Burden et al v. Bazin et al
Plaintiff: Jacqueline S. Burden and Stephen J. Burden
Defendant: Susan J. Hockfield, Richard A. Laxer, Steven M. Mollenkopf, Ashton Carter, W. Geoffrey Beattie, Risa Lavizzo-Mourey, Mary L. Schapiro, Sebastien M. Bazin, Keith S. Sherin, James E. Rohr, Rochelle B. Lazarus, H. Lawrence Culp, General Electric Company, Robert J. Swieringa, Catherine Lesjak, Jeffrey R. Immelt, John J. Brennan, Peter B. Henry, Thomas W. Horton, Douglas A. Warner, III, John L. Flannery, Jan R. Hauser, James J. Mulva, Leslie Seidman, Jeffrey S. Bornstein, Jamie S. Miller, Edward P. Garden, Robert W. Lane, Paula Rosput Reynolds, James I. Cash, Jr., James S. Tisch, Andrea Jung, Francisco DSouza, Lowell C. McAdam and Marijn E. Dekkers
Case Number: 1:2021cv00182
Filed: January 8, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Jesse M Furman
Nature of Suit: Stockholders Suits
Cause of Action: 28 U.S.C. § 1332
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on February 26, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 26, 2021 Opinion or Order Filing 90 ORDER: The Court, having reviewed Plaintiffs Stephen J. Burden's and Jacqueline S. Burden's ("Plaintiffs") Letter renewing their request for voluntary dismissal without prejudice of the above captioned action, hereby ORDERS the following: (As further set forth herein.) SO ORDERED. The Clerk of Court is directed to close this case. All motions are moot. All conferences are canceled. (Signed by Judge Jesse M. Furman on 2/26/2021) (va)
February 24, 2021 Filing 89 LETTER addressed to Judge Jesse M. Furman from Melinda A. Nicholson dated 02/24/2021 re: Plaintiffs Notice of Voluntary Dismissal Without Prejudice. Document filed by Jacqueline S. Burden, Stephen J. Burden. (Attachments: #1 Exhibit, #2 Text of Proposed Order).(Nicholson, Melinda)
February 23, 2021 Opinion or Order Filing 88 ORDER denying without prejudice to renewal #83 Motion to Dismiss. Accordingly, Plaintiffs' request for entry of the Proposed Order is DENIED. Plaintiffs, however, may renew their request to dismiss their claims without notice to shareholders upon an adequate showing, in a letter and new proposed order, demonstrating that there is no risk of prejudice to absent shareholders in excusing notice of the dismissal of these claims. SO ORDERED. (Signed by Judge Jesse M. Furman on 2/23/2021) (kv)
February 22, 2021 Filing 87 PROPOSED ORDER. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda) Proposed Order to be reviewed by Clerk's Office staff.
February 22, 2021 ***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #87 Proposed Order was reviewed and approved as to form. (km)
February 2, 2021 Opinion or Order Filing 86 ORDER with respect to #83 Motion to Dismiss. Accordingly, it is hereby ORDERED that, notwithstanding the briefing schedule adopted on January 26, 2021, ECF No. 82, Plaintiff shall file any amended complaint by February 22, 2021. Plaintiff will not be given any further opportunity to amend the complaint to address issues raised by the motion to dismiss. If Plaintiff does amend, by three (3) weeks after the amended complaint is filed, Defendant shall: (1) file an answer; (2) file a new motion to dismiss; or (3) file a letter on ECF stating that it relies on the previously filed motion to dismiss. If Defendant files an answer or a new motion to dismiss, the Court will deny the previously filed motion to dismiss as moot. If Defendant files a new motion to dismiss, any opposition shall be filed within five weeks of the date the new motion is filed, and any reply shall be filed within four weeks of any opposition. If no amended complaint is filed, the existing briefing schedule shall remain in effect, pursuant to which Plaintiffs shall file any opposition to the motion to dismiss by March 10, 2021, and Defendants shall file any reply by April 5, 2021. See ECF No. 82. SO ORDERED. (Signed by Judge Jesse M. Furman on 2/2/2021) (kv)
February 2, 2021 Set/Reset Deadlines: Amended Pleadings due by 2/22/2021. Responses due by 3/10/2021 Replies due by 4/5/2021. (kv)
February 1, 2021 Filing 85 DECLARATION of Stephen A. Radin in Support re: #83 MOTION to Dismiss Verified Shareholder Derivative Complaint.. Document filed by Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III. (Attachments: #1 Exhibit A - Dec. 14, 2020 Transcript Ruling, Ribbe v. Jacobson, No. 652147/19 (N.Y. Sup. Ct. N.Y. Cnty.), #2 Exhibit B - July 3, 2019 Public Statement from SEC Chairman Jay Clayton, #3 Exhibit C - GE Certificate of Incorporation (cover page and page 18)).(Radin, Stephen)
February 1, 2021 Filing 84 MEMORANDUM OF LAW in Support re: #83 MOTION to Dismiss Verified Shareholder Derivative Complaint. . Document filed by Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Radin, Stephen)
February 1, 2021 Filing 83 MOTION to Dismiss Verified Shareholder Derivative Complaint. Document filed by Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Radin, Stephen)
January 26, 2021 Opinion or Order Filing 82 STIPULATION AND ORDER REGARDING SERVICE OF PROCESS AND SCHEDULING, IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel, subject to the approval of the Court, that:1. Nominal Defendant General Electric Company ("GE") and the undersigned defendants accept service of the Complaint through their undersigned counsel. 2. GE and defendants shall answer, move against, or otherwise respond to the complaint on or before February 1, 2021. In the event that GE and defendants file a motion requiring a response, answering papers shall be filed on or before March 10, 2021, and reply papers shall be filed on or before April 5, 2021. SO ORDERED. (All Defendants.)( Responses due by 3/10/2021, Replies due by 4/5/2021.) (Signed by Judge Jesse M. Furman on 1/26/21) (yv) Modified on 1/26/2021 (yv).
January 25, 2021 Filing 81 PROPOSED STIPULATION AND ORDER. Document filed by Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Radin, Stephen)
January 25, 2021 Filing 80 JOINT LETTER addressed to Judge Jesse M. Furman from Miles N. Ruthberg, Sharan Nirmul, Stephen A. Radin and Melinda A, Nicholson dated January 25, 2021 re: the Court's January 14, 2021 Order. Document filed by Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Radin, Stephen)
January 25, 2021 Filing 79 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by General Electric Company..(Radin, Stephen)
January 25, 2021 Filing 78 NOTICE OF APPEARANCE by Nicole Elizabeth Prunetti on behalf of Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Prunetti, Nicole)
January 25, 2021 Filing 77 NOTICE OF APPEARANCE by Evert John Christensen on behalf of Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Christensen, Evert)
January 25, 2021 Filing 76 NOTICE OF APPEARANCE by Stephen Alan Radin on behalf of Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III..(Radin, Stephen)
January 14, 2021 Opinion or Order Filing 75 ORDER. In the interests of judicial economy, counsel for the parties in both cases are directed to confer with one another and, no later than January 25, 2021, to submit a joint letter addressing the parties' positions on how the Court should proceed with the new case, including whether the cases should be consolidated, see Fed. R. Civ. P. 42; how the rulings on any pending motions in No. 17-CV-8457 might apply to the claims in No. 21-CV-182; whether there is a need for a conference to discuss any of the foregoing (or anything else); and anything else the parties think appropriately bears on the Court's management of the cases going forward. Cf. Order, Touchstone Strategic Tr. v. Gen. Elec. Co., No. 19-CV-1876 (JMF), ECF No. 11 (S.D.N.Y. Mar. 15, 2019) (requiring a joint letter regarding next steps within two weeks of a decision on the motion to dismiss in 17-CV-8457). SO ORDERED. (Signed by Judge Jesse M. Furman on 1/14/21) (yv)
January 14, 2021 CASE ACCEPTED AS RELATED. Create association to 1:17-cv-08457-JMF. Notice of Assignment to follow. (laq)
January 14, 2021 NOTICE OF CASE REASSIGNMENT to Judge Jesse M. Furman. Judge Unassigned is no longer assigned to the case. (laq)
January 14, 2021 Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (laq)
January 11, 2021 Filing 74 ELECTRONIC SUMMONS ISSUED as to Sebastien M. Bazin. (sj)
January 11, 2021 Filing 73 ELECTRONIC SUMMONS ISSUED as to Steven M. Mollenkopf. (sj)
January 11, 2021 Filing 72 ELECTRONIC SUMMONS ISSUED as to Susan J. Hockfield. (sj)
January 11, 2021 Filing 71 ELECTRONIC SUMMONS ISSUED as to Thomas W. Horton. (sj)
January 11, 2021 Filing 70 ELECTRONIC SUMMONS ISSUED as to W. Geoffrey Beattie. (sj)
January 11, 2021 Filing 69 ELECTRONIC SUMMONS ISSUED as to Peter B. Henry. (sj)
January 11, 2021 Filing 68 ELECTRONIC SUMMONS ISSUED as to Richard A. Laxer. (sj)
January 11, 2021 Filing 67 ELECTRONIC SUMMONS ISSUED as to Risa Lavizzo-Mourey. (sj)
January 11, 2021 Filing 66 ELECTRONIC SUMMONS ISSUED as to Robert J. Swieringa. (sj)
January 11, 2021 Filing 65 ELECTRONIC SUMMONS ISSUED as to Robert W. Lane. (sj)
January 11, 2021 Filing 64 ELECTRONIC SUMMONS ISSUED as to Rochelle B. Lazarus. (sj)
January 11, 2021 Filing 63 ELECTRONIC SUMMONS ISSUED as to Paula Rosput Reynolds. (sj)
January 11, 2021 Filing 62 ELECTRONIC SUMMONS ISSUED as to Jamie S. Miller. (sj)
January 11, 2021 Filing 61 ELECTRONIC SUMMONS ISSUED as to Jan R. Hauser. (sj)
January 11, 2021 Filing 60 ELECTRONIC SUMMONS ISSUED as to Jeffrey R. Immelt. (sj)
January 11, 2021 Filing 59 ELECTRONIC SUMMONS ISSUED as to Jeffrey S. Bornstein. (sj)
January 11, 2021 Filing 58 ELECTRONIC SUMMONS ISSUED as to John J. Brennan. (sj)
January 11, 2021 Filing 57 ELECTRONIC SUMMONS ISSUED as to John L. Flannery. (sj)
January 11, 2021 Filing 56 ELECTRONIC SUMMONS ISSUED as to James S. Tisch..(sj)
January 11, 2021 Filing 55 ELECTRONIC SUMMONS ISSUED as to Keith S. Sherin. (sj)
January 11, 2021 Filing 54 ELECTRONIC SUMMONS ISSUED as to Leslie Seidman..(sj)
January 11, 2021 Filing 53 ELECTRONIC SUMMONS ISSUED as to Lowell C. McAdam. (sj)
January 11, 2021 Filing 52 ELECTRONIC SUMMONS ISSUED as to Marijn E. Dekkers. (sj)
January 11, 2021 Filing 51 ELECTRONIC SUMMONS ISSUED as to Mary L. Schapiro. (sj)
January 11, 2021 Filing 50 ELECTRONIC SUMMONS ISSUED as to James I. Cash, Jr.. (sj)
January 11, 2021 Filing 49 ELECTRONIC SUMMONS ISSUED as to James E. Rohr. (sj)
January 11, 2021 Filing 48 ELECTRONIC SUMMONS ISSUED as to H. Lawrence Culp. (sj)
January 11, 2021 Filing 47 ELECTRONIC SUMMONS ISSUED as to James J. Mulva. (sj)
January 11, 2021 Filing 46 ELECTRONIC SUMMONS ISSUED as to Ashton Carter. (sj)
January 11, 2021 Filing 45 ELECTRONIC SUMMONS ISSUED as to General Electric Company. (sj)
January 11, 2021 Filing 44 ELECTRONIC SUMMONS ISSUED as to Francisco DSouza. (sj)
January 11, 2021 Filing 43 ELECTRONIC SUMMONS ISSUED as to Edward P. Garden. (sj)
January 11, 2021 Filing 42 ELECTRONIC SUMMONS ISSUED as to Douglas A. Warner, III. (sj)
January 11, 2021 Filing 41 ELECTRONIC SUMMONS ISSUED as to Catherine Lesjak. (sj)
January 11, 2021 Filing 40 ELECTRONIC SUMMONS ISSUED as to Andrea Jung. (sj)
January 11, 2021 ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Melinda Ann Nicholson. The following case opening statistical information was erroneously selected/entered: Citizenship Defendant code 1 (Citizen of This State); County code Albany. The following correction(s) have been made to your case entry: the Citizenship Defendant code has been modified to 2 (Citizen of Another State); the County code has been modified to XX Out of State. (sj)
January 11, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (sj)
January 11, 2021 CASE REFERRED TO Judge Jesse M. Furman as possibly related to 1:17cv8457. (sj)
January 11, 2021 ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Melinda Ann Nicholson. The party information for the following party/parties has been modified: Stephen J. Burden; Jacqueline S. Burden; General Electric Company. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly; party text was omitted. (sj)
January 11, 2021 Case Designated ECF. (sj)
January 8, 2021 Filing 39 REQUEST FOR ISSUANCE OF SUMMONS as to W. Geoffrey Beattie, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 38 REQUEST FOR ISSUANCE OF SUMMONS as to Thomas W. Horton, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 37 REQUEST FOR ISSUANCE OF SUMMONS as to Susan J. Hockfield, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 36 REQUEST FOR ISSUANCE OF SUMMONS as to Steven M. Mollenkopf, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 35 REQUEST FOR ISSUANCE OF SUMMONS as to Sebastien M. Bazin, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 34 REQUEST FOR ISSUANCE OF SUMMONS as to Rochelle B. Lazarus, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 33 REQUEST FOR ISSUANCE OF SUMMONS as to Robert W. Lane, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 32 REQUEST FOR ISSUANCE OF SUMMONS as to Robert J. Swieringa, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 31 REQUEST FOR ISSUANCE OF SUMMONS as to Risa Lavizzo-Mourey, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 30 REQUEST FOR ISSUANCE OF SUMMONS as to Richard A. Laxer, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 29 REQUEST FOR ISSUANCE OF SUMMONS as to Peter B. Henry, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 28 REQUEST FOR ISSUANCE OF SUMMONS as to Paula Rosput Reynolds, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 27 REQUEST FOR ISSUANCE OF SUMMONS as to Mary L. Schapiro, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 26 REQUEST FOR ISSUANCE OF SUMMONS as to Marijn E. Dekkers, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 25 REQUEST FOR ISSUANCE OF SUMMONS as to Lowell C. McAdam, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 24 REQUEST FOR ISSUANCE OF SUMMONS as to Leslie Seidman, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 23 REQUEST FOR ISSUANCE OF SUMMONS as to Keith S. Sherin, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 22 REQUEST FOR ISSUANCE OF SUMMONS as to John L. Flannery, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 21 REQUEST FOR ISSUANCE OF SUMMONS as to John J. Brennan, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 20 REQUEST FOR ISSUANCE OF SUMMONS as to Jeffery S. Bornstein, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 19 REQUEST FOR ISSUANCE OF SUMMONS as to Jeffrey R. Immelt, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 18 REQUEST FOR ISSUANCE OF SUMMONS as to Jan R. Hauser, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 17 REQUEST FOR ISSUANCE OF SUMMONS as to Jamie S. Miller, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 16 REQUEST FOR ISSUANCE OF SUMMONS as to James S. Tisch, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 15 REQUEST FOR ISSUANCE OF SUMMONS as to James J. Mulva, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 14 REQUEST FOR ISSUANCE OF SUMMONS as to James I. Cash, Jr., re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 13 REQUEST FOR ISSUANCE OF SUMMONS as to James E. Rohr, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to H. Lawrence Culp, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to Ashton Carter, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to General Electric Company, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Francisco D'Souza, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Edward P. Garden, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Douglas A. Warner III, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Catherine Lesjak, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 5 FILING ERROR - SUMMONS REQUESTED - WRONG EVENT TYPE SELECTED FROM MENU - REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Ashton Carter, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden., REQUEST FOR ISSUANCE OF SUMMONS as to Ashton Carter, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda) Modified on 1/11/2021 (jgo).
January 8, 2021 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Andrea Jung, re: #1 Complaint,,,,,. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:17cv08457. Document filed by Jacqueline S. Burden, Stephen J. Burden..(Nicholson, Melinda)
January 8, 2021 Filing 2 CIVIL COVER SHEET filed..(Nicholson, Melinda)
January 8, 2021 Filing 1 COMPLAINT against Sebastien M. Bazin, W. Geoffrey Beattie, Jeffrey S. Bornstein, John J. Brennan, Ashton Carter, James I. Cash, Jr., H. Lawrence Culp, Francisco DSouza, Marijn E. Dekkers, John L. Flannery, Edward P. Garden, General Electric Company, Jan R. Hauser, Peter B. Henry, Susan J. Hockfield, Thomas W. Horton, Jeffrey R. Immelt, Andrea Jung, Robert W. Lane, Risa Lavizzo-Mourey, Richard A. Laxer, Rochelle B. Lazarus, Catherine Lesjak, Lowell C. McAdam, Jamie S. Miller, Steven M. Mollenkopf, James J. Mulva, Paula Rosput Reynolds, James E. Rohr, Mary L. Schapiro, Leslie Seidman, Keith S. Sherin, Robert J. Swieringa, James S. Tisch, Douglas A. Warner, III. (Filing Fee $ 402.00, Receipt Number ANYSDC-23429219)Document filed by Jacqueline S. Burden, Stephen J. Burden. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Exhibit 3, #4 Exhibit Exhibit 4, #5 Exhibit Exhibit 5, #6 Exhibit Exhibit 6A, #7 Exhibit Exhibit 6B, #8 Exhibit Exhibit 7A, #9 Exhibit Exhibit 7B, #10 Exhibit Exhibit 8, #11 Exhibit Exhibit 9, #12 Exhibit Exhibit 10, #13 Exhibit Exhibit 11, #14 Exhibit Exhibit 12, #15 Exhibit Exhibit 13, #16 Exhibit Exhibit 14, #17 Exhibit Exhibit 15, #18 Exhibit Exhibit 16, #19 Exhibit Verifications).(Nicholson, Melinda)

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Defendant: Susan J. Hockfield
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Richard A. Laxer
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Steven M. Mollenkopf
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Ashton Carter
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: W. Geoffrey Beattie
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Risa Lavizzo-Mourey
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Mary L. Schapiro
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Sebastien M. Bazin
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Keith S. Sherin
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: James E. Rohr
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Rochelle B. Lazarus
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: H. Lawrence Culp
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: General Electric Company
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Defendant: Robert J. Swieringa
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Catherine Lesjak
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Jeffrey R. Immelt
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: John J. Brennan
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Peter B. Henry
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Thomas W. Horton
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Douglas A. Warner, III
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: John L. Flannery
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Jan R. Hauser
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: James J. Mulva
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Leslie Seidman
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Jeffrey S. Bornstein
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Jamie S. Miller
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Edward P. Garden
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Robert W. Lane
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Paula Rosput Reynolds
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: James I. Cash, Jr.
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: James S. Tisch
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Andrea Jung
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Francisco DSouza
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Lowell C. McAdam
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Defendant: Marijn E. Dekkers
Represented By: Stephen Alan Radin
Represented By: Evert John Christensen
Represented By: Nicole Elizabeth Prunetti
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Plaintiff: Jacqueline S. Burden
Represented By: Melinda Ann Nicholson
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Plaintiff: Stephen J. Burden
Represented By: Melinda Ann Nicholson
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