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs hereby dismiss the above Actions without prejudice solely against Defendants. (Boston Partners, LLC., Boston Partners Asset Management, LLC and Boston Partners Global Investors Inc. terminated.) (Signed by Judge Jed S. Rakoff on 7/23/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR, 1:20-cv-04346-JSR (jwh) |
| Filing 257 CERTIFICATE OF SERVICE served on Nine Chapters Systematic Master Fund, Ltd. on June 12, 2020. Service was made by mail. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. (Attachments: #1 Summons)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Lack, Robert) |
| ***NOTICE TO COURT REGARDING STIPULATION OF VOLUNTARY DISMISSAL Document No. #255 Stipulation of Voluntary Dismissal was reviewed and referred to Judge Jed S. Rakoff for approval for the following reason(s): lead case. (km) |
| Filing 256 NOTICE OF APPEARANCE by Adam Levy on behalf of Natixis SA. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Levy, Adam) |
| Filing 255 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Boston Partners Asset Management, LLC, Boston Partners Global Investors Inc., Boston Partners, LLC. and without costs. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Proposed Order to be reviewed by Clerk's Office staff..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR, 1:20-cv-04346-JSR.(Lack, Robert) |
| Filing 254 CERTIFICATE OF SERVICE served on Suzanne Karkus. Document filed by Marc S Kirschner, Service List, Wilmington Savings Fund Society, FSB..(Friedman, Edward) |
| Filing 253 MOTION for Laura Steinberg to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20799859. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Advisors Series Trust (Kellner Merger Fund), Prelude Opportunity Fund, LP. (Attachments: #1 Affidavit Declaration in Support of Motion for Admission Pro Hac Vice and Certificate of Good Standing, #2 Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Steinberg, Laura) |
| Filing 252 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Research Affiliates, LLC, Corporate Parent Research Affiliates, LLC for Research Affiliates Equity US Large, L.P.. Document filed by Research Affiliates Equity US Large, L.P...(Schreiber, John) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (104 in 1:20-cv-04433-JSR) MOTION for Laura Steinberg to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20799859. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR(aea) |
| Filing 251 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund). (Attachments: #1 Affidavit Declaration In Support of Joinder to Motion to Dismiss, #2 Exhibit Exhibit A, #3 Exhibit Exhibit B)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Parker, Marissa) |
| Filing 250 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Parker, Marissa) |
| Filing 249 NOTICE OF APPEARANCE by Marissa Rachel Parker on behalf of Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Parker, Marissa) |
| Filing 248 NOTICE OF APPEARANCE by Robert Joel Lack on behalf of Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04569-JSR.(Lack, Robert) |
| Filing 247 NOTICE OF APPEARANCE by Robert Joel Lack on behalf of Marc S Kirschner. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Lack, Robert) |
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Filing 246
ORDER UNSEALING DOCKET AND DIRECTING FILING OF UNREDACTED SUMMONS AND COMPLAINT: It is therefore hereby ORDERED that: 1. The Clerk of the Court is directed to fully unseal the docket in Kirschner, et al. v. Advisors Series Trust (Kellner Merger Fund), et al., No. 20-cv-4433, including the names and addresses of all defendants previously replaced with pseudonyms. 2. Plaintiffs are directed to file, no later than close of business on July 21, 2020, fully unredacted versions of the summons and Complaint in action no. 20-cv-4433 on the public docket. (Signed by Judge Jed S. Rakoff on 7/20/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh) Transmission to Sealed Records Clerk for processing.
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| Filing 245 FIRST AMENDED COMPLAINT against American Family Mutual Insurance Co., American International Group Inc., Anthem Health Plans of Virginia, Inc., Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, Mary E. Belle, Lynne Bernstock, Bluecrest Capital Management Ltd., Scott Bowman, Janice Brown, Katherine Butler, Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), James Capiola, Janet Carr, Roy Chan, James Chan, Chi Operating Investment Program, LP, Chrysler World IMI Equity Index - ND, Francis X Claps, Gregory Clark, Community Insurance Company, Jamie Cygielman, Eric Dauwalter, John D. Demsey, Joseph T. Donnalley, Dreman Contrarian Funds (Dreman Contrarian Small Cap Value Fund), Susan Duffy, Eileen Dunn, EQ Advisors Trust (ATM Small Cap Managed Volatility Portfolio), EQ Advisors Trust (EQ/2000 Managed Volatility Portfolio), Emerson Electric Co., Daniel Fishman, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Rosa Genovesi, Stefani Greenfield, Sharon Harger, Heather Harlan, Gerald Hood, JPMorgan Systematic Alpha Fund, KBC Equity Fund - Fallen Angels, KBC Equity Fund - Leisure and Tourism, KBC Equity Fund - Strategic Satellites, Matthew H. Kamens, Suzanne Karkus, Kathleen Nedorostek Kaswell, Sidney Kimmel, Barbara Kreger, Wayne Kulkin, Mitchel Levine, Lincoln Variable Insurance Products Trust (LVIP SSGA Small-Cap Index Fund), Frances Lukas, Gregg Marks, Zine Mazouzi, Metropolitan Life Insurance Co, Robyn Whitney Mills, James A. Mitarotonda, Multimanager Small Cap Value Portfolio, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Natixis SA, Jeffrey D. Nuechterlein, Odin Holdings LP, Oppenheimer Global Multi Strategies Fund, James T. Ostrowski, Nicoletta Palma, Pinebridge Investments LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Quantitative Master Series LLC (Master Extended Market Index Series), RBB Fund, Inc. (WPG Partners Small/Micro Cap Value Fund), Lowell W. Robinson, Joseph A. Rosato, Heather Roussel, Royce Institutional, LLC (Opportunity Portfolio), Russell US Small Cap Equity Fund, SEI Institutional Investments Trust (SIIT Small Cap Fund), SEI Institutional Managed Trust (SIMT Small Cap Value Fund), Securian Life Insurance Co., George Sharp, Joseph Stafiniak, Susquehanna International Group LLP, Larissa Sygida, TFS Capital LLC, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund), Talcott Resolution Life Insurance Co., Aida Tejero-Decolli, The Arbitrage Event-Driven Fund, The GDL Fund, The Sidney Kimmel Revocable Indenture of Trust, Kimberly Thomas, Stephen C. Troy, Two Sigma Investments LP, Unified Series Trust (Symons Small Cap Institutional Fund), Valued Advisers Trust (Foundry Partners Fundamental Small Cap Value Fund), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Norman R Veit, Jr., Stuart Weitzman, Jodi G. Wright, Donna F. Zarcone, Allianz Asset Management of America L.P. f/k/a Allianz Global Investors of America LP, College Retirement Equities Fund (CREF Equity Index Account), Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Credit Opportunities II Fund f/k/a Touchstone Merger Arbitrage Fund) with JURY DEMAND.Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB..(Friedman, Edward) |
| Filing 244 DECLARATION of Joseph Cioffi in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by Natixis SA. (Attachments: #1 Exhibit 1, #2 Exhibit 2A, #3 Exhibit 2B)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Cioffi, Joseph) |
| Filing 243 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Natixis SA.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Cioffi, Joseph) |
| Filing 242 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Natixis SA.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Cioffi, Joseph) |
| Filing 241 NOTICE OF APPEARANCE by Joseph Cioffi on behalf of Natixis SA. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Cioffi, Joseph) |
| Filing 240 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (88 in 1:20-cv-04287-JSR) Notice of Appearance,,, . Document filed by Janet Carr.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Chou, James) |
| Filing 239 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Two Sigma Investments LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Raiford, Landon) |
| Filing 238 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Wells Fargo & Company for Wells Fargo Disciplined Small Cap Fund. Document filed by Wells Fargo Disciplined Small Cap Fund.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Markel, Gregory) |
| Filing 237 NOTICE OF APPEARANCE by Robert Matthew Kirby on behalf of Wayne Kulkin. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Kirby, Robert) |
| Filing 236 NOTICE OF APPEARANCE by Howard Seife on behalf of Wayne Kulkin. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Seife, Howard) |
| Filing 235 NOTICE of Joinder And Statement Of Defendant Wayne Kulkin In Support Of Former Director And Officer Defendants' Motion To Dismiss Under Section 546(e) Securities Safe Harbor re: (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants.. Document filed by Wayne Kulkin. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Seife, Howard) |
| Filing 234 NOTICE OF CHANGE OF ADDRESS by Matthew Joel Aaronson on behalf of Anthem Health Plans of Virginia, Inc., Community Insurance Company. New Address: Troutman Pepper Hamilton Sanders LLP, 875 Third Avenue, New York, New York, United States 10022, (212) 704-6000. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Aaronson, Matthew) |
| Filing 233 NOTICE OF CHANGE OF ADDRESS by Matthew Joel Aaronson on behalf of Blue Cross of California. New Address: Troutman Pepper Hamilton Sanders LLP, 875 Third Avenue, New York, New York, United States 10022, (212) 704-6000. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Aaronson, Matthew) |
| Filing 232 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by FedEx Corporation..(Coleman, Brian) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. (221 in 1:20-md-02941-JSR, 50 in 1:20-cv-04440-JSR) MOTION for Giovanna A. Ferrari to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20666414. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Missing Certificate of Good Standing from the Supreme Court of California. We do not accept certificates from state bar associations.;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR(bcu) |
| Filing 231 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by FedEx Corporation..(Coleman, Brian) |
| Filing 230 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Principal Financial Group, Inc. for Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio). Document filed by Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 229 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Royce Institutional, LLC (Opportunity Portfolio).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Weiner, Gregg) |
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Filing 228
ORDER FOR MOTION PRO HAC VICE granting #222 Motion for John J. Cruciani to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 7/15/2020) (jwh)
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| Filing 227 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Emerson Electric Co...(Turner, Marshall) |
| Filing 226 DECLARATION of Brian D. Koosed in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (112 in 1:20-cv-04287-JSR, 225 in 1:20-md-02941-JSR) Joinder,. Document filed by Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund). (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 225 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 224 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Touchstone Credit Opportunities II Fund, Other Affiliate Western & Southern Life and Insurance Company, Other Affiliate Morgan Stanley Smith Barney LLC for the Exclusive Benefit of its Customers for Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund). Document filed by Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 223 NOTICE OF APPEARANCE by Brian David Koosed on behalf of Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 222 MOTION for John J Cruciani to Appear Pro Hac Vice CORRECTED Cruciani Motion Pro Hac, Notarized Affidavit of Cruciani, Kansas Certificate Good Standing, Missouri Certificate Good Standing, Proposed Order (Fee paid as Doc. 80). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Emerson Electric Co.. (Attachments: #1 Affidavit Notarized Affidavit of John J Cruciani, #2 Exhibit Cruciani Kansas Certificate Good Standing, #3 Exhibit Missouri Certificate Good Standing, #4 Text of Proposed Order Cruciani Proposed Order).(Turner, Marshall) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #222 MOTION for John J Cruciani to Appear Pro Hac Vice CORRECTED Cruciani Motion Pro Hac, Notarized Affidavit of Cruciani, Kansas Certificate Good Standing, Missouri Certificate Good Standing, Proposed Order (Fee paid as Doc. 80). >FONT COLOR. The document has been reviewed and there are no deficiencies. (vba) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Edward A. Friedman to RE-FILE Document No. #219 Request for Issuance of Summons. The filing is deficient for the following reason(s): summons request is not linked to a pleading. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the summons form PDF. (pne) |
| Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conference held on 7/13/2020. (Kotowski, Linda) |
| Filing 221 MOTION for Giovanna A. Ferrari to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20666414. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Wells Fargo Disciplined Small Cap Fund. (Attachments: #1 Declaration of Giovanna A. Ferrari, #2 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Ferrari, Giovanna) |
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Filing 220
STIPULATION AND ORDER SETTING DEADLINE FOR DEFENDANT WAYNE KULKIN TO JOIN MOTIONS TO DISMISS UNDER 11 U.S.C. 546(e): IT IS HEREBY STIPULATED AND AGREED 1. Defendant has agreed to accept service of the complaint and that the effective date of service will be the date of the Court's endorsement of this stipulation and order, with Defendant expressly reserving all other rights and defenses. 2. The deadline for Defendant to file joinder to one or more of the motions to dismiss under 11 U.S.C. 546(e) filed in these associated cases shall be up to and including July 17, 2020. 3. Except as expressly set forth herein or as may otherwise be ordered by the Court, the schedule for motions to dismiss set forth in Paragraph 2(a) of the Court's Order dated June 12, 2020 (ECF No. 20) shall apply to Defendant. (Signed by Judge Jed S. Rakoff on 7/13/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh)
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| Filing 219 FILING ERROR - DEFICIENT SUMMONS REQUEST SUMMONS NOT LINKED TO PLEADING - REQUEST FOR ISSUANCE OF SUMMONS as to Suzanne Karkus, re: Complaint. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Friedman, Edward) Modified on 7/14/2020 (pne). |
| Filing 218 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. Joinder on behalf of Defendant Stefani Greenfield. Document filed by Stefani Greenfield..(Schrader, David) |
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Filing 217
ORDER GRANTING MOTION FOR ADMISSION TO PRACTICE PRO HAC VICE granting #203 Motion for Ryan M. Tosi to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 7/13/2020) (nb)
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Filing 216
ORDER ON MOTION TO PRACTICE PRO HAC VICE granting #185 Motion for Thomas V. Panoff to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 7/13/2020) (nb)
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| Filing 215 DECLARATION of Riccardo M. DeBari in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by Unified Series Trust (Symons Small Cap Institutional Fund). (Attachments: #1 Exhibit A (Form N-CSR))Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Debari, Riccardo) |
| Filing 214 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Unified Series Trust (Symons Small Cap Institutional Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Debari, Riccardo) |
| Filing 213 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Unified Series Trust (Symons Small Cap Institutional Fund)..(Debari, Riccardo) |
| Filing 212 NOTICE OF APPEARANCE by Riccardo Debari on behalf of Unified Series Trust (Symons Small Cap Institutional Fund)..(Debari, Riccardo) |
| Filing 211 NOTICE OF APPEARANCE by David Gregg Trachtenberg on behalf of Defendant NY-24. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Trachtenberg, David) |
| Filing 210 MOTION for Joinder to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. Document filed by Defendant NY-24..(Arena, Stephen) |
| Filing 209 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Defendant NY-24..(Arena, Stephen) |
| Filing 208 NOTICE OF APPEARANCE by Stephen Joseph Arena on behalf of Defendant NY-24..(Arena, Stephen) |
| Filing 207 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Prelude Opportunity Fund, LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 206 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Advisors Series Trust (Kellner Merger Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 205 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. (Revised). Document filed by Advisors Series Trust (Kellner Merger Fund). (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 204 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Consolidated Edison Company of New York, Inc..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Sherwin, Edward) |
| Filing 203 MOTION for Ryan M. Tosi to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20640129. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Wisdom Tree Asset Management Inc., Federated Equity Funds (Federated Clover Small Value Fund), Touchstone Funds Group Trust (Touchstone Arbitrage Fund), Touchstone Funds Group Trust (Touchstone Merger Arbitrage Fund). (Attachments: #1 Exhibit A - Certificate of Good Standing, #2 Exhibit B - Declaration of Ryan M. Tosi, #3 Exhibit C - Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Tosi, Ryan) |
| Filing 202 JOINDER to join Motion to Dismiss of the Public Shareholders. Document filed by Pinnacle West Corp..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 201 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Pinnacle West Corp..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 200 NOTICE OF APPEARANCE by Ross Eric Firsenbaum on behalf of Pinnacle West Corp.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Firsenbaum, Ross) |
| Filing 199 NOTICE OF APPEARANCE by Philip D. Anker on behalf of Pinnacle West Corp.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 198 NOTICE OF CHANGE OF ADDRESS by Brett David Goodman on behalf of Anthem Health Plans of Virginia, Inc., Community Insurance Company. New Address: Troutman Pepper Hamilton Sanders LLP, 875 Third Avenue, New York, New York, United States 10022, 212-704-6000. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Goodman, Brett) |
| Filing 197 NOTICE OF CHANGE OF ADDRESS by Brett David Goodman on behalf of Blue Cross of California. New Address: Troutman Pepper Hamilton Sanders LLP, 875 Third Avenue, New York, New York, USA 10022, 212-704-6000. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Goodman, Brett) |
| Filing 196 DECLARATION of Brian D. Koosed in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by Federated Equity Funds (Federated Clover Small Value Fund). (Attachments: #1 Exhibit A - Certified Shareholder Report)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 195 JOINDER to join re: (90 in 1:20-md-02941-JSR) Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Federated Equity Funds (Federated Clover Small Value Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 194 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Federated Equity Funds (Federated Clover Small Value Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| Filing 193 NOTICE OF APPEARANCE by Brian David Koosed on behalf of Federated Equity Funds (Federated Clover Small Value Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Koosed, Brian) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #185 MOTION for Thomas V. Panoff to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number NYSDC-20623815. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #203 MOTION for Ryan M. Tosi to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number NYSDC-20640129. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea) |
| Filing 192 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Wisdom Tree Asset Management Inc..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Koosed, Brian) |
| Filing 191 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent WisdomTree Investments, Inc. for Wisdom Tree Asset Management Inc., Wisdom Tree Asset Management Inc.. Document filed by Wisdom Tree Asset Management Inc..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Koosed, Brian) |
| Filing 190 NOTICE OF APPEARANCE by Brian David Koosed on behalf of Wisdom Tree Asset Management Inc.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Koosed, Brian) |
| Filing 189 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Jamie Cygielman, Harvest Street Capital LLC, Robyn Whitney Mills.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| Filing 188 NOTICE OF APPEARANCE by Ross Eric Firsenbaum on behalf of Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Firsenbaum, Ross) |
| Filing 187 NOTICE OF APPEARANCE by Philip D. Anker on behalf of Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 186 DECLARATION of Ross E. Firsenbaum in Support re: (76 in 1:20-cv-04433-JSR) Joinder,. Document filed by Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund). (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Firsenbaum, Ross) |
| Filing 185 MOTION for Thomas V. Panoff to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20623815. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Wolverine Asset Management LLC. (Attachments: #1 Affidavit Thomas V. Panoff in Support, #2 Certificate of Good Standing, #3 Certificate of Good Standing, #4 Certificate of Good Standing, #5 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR.(Panoff, Thomas) |
| Filing 184 JOINDER to join Motion to Dismiss of the Public Shareholders. Document filed by Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 183 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Hartford Mutual Funds II Inc. (Hartford Schroders US Small Cap Opportunities Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 182 DECLARATION of Andrew G. Devore in Support re: (73 in 1:20-cv-04433-JSR) Joinder,,. Document filed by Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Royce Institutional, LLC (Opportunity Portfolio). (Attachments: #1 Exhibit A, #2 Exhibit A(a), #3 Exhibit B)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Devore, Andrew) |
| Filing 181 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Royce Institutional, LLC (Opportunity Portfolio).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Weiner, Gregg) |
| Filing 180 NOTICE OF APPEARANCE by Adam Michael Harris on behalf of Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Royce Institutional, LLC (Opportunity Portfolio). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Harris, Adam) |
| Filing 179 NOTICE OF APPEARANCE by Andrew Glenn Devore on behalf of Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Royce Institutional, LLC (Opportunity Portfolio). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Devore, Andrew) |
| Filing 178 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Wolverine Asset Management LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR.(Fenn, Matthew) |
| Filing 177 NOTICE OF APPEARANCE by Gregg L Weiner on behalf of Legg Mason Royce U.S. Small Cap Opportunity Fund, Royce Fund (Royce Opportunity Fund), Calvert Variable Products, Inc. (Calvert VP Russell 2000 Small Cap Index Portfolio), Royce Institutional, LLC (Opportunity Portfolio). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Weiner, Gregg) |
| Filing 176 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Wolverine Holdings, L.P. for Wolverine Asset Management LLC. Document filed by Wolverine Asset Management LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR.(Fenn, Matthew) |
| Filing 175 NOTICE OF APPEARANCE by Matthew Fenn on behalf of Wolverine Asset Management LLC. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04292-JSR.(Fenn, Matthew) |
| Filing 174 NOTICE OF APPEARANCE by Dana Engel on behalf of Hallador Balanced Fund LLC, Towle Capital Partners II LP, Towle Capital Partners LP, Towle Deep Value Fund, WCFS Inc...(Engel, Dana) |
| Filing 173 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Hallador Balanced Fund LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 172 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Towle Deep Value Fund.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 171 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Towle Capital Partners II LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 170 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Towle Capital Partners LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 169 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by WCFS Inc..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 168 NOTICE OF APPEARANCE by Robert Radasevich on behalf of Hallador Balanced Fund LLC, Towle Capital Partners II LP, Towle Capital Partners LP, Towle Deep Value Fund, WCFS Inc...(Radasevich, Robert) |
| Filing 167 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by California Physicians' Service dba Blue Shield of California.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR.(Reynolds, Michael) |
| Filing 166 NOTICE OF APPEARANCE by Joel Malen Taylor on behalf of Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Jamie Cygielman, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Harvest Street Capital LLC, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Robyn Whitney Mills, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Norman R Veit, Jr., Gregory Clark, Amy Rapawy, Norman R. Veit, Jr.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Taylor, Joel) |
| Filing 165 NOTICE OF APPEARANCE by Michael B Reynolds on behalf of California Physicians' Service dba Blue Shield of California. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR.(Reynolds, Michael) |
| Filing 164 NOTICE OF APPEARANCE by Stuart Kagen on behalf of Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Jamie Cygielman, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Harvest Street Capital LLC, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Robyn Whitney Mills, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Norman R Veit, Jr., Gregory Clark, Amy Rapawy, Norman R. Veit, Jr.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
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Filing 163
ORDER ADMITTING ROBERT RADASEVICH PRO HAC VICE granting (138) Motion for Robert Radasevich to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (47) Motion for Robert Radasevich to Appear Pro Hac Vice in case 1:20-cv-04433-JSR. (Signed by Judge Jed S. Rakoff on 7/9/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh)
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| Filing 162 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Allianz SE, Other Affiliate Allianz Asset Management of Amercia L.P. for Allianz Global Investors of America L.P. Document filed by Allianz Global Investors of America L.P.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 161 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Oppenheimer Global Multi Strategies Fund.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 160 NOTICE OF APPEARANCE by Reade William Seligmann on behalf of HAWAII DE LLC. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR.(Seligmann, Reade) |
| Filing 159 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Prelude Opportunity Fund, LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 158 NOTICE OF APPEARANCE by Anna Lea Setz on behalf of Prelude Opportunity Fund, LP. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 157 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Advisors Series Trust (Kellner Merger Fund). (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 156 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barington Capital Group, L.P. for Barington Companies Investors, LLC ; Other Affiliate BARINGTON COMPANIES INVESTORS, LLC for Barington Companies Equity Partners, L.P.. Document filed by Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC..(Entwistle, Andrew) |
| Filing 155 JOINDER to join Motion to Dismiss of the Public Shareholders. Document filed by MFO Management Company (Towle Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Levasseur, Dennis) |
| Filing 154 FIRST RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by MFO Management Company (Towle Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Levasseur, Dennis) |
| Filing 153 NOTICE OF APPEARANCE by Dennis J. Levasseur on behalf of MFO Management Company (Towle Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Levasseur, Dennis) |
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Filing 152
ORDER ADMITTING DANA V. ENGEL PRO HAC VICE granting (140) Motion for Dana V. Engel to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (48) Motion for Dana V. Engel to Appear Pro Hac Vice in case 1:20-cv-04433-JSR. (Signed by Judge Jed S. Rakoff on 7/8/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #138 MOTION for Robert Radasevich to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number NYSDC-20567335. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea) |
| Filing 151 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Arbitrage Event-Driven Fund..(Entwistle, Andrew) |
| Filing 150 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Arbitrage Fund..(Entwistle, Andrew) |
| Filing 149 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Defendant NY-8..(Entwistle, Andrew) |
| Filing 148 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), The GDL Fund..(Entwistle, Andrew) |
| Filing 147 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Kenny Allan Troutt Separate Trust Estate..(Wick, Bryan) |
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Filing 146
ORDER FOR ADMISSION PRO HAC VICE granting (127) Motion for Craig C. Martin to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (74) Motion for Craig C. Martin to Appear Pro Hac Vice in case 1:20-cv-04287-JSR. (Signed by Judge Jed S. Rakoff on 7/7/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh)
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Filing 145
ORDER FOR ADMISSION PRO HAC VICE granting (130) Motion for Dennis J. Levasseur to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (43) Motion for Dennis J. Levasseur to Appear Pro Hac Vice in case 1:20-cv-04433-JSR. (Signed by Judge Jed S. Rakoff on 7/7/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR (jwh)
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| Filing 144 MEMORANDUM OF LAW in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Heather Harlan, George Sharp..(O'Connor, Kevin) |
| Filing 143 JOINDER to join re: #90 Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #94 Memorandum of Law in Support of Motion,,, #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Heather Harlan, George Sharp..(O'Connor, Kevin) |
| Filing 142 NOTICE OF APPEARANCE by Kevin Joseph O'Connor, Sr on behalf of Heather Harlan, George Sharp..(O'Connor, Kevin) |
| Filing 141 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of Defendant NY-8..(Porter, Joshua) |
| Filing 140 MOTION for Dana V. Engel to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20579155. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Towle Capital Partners II LP, Towle Capital Partners LP, Towle Deep Value Fund, WCFS Inc., Hallador Balanced Fund LLC. (Attachments: #1 Exhibit Declaration of Dana Engel, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Engel, Dana) |
| Filing 139 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Defendant NY-8..(Entwistle, Andrew) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #140 MOTION for Dana V. Engel to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20579155. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea) |
| Filing 138 MOTION for Robert Radasevich to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20567335. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Towle Capital Partners II LP, Towle Capital Partners LP, Hallador Balanced Fund LLC, WCFS Inc., Towle Deep Value Fund. (Attachments: #1 Exhibit Declaration of Robert Radasevich, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Radasevich, Robert) |
| Filing 137 NOTICE OF APPEARANCE by Gregory Arthur Markel on behalf of Wells Fargo Disciplined Small Cap Fund, Wells Fargo Disciplined Small Cap Fund. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04440-JSR.(Markel, Gregory) |
| Filing 136 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Principal Variable Contracts Funds, Inc. (SmallCap Account) for Principal Variable Contracts Funds Inc. (Smallcap Value Account I). Document filed by Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 135 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Whitney L. Smith..(Lazarus, Harlan) |
| Filing 134 NOTICE OF APPEARANCE by Jared Hale Louzon on behalf of Whitney L. Smith. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Louzon, Jared) |
| Filing 133 NOTICE OF APPEARANCE by Harlan Mitchell Lazarus on behalf of Whitney L. Smith. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Lazarus, Harlan) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #130 MOTION for Dennis J. Levasseur to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #127 MOTION for Craig C. Martin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20526761. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea) |
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Filing 132
ORDER: As per Paragraph 5 of the Order dated June 12, 2020, see ECF No. 20, the Clerk of the Court is directed to unseal the complaints, to the extent they are still sealed, in the actions 20-cv-4262, 20-cv-4265, 20-cv-4267, 20-cv-4286, 20-cv-4287, 20-cv-4289, 20-cv-4292, 20-cv-4299, 20-cv-4335, 20- cv-4346, 20-cv-4360, 20-cv-4404, 20-cv-4434, 20-cv-4436, 20-cv-4440, 20-cv-4479, 20-cv-4480, and 20-cv-4569 (but not the complaint in the 20-cv-4433 action) and replace any remaining pseudonyms with the corresponding names of the defendants contained in the captions of the complaints. Plaintiffs' counsel shall cooperate with the Clerk's Office in carrying out this process as promptly as possible. SO ORDERED. (Signed by Judge Jed S. Rakoff on 7/2/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (mml)
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| Filing 131 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Lincoln Institute of Land Policy.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR, 1:20-cv-04346-JSR, 1:20-cv-04360-JSR, 1:20-cv-04404-JSR.(Jerome, Steven) |
| Filing 130 MOTION for Dennis J. Levasseur to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by MFO Management Company (Towle Fund). Return Date set for 7/2/2020 at 05:14 PM. (Attachments: #1 Affidavit, #2 Appendix Certificate of Good Standing, #3 Text of Proposed Order Proposed Order Granting Admission)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Levasseur, Dennis) Modified on 7/6/2020 (aea). Modified on 7/6/2020 (aea). |
| Filing 129 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Consolidated Edison Company of New York, Inc..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Sherwin, Edward) |
| Filing 128 NOTICE OF APPEARANCE by Edward David Sherwin on behalf of Consolidated Edison Company of New York, Inc.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Sherwin, Edward) |
| Filing 127 MOTION for Craig C. Martin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20526761. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund). (Attachments: #1 Exhibit A - Affidavit of Craig C. Martin, #2 Exhibit B - Illinois Certificate of Good Standing, #3 Exhibit C- Colorado Certificate of Good Standing, #4 Exhibit D - Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Martin, Craig) |
| Filing 126 AFFIDAVIT OF SERVICE. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB..(Lack, Robert) |
| Filing 125 AFFIDAVIT OF SERVICE. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB..(Lack, Robert) |
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Filing 124
MEMO ENDORSEMENT granting (116) Motion to Withdraw as Attorney.; granting (47) Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. (Attorney Harvey W. Gurland, Jr; James J. Coster and Andrew L. Fish terminated in case 1:20-cv-04265-JSR and in case 1:20-md-02941-JSR.) (Signed by Judge Jed S. Rakoff on 7/2/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR (jwh)
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Filing 123
ORDER granting (122) Motion for Craig A. Benson to Appear Pro Hac Vice in case 1:20-md-02941-JSR et al. (Signed by Judge Jed S. Rakoff on 7/2/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh)
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| Filing 122 MOTION for Craig A. Benson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20512937. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain, Aida Tejero-Decolli, John T. McClain. (Attachments: #1 Declaration of Craig A. Benson, #2 Exhibit A - Certificate of Good Standing from the District of Columbia, #3 Exhibit B - Certificate of Good Standing from the State of Maryland, #4 Exhibit C - Certificate of Good Standing from the State of New York, #5 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Benson, Craig) |
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Filing 121
ORDER: This Order addresses an additional housekeeping matter that has not been raised before. In the Order dated June 12, 2020, the Court, among other things, stated: "All counsel who had not appeared in an action prior to its transfer, and all counsel in actions filed originally in this district, must enter a notice of appearance in that action and in 20-MD-2941 and, if necessary, apply for admission pro hac vice." ECF No. 20, at 5. To further clarify, an attorney applying for admission pro hac vice should file such a motion in the 20-MD-2941 docket and "spread" the submission to all cases in which the attorney represents a party. The attorney shall be required to pay the pro hac vice fee for the equivalent of only one case. (Signed by Judge Jed S. Rakoff on 7/1/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh)
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| Filing 120 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Dynamic Capital Management, Ltd. for Dynamic Capital Management, LLC, Dynamic Capital Management, LLC. Document filed by Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Donnelly, Casey) |
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Filing 119
ORDER FOR ADMISSION PRO HAC VICE granting (113) Motion for Michael B. Reynolds to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (121) Motion for Michael B. Reynolds to Appear Pro Hac Vice in case 1:20-cv-04436-JSR; granting (101) Motion for Michael B. Reynolds to Appear Pro Hac Vice in case 1:20-cv-04569-JSR. (Signed by Judge Jed S. Rakoff on 7/1/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR (jwh)
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Filing 117
MEMO ENDORSED ORDER granting (91) Motion to Withdraw as Counsel and Order. ENDORSEMENT: SO ORDERED. Attorney Suzanne M. Cerra; Suzanne M. Cerra; Suzanne M. Cerra and Suzanne M. Cerra terminated in case 1:20-md-02941-JSR; granting (99) Motion to Withdraw as Attorney. Attorney Suzanne M. Cerra; Suzanne M. Cerra; Suzanne M. Cerra and Suzanne M. Cerra terminated in case 1:20-cv-04262-JSR. (Signed by Judge Jed S. Rakoff on 6/30/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR. (mml)
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| Filing 116 MOTION for Harvey W. Gurland, Jr., James J. Coster, and Andrew L. Fish of Duane Morris LLP to Withdraw as Attorney . Document filed by Pentwater Capital Management LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04265-JSR.(Weiner, Gregg) |
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Filing 118
MEMO ENDORSED ORDER granting (89) Motion to Withdraw as Counsel and Order. ENDORSEMENT: SO ORDERED. Attorney Kristine Ryan and Kristine V. Ryan terminated in case 1:20-md-02941-JSR; granting (98) Motion to Withdraw as Attorney. Attorney Kristine Ryan and Kristine V. Ryan terminated in case 1:20-cv-04262-JSR. (Signed by Judge Jed S. Rakoff on 6/30/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR. (mml)
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| Filing 115 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Norman R Veit, Jr., Gregory Clark, Amy Rapawy, Norman R. Veit, Jr..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| Filing 114 NOTICE OF APPEARANCE by Anna Lea Setz on behalf of Advisors Series Trust (Kellner Merger Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Setz, Anna Lea) |
| Filing 113 MOTION for Michael B. Reynolds to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20487156. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by California Physicians' Service dba Blue Shield of California. (Attachments: #1 Declaration of Michael B. Reynolds, #2 Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR.(Reynolds, Michael) |
| Filing 112 MOTION for Joinder to Join the Former Director and Officer Defendants Motion to Dismiss and the Public Shareholder Defendants Motion to Dismiss. Document filed by Nicola Guarna, Robert Rodriguez, Robert Rodriguez.Filed In Associated Cases: 1:20-md-02941-JSR et al..(Brennan, Travis) |
| Filing 111 NOTICE OF APPEARANCE by Joel Malen Taylor on behalf of Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Norman R Veit, Jr., Amy Rapawy, Norman R. Veit, Jr.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Taylor, Joel) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (142 in 1:20-cv-04346-JSR, 116 in 1:20-cv-04436-JSR, 76 in 1:20-cv-04286-JSR, 48 in 1:20-cv-04287-JSR, 68 in 1:20-md-02941-JSR, 79 in 1:20-cv-04292-JSR, 151 in 1:20-cv-04335-JSR, 96 in 1:20-cv-04262-JSR, 97 in 1:20-cv-04569-JSR) MOTION for Cliff C. Gardner to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20465400. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:20-md-02941-JSR et al.(wb) |
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Filing 110
ORDER FOR ADMISSION PRO HAC VICE granting (68) Motion for Cliff C. Gardner to Appear Pro Hac Vice in case 1:20-md-02941-JSR et al. (Signed by Judge Jed S. Rakoff on 6/29/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (jwh)
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| Filing 109 MEMORANDUM OF LAW in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Wilson, Ryan) |
| Filing 108 JOINDER to join re: (90 in 1:20-md-02941-JSR) Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (94 in 1:20-md-02941-JSR) Memorandum of Law in Support of Motion,,, (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Wilson, Ryan) |
| Filing 107 NOTICE OF APPEARANCE by Ryan Michael Wilson on behalf of Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Wilson, Ryan) |
| Filing 106 NOTICE OF APPEARANCE by Yehuda David Scharf on behalf of Mary E. Belle, Kathleen Nedorostek Kaswell, Joseph Stafiniak. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Scharf, Yehuda) |
| Filing 105 MOTION for Joinder NOTICE OF JOINDER AND STATEMENT OF DEFENDANT JANET CARR IN SUPPORT OF FORMER DIRECTOR AND OFFICER DEFENDANTS MOTION TO DISMISS UNDER SECTION 546(e) SECURITIES SAFE HARBOR. Document filed by Janet Carr.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Chou, James) |
| Filing 104 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #115) - JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., (93 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Thomas Nolan, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Gregory Clark, Amy Rapawy, Norman R. Veit, Jr..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) Modified on 7/1/2020 (ldi). |
| Filing 103 DECLARATION of Harlan M. Lazarus in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants.. Document filed by John D'Souza, Daniel Fishman, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Mitchel Levine, Frances Lukas, Ira Margulies, Vincent Morales, Nicoletta Palma, Stephen C. Troy..(Lazarus, Harlan) |
| Filing 102 DECLARATION of Brienne M. Letourneau in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund). (Attachments: #1 Exhibit 1 - CREF Equity Index Form N-CSR, #2 Exhibit 2- TIAA Equity Index Form N-CSR)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Letourneau, Brienne) |
| Filing 101 JOINDER to join re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants., #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by John D'Souza, Daniel Fishman, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Mitchel Levine, Frances Lukas, Ira Margulies, Vincent Morales, Nicoletta Palma, Stephen C. Troy..(Lazarus, Harlan) |
| Filing 100 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Letourneau, Brienne) |
| Filing 99 DECLARATION of Andrew G. Devore (Supplemental) in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by DEFENDANT IL-2, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF. (Attachments: #1 Exhibit K(a)).(Devore, Andrew) |
| Filing 98 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund).Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Letourneau, Brienne) |
| Filing 97 DECLARATION of Craig C. Martin in Support re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by NUVEEN SMALL CAP INDEX FUND. (Attachments: #1 Exhibit 1 - Nuveen Small Cap Index Fund FORM N-CSR)Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR, 1:20-cv-04292-JSR.(Martin, Craig) |
| Filing 96 NOTICE OF APPEARANCE by Stuart Kagen on behalf of Lynne Bernstock, Jeff Brisman, Janice Brown, Katherine Butler, James Capiola, Gregory Clark, Eric Dauwalter, Mark DeZao, Beth B. Dorfsman, Eileen Dunn, Rosa Genovesi, Laurie J. Gentile, Bryan R. Gilligan, Ninive Giordano, Stacey A. Harmon, Mahmood Hassani-Sadi, Richard H. Hein, Gerald Hood, Linda V. Kothe, Arundhati Kulkarni, Suzanne Maloney, Zine Mazouzi, Susan M. McCoy, Thomas Nolan, Pamela M. Paul, Charles Joseph Pickett, Joseph A. Rosato, Arlene Starr, Larissa Sygida, Kimberly Thomas, Norman R Veit, Jr., Gregory Clark, Amy Rapawy, Norman R. Veit, Jr.. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04433-JSR.(Kagen, Stuart) |
| Filing 95 JOINDER to join re: (88 in 1:20-md-02941-JSR) MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by NUVEEN SMALL CAP INDEX FUND.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR, 1:20-cv-04292-JSR.(Martin, Craig) |
| Filing 94 MEMORANDUM OF LAW in Support re: #93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. . Document filed by Christopher R. Cade, Dianne Card, Wesley R Card, Gerald C. Crotty, Ira M. Dansky, John D. Demsey, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Mary Margaret Hastings Georgiades, Ira Martin Dansky Revocable Trust, Matthew H. Kamens, Sidney Kimmel, John T McClain, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, Aida Tejero-Decolli, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Gordon, Andrew) |
| Filing 93 MOTION to Dismiss Under the Section 546(e) Securities Safe Harbor on Behalf of Former Director and Officer Defendants. Document filed by Christopher R. Cade, Dianne Card, Wesley R Card, Gerald C. Crotty, Ira M. Dansky, John D. Demsey, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Mary Margaret Hastings Georgiades, Ira Martin Dansky Revocable Trust, Matthew H. Kamens, Sidney Kimmel, John T McClain, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, Aida Tejero-Decolli, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins..(Gordon, Andrew) |
| Filing 92 DECLARATION of Andrew G. Devore in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants.. Document filed by DEFENDANT IL-2, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Oppenheimer Global Multi Strategies Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit F(a), #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit J(a), #13 Exhibit K, #14 Exhibit L, #15 Exhibit M, #16 Exhibit N, #17 Exhibit O, #18 Exhibit P, #19 Exhibit Q, #20 Exhibit R, #21 Exhibit S, #22 Exhibit T, #23 Exhibit T(a), #24 Exhibit T(b), #25 Exhibit U, #26 Exhibit V, #27 Exhibit W, #28 Exhibit X, #29 Exhibit Y, #30 Exhibit Z, #31 Exhibit AA, #32 Exhibit BB, #33 Exhibit CC, #34 Exhibit CC(a), #35 Exhibit CC(b), #36 Exhibit DD, #37 Exhibit EE, #38 Exhibit FF, #39 Exhibit GG, #40 Exhibit HH, #41 Exhibit II, #42 Exhibit JJ, #43 Exhibit KK, #44 Exhibit LL, #45 Exhibit MM, #46 Exhibit NN, #47 Exhibit OO, #48 Exhibit PP, #49 Exhibit QQ, #50 Exhibit RR, #51 Exhibit SS, #52 Exhibit TT, #53 Exhibit UU, #54 Exhibit VV, #55 Exhibit WW, #56 Exhibit WW(a), #57 Exhibit WW(b)).(Devore, Andrew) |
| Filing 91 MOTION for Suzanne M. Cerra to Withdraw as Attorney for the Prudential Defendants. Document filed by Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Defendant NJ-3, PGIM QMA Small-Cap Value Fund, Priac Funds, Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Pruden, Gregory) |
| Filing 90 MEMORANDUM OF LAW in Support re: #88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. . Document filed by AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ), AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds-AQR Multi-Strategy Alternative Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Allianz Global Investors of America L.P, American Beacon Small Cap Value Fund, Anthem Health Plans of Virginia, Inc., Arbor Place LTD. Partnership, Bam Advisor Services, Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Blue Cross of California, Blue Shield of California, Brighthouse Funds Trust II, CNH Master Account, L.P., CNH Opportunisitic Premium Offshore Fund, L.P., Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Community Insurance Company, DEFENDANT IL-2, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Defendant NJ-3, Defendant NY-18, Dimensional Funds PLC Global Targeted Value Fund, Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Diversified Alpha Group Trust, Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd., Emerson Electric Co., Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Gardner Lewis Merger Arbitrage Fund, L.P., Geode Diversified Fund, HAWAII DE LLC, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HFR Asset Management, L.L.C., Hallador Balanced Fund LLC, Investment Managers Series Trust (Towle Deep Value Fund), Ishares Russell 2000 ETF, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, JPMorgan Systematic Alpha Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Kenny Allan Troutt Separate Trust Estate, George M. Klabin, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, Lincoln Institute of Land Policy, Longfellow Investment Management Co., LLC, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Manulife Financial, Manulife Investment Management (North America) LTD, Master Small Cap Index Series of Quantitative Master Series LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Micro Cap Subtrust, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Oppenheimer Global Multi Strategies Fund, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, PGIM QMA Small-Cap Value Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Peak6 Investments LLC, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC, RUSSELL 3000 INDEX FUND, Research Affiliates Equity US Large, L.P., Rhumbline Advisers LP, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, STATE FARM SMALL CAP INDEX FUND, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Small Cap Value Subtrust, State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Bank Maya Account Holder, State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Total ETF, State Street Global Advisors U.S. Extended Market Index Fund, Susquehanna International Group LLP, Tax-Managed US Equity Series, The Arbitrage Event-Driven Fund, The Arbitrage Fund, The GDL Fund, Towle Capital Partners II LP, Towle Capital Partners LP, Transamerica Asset Management, Inc., Two Sigma Investments LP, U.S. Equity Market Fund, U.S. Equity Market Fund B, U.S. Small Cap Subtrust, USAA Extended Market Index Fund, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, WCFS Inc., Wells Fargo Disciplined Small Cap Fund, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF. (Attachments: #1 Appendix A).(Weiner, Gregg) |
| Filing 89 MOTION for Kristine V. Ryan to Withdraw as Attorney for the Prudential Defendants. Document filed by Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Defendant NJ-3, PGIM QMA Small-Cap Value Fund, Priac Funds, Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR.(Pruden, Gregory) |
| Filing 88 MOTION to Dismiss Under the Safe Harbor of 11 U.S.C. 546(e) of Public Shareholder Defendants. Document filed by AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ), AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds-AQR Multi-Strategy Alternative Fund, Advanced Series Trust Academic Strategies Allocation Portfolio, Advanced Series Trust Small Cap Value Portfolio, Allianz Global Investors of America L.P, American Beacon Small Cap Value Fund, Arbor Place LTD. Partnership, Bam Advisor Services, Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC, BlackRock MSCI USA Small Cap Equity Index Fund, Blue Cross of California, Blue Shield of California, Brighthouse Funds Trust II, CNH Master Account, L.P., CNH Opportunisitic Premium Offshore Fund, L.P., Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, Community Insurance Company, DEFENDANT IL-2, DFA Australia Limited Global Core Equity Trust, DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Defendant NJ-3, Defendant NY-18, Dimensional Funds PLC Global Targeted Value Fund, Diversified Alpha Group Trust, Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd., Emerson Electric Co., Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), Gardner Lewis Event Driven Fund, L.P., Geode Diversified Fund, HAWAII DE LLC, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HFR Asset Management, L.L.C., Hallador Balanced Fund LLC, Ishares Russell 2000 ETF, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, JPMorgan Systematic Alpha Fund, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Kenny Allan Troutt Separate Trust Estate, George M. Klabin, LITMAN GREGORY MASTERS ALTERNATIVE STRATEGIES FUND, Lincoln Institute of Land Policy, Longfellow Investment Management Co., LLC, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Manulife Financial, Manulife Investment Management (North America) LTD, Master Small Cap Index Series of Quantitative Master Series LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Micro Cap Subtrust, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund), Oppenheimer Global Multi Strategies Fund, PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, PGIM QMA Small-Cap Value Fund, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Peak6 Investments LLC, Pentwater Capital Management LP, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Prudential Financial, Inc., Prudential Retirement Insurance & Annuity Co., Quantitative Management Associates LLC, RUSSELL 3000 INDEX FUND, Research Affiliates Equity US Large, L.P., Rhumbline Advisers LP, Robeco Capital Growth Funds-Robeco BP US Premium Equities, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, Russell US Small Cap Equity Fund, SA U.S. Small Company Fund, STATE FARM SMALL CAP INDEX FUND, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Small Cap Value Subtrust, State Farm Varible Products Trust-Small Cap Equity Index Fund, State Street Bank Maya Account Holder, State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Total ETF, State Street Global Advisors U.S. Extended Market Index Fund, Susquehanna International Group LLP, Tax-Managed US Equity Series, The Arbitrage Event-Driven Fund, The Arbitrage Fund, The GDL Fund, Towle Capital Partners II LP, Towle Capital Partners LP, Transamerica Asset Management, Inc., Two Sigma Investments LP, U.S. Equity Market Fund, U.S. Equity Market Fund B, U.S. Small Cap Subtrust, USAA Extended Market Index Fund, Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, WCFS Inc., Wells Fargo Disciplined Small Cap Fund, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Gardner Lewis Merger Arbitrage Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P., Anthem Health Plans of Virginia, Inc., Dimensional Funds plc U.S. Small Companies Fund, a/k/a Irish U.S. Small Cap Fund, Investment Managers Series Trust (Towle Deep Value Fund). Responses due by 7/27/2020 Return Date set for 8/13/2020 at 10:00 AM..(Weiner, Gregg) |
| Filing 87 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Anthem Holding Corp., Corporate Parent Wellpoint California Services, Inc., Corporate Parent Anthem, Inc. for Blue Cross of California. Document filed by Blue Cross of California.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Goodman, Brett) |
| Filing 86 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent ATH Holding Company, LLC, Corporate Parent Anthem, Inc. for Community Insurance Company. Document filed by Anthem Health Plans of Virginia, Inc., Community Insurance Company.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Goodman, Brett) |
| Filing 85 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Anthem Southeast, Inc., Corporate Parent Anthem, Inc. for Anthem Health Plans of Virginia, Inc.. Document filed by Anthem Health Plans of Virginia, Inc., Community Insurance Company.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Goodman, Brett) |
| Filing 84 NOTICE OF APPEARANCE by Alex David Corey on behalf of Janet Carr..(Corey, Alex) |
| Filing 83 NOTICE OF APPEARANCE by James Philip Chou on behalf of Janet Carr..(Chou, James) |
| Filing 82 NOTICE OF APPEARANCE by Crystal Johnson Geise on behalf of Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain, Aida Tejero-Decolli..(Geise, Crystal) |
| Filing 81 NOTICE OF APPEARANCE by Andrew Garry Gordon on behalf of Christopher R. Cade, Dianne Card, Wesley R Card, Ira M. Dansky, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Ira Martin Dansky Revocable Trust, John T McClain, Aida Tejero-Decolli..(Gordon, Andrew) |
| Filing 80 MOTION for John J. Cruciani to Appear Pro Hac Vice John J. Cruciani's Motion for Admission for Pro Hac Vice with Affidavit, Exhibits and Proposed Order. Filing fee $ 200.00, receipt number ANYSDC-20469795. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Emerson Electric Co.. (Attachments: #1 Affidavit Affidavit of John J. Cruciani, #2 Exhibit Cruciani Kansas Certificate of Good Standing, #3 Exhibit Cruciani Missouri Certificate of Good Standing, #4 Text of Proposed Order Proposed Order to Motion for Admission Pro Hac Vice).(Turner, Marshall) |
| Filing 79 NOTICE OF APPEARANCE by Ross Eric Firsenbaum on behalf of Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P, Gardner Lewis Merger Arbitrage Fund, LP. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Firsenbaum, Ross) |
| Filing 78 NOTICE OF APPEARANCE by Philip D. Anker on behalf of Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P, Gardner Lewis Merger Arbitrage Fund, LP. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 77 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Susquehanna International Group LLP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Anker, Philip) |
| Filing 76 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent State Street Bank and Trust Company, Other Affiliate State Street Corporation for State Street Global Advisors, State Street Global Advisors, State Street Global Advisors; Corporate Parent No Corporate Parent for State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors U.S. Extended Market Index Fund. Document filed by State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, State Street Global Advisors U.S. Extended Market Index Fund.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04335-JSR, 1:20-cv-04346-JSR.(Anker, Philip) |
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Filing 75
ORDER FOR ADMISSION PRO HAC VICE granting (63) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (95) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04262-JSR; granting (43) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04287-JSR; granting (75) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04286-JSR; granting (78) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04292-JSR; granting (150) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04335-JSR; granting (141) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04346-JSR; granting (115) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04436-JSR; granting (96) Motion for Robert S. Saunders to Appear Pro Hac Vice in case 1:20-cv-04569-JSR. The motion of Robert S. Saunders for admission to practice Pro Hac Vice in the above-captioned action is granted. IT IS HEREBY ORDERED that Robert S. Saunders is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Jed S. Rakoff on 6/29/20) Filed In Associated Cases: 1:20-md-02941-JSR et al. (yv)
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| Filing 74 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR.(Anker, Philip) |
| Filing 73 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gardner Lewis Event Driven Fund, L.P., Gardner Lewis Merger Arbitrage Fund II, L.P, Gardner Lewis Merger Arbitrage Fund, LP.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Anker, Philip) |
| Filing 72 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by AQR Funds (AQR Diversified Arbitrage Fund), AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P. (Two Greenwich Plaza 3rd Fl. Greenwich, CT 06830 ), AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Master Account, L.P., CNH Opportunisitic Premium Offshore Fund, L.P., AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA XN Master Account, L.P., AQR Funds (AQR Multi-Strategy Alternative Fund, CNH Opportunistic Premium Offshore Fund, L.P., CNH Master Account, L.P., AQR DELTA Sapphire fund, L.P..Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04289-JSR, 1:20-cv-04434-JSR.(Anker, Philip) |
| Filing 71 NOTICE OF APPEARANCE by Casey Ellen Donnelly on behalf of Dynamic Capital Management, LLC, Dynamic Offshore Fund Ltd...(Donnelly, Casey) |
| Filing 70 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation, Other Affiliate BAC North America Holding Company, Other Affiliate Berkshire Hathaway Inc., Other Affiliate NB Holdings Corporation for Merrill Lynch Pierce Fenner & Smith Incorporated. Document filed by Merrill Lynch Pierce Fenner & Smith Incorporated.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Buchwald, Lara) |
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Filing 69
ORDER FOR ADMISSION PRO HA C VICE granting (57) Motion for Brienne M. Letourneau to Appear Pro Hac Vice in case 1:20-md-02941-JSR; granting (40) Motion for Brienne M. Letourneau to Appear Pro Hac Vice in case 1:20-cv-04287-JSR. The motion of Brienne M. Letourneau to practice Pro Hac Vice in the above-captioned action is granted. IT IS HEREBY ORDERED that Brienne M. Letourneau is admitted to practice pro hac vice in the above-captioned action in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Jed S. Rakoff on 6/29/20) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (yv)
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| Filing 68 MOTION for Cliff C. Gardner to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20465400. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins, Susan T Mettler, Mary Margaret Hastings Georgiadis, Telendos LLC. (Attachments: #1 Declaration of Cliff C. Gardner, #2 Certificate of Good Standing, #3 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Gardner, Cliff) |
| Filing 67 NOTICE OF APPEARANCE by Adam Michael Harris on behalf of Allianz Global Investors of America L.P, Oppenheimer Global Multi Strategies Fund, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Harris, Adam) |
| Filing 66 NOTICE OF APPEARANCE by Andrew Glenn Devore on behalf of Allianz Global Investors of America L.P, Oppenheimer Global Multi Strategies Fund, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Devore, Andrew) |
| Filing 65 NOTICE OF APPEARANCE by Gregg L Weiner on behalf of Oppenheimer Global Multi Strategies Fund, Principal Funds Inc. (Global Multi-Strategy Fund), Principal Funds Inc. (Smallcap Value Fund II), Principal Variable Contracts Funds Inc. (Smallcap Value Account I), Proshares Trust (Proshares Merger ETF), Vanguard Index Funds (Vanguard Extended Market Index Fund), Vanguard Index Funds (Vanguard Small-Cap Index Fund), Vanguard Index Funds (Vanguard Small-Cap Value Index Fund), Vanguard Index Funds (Vanguard Total Stock Market Index Fund), Vanguard Institutional Index Funds (Vanguard Institutional Total Stock Market Index Fund), Vanguard Institutional Total Stock Market Index Trust, Vanguard International Equity Index Funds (Vanguard Total World Stock Index Fund), Vanguard Russell 2000 Value Index Trust, Vanguard Scottsdale Funds (Vanguard Russell 2000 Index Fund), Vanguard Scottsdale Funds (Vanguard Russell 2000 Value Index Fund), Vanguard Valley Forge Funds (Vanguard Balanced Index Fund), Vanguard World Fund (Vanguard Consumer Discretionary Index Fund), Allianz Global Investors of America L.P. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Weiner, Gregg) |
| Filing 64 NOTICE OF APPEARANCE by Marshall Clinton Turner on behalf of Emerson Electric Co...(Turner, Marshall) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #80 MOTION for John J. Cruciani to Appear Pro Hac Vice John J. Cruciani's Motion for Admission for Pro Hac Vice with Affidavit, Exhibits and Proposed Order. Filing fee $ 200.00, receipt number ANYSDC-20469795. Motio.. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Kansas and Missouri supreme; Affidavits not notarized;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (laq) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (43 in 1:20-cv-04287-JSR, 78 in 1:20-cv-04292-JSR, 150 in 1:20-cv-04335-JSR, 96 in 1:20-cv-04569-JSR, 75 in 1:20-cv-04286-JSR, 95 in 1:20-cv-04262-JSR, 63 in 1:20-md-02941-JSR, 115 in 1:20-cv-04436-JSR, 141 in 1:20-cv-04346-JSR) MOTION for Robert S. Saunders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20456704. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:20-md-02941-JSR et al.(ad) |
| Filing 63 MOTION for Robert S. Saunders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20456704. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins, Mary Margaret Hastings Georgiadis, Telendos LLC. (Attachments: #1 Declaration of Robert S. Saunders, #2 Certificate of Good Standing, #3 Text of Proposed Order)Filed In Associated Cases: 1:20-md-02941-JSR et al..(Saunders, Robert) |
| Filing 62 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Sidney Kimmel Revocable Indenture of Trust.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Musoff, Scott) |
| Filing 61 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR.(Musoff, Scott) |
| Filing 60 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by TELENDOS, LLC, Telendos LLC.Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04286-JSR, 1:20-cv-04292-JSR.(Musoff, Scott) |
| Filing 59 NOTICE OF APPEARANCE by Scott D. Musoff on behalf of Gerald C. Crotty, John D. Demsey, Mary Margaret Hastings Georgiades, Matthew H. Kamens, Sidney Kimmel, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, The Sidney Kimmel Revocable Indenture of Trust, Ann Marie C Wilkins, Mary Margaret Hastings Georgiadis, Telendos LLC. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Musoff, Scott) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (43 in 1:20-cv-04287-JSR, 78 in 1:20-cv-04292-JSR, 150 in 1:20-cv-04335-JSR, 96 in 1:20-cv-04569-JSR, 75 in 1:20-cv-04286-JSR, 95 in 1:20-cv-04262-JSR, 63 in 1:20-md-02941-JSR, 115 in 1:20-cv-04436-JSR, 141 in 1:20-cv-04346-JSR) MOTION for Robert S. Saunders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20456704. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:20-md-02941-JSR et al.(ad) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #63 MOTION for Robert S. Saunders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-20456704. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad) |
| Filing 58 NOTICE OF APPEARANCE by Landon Raiford on behalf of PG and E Co. Nuclear Facilities Qualified Cpuc Decommissioning Master Trust, Two Sigma Investments LP..(Raiford, Landon) |
| Filing 57 MOTION for Brienne M. Letourneau to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20447875. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cref Equity Index Account, TIAA-CREF Funds, TIAA-CREF Funds (TIAA-CREF Equity Index Fund), TIAA-CREF Funds (TIAA-CREF Small-Cap Blend Index Fund). (Attachments: #1 Exhibit A - Affidavit of Brienne M. Letourneau, #2 Exhibit B - Certificate of Good Standing, #3 Exhibit C - Proposed Order).(Letourneau, Brienne) |
| Filing 56 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of Defendant NY-18..(Porter, Joshua) |
| Filing 55 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Defendant NY-18..(Entwistle, Andrew) |
| Filing 54 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by HAWAII DE LLC..(Seligmann, Reade) |
| Filing 53 NOTICE OF APPEARANCE by Reade William Seligmann on behalf of HAWAII DE LLC..(Seligmann, Reade) |
| Filing 52 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC..(Porter, Joshua) |
| Filing 51 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC..(Entwistle, Andrew) |
| Filing 50 NOTICE OF APPEARANCE by Tina Hwa Joe on behalf of Merrill Lynch Pierce Fenner & Smith Incorporated. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Joe, Tina) |
| Filing 49 NOTICE OF APPEARANCE by Lara Samet Buchwald on behalf of Merrill Lynch Pierce Fenner & Smith Incorporated. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04433-JSR.(Buchwald, Lara) |
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Filing 48
ORDER FOR ADMISSION PRO HAC VICE in case 1:20-md-02941-JSR; granting (33) Motion for Landon S. Raiford to Appear Pro Hac Vice in case 1:20-cv-04287-JSR. (Signed by Judge Jed S. Rakoff on 6/25/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR (jwh)
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Filing 47
NOTICE OF WITHDRAW AL OF COUNSEL AND ORDER: Accordingly, pursuant to Local Civil Rule 1.4, the HBK Defendants respectfully request that the Court order the withdrawal of Daniel H. Gold. SO ORDERED. (Attorney Daniel H Gold terminated.) (Signed by Judge Jed S. Rakoff on 6/25/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR (jwh)
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| Filing 46 PROPOSED ORDER FOR WITHDRAWAL OF ATTORNEY. Document filed by HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP..(Anker, Philip) |
| Filing 45 NOTICE OF APPEARANCE by Marissa Rachel Parker on behalf of Nationwide Mutual Funds (Nationwide Small Cap Index Fund), Nationwide Mutual Funds (Nationwide U.S. Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Multi-Manager Small Cap Value Fund), Nationwide Variable Insurance Trust (NVIT Small Cap Index Fund). Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Parker, Marissa) |
| Filing 44 NOTICE OF APPEARANCE by Marissa Rachel Parker on behalf of DFA Investment Dimensions Group Inc TA US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Small Cap Portfolio, DFA Investment Dimensions Group Inc Tax-Managed US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Core Equity 1 Portfolio, DFA Investment Dimensions Group Inc US Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Micro Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Portfolio, DFA Investment Dimensions Group Inc US Small Cap Value Portfolio, DFA Investment Dimensions Group Inc US Social Core Equity 2 Portfolio, DFA Investment Dimensions Group Inc US Targeted Value Portfolio, DFA Investment Dimensions Group Inc US Vector Equity Portfolio, DFA Investment Trust Company Tax-Managed US Marketwide Value Series, DFA US Core Equity Fund, DFA US Vector Equity Fund. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04299-JSR.(Parker, Marissa) |
| Filing 43 NOTICE OF APPEARANCE by Danielle Elizabeth Tepper on behalf of ABC, Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, ABC, Marc S Kirschner, Marc S. Kirschner, Marc S. Kirschner, Mark S. Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Marc S Kirschner. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Tepper, Danielle) |
| Filing 42 NOTICE OF APPEARANCE by Priyanka Kishore Wityk on behalf of ABC, Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, ABC, Marc S Kirschner, Marc S. Kirschner, Marc S Kirschner, Marc S. Kirschner, Mark S. Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Wityk, Priyanka) |
| Filing 41 NOTICE OF APPEARANCE by Shenghao Stan Chiueh on behalf of ABC, Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, ABC, Marc S Kirschner, Marc S. Kirschner, Marc S Kirschner, Marc S. Kirschner, Mark S. Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Chiueh, Shenghao) |
| Filing 40 NOTICE OF APPEARANCE by Jeffrey Carl Fourmaux on behalf of ABC, Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, ABC, Marc S Kirschner, Marc S. Kirschner, Marc S Kirschner, Marc S. Kirschner, Mark S. Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Fourmaux, Jeffrey) |
| Filing 39 NOTICE OF APPEARANCE by Andrew W. Goldwater on behalf of Marc S Kirschner, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Marc S Kirschner, Marc S. Kirschner, Marc S. Kirschner, Mark S. Kirschner, Wilmington Savings Fund Society, FSB, Marc S Kirschner, Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR et al..(Goldwater, Andrew) |
| Filing 38 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), The GDL Fund..(Porter, Joshua) |
| Filing 37 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Gabelli 787 Fund, Inc. (Enterprise Mergers and Acquisitions Fund), Gabelli Investor Funds Inc. (The Gabelli ABC Fund), The GDL Fund..(Entwistle, Andrew) |
| Filing 36 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of The Arbitrage Fund..(Porter, Joshua) |
| Filing 35 NOTICE OF APPEARANCE by Jared Hale Louzon on behalf of Daniel Fishman, Mitchel Levine, Frances Lukas, Nicoletta Palma, Stephen C. Troy..(Louzon, Jared) |
| Filing 34 NOTICE OF APPEARANCE by Harlan Mitchell Lazarus on behalf of Daniel Fishman, Mitchel Levine, Frances Lukas, Nicoletta Palma, Stephen C. Troy..(Lazarus, Harlan) |
| Filing 33 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of The Arbitrate Fund..(Entwistle, Andrew) |
| Filing 32 NOTICE OF APPEARANCE by Joshua Killion Porter on behalf of The Arbitrage Event-Driven Fund..(Porter, Joshua) |
| Filing 31 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of The Arbitrage Event-Driven Fund..(Entwistle, Andrew) |
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Filing 30
PLAINTIFFS' NOTICE OF VOLUNTARY DISMISSAL OF DEFENDANT VERICIMETRY US SMALL CAP VALUE FUND Pursuant to Federal Rule of Civil Procedure 41(a)(1) and the terms, conditions, and limitations of a Settlement Agreement, dated as of May 20, 2020, between the parties, plaintiffs Marc S. Kirschner, as Trustee for the NWHI Litigation Trust, and Wilmington Savings Fund Society, FSB, as successor indenture trustee for the 6.875% Senior Notes due 2019, the 8.25% Senior Notes due 2019, and the 6.125% Senior Notes due 2034 of Nine West Holdings, Inc., hereby give notice that they are dismissing the above-entitled actions with prejudice solely against defendant Vericimetry US Small Cap Value Fund, without costs and without fees to any party. SO ORDERED. VERICIMETRY US SMALL CAP VALUE FUND, VERICIMETRY US SMALL CAP VALUE FUND and VERICIMETRY US SMALL CAP VALUE FUND terminated. (Signed by Judge Jed S. Rakoff on 6/22/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR, 1:20-cv-04569-JSR. (mml)
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| Filing 29 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 6/12/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:20-md-02941-JSR et al..(McGuirk, Kelly) |
| Filing 28 TRANSCRIPT of Proceedings re: CONFERNECE held on 6/12/2020 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/13/2020. Redacted Transcript Deadline set for 7/23/2020. Release of Transcript Restriction set for 9/21/2020.Filed In Associated Cases: 1:20-md-02941-JSR et al..(McGuirk, Kelly) |
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Filing 27
MEMO ENDORSED ORDER granting #22 Motion for Michael S. Doluisio to Appear Pro Hac Vice. ENDORSEMENT: The motion of Michael S. Doluisio for admission to practice Pro Hac Vice in the above-captioned action is granted. (Signed by Judge Jed S. Rakoff on 6/22/2020) (va)
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Filing 26
PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Jed S. Rakoff on 6/22/2020) (va)
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Filing 25
ORDER UNSEALING DOCKET AND DIRECTING INTERIM FILING OF REDACTED SUMMONS AND COMPLAINT: WHEREAS, paragraph 4 of the Court's June 12, 2020 Order in these proceedings states that the Court's intention, unless convinced otherwise, was to unseal action no. 20-cv-4433 on or shortly after June 22, 2020; WHEREAS, on June 19, 2020, counsel for non-party Merrill Lynch, Pierce, Fenner & Smith, Incorporated ("Merrill Lynch") sought relief from this Court and requested that the Court permit certain information previously designated by Merrill Lynch as Confidential and/or Highly Confidential on behalf of certain of its current or former clients named as defendants in this action no 20-cv-4433 to remain redacted and/or under seal for 30 days to afford the affected clients an opportunity to evaluate the Plaintiffs' requests to de-designate their information; WHEREAS, Plaintiffs took no position on Merrill Lynch's request for relief; and WHEREAS no other person has sought relief from paragraph 4 of the Court's June 12, 2020 Order; It is therefore hereby ORDERED that: (As further set forth in this Order.) 1. The Clerk of the Court is directed to unseal the docket in Kirschner, et al. v. Advisors Series Trust (Kellner Merger Fund), et al. No. 20-cv-4433, except for (a) the continued sealing of the unredacted summons and the unredacted Complaint; and (b) the replacement on the docket of the names and addresses of the 2nd, 11th, 21st, 22nd, and 30th named defendants with the pseudonyms Defendant NY-1, Defendant NY-8, Defendant NY-18, Defendant NY-19, and Defendant NY-24, respectively. 3. The Court will hold a telephone conference on July 20, 2020 at noon Eastern time with counsel for Plaintiffs, Merrill Lynch, and each defendant listed in paragraphs 2(a) and 2(b) above who has not consented to unsealing by that time. Each such non-consenting defendant shall show cause at the conference why the Court should not order Plaintiff to file a fully unredacted summons and Complaint in action no. 20-cv-4433 on the public docket. ( Telephone Conference set for 7/20/2020 at 12:00 PM before Judge Jed S. Rakoff.) (Signed by Judge Jed S. Rakoff on 6/22/2020) (va) Transmission to Sealed Records Clerk for processing.
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| Filing 24 CERTIFICATE OF SERVICE. Document filed by Marc S Kirschner. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04434-JSR.(Lack, Robert) |
| Filing 23 CERTIFICATE OF SERVICE. Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Lack, Robert) |
| Filing 22 MOTION for Michael S. Doluisio to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20337766. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bam Advisor Services, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial, Manulife Investment Management (North America) LTD, Russell US Small Cap Equity Fund, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Transamerica Asset Management, Inc., US Small Company Fund, USAA Extended Market Index Fund, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund. (Attachments: #1 Declaration of Michael S. Doluisio In Support of Motion for Admission Pro Hac Vice, #2 Text of Proposed Order).(Doluisio, Michael) |
| Filing 21 NOTICE OF APPEARANCE by Brian Christopher Raphel on behalf of Bam Advisor Services, JHF II Strategic Equity Allocation Fund, JHVIT Small Cap Index Trust, JHVIT Small Cap Opportunities Trust, JHVIT Strategic Equity Allocation Trust, John Hancock II Strategic Equity Allocation Small Cap Fund, John Hancock U.S. Targeted Value Fund, John Hancock U.S. Targeted Value Trust, Manulife Financial, Manulife Investment Management (North America) LTD, Russell US Small Cap Equity Fund, Schwab Capital Trust, Schwab Fundamental US Small Company Index Fund, Schwab Small-Cap Index Fund, Schwab Total Stock Market Index Fund, Transamerica Asset Management, Inc., USAA Extended Market Index Fund, Variable Annuity Life Insurance Company I- Small Cap Index Fund, Variable Annuity Life Insurance Company I- Small Cap Special Values Fund, US Small Company Fund..(Raphel, Brian) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Michael S. Doluisio to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-20337766. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ad) |
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Filing 20
ORDER: Upon further consideration of the issues discussed during the telephonic conference held earlier today at 2:00 p.m., see Transcript dated June 12, 2020, the Court sets the following schedule for certain pretrial proceedings in these consolidated actions, and resolves various housekeeping matters in the following manner. 1. By Orders dated June 4, 2020 and June 9, 2020, the Court consolidated 15 cases under the MDL docket 20-MD-2941 for all pre-trial purposes. See 20-MD-2941, ECF Nos. 2, 3. The following four additional related actions are hereby consolidated with all 15 other actions under the MDL docket 20-MD-2941 for all pretrial purposes: Kirschner, et al. v. Robeco Capital Growth Funds - Robeco BP US Premium Equities, No. 20-cv-4479, Kirschner, et al. v. Schwab Capital Trust, No. 20-cv-4480, Kirschner v. Advisors Series Trust (Kellner Merger Fund), et al., No. 20-cv-4433, and Kirschner v. Voya Russell Small Cap Index Portfolio, et al., No. 20-cv-4434. 2. The Court hereby adopts the following (partial) Case Management Plan. (a) Briefs on any anticipated motions to dismiss must be filed on the following bifurcated schedule: (First Round) For any motion to dismiss relating to 546(e) of the Bankruptcy Code, briefs must be filed on the following schedule: (a) moving papers due June 29, 2020; (b) answering papers due July 27, 2020; and (c) reply papers due August 3, 2020. Oral argument on these motions shall be held on August 13, 2020, at 10:00 a.m. The Court will issue its decision on these motions in writing by no later than August 27, 2020. (Second Round) As to any action not dismissed after the First Round, any motion to dismiss on any other ground must be briefed on the following schedule: (a) moving papers due September 7, 2020; (b) answering papers due October 5, 2020; and (c) reply papers due October 12, 2020. Oral argument on the Second Round of motions will be held on October 21, 2020 at 2:00 p.m. The Court will issue its decision on these motions in writing by no later than November 4, 2020. (b) After plaintiffs' counsel serves those defendants who have not yet been served (which, based on plaintiffs' counsel's representation, the Court expects to be completed by no later than June 19, 2020), plaintiffs' counsel should promptly advise counsel for those defendants that the instant Order and schedule will apply to those defendants as well. If any of these defendants has any objection to that determination, their counsel, along with plaintiffs' counsel, must convene a joint telephonic conference with Chambers pursuant to Rules 1 and 2 of the Court's Individual Rules of Practice by no later than June 26, 2020. (c) These consolidated actions are not stayed after today, and any and all stays entered by district judges in the actions transferred from other districts are hereby lifted. Document discovery and interrogatories pursuant to Rule 33.3(a) of the Local Civil Rules of the Southern District of New York may commence whenever the parties wish, provided that all such document and interrogatory discovery must be completed by November 4, 2020. In its order of November 4 (see above), the Court will set a schedule for deposition discovery and any summary judgment motion practice. 3. To the extent that the parties anticipate seeking confidential treatment for any discovery in this case, they must jointly submit a proposed protective order, substantially in compliance with Judge Rakoff's model protective order, by no later than June 22, 2020. To the extent that there are any conflicts between the confidentiality order to be entered into by the Court on or about June 22, 2020 and the confidentiality order, as amended, entered into by the Bankruptcy Court for the Southern District of New York in In re: Nine West Holdings, Inc., No. 18-10947 (SCC), ECF Nos. 972, 1471, and 1544 (Bankr. S.D.N.Y.), this Courts order will supersede the Bankruptcy Court's order. (If any party deems it necessary and so advises the Court, the Court will withdraw the reference in the aforesaid bankruptcy for the limited purpose of modifying that court's protective order.) 4. Two recently filed actions -- Kirschner v. Advisors Series Trust (Kellner Merger Fund), et al., No. 20-cv-4433, and Kirschner v. Voya Russell Small Cap Index Portfolio, et al., No. 20-cv-4434 -- were filed under seal at the request of plaintiffs' counsel. Plaintiffs' counsel has now advised the Court that 20-cv-4434 no longer needs to be kept under seal. Accordingly, the Clerk of the Court is hereby directed to unseal that action forthwith. As to the other action, the relevant parties are hereby directed to promptly consult with one another to see if this sealing should be lifted. In any event, the Court's present intention, unless convinced otherwise, is to unseal this remaining action on or shortly after June 22, 2020. 5. Inasmuch as it has been represented to the Court that the parties have now resolved the issues that had previously existed concerning the confidentiality of some documents (other than the 20-cv-4433 action referred to in #4) previously filed with the Court under seal, the Clerk of the Court is directed to unseal all such documents and to replace any remaining pseudonyms with the corresponding names of the defendants contained in the captions of the complaints. Plaintiffs' counsel shall cooperate with the Clerk's Office in carrying out this process as promptly as possible. 6. In accord with Rule 2.1(c) of the Procedure of the United States Judicial Panel on Multidistrict Litigation, all counsel who appeared in any of the actions prior to their transfer to this district may continue to represent his or her client and such client need not obtain local counsel. In addition, such counsel need not enter a notice of appearance, provided that they have entered one prior to the transfer, and need not apply for admission pro hac vice. 7. All counsel who had not appeared in an action prior to its transfer, and all counsel in actions filed originally in this district, must enter a notice of appearance in that action and in 20-MD-2941 and, if necessary, apply for admission pro hac vice, as further set forth in this Order. 10. Plaintiffs' unopposed pending motions to dismiss without prejudice Kirschner v. Card, et al., No. 20-cv-4360, and Wilmington Savings Fund Society, FSB v. Card, et al., No. 20-cv-4404, as duplicative of actions earlier commenced by the same plaintiff's against the same defendants and others, are hereby granted. SO ORDERED. (Motions due by 9/7/2020, Responses due by 10/5/2020, Replies due by 10/12/2020. Service due by 6/19/2020. Oral Argument set for 8/13/2020 at 10:00 AM before Judge Jed S. Rakoff. Oral Argument set for 10/21/2020 at 02:00 PM before Judge Jed S. Rakoff.) (Signed by Judge Jed S. Rakoff on 6/12/2020) Filed In Associated Cases: 1:20-md-02941-JSR et al. (mml)
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| Filing 19 NOTICE OF APPEARANCE by Brett David Goodman on behalf of Blue Cross of California. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Goodman, Brett) |
| Filing 18 NOTICE OF APPEARANCE by Brett David Goodman on behalf of Anthem Health Plans of Virginia, Inc., Community Insurance Company. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Goodman, Brett) |
| Filing 17 NOTICE OF APPEARANCE by Matthew Joel Aaronson on behalf of Blue Cross of California. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04436-JSR.(Aaronson, Matthew) |
| Filing 16 NOTICE OF APPEARANCE by Matthew Joel Aaronson on behalf of Anthem Health Plans of Virginia, Inc., Community Insurance Company. Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR.(Aaronson, Matthew) |
| Filing 15 NOTICE OF APPEARANCE by Ross Eric Firsenbaum on behalf of AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds (AQR Diversified Arbitrage Fund), AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Master Account, LP, CNH Opportunisitic Premium Offshore Fund, L.P., HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, Susquehanna International Group LLP. (Attachments: #1 Exhibit A - Defendants).(Firsenbaum, Ross) |
| Filing 14 NOTICE OF APPEARANCE by Philip D. Anker on behalf of AQR Funds (AQR Diversified Arbitrage Fund), HBK Master Fund L.P., HBK Quantitative Strategies Master Fund LP, State Street Global Advisors, State Street Global Advisors Russell 1000 Value Fund CTF, State Street Global Advisors Russell 2000 Index Fund, State Street Global Advisors Russell 2000 Value Fund CTF, State Street Global Advisors Russell 3000 Index Fund, State Street Global Advisors Russell 3000 Index Fund CTF, State Street Global Advisors Russell 3000 Index Fund SL SER A, State Street Global Advisors Russell Small Cap Fund Complete S/L A, State Street Global Advisors Russell Special Small Company Fund, State Street Global Advisors Russell Special Small Company Fund CTF, State Street Global Advisors U.S. Extended Market Index Fund, Susquehanna International Group LLP, CNH Master Account, LP, AQR Absolute Return Master Account, L.P., AQR DELTA Master Account, L.P., AQR DELTA Sapphire Fund, L.P., AQR DELTA XN Master Account, L.P., AQR Funds-AQR Multi-Strategy Alternative Fund, CNH Opportunisitic Premium Offshore Fund, L.P.. (Attachments: #1 Exhibit A - Defendants).(Anker, Philip) |
| Filing 13 NOTICE OF APPEARANCE by John Erik Schreiber on behalf of Research Affiliates Equity US Large, L.P...(Schreiber, John) |
| Filing 12 NOTICE OF APPEARANCE by Adam Michael Harris on behalf of BlackRock MSCI USA Small Cap Equity Index Fund, DEFENDANT IL-2, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Harris, Adam) |
| Filing 11 NOTICE OF APPEARANCE by Andrew Glenn Devore on behalf of BlackRock MSCI USA Small Cap Equity Index Fund, DEFENDANT IL-2, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Devore, Andrew) |
| Filing 10 STATUS REPORT. Plaintiffs' Status Report Document filed by Marc S Kirschner, Wilmington Savings Fund Society, FSB. (Attachments: #1 Proposed Case Management Order).(Friedman, Edward) |
| Filing 9 STATUS REPORT. Of The Former Directors And Officers (Joint) Document filed by Christopher R. Cade, Dianne Card, Wesley R Card, Gerald C. Crotty, Ira M. Dansky, John D. Demsey, Cynthia DiPietrantonio, Richard L. Dickson, Joseph T. Donnalley, Tami Fersko, Mary Margaret Hastings Georgiades, Ira Martin Dansky Revocable Trust, Matthew H. Kamens, Sidney Kimmel, John T McClain, Robert L. Mettler, James A. Mitarotonda, Jeffrey D. Nuechterlein, Robert and Susan Mettler Family Trust U/A 3/27/06, Robert L. Mettler, Susan T. Mettler, Trustees, Lowell W. Robinson, TELENDOS, LLC, Ann Marie C Wilkins. (Attachments: #1 Exhibit A Stipulation Of Settlement, #2 Exhibit B Order And Final Judgment).(Musoff, Scott) |
| Filing 8 STATUS REPORT. of Shareholder Defendants Document filed by BlackRock MSCI USA Small Cap Equity Index Fund, Brighthouse Funds Trust II, Columbia Management Investment Advisers LLC, Columbia Multi-Manager Alternative Strategies Fund, DEFENDANT IL-2, DWS Investment Management Americas, Inc., DWS Small Cap Index VIP, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FIAM LLC, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Fidelity Asset Allocation Currency Neutral Private Pool, Fidelity Asset Allocation Private Pool, Fidelity Balanced Currency Neutral Private Pool, Fidelity Balanced Income Currency Neutral Private Pool, Fidelity Balanced Income Private Pool, Fidelity Balanced Private Pool, Fidelity Concord Street Trust-Fidelity Extended Market Index Fund, Fidelity Concord Street Trust-Fidelity Total Market Index Fund, Fidelity Income Allocation Fund, Fidelity Investments, Fidelity Investments Charitable Gift Fund, Fidelity Monthly Income Fund, Fidelity Northstar Fund, Fidelity Small Cap Index Fund, Fidelity Total Market Index Fund, Geode Diversified Fund, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Pacific Select Fund - PD Small-Cap Value Index Portfolio, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF..(Weiner, Gregg) |
| Filing 7 NOTICE OF APPEARANCE by Gregg L Weiner on behalf of BlackRock MSCI USA Small Cap Equity Index Fund, DEFENDANT IL-2, Diversified Alpha Group Trust, Extended Equity Market Fund, Extended Equity Market Master Fund B, FLEXSHARES MORNINGSTAR US MARKET FACTOR TILT INDEX FUND, Ishares Russell 2000 ETF, MSCI U.S. IMI Index Fund B2 a/k/a BlackRock MSCI U.S. IMI Index Fund B2, Master Small Cap Index Series of Quantitative Master Series LLC, NORTHERN SMALL CAP CORE FUND, NORTHERN SMALL CAP INDEX FUND, NORTHERN SMALL CAP VALUE FUND, Pacific Select Fund-Small-Cap Equity Portfolio, Pacific Select-Fund-Small-Cap Index Portfolio, Pentwater Capital Management LP, RUSSELL 3000 INDEX FUND, Russell 2000 Alpha Tilts Fund B, Russell 2000 Index Fund, Russell 2000 Index Non-Lendable Fund, Russell 2000 Value Fund B, Russell 2500 Index Fund, Russell 3000 Index Non-Lendable Fund, U.S. Equity Market Fund, U.S. Equity Market Fund B, iShares Europe, iShares MSCI USA Small Cap UCITS ETF, iShares Morningstar Small-Cap Value ETF, iShares Russell 2000 Value ETF, iShares Russell 3000 ETF, Pacific Select Fund - PD Small-Cap Value Index Portfolio..(Weiner, Gregg) |
| Filing 6 NOTICE OF APPEARANCE by Paul Robert Niehaus on behalf of Longfellow Investment Management Co., LLC..(Niehaus, Paul) |
| Filing 5 NOTICE OF APPEARANCE by Jared Hale Louzon on behalf of John D'Souza, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Ira Margulies, Vincent Morales..(Louzon, Jared) |
| Filing 4 NOTICE OF APPEARANCE by Harlan Mitchell Lazarus on behalf of John D'Souza, Jack Gross, Patricia Kenny, Irene A. Koumendouros, Ira Margulies, Vincent Morales..(Lazarus, Harlan) |
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Filing 3
ORDER: The Kimmel and AQR actions are hereby consolidated with other actions under the MDL docket 20-MD-2941 for all pre-trial purposes and are subject to the June 4 Order. Accordingly, among others, counsel for the Kimmel and AQR actions must join the June 12 telephonic conference and may, if they wish, file electronically with the Court such Status Reports as they deem relevant, apprising the Court of where each case stands and what counsel would like to have considered at the June 12 conference, provided such Status Reports are filed no later than June 10, 2020 at 5:00 p.m. (EDT). SO ORDERED. (Telephone Conference set for 6/12/2020 at 02:00 PM before Judge Jed S. Rakoff). (Signed by Judge Jed S. Rakoff on 6/9/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04287-JSR, 1:20-cv-04289-JSR (rjm)
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Filing 2
ORDER: Pursuant to the order of the MDL Panel dated June 2, 2020, see MDL No. 2941, ECF No. 196, the following 13 cases are hereby consolidated for all pre-trial purposes before the undersigned. See Kirschner, et al. v. McClain, et al., No. 20-cv-4262 (JSR) (S.D.N.Y.), and as further set forth in this order. The Court will convene a telephonic conference on June 12, 2020 at 2:00 p.m. (EDT) to set a schedule for any and all pretrial proceedings in these consolidated cases, with the following access information: USA Toll-Free: (888) 363-4735 USA Caller Paid/International Toll: (215) 446-3657 Access Code: 1086415 Until that conference, all matters and proceedings in all these cases are stayed, but any counsel in any of these cases may, if they wish, file electronically with the Court such Status Reports as they deem relevant, apprising the Court of where each case stands and what counsel would like to have considered at the June 12 conference, provided such Status Reports are filed no later than June 10, 2020 at 5:00 p.m. (EDT). Counsel for the various plaintiffs and counsel for the various defendants should also confer prior to June 12 as to suggested arrangements for coordination of counsel and liaison with the Court. (Telephone Conference set for 6/12/2020 at 02:00 PM before Judge Jed S. Rakoff.) (Signed by Judge Jed S. Rakoff on 6/4/2020) Filed In Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR, 1:20-cv-04265-JSR, 1:20-cv-04267-JSR (jwh) Transmission to Attorney Services/Help Desk. Transmission to Civil Case Openings Clerk for processing.
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| Magistrate Judge Debra C. Freeman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sjo) |
| Case Stayed Associated Cases: 1:20-md-02941-JSR, 1:20-cv-04262-JSR, 1:20-cv-04265-JSR, 1:20-cv-04267-JSR(jwh) |
| Filing 1 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, Florida, Illinois, Massachusetts, New Jersey and Texas, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Jed S. Rakoff, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 6/2/2020) (sjo) |
| Case Designated ECF. (sjo) |
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