U.S. Securities and Exchange Commission v. Morningstar Credit Ratings, LLC
| U.S. Securities and Exchange Commission |
| Morningstar Credit Ratings, LLC |
| 1:2021cv01359 |
| February 16, 2021 |
| US District Court for the Southern District of New York |
| Ronnie Abrams |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 7, 2022. A more recent docket listing may be available from PACER.
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Filing 19
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DBRS, Inc., Corporate Parent Morningstar, Inc., Corporate Parent Morningstar Ratings Holding Corp. for Morningstar Credit Ratings, LLC. Document filed by Morningstar Credit Ratings, LLC..(Mundel, Benjamin)
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Filing 18
ORDER granting #15 Motion for Stephen L. Cohen to Appear Pro Hac Vice (HEREBY ORDERED by Judge Ronnie Abrams)(Text Only Order) (arc)
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Filing 17
ORDER granting #14 Motion for David S. Petron to Appear Pro Hac Vice (HEREBY ORDERED by Judge Ronnie Abrams)(Text Only Order) (arc)
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Filing 16
ORDER granting #13 Motion for Christopher R. Mills to Appear Pro Hac Vice (HEREBY ORDERED by Judge Ronnie Abrams)(Text Only Order) (arc)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #15 MOTION for Stephen L. Cohen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163902. Motion and supporting papers to be reviewed by Clerk's Office staff., #14 MOTION for David S. Petron to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163762. Motion and supporting papers to be reviewed by Clerk's Office staff., #13 MOTION for Christopher R. Mills to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163700. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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Filing 15
MOTION for Stephen L. Cohen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163902. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Morningstar Credit Ratings, LLC. (Attachments: #1 Certificate of Good Standing (DC)).(Cohen, Stephen)
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Filing 14
MOTION for David S. Petron to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163762. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Morningstar Credit Ratings, LLC. (Attachments: #1 Certificate of Good Standing (DC)).(Petron, David)
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Filing 13
MOTION for Christopher R. Mills to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24163700. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Morningstar Credit Ratings, LLC. (Attachments: #1 Certificate of Good Standing (DC)).(Mills, Christopher)
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Filing 12
NOTICE OF APPEARANCE by Cody L. Reaves on behalf of Morningstar Credit Ratings, LLC..(Reaves, Cody)
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Filing 11
AFFIDAVIT OF SERVICE of Order and Notice of Initial Status Conference served on Morningstar Credit Ratings, LLC on February 19, 2021. Service was accepted by Benjamin Mundel, Counsel for Morningstar Credit Ratings, LLC. Document filed by U.S. Securities and Exchange Commission..(Connor, James)
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Filing 10
ORDER granting #9 Motion for James Patrick Connor to Appear Pro Hac Vice (HEREBY ORDERED by Judge Ronnie Abrams)(Text Only Order) (arc)
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Filing 9
MOTION for James Patrick Connor to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit, #2 Text of Proposed Order, #3 Certificate of Good Standing (DC), #4 Certificate of Good Standing (VA)).(Connor, James)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #9 MOTION for James Patrick Connor to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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Filing 8
NOTICE OF APPEARANCE by Benjamin M. Mundel on behalf of Morningstar Credit Ratings, LLC..(Mundel, Benjamin)
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Filing 7
WAIVER OF SERVICE RETURNED EXECUTED. Morningstar Credit Ratings, LLC waiver sent on 2/17/2021, answer due 4/19/2021. Document filed by U.S. Securities and Exchange Commission..(Connor, James)
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Filing 6
ORDER AND NOTICE OF INITIAL CONFERENCE: IT IS FURTHER ORDERED that counsel for all parties appear for an initial status conference on May 14, 2021 at 2:30 p.m. The Court will hold this conference by telephone. The parties shall use the dial-in information provided below to call into the conference: Call-in Number: (888) 363-4749; Access Code: 1015508. This conference line is open to the public. Initial Conference set for 5/14/2021 at 02:30 PM before Judge Ronnie Abrams. (Signed by Judge Ronnie Abrams on 2/19/2021) (nb)
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Filing 5
ELECTRONIC SUMMONS ISSUED as to Morningstar Credit Ratings, LLC..(dnh)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney James Patrick Connor. The party information for the following party/parties has been modified: U.S. Securities and Exchange Commission. The information for the party/parties has been modified for the following reason/reasons: Party text entered erroneously. (dnh)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Ronnie Abrams. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(dnh)
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Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (dnh)
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Case Designated ECF. (dnh)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to Morningstar Credit Ratings, LLC, re: #1 Complaint. Document filed by U.S. Securities and Exchange Commission..(Connor, James)
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Filing 3
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for James Patrick Connor to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities and Exchange Commission. (Attachments: #1 Affidavit, #2 Text of Proposed Order, #3 Certificate of Good Standing (DC), #4 Certificate of Good Standing (VA)).(Connor, James) Modified on 2/16/2021 (bcu).
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Filing 2
CIVIL COVER SHEET filed..(Connor, James)
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Filing 1
COMPLAINT against Morningstar Credit Ratings, LLC. Document filed by U.S. Securities and Exchange Commission..(Connor, James)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #3 MOTION for James Patrick Connor to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Virginia. We do not accept certificates from a state bar registrar for this state;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
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