Securities and Exchange Commission v. AT&T Inc. et al
| Securities and Exchange Commission |
| Christopher C. Womack, AT&T Inc., Michael J Black and Kent D. Evans |
| Wells Fargo Securities, LLC |
| Non-Party Deutsche Bank Securities Inc. |
| 1:2021cv01951 |
| March 5, 2021 |
| US District Court for the Southern District of New York |
| Paul A Engelmayer |
| Securities/Commodities |
| Both |
Docket Report
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This docket was last retrieved on December 5, 2022. A more recent docket listing may be available from PACER.
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Filing 291
FINAL JUDGMENT AS TO DEFENDANT MICHAEL J. BLACK IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $25,000 to the Securities and Exchange Commission pursuant to Section 2l(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)). Defendant shall make this payment within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) Michael J Black terminated. (Signed by Judge Paul A. Engelmayer on 12/5/2022) (jca) Transmission to Finance Unit (Cashiers) for processing.
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Filing 290
FINAL JUDGMENT AS TO DEFENDANT KENT D. EVANS IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $25,000 to the Securities and Exchange Commission pursuant to Section 2l(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)]. Defendant shall make this payment within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) Kent D. Evans terminated. (Signed by Judge Paul A. Engelmayer on 12/5/2022) (jca)
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Filing 289
FINAL JUDGMENT AS TO DEFENDANT CHRISTOPHER C. WOMACK IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $25,000 to the Securities and Exchange Commission pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)]. Defendant shall make this payment within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein.) Christopher C. Womack terminated. (Signed by Judge Paul A. Engelmayer on 12/5/2022) (jca) Transmission to Finance Unit (Cashiers) for processing.
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Filing 288
FINAL JUDGMENT AS TO DEFENDANT AT&T, INC. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of $6,250,000 to the Securities and Exchange Commission pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)]. Defendant shall make this payment within 30 days after entry of this Final Judgment. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (And as further set forth herein). AT&T Inc. terminated. (Signed by Judge Paul A. Engelmayer on 12/5/2022) (jca) Transmission to Finance Unit (Cashiers) for processing.
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Filing 287
ORDER The Clerk of Court is respectfully directed to terminate all pending motions and close the case. (And as further set forth herein.) SO ORDERED. (Signed by Judge Paul A. Engelmayer on 12/5/2022) (jca)
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Transmission to Finance Unit (Cashiers). Transmitted re: #290 Judgment to the Finance Unit (Cashiers) for case processing. (jca)
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Filing 286
SETTLEMENT AGREEMENT Joint letter regarding proposed settlement. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A - Consent of Defendant AT&T, Inc., #2 Exhibit B - Proposed Final Judgment as to Defendant AT&T, Inc., #3 Exhibit C - Consent of Defendant Christopher C. Womack, #4 Exhibit D - Proposed Final Judgment as to Defendant Christopher C. Womack, #5 Exhibit E - Consent of Defendant Kent D. Evans, #6 Exhibit F - Proposed Final Judgment as to Defendant Kent D. Evans, #7 Exhibit G - Consent of Defendant Michael J. Black, #8 Exhibit H - Proposed Final Judgment as to Defendant Michael J. Black).(Suthammanont, Victor)
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Filing 285
SEALED DOCUMENT placed in vault..(jus)
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Filing 284
ORDER. The Court has received a joint request from counsel to extend the deadline for its status letter, see Dkt. 283, from October 31, 2022, to December 5, 2022. The Court grants this request. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 11/1/22) (yv)
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Filing 283
ORDER: The Court has received a joint request from counsel to extend the deadline for its status letter, see Dkt. 282, from October 17, 2022, to October 31, 2022. The Court grants this request. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 10/13/2022) (ks)
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Minute Entry for proceedings held before Magistrate Judge Jennifer E Willis: Settlement Conference held on 9/26/2022. (cda)
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Filing 282
ORDER: On September 8, 2022, the Court issued an opinion and order which, inter alia, denied the parties' cross-motions for summary judgment, and stated that an order as to next steps would follow. Dkt. 281. The Court understands that a settlement conference with Magistrate Judge Willis is scheduled for September 26, 2022. See Dkt. 277. The Court directs that, should that conference not result in settlement, the parties thereafter meet and confer and, on October 17, 2022, submit a joint letter setting out their view(s) as to next steps in this case, including a proposed schedule through the start of trial, and including an estimate of the length of a trial. To enable the parties-undistracted by the press of other work in this matter- to prepare for the settlement conference and to participate in such post-settlement-conference communications as may be necessary to finalize a settlement, the Court does not otherwise impose any obligations on counsel until the October 17 joint letter. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 9/14/2022) (vfr)
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Filing 281
OPINION AND ORDER re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. filed by AT&T Inc., #90 MOTION for Summary Judgment as to Liability. filed by Securities and Exchange Commission, #101 MOTION for Summary Judgment . filed by Kent D. Evans, Christopher C. Womack, Michael J Black, #99 MOTION for Summary Judgment . filed by AT&T Inc., #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. filed by Securities and Exchange Commission, #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. filed by Kent D. Evans, Christopher C. Womack, Michael J Black. For the foregoing reasons, the Court denies the individual defendants' motion to strike analysts' notes; denies without prejudice the SEC's and AT&T's Daubert motions; and denies all parties' motions for summary judgment. This case will now proceed toward trial, barring settlement. The Court will, by separate order, issue an order as to next steps in the case. The Clerk of Court is respectfully directed to terminate the motions pending at docket entries 88, 90, 97, 99, 101, and 138. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 9/8/2022) (tg)
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Filing 280
TRANSCRIPT of Proceedings re: ARGUMENT held on 7/6/2022 before Judge Paul A. Engelmayer. Court Reporter/Transcriber: Sharonda Jones, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/14/2022. Redacted Transcript Deadline set for 9/26/2022. Release of Transcript Restriction set for 11/22/2022..(McGuirk, Kelly)
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Filing 279
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 7/6/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
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Filing 278
TRANSCRIPT of Proceedings re: CONFERENCE held on 7/6/2022 before Judge Paul A. Engelmayer. Court Reporter/Transcriber: Sharonda Jones, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/9/2022. Redacted Transcript Deadline set for 9/19/2022. Release of Transcript Restriction set for 11/17/2022..(McGuirk, Kelly)
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Minute Entry Settlement Conference is scheduled to take place on 9/26/2022 10:00AM. The conference will be held at at 40 Foley Square New York, NY 10007 in courtroom 228. (cda)
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Filing 277
ORDER: This matter was redesignated to Judge Willis on August 8, 2022. Should the parties wish to schedule a settlement conference, the Parties are directed to contact Courtroom Deputy Christopher Davis via email at WillisNYSDChambers@nysd.uscourts.gov to provide three mutually agreeable dates in September. Any conference will be held in-person at Courtroom 228, 40 Foley Square, New York, New York. Parties must attend in-person with their counsel. Corporate parties must send the person with decision making authority to settle the matter to the conference. The parties are instructed to complete the Settlement Conference Summary Report and prepare pre-conference submissions in accordance with Judge Willis's Individual Practices. SO ORDERED. (Signed by Magistrate Judge Jennifer E Willis on 8/11/2022) (tg)
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***DELETED ENTRY of Notice of Case Reassignment to District Judge Andrew L. Carter, Jr. The entry was incorrectly filed in this case. (laq)
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Magistrate Judge Jennifer Willis is so redesignated. (laq)
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NOTICE OF REDESIGNATION TO ANOTHER MAGISTRATE JUDGE. The above entitled action has been redesignated to Magistrate Judge Jennifer E. Willis. Please note that this is a reassignment of the designation only. (laq)
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NOTICE OF REASSIGNMENT OF A REFERRAL TO ANOTHER MAGISTRATE JUDGE. The referral in the above entitled action has been reassigned to Magistrate Judge Jennifer E Willis, for Settlement. Magistrate Judge Barbara C. Moses no longer referred to the case. (laq)
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Filing 276
***SELECTED PARTIES***NOTICE of Defendants Response to Plaintiffs Local Rule 56.1 Statement of Undisputed Material Facts and Counterstatement of Material Facts (Redactions highlighted) re: #232 LETTER MOTION to Seal /Redact addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 10, 2022.. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack. Motion or Order to File Under Seal: #232 .(Krumholz, Richard)
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Filing 275
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated 8.5.2022 re: Updated public versions of unredacted analyst filings. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3).(Krumholz, Richard)
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Filing 274
***SELECTED PARTIES***AMENDED MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. Local Rule 56.1 Statement with redactions removed pursuant to DE 260 [version with redactions marked for the Court]. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #239 .(Suthammanont, Victor)
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Filing 273
AMENDED MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. Local Rule 56.1 Statement with redactions removed pursuant to DE 260. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 272
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated August 5, 2022 re: Filing of unredacted documents pursuant to the Court's Order regarding sealing [DE 260]. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit PX 64, #2 Exhibit PX 84, #3 Exhibit PX 156).(Suthammanont, Victor)
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Filing 271
ORDER granting #269 Letter Motion for Conference re: #269 JOINT LETTER MOTION for Conference Requesting Referral to a Magistrate Judge for Mediation addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated August 3, 2022. The Court will refer the case to Magistrate Judge Moses by separate order, with the referral subject to the conditions identified in this letter. (Signed by Judge Paul A. Engelmayer on 8/4/2022) (ate)
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Filing 270
ORDER REFERRING CASE TO MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Barbara C. Moses. Counsel for plaintiff is directed to contact the Magistrate Judge's chambers to schedule a settlement conference on a mutually agreeable date at such time that the parties agree a conference would be useful. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 8/4/2022) (jca)
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Filing 269
JOINT LETTER MOTION for Conference Requesting Referral to a Magistrate Judge for Mediation addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated August 3, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 268
MEMO ENDORSEMENT on re: #264 Letter, filed by Wells Fargo Securities, LLC. ENDORSEMENT: Granted. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 7/22/2022) (jca)
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Filing 267
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated July 8, 2022 re: unredacted versions of deposition transcripts that were attached as exhibits to the Declaration of Peter A. Stokes. Document filed by AT&T Inc.. (Attachments: #1 Exhibit /Attachment 1 unredacted version of DE 134-32, #2 Exhibit /Attachment 2 unredacted version of DE 134-50).(Krumholz, Richard)
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Filing 266
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated July 7, 2022 re: unredacted version of materials that were attached as exhibits to the Declaration of Peter A. Stokes. Document filed by AT&T Inc.. (Attachments: #1 Exhibit /Attachment 1 - unredacted version of DE 134-5, #2 Exhibit /Attachment 2 - unredacted version of DE 134-6).(Krumholz, Richard)
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Minute Entry for proceedings held before Judge Paul A. Engelmayer: Oral Argument held on 7/6/2022. Plaintiff's counsel present. Defendants' counsel present. Court reporter present. (ajs)
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Filing 265
***SELECTED PARTIES***REDACTION to #264 Letter, by Wells Fargo Securities, LLC, AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack (Attachments: #1 Exhibit A)Motion or Order to File Under Seal: #264 .(Kelly, Noreen)
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Filing 264
LETTER addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated July 1, 2022 re: Proposed Redactions. Document filed by Wells Fargo Securities, LLC. (Attachments: #1 Exhibit A-Compliance Manual (Redacted), #2 Exhibit B-The Bulletin).(Kelly, Noreen)
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Pro Hac Vice Fee Due: for #262 MOTION for Charles T Rice to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. (vba)
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Filing 263
ORDER: On June 7, 2022, the Court scheduled argument in this case for July 6, 2022 at 10 a.m. Dkt. 162. The Court hereby notifies the parties that the argument will last approximately three hours, with each side allocated 90 minutes, and defendants arguing first. There will be a short break between defendants' and plaintiff's arguments. To assure an orderly and efficient presentation, the Court directs each side to identify for the Court, by email due July 5, 2022, at noon, which counsel will be speaking for each side, on which topics, and the time allocated to each speaker. The Court's email address is EngelmayerNYSDChambers@nysd.uscourts.gov. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/30/2022) (va)
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Filing 262
MOTION for Charles T Rice to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael J Black, Kent D. Evans. (Attachments: #1 Affidavit Affidavit ISO PHV, #2 Exhibit Cert of Good Standing, #3 Text of Proposed Order proposed Order).(Tillotson, Jeffrey)
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Filing 261
NOTICE OF APPEARANCE by Katey Lynn Fardelmann on behalf of AT&T Inc...(Fardelmann, Katey)
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Filing 260
ORDER granting #230 Letter Motion to Seal. Deutsche Bank may refile a motion to seal with proposed redactions of discrete items of deposition testimony, explaining why this testimony implicates sensitive privacy interests by July 7, 2022. If such filing is not made, the parties are directed to file unredacted and unsealed deposition transcripts by July 8, 2022. Wells Fargo's motion to seal/redact is granted as to the native excel models and expert report describing the models and denied as to the remainder. Wells Fargo is directed to submit its proposed redactions to the compliance materials by July 1, 2022. The Court denies Citi's requested redactions, as it has not responded to the Court's order of June 13, 2022, directing it to file such proposed redactions. The parties are directed to file the unredacted version of Citi's compliance materials, Dkts. 134-5, 134-6 (sealed), by July 7, 2022. The Clerk of the Court is respectfully directed to close the motion pending at docket 230. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/29/2022) (jca)
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Filing 259
ORDER terminating #256 Letter Motion for Oral Argument; terminating #257 Letter Motion for Oral Argument; terminating #258 Letter Motion for Oral Argument. The Court has received three letter motions to bring electronic devices into the courthouse for the July 6, 2022, oral argument scheduled in this case. Dkts. 256, 257, 258. Counsel are directed to fill out the form for electronic devices, available on the District website, and submit it to the Court via email at EngelmayerNYSDChambers@nysd.uscourts.gov, by July 1, 2022. Per courthouse rules, each attorney is permitted one laptop and one cellphone. No other electronic devices are allowed. The Clerk of the Court is respectfully directed to close the motions pending at dockets 256, 257, and 258. SO ORDERED.. (Signed by Judge Paul A. Engelmayer on 6/24/2022) (jca)
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Filing 258
LETTER MOTION for Oral Argument - Request for permission to bring electronic devices to oral argument scheduled on July 6, 2022 addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 23, 2022. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 257
LETTER MOTION for Oral Argument Request for permission to bring electronic devices to oral argument scheduled on July 6, 2022 addressed to Judge Paul A. Engelmayer from Jeffrey M. Tillotson dated June 23, 2022. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 256
LETTER MOTION for Oral Argument Request for permission to bring electronic devices to oral argument scheduled on July 6, 2022 addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 23, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 255
LETTER REPLY to Response to Motion addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 22, 2022 re: #230 LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. . Document filed by Wells Fargo Securities, LLC..(Kelly, Noreen)
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Filing 254
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 21, 2022 re: unredacted version of the UBS compliance manual that Defendants attached as an Exhibit to the Declaration of Peter A. Stokes, originally filed as Docket Numbers 134-12 (sealed) and 203-12 (redacted). Document filed by AT&T Inc.. (Attachments: #1 Exhibit Unredacted DE 134-12 and 203-12).(Krumholz, Richard)
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Filing 253
***SELECTED PARTIES***NOTICE of Filing Unredacted Copy of the Relevant Document with the proposed redactions highlighted re: #239 Memo Endorsement, Set Deadlines,,,,,, #252 Letter,. Document filed by Deutsche Bank Securities Inc., AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack. Motion or Order to File Under Seal: #239 .(Pereira, Nicole)
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Filing 252
LETTER addressed to Judge Paul A. Engelmayer from Nicole M. Pereira, Esq. and G. Patrick Montgomery, Esq. dated 6/17/2022 re: the redactions to deposition testimony referenced in the parties June 10, 2022 letter submitted per Order (ECF Doc.239). Document filed by Deutsche Bank Securities Inc.. (Attachments: #1 Exhibit Redacted Public Version).(Pereira, Nicole)
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Filing 251
MEMO ENDORSEMENT on re: #244 Letter, filed by Securities and Exchange Commission ENDORSEMENT: Granted. Dockets 167-34, 190-59, and 240 are to remain sealed. Dockets 241-34 and 242, the redacted versions of those filings, are to remain unsealed. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/16/2022) (ks)
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Filing 250
MEMO ENDORSEMENT on re: #237 Letter, filed by Securities and Exchange Commission. ENDORSEMENT: Granted. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/16/2022) (va)
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Filing 249
ORDER granting #232 Letter Motion to Seal. Granted. The Court thanks AT&T for this letter and grants leave to file the requested exhibits under seal. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/16/2022) (va)
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Filing 248
LETTER RESPONSE to Motion addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 15, 2022 re: #230 LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. . Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 247
***SELECTED PARTIES***REDACTION to #245 Letter, #230 LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. Exhibit 2 (sealed version showing redactions) by Wells Fargo Securities, LLC, AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. WomackMotion or Order to File Under Seal: #230 .(Kelly, Noreen)
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Filing 246
***SELECTED PARTIES***REDACTION to #245 Letter, #230 LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. Exhibit 1 (sealed version showing redactions) by Wells Fargo Securities, LLC, AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. WomackMotion or Order to File Under Seal: #230 .(Kelly, Noreen)
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Filing 245
LETTER addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 14, 2022 re: Pending Letter Motion to Seal (Dkt. No. 230). Document filed by Wells Fargo Securities, LLC. (Attachments: #1 Exhibit 1 (Redacted), #2 Exhibit 2 (Redacted)).(Kelly, Noreen)
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Filing 244
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 14, 2022 re: Substitute Filings of Certain Exhibits (DE 167-34, 190-59, 240, 241, 242, 243). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 243
***SELECTED PARTIES***REDACTION to #190 Declaration in Opposition to Motion,,,,,,, Plaintiff's Exhibit 164 (sealed version showing redacted portions) by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. WomackMotion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 242
REDACTION to #190 Declaration in Opposition to Motion,,,,,,, Plaintiff's Exhibit 164 (Redacted) by Securities and Exchange Commission.(Suthammanont, Victor)
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Filing 241
REDACTION to #167 Declaration in Support of Motion,,,, Vasilescu Exhibit 34 by Securities and Exchange Commission.(Suthammanont, Victor)
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Filing 240
REDACTION to #167 Declaration in Support of Motion,,,, Vasilescu Exhibit 34 (Redacted) by Securities and Exchange Commission (Attachments: #1 Supplement Part II of Vasilescu Exhibit 34).(Suthammanont, Victor)
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Filing 239
MEMO ENDORSEMENT on re: #223 Letter, filed by Securities and Exchange Commission. ENDORSEMENT: The first and third requests to redact are granted. As to the second request, Citi, Deutsche Bank, and UBS are directed to redact, to the minimum extent necessary, their compliance manuals and handbooks. As to the fourth request, Deutsche Bank is directed to submit a one-page letter on the docket of this case by June 17, 2022 explaining why such redactions are necessary, as Individual Rule 4(B)(1) covers only the material described in Federal rule of Civil Procedure 5.2, and not employment history. As to the fifth request, the SEC is directed to respond any letter motion to seal by Wells Fargo, Dkt. 230, by June 15, 2022. SO ORDERED. ( Responses due by 6/15/2022.) (Signed by Judge Paul A. Engelmayer on 6/13/2022) (va)
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Filing 238
ORDER granting #219 JOINT LETTER MOTION for Extension of Time to file highlighted unredacted copies (under seal). Granted. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/13/2022) (jca)
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Filing 237
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 13, 2022 re: Substitute filing of Response to Defendant AT&T, Inc.'s Counterstatements of Undisputed Material Facts (DE 209, 235, and 236). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 236
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff SEC Response to Defendant AT&T, Inc.'s Counterstatements of Undisputed Material Facts (sealed highlighted version of DE 235). Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 235
RESPONSE in Support of Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff SEC Response to Defendant AT&T, Inc.'s Counterstatements of Undisputed Material Facts (public version of DE 155; redacted version of DE 209). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 234
***SELECTED PARTIES***NOTICE of Defendant AT&T Inc.'s Index of Redacted Documents re: #232 LETTER MOTION to Seal /Redact addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 10, 2022.. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack. (Attachments: #1 Exhibit 1 - Joint Ex. 116, #2 Exhibit 2 - Joint Ex. 117, #3 Exhibit 3 - Joint Ex. 118, #4 Exhibit 4 - Joint Ex. 127, #5 Exhibit 5 - Joint Ex. 133, #6 Exhibit 6 - Joint Ex. 145, #7 Exhibit 7 - Joint Ex. 153, #8 Exhibit 8 - Joint Ex. 154, #9 Exhibit 9 - Joint Ex. 156, #10 Exhibit 10 - Krumholz Decl. Ex. 1, #11 Exhibit 11 - Krumholz Decl. Ex. 9, #12 Exhibit 12 - Krumholz Decl. Ex. 9, #13 Exhibit 13 - Stephens Decl. Ex. 1, #14 Exhibit 14 - Entner Decl. Ex. 1, #15 Exhibit 15 - Valentine Decl. Ex. 1, #16 Exhibit 16 - Krumholz Decl. Ex. 5, #17 Exhibit 17 - Krumholz Decl. Ex. 7, #18 Exhibit 18 - Krumholz Decl. Ex. 12, #19 Exhibit 19 - Stokes Decl. Ex. 5, #20 Exhibit 20 - Stokes Decl. Ex. 6, #21 Exhibit 21 - Stokes Decl. Ex. 7, #22 Exhibit 22 - Stokes Decl. Ex. 9, #23 Exhibit 23 - Stokes Decl. Ex. 10, #24 Exhibit 24 - Stokes Decl. Ex. 12, #25 Exhibit 25 - Stokes Decl. Ex. 14, #26 Exhibit 26 - Stokes Decl. Ex. 19, #27 Exhibit 27 - Stokes Decl. Ex. 32, #28 Exhibit 28 - Stokes Decl. Ex. 50, #29 Exhibit 29 - Stokes Decl. Ex. 57, #30 Exhibit 30 - Defendant AT&Ts Memorandum of Law in Opposition to SECs Motion for Summary Judgment, #31 Exhibit 31 - Defendants' Response to Plaintiff's Local Rule 56.1 Statement of Undisputed Material Facts and Counterstatement of Material Facts, #32 Exhibit 32 - Krumholz Decl. Ex. 5)Motion or Order to File Under Seal: #232 .(Krumholz, Richard)
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Filing 233
DECLARATION of James Lacy in Support re: #232 LETTER MOTION to Seal /Redact addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 10, 2022.. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 232
LETTER MOTION to Seal /Redact addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated June 10, 2022. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 231
***SELECTED PARTIES***REDACTION to #230 LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. by Wells Fargo Securities, LLC, AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9)Motion or Order to File Under Seal: #230 .(Kelly, Noreen)
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Filing 230
LETTER MOTION to Seal addressed to Judge Paul A. Engelmayer from Noreen A. Kelly dated June 10, 2022. Document filed by Wells Fargo Securities, LLC. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9).(Kelly, Noreen)
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Filing 229
***SELECTED PARTIES***NOTICE of Plaintiff SEC's Index of Redacted Documents re: #178 Declaration in Support of Motion,,,,,,,,,,,,, #191 Declaration in Opposition to Motion,,, #167 Declaration in Support of Motion,,,, #165 Notice (Other), #190 Declaration in Opposition to Motion,,,,,,, #168 Memorandum of Law in Support of Motion,. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit SEC 56.1 - Highlighted, #2 Exhibit J. Ex. 279 - Highlighted, #3 Exhibit J. Ex. 290 - Highlighted, #4 Exhibit J. Ex. 292 - Highlighted, #5 Exhibit P. Ex. 7 - Highlighted, #6 Exhibit P. Ex. 8 - Highlighted, #7 Exhibit P. Ex. 37, Vasilescu Ex. 34 - Highlighted (Pt. 1), #8 Exhibit P. Ex. 37, Vasilescu Ex. 34 - Highlighted (Pt. 2), #9 Exhibit P. Ex. 43 - Highlighted, #10 Exhibit P. Ex. 64 - Highlighted, #11 Exhibit P. Ex. 84 - Highlighted, #12 Exhibit P. Ex. 85 - Highlighted, #13 Exhibit P. Ex. 115 - Highlighted, #14 Exhibit P. Ex. 156 - Highlighted, #15 Exhibit Vasilescu Ex. 4 - Highlighted, #16 Exhibit Vasilescu Ex. 15 - Highlighted, #17 Exhibit Vasilescu Ex. 18 - Highlighted, #18 Exhibit Vasilescu Ex. 23 - Highlighted, #19 Exhibit Vasilescu Ex. 35 - Highlighted, #20 Exhibit Vasilescu Ex. 36 - Highlighted, #21 Exhibit Guo Ex. 10 - Highlighted)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 228
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Sealed Version of DE 141 with Requested Redactions Highlighted of Individual Defendants' Supplemental Statements of Additional Material Facts Pursuant to LR 56.1. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 227
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Sealed Version with Requested Redactions Highlighted of Individual Defendants' Supplemental Appendix in Opposition to Plaintiff's Motion for Summary Judgment. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 226
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Sealed Version with Requested Redactions Highlighted Individual Defendants Amended Memorandum of Law in Opposition to Plaintiff's Motion for Summary Judgment. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 225
NOTICE of Defendant AT&T Inc.'s Errata Sheet. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 224
NOTICE of Consolidated Errata Sheet to Individual Defendants' Amended Memorandum of Law in Opposition to the SEC's Motion for Summary Judgment re: #143 Memorandum of Law in Opposition to Motion,. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 223
JOINT LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 10, 2022 re: Third-party requests to file certain documents under seal or with redactions. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 222
MEMORANDUM OF LAW in Opposition re: #195 MOTION to Strike Document No. #92 Public Version of D.E. 138 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment., #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. . Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 221
NOTICE of Consolidated errata sheet to Plaintiff SEC's summary judgment and Daubert motion filings re: #129 Response in Opposition to Motion, #158 Reply Affirmation in Support of Motion,, #133 Declaration in Opposition to Motion,,,,,, #93 Declaration in Support of Motion,,,, #127 Memorandum of Law in Opposition to Motion, #95 Declaration in Support of Motion,,,,,,,,, #156 Response in Support of Motion, #92 Memorandum of Law in Support of Motion, #130 Response in Opposition to Motion,. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 220
DECLARATION of David Zetlin-Jones in Opposition re: #195 MOTION to Strike Document No. #92 Public Version of D.E. 138 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment., #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 179, #2 Exhibit 180, #3 Exhibit 181, #4 Exhibit 182, #5 Exhibit 183).(Vasilescu, Alexander)
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Filing 219
JOINT LETTER MOTION for Extension of Time to file highlighted unredacted copies (under seal) addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 10, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 218
RESPONSE in Opposition to Motion re: #99 MOTION for Summary Judgment . Defendants' Responses to Plaintiff's Additional Disputed Facts (Public Version of D.E. 153). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 217
REPLY MEMORANDUM OF LAW in Support re: #99 MOTION for Summary Judgment . Defendants' Motion for Summary Judgment on the Pleadings and Motions for Summary Judgment (Public Version of D.E. 148). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 216
DECLARATION of Victor Suthammanont in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit P. Ex. 168, #2 Exhibit P. Ex. 169, #3 Exhibit P. Ex. 170, #4 Exhibit P. Ex. 171, #5 Exhibit P. Ex. 172, #6 Exhibit P. Ex. 173, #7 Exhibit P. Ex. 174, #8 Exhibit P. Ex. 175, #9 Exhibit P. Ex. 176, #10 Exhibit P. Ex. 177, #11 Exhibit P. Ex. 178).(Suthammanont, Victor)
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Filing 215
REPLY MEMORANDUM OF LAW in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. (public version of sealed DE 150). Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 214
DECLARATION of Jordan Baker in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4).(Suthammanont, Victor)
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Filing 213
DECLARATION of Richard S. Krumholz in Support of Defendants' Reply Memorandum of Law in Further Support of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony (Public Version of D.E. 147) in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 32, #2 Exhibit 33, #3 Exhibit 34, #4 Exhibit 35, #5 Exhibit 36 (REDACTED)).(Krumholz, Richard)
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Filing 212
RESPONSE in Support of Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff SEC's Response to Individual Defendants' Additional Undisputed Material Facts (public version of DE 156). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 211
DECLARATION of Seth M. Kruglak (Public Version of D.E. 152) in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6).(Kruglak, Seth)
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Filing 210
REPLY AFFIRMATION of David Zetlin-Jones in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13).(Vasilescu, Alexander)
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Filing 209
RESPONSE in Support of Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff SEC Response to Defendant AT&T, Inc.'s Counterstatements of Undisputed Material Facts (public version of DE 155). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 208
REPLY MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. (Public version of DE 149). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 207
REPLY MEMORANDUM OF LAW in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. (Public Version of D.E. 154). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 206
RESPONSE in Opposition to Motion re: #90 MOTION for Summary Judgment as to Liability. to Plaintiff's Local Rule 56.1 Statement (Public Version of D.E. 137). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 205
DECLARATION of John Stephens (Supplemental)(Public Version of D.E. 135) in Opposition re: #90 MOTION for Summary Judgment as to Liability.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2 (REDACTED)).(Krumholz, Richard)
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Filing 204
MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. to SEC's Motion for Summary Judgment (Public Version of D.E. 136)(REDACTED). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 203
DECLARATION of Peter A. Stokes (Public Version of D.E. 134) in Opposition re: #90 MOTION for Summary Judgment as to Liability.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5 (Redacted), #6 Exhibit 6 (Redacted), #7 Exhibit 7 (Redacted), #8 Exhibit 8, #9 Exhibit 9 (Redacted), #10 Exhibit 10 (Redacted), #11 Exhibit 11, #12 Exhibit 12 (Redacted), #13 Exhibit 13, #14 Exhibit 14 (Redacted), #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19 (Redacted), #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32 (Redacted), #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46, #47 Exhibit 47, #48 Errata 48, #49 Exhibit 49, #50 Exhibit 50 (Redacted), #51 Exhibit 51, #52 Exhibit 52, #53 Exhibit 53, #54 Exhibit 54, #55 Exhibit 55, #56 Exhibit 56, #57 Exhibit 57 (Redacted)).(Stokes, Peter)
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Filing 202
DECLARATION of Richard S. Krumholz (Public Version of D.E. 131) in Opposition re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5 (REDACTED), #6 Exhibit 6, #7 Exhibit 7 (REDACTED), #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12 (REDACTED), #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23).(Krumholz, Richard)
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Filing 201
MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Public Version of D.E. 142 (with redactions) Individual Defendants' Supplemental Appendix in Opposition to Plaintiff's Motion for Summary Judgment. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 200
MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Public Version of D.E. 141 (with redactions) Individual Defendants' Supplemental Additional Statements of Fact. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 199
MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. Public Version of D.E. 143 (with redactions) Individual Defendants' Amended Memorandum of Law in Opposition to Plaintiff's Motion for Summary Judgment. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 198
MEMORANDUM OF LAW in Support re: #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. Public Version of D.E. 139. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 197
RESPONSE in Opposition to Motion re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . Plaintiff SEC's Response to Individual Defendants' Rule 56.1 Statement (public version of DE 130). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 196
MEMORANDUM OF LAW in Opposition re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. to Plaintiff's Consolidated Motion to Exclude the Testimony of Defendants' Expert Witnesses (Public Version of D.E. 132). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 195
MOTION to Strike Document No. #92 Public Version of D.E. 138 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 194
RESPONSE in Opposition to Motion re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . Plaintiff SEC Response to Defendant AT&T Rule 56.1 Statement (public version of DE 129). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 193
MEMORANDUM OF LAW in Opposition re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. (public version of sealed DE 127). Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 192
MEMORANDUM OF LAW in Opposition re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . (Public version of DE 128). Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 191
DECLARATION of Joy Guo in Opposition re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Errata 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29).(Vasilescu, Alexander)
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Filing 190
DECLARATION of David Zetlin-Jones in Opposition re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit P. Ex. 110, #6 Exhibit P. Ex. 111, #7 Exhibit P. Ex. 112, #8 Exhibit P. Ex. 113, #9 Exhibit P. Ex. 114, #10 Exhibit P. Ex. 115 - Redacted, #11 Exhibit P. Ex. 116, #12 Exhibit P. Ex. 117, #13 Exhibit P. Ex. 118, #14 Exhibit P. Ex. 119, #15 Exhibit P. Ex. 120, #16 Exhibit P. Ex. 121, #17 Exhibit P. Ex. 122, #18 Exhibit P. Ex. 123, #19 Exhibit P. Ex. 124, #20 Exhibit P. Ex. 125, #21 Exhibit P. Ex. 126, #22 Exhibit P. Ex. 127, #23 Exhibit P. Ex. 128, #24 Exhibit P. Ex. 129, #25 Exhibit P. Ex. 130, #26 Exhibit P. Ex. 131, #27 Exhibit P. Ex. 132, #28 Exhibit P. Ex. 133, #29 Exhibit P. Ex. 134, #30 Exhibit P. Ex. 135, #31 Exhibit P. Ex. 136, #32 Exhibit P. Ex. 137, #33 Exhibit P. Ex. 138, #34 Exhibit P. Ex. 139, #35 Exhibit P. Ex. 140, #36 Exhibit P. Ex. 141, #37 Exhibit P. Ex. 142, #38 Exhibit P. Ex. 143, #39 Exhibit P. Ex. 144, #40 Exhibit P. Ex. 145, #41 Exhibit P. Ex. 146, #42 Exhibit P. Ex. 147, #43 Exhibit P. Ex. 148, #44 Exhibit P. Ex. 149, #45 Exhibit P. Ex. 150, #46 Exhibit P. Ex. 151, #47 Exhibit P. Ex. 152, #48 Exhibit P. Ex. 153, #49 Exhibit P. Ex. 154, #50 Exhibit P. Ex. 155, #51 Exhibit P. Ex. 156 - Redacted, #52 Exhibit P. Ex. 157, #53 Exhibit P. Ex. 158, #54 Exhibit P. Ex. 159, #55 Exhibit P. Ex. 160, #56 Exhibit P. Ex. 161, #57 Exhibit P. Ex. 162, #58 Exhibit P. Ex. 163, #59 Exhibit P. Ex. 164, #60 Exhibit P. Ex. 165, #61 Exhibit P. Ex. 166).(Suthammanont, Victor)
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Filing 189
DECLARATION of Christopher C. Womack (Public Version of D.E. 118) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 188
DECLARATION of Kent D. Evans (Public Version of D.E. 117) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 187
DECLARATION of Michael J. Black (Public Version of D.E. 116) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6).(Krumholz, Richard)
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Filing 186
DECLARATION of James J. Valentine (Public Version of D.E. 115) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (REDACTED), #2 Exhibit 2).(Krumholz, Richard)
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Filing 185
DECLARATION of Paul S. Atkins (Public Version of D.E. 114) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B).(Krumholz, Richard)
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Filing 184
DECLARATION of Roger Entner (Public Version of D.E. 113) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (REDACTED), #2 Exhibit 2, #3 Exhibit 3).(Krumholz, Richard)
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Filing 183
DECLARATION of Allen Ferrell (Public Version of D.E. 112) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1).(Krumholz, Richard)
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Filing 182
DECLARATION of Lucy P. Allen (Public Version of D.E. 111) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E).(Krumholz, Richard)
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Filing 181
DECLARATION of Michael Viola (Public Version of D.E. 110) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4).(Krumholz, Richard)
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Filing 180
DECLARATION of John Stephens (Public Version of D.E. 109) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (REDACTED)).(Krumholz, Richard)
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Filing 179
DECLARATION of Richard S. Krumholz (Public Version of D.E. 108) in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9 (REDACTED), #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17 (REDACTED), #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39).(Krumholz, Richard)
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Filing 178
DECLARATION of Victor Suthammanont in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit P. Ex. 1, #2 Exhibit P. Ex. 2, #3 Exhibit P. Ex. 3, #4 Exhibit P. Ex. 4, #5 Exhibit P. Ex. 5, #6 Exhibit P. Ex. 6, #7 Exhibit P. Ex. 7 - Redacted, #8 Exhibit P. Ex. 8 - Redacted, #9 Exhibit P. Ex. 9, #10 Exhibit P. Ex. 10 - Native Sealed, #11 Exhibit P. Ex. 11, #12 Exhibit P. Ex. 12, #13 Exhibit P. Ex. 13, #14 Exhibit P. Ex. 14, #15 Exhibit P. Ex. 15, #16 Exhibit P. Ex. 16, #17 Exhibit P. Ex. 17, #18 Exhibit P. Ex. 18, #19 Exhibit P. Ex. 19, #20 Exhibit P. Ex. 20, #21 Exhibit P. Ex. 21, #22 Exhibit P. Ex. 22, #23 Exhibit P. Ex. 23, #24 Exhibit P. Ex. 24, #25 Exhibit P. Ex. 25, #26 Exhibit P. Ex. 26, #27 Exhibit P. Ex. 27, #28 Exhibit P. Ex. 28, #29 Exhibit P. Ex. 29, #30 Exhibit P. Ex. 30, #31 Exhibit P. Ex. 31, #32 Exhibit P. Ex. 32, #33 Exhibit P. Ex. 33 - Native Sealed, #34 Exhibit P. Ex. 34, #35 Exhibit P. Ex. 35, #36 Exhibit P. Ex. 36, #37 Exhibit P. Ex. 37 - Redacted, #38 Exhibit P. Ex. 38 - Native Sealed, #39 Exhibit P. Ex. 39, #40 Exhibit P. Ex. 40, #41 Exhibit P. Ex. 41, #42 Exhibit P. Ex. 42, #43 Exhibit P. Ex. 43 - Redacted, #44 Exhibit P. Ex. 44, #45 Exhibit P. Ex. 45, #46 Exhibit P. Ex. 46 - Native Sealed, #47 Exhibit P. Ex. 47, #48 Exhibit P. Ex. 48, #49 Exhibit P. Ex. 49, #50 Exhibit P. Ex. 50, #51 Exhibit P. Ex. 51, #52 Exhibit P. Ex. 52, #53 Exhibit P. Ex. 53, #54 Exhibit P. Ex. 54, #55 Exhibit P. Ex. 55, #56 Exhibit P. Ex. 56, #57 Exhibit P. Ex. 57, #58 Exhibit P. Ex. 58, #59 Exhibit P. Ex. 59, #60 Exhibit P. Ex. 60, #61 Exhibit P. Ex. 61, #62 Exhibit P. Ex. 62, #63 Exhibit P. Ex. 63, #64 Exhibit P. Ex. 64 - Redacted, #65 Exhibit P. Ex. 65, #66 Exhibit P. Ex. 66, #67 Exhibit P. Ex. 67, #68 Exhibit P. Ex. 68, #69 Exhibit P. Ex. 69, #70 Exhibit P. Ex. 70, #71 Exhibit P. Ex. 71, #72 Exhibit P. Ex. 72, #73 Exhibit P. Ex. 73, #74 Exhibit P. Ex. 74, #75 Exhibit P. Ex. 75, #76 Exhibit P. Ex. 76, #77 Exhibit P. Ex. 77, #78 Exhibit P. Ex. 78, #79 Exhibit P. Ex. 79, #80 Exhibit P. Ex. 80, #81 Exhibit P. Ex. 81, #82 Exhibit P. Ex. 82, #83 Exhibit P. Ex. 83, #84 Exhibit P. Ex. 84 - Redacted, #85 Exhibit P. Ex. 85 - Redacted, #86 Exhibit P. Ex. 86, #87 Exhibit P. Ex. 87, #88 Exhibit P. Ex. 88, #89 Exhibit P. Ex. 89, #90 Exhibit P. Ex. 90 - Native Sealed, #91 Exhibit P. Ex. 91, #92 Exhibit P. Ex. 92, #93 Exhibit P. Ex. 93, #94 Exhibit P. Ex. 94, #95 Exhibit P. Ex. 95, #96 Exhibit P. Ex. 96, #97 Exhibit P. Ex. 97, #98 Exhibit P. Ex. 98, #99 Exhibit P. Ex. 99 - Native Sealed, #100 Exhibit P. Ex. 100- Native Sealed, #101 Exhibit P. Ex. 101 - Native Sealed, #102 Exhibit P. Ex. 102 - Native Sealed, #103 Exhibit P. Ex. 103, #104 Exhibit P. Ex. 104, #105 Exhibit P. Ex. 105, #106 Exhibit P. Ex. 106, #107 Exhibit P. Ex. 107, #108 Exhibit P. Ex. 108, #109 Exhibit P. Ex. 109).(Suthammanont, Victor)
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Filing 177
NOTICE of Rule 56.1 Statement of Material Facts (Public Version of D.E. 107) re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 176
MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . of Defendant AT&T Inc.'s Motion for Judgment on the Pleadings and for Summary Judgment (Public Version of D.E. 102. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 175
DECLARATION of Richard S. Krumholz (Public Version of D.E. 100) in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (REDACTED), #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9 (REDACTED), #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31).(Krumholz, Richard)
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Filing 174
DECLARATION of Jordan Baker in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit A, #39 Exhibit B).(Suthammanont, Victor)
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Filing 173
MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . Public Version of DE 106 Individual Defendants' Rule 56.1 Statement of Facts. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 172
MEMORANDUM OF LAW in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. (Redacted Public Version of D.E. 98). Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 171
MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . Public Version of DE 105 Appendix In Support of Individual Defendants' Motion for Summary Judgment. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 170
MEMORANDUM OF LAW in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. (public version of sealed DE 89). Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 169
MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . Public Version of DE 104. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 168
MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. Redacted; Public version of DE 92. Document filed by Securities and Exchange Commission. (Attachments: #1 Appendix A, #2 Appendix B, #3 Appendix C, #4 Appendix D).(Suthammanont, Victor)
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Filing 167
DECLARATION of Alexander Vasilescu in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46).(Vasilescu, Alexander)
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Filing 166
MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. Public version of DE 91. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 165
NOTICE of Appendix B to the Parties' Amended Joint Statement of Undisputed Facts (Public Version Part 2 of D.E. 86) re: #84 Notice (Other). Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 279 - Redacted, #2 Exhibit 290 - Redacted, #3 Exhibit 292 - Redacted).(Suthammanont, Victor)
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Filing 164
NOTICE of Appendix B to the Parties' Amended Joint Statement of Undisputed Facts (Public Version Part 1 of D.E. 86) re: #84 Notice (Other). Document filed by AT&T Inc.. (Attachments: #1 Exhibit 42, #2 Exhibit 60, #3 Exhibit Joint Exhibit 116 (REDACTED), #4 Exhibit Joint Exhibit 117 (REDACTED), #5 Exhibit Joint Exhibit 118 (REDACTED), #6 Exhibit 120, #7 Exhibit Joint Exhibit 127 (REDACTED), #8 Exhibit Joint Exhibit 133 (REDACTED), #9 Exhibit 143, #10 Exhibit Joint Exhibit 145 (REDACTED), #11 Exhibit 149, #12 Exhibit Joint Exhibit 153 (REDACTED), #13 Exhibit Joint Exhibit 154 (REDACTED), #14 Exhibit Joint Exhibit 156 (REDACTED), #15 Exhibit 158, #16 Exhibit 238, #17 Exhibit 239, #18 Exhibit 264, #19 Exhibit 267, #20 Exhibit 268, #21 Exhibit 269, #22 Exhibit 286, #23 Exhibit 289, #24 Exhibit 291).(Krumholz, Richard)
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***DELETED DOCUMENT. Deleted document number #164 ORDER granting #161 . The document was incorrectly filed in this case as it was duplicative of entry #163 . (tro)
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Filing 163
ORDER granting #161 JOINT LETTER MOTION for Leave to File Errata sheets related to parties' summary judgment and Daubert motions. Granted. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/7/2022) (jca)
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Filing 162
ORDER granting #160 LETTER MOTION for Oral Argument on Pending Motion. The Court hereby schedules oral argument on the pending motions in this case, see Dkt. 159, to take place on July 6, 2022, at 10 a.m. The argument will take place in person, in Courtroom 1305 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York, 10007. Parties are directed to review the District's COVID-19 rules, available at https://www.nysd.uscourts.gov/covid-19-coronavirus, to ensure that they will be able to gain access to the courthouse. The Clerk of the Court is respectfully directed to close the motion pending at docket 160. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/7/2022) (jca)
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Filing 161
JOINT LETTER MOTION for Leave to File Errata sheets related to parties' summary judgment and Daubert motions addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated June 7, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Set/Reset Hearings: Oral Argument set for 7/6/2022 at 10:00 AM in Courtroom 1305, 40 Centre Street, New York, NY 10007 before Judge Paul A. Engelmayer. (jca)
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Filing 160
LETTER MOTION for Oral Argument on Pending Motions addressed to Judge Paul A. Engelmayer from Richard Krumholz and Jon Patton dated May 31, 2022. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack..(Krumholz, Richard)
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Filing 159
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated May 31, 2022 re: Oral Argument on Summary Judgment and Daubert Motions. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 158
***SELECTED PARTIES***REPLY AFFIRMATION of Victor Suthammanont in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit P. Ex. 168, #2 Exhibit P. Ex. 169, #3 Exhibit P. Ex. 170, #4 Exhibit P. Ex. 171, #5 Exhibit P. Ex. 172, #6 Exhibit P. Ex. 173, #7 Exhibit P. Ex. 174, #8 Exhibit P. Ex. 175, #9 Exhibit P. Ex. 176, #10 Exhibit P. Ex. 177, #11 Exhibit P. Ex. 178)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 157
***SELECTED PARTIES***REPLY AFFIDAVIT of Jordan Baker in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 156
***SELECTED PARTIES*** RESPONSE in Support of Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff's Response to Individual Defendants' Additional Statement of Facts. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 155
***SELECTED PARTIES*** RESPONSE in Support of Motion re: #90 MOTION for Summary Judgment as to Liability. Plaintiff's Response to Defendant AT&T's Statement of Additional Undisputed Facts. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 154
***SELECTED PARTIES*** REPLY MEMORANDUM OF LAW in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. . Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 153
***SELECTED PARTIES*** RESPONSE re: #129 Response in Opposition to Motion, (Defendants' Responses to Plaintiff Securities and Exchange Commission's Additional Undisputed Facts). Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 152
***SELECTED PARTIES***DECLARATION of Seth M. Kruglak in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Lee Deposition Transcript, #2 Exhibit 2 - DiBucci Deposition Transcript, #3 Exhibit 3 - Blalock Deposition Transcript, #4 Exhibit 4 - Wolk Deposition Transcript 18-22 - 839340 - Final_full, #5 Exhibit 5 - Exhibit 578, #6 Exhibit 6 - Exhibit 582)Motion or Order to File Under Seal: #87 .(Kruglak, Seth)
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Filing 151
***SELECTED PARTIES***DECLARATION of David Zetlin-Jones in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13)Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 150
***SELECTED PARTIES*** REPLY MEMORANDUM OF LAW in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 149
***SELECTED PARTIES*** REPLY MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 148
***SELECTED PARTIES***JOINT REPLY MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . . Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 147
***SELECTED PARTIES***DECLARATION of Richard S. Krumholz in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. (Attachments: #1 Exhibit 32 - Blalock Transcript, #2 Errata 33 - SEC v. Big Apple Consulting, USA, 09-CV-01963 Pretrial Conf. Transcript, #3 Exhibit 34 - Cohen Transcript, #4 Exhibit 35 - DiBucci Transcript, #5 Exhibit 36 - Entner Report)Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 146
NOTICE OF APPEARANCE by Amy Rublin Mayer on behalf of Securities and Exchange Commission..(Mayer, Amy)
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Filing 145
ORDER terminating #144 Letter Motion for Conference re: #144 LETTER MOTION for Conference re: #139 Memorandum of Law in Support of Motion, #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. Defendants' brief at Dkt. 139 addressing the admissibility of analyst notes blatantly flouts the Court's explicit direction to counsel that it was precluding separate evidentiary motions alongside summary judgment motions. The Court clearly instructed counsel to make arguments about admissibility in the course of their summary judgment briefs. The Court is dismayed by the defense's gamesmanship. The defense's proper recourse should have been, following a meet-and-confer with plaintiffs counsel, to seek leave for additional pages in each side's briefs to enable counsel sufficiently to address this issue, rather than willfully disregarding the Court's direction. Rather than strike the brief, the Court authorizes the SEC to file a response brief on this discrete point, of up to 20 pages, due June 10, 2022. The summary judgment briefing schedule otherwise remains in place. The Court will not entertain or permit a reply of any kind to the SEC's response. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 5/23/2022) (jca)
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Set/Reset Deadlines: Responses due by 6/10/2022 (jca)
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Filing 144
LETTER MOTION for Conference re: #139 Memorandum of Law in Support of Motion, #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. Plaintiff's Letter Motion to Strike Defendants' Improper Papers or, in the Alternative, to Schedule a Conference addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated May 22, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 143
***SELECTED PARTIES***AMENDED MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. . Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 142
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #90 MOTION for Summary Judgment as to Liability. Supplemental Appendix of Defendants Christopher Womack, Kent Evans, and Michael Black in Opposition to Plaintiff's Motion for Summary Judgment. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 141
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #90 MOTION for Summary Judgment as to Liability. Individual Defendants' Supplemental Statements of Additional Material Facts Pursuant to Local Rule 56.1. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 140
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. By Individual Defendants Christopher Womack, Kent D. Evans, and Michael Black. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 139
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #138 MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. . Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 138
***SELECTED PARTIES*** MOTION to Strike Document No. #92 Defendants' Notice of Objection and Motion to Strike Evidence in Support of Plaintiff's Motion for Summary Judgment. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission.Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 137
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #90 MOTION for Summary Judgment as to Liability. (Defendants' Response to Plaintiff's Local Rule 56.1 Statement of Undisputed Material Facts and Counterstatement of Material Facts). Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 136
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #90 MOTION for Summary Judgment as to Liability. . Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Securities and Exchange Commission, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 135
***SELECTED PARTIES***DECLARATION of John Stephens in Opposition re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Exhibit 541 (2017 Proxy Statement), #2 Exhibit 2 - Financial and Accounting Matters, September 24, 2015 FINAL - ATTINC-00341149)Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 134
***SELECTED PARTIES***DECLARATION of Peter A. Stokes in Opposition re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - DREXEL-000024400, #2 Exhibit 2 - Citi March 10, 2016 Report, #3 Exhibit 3 - Office Depot Reg FD Settlement, #4 Exhibit 4 - SEC Staff Accounting Bulletin No. 99_ Materiality, #5 Exhibit 5 - Citi Policy Document (Ilkowitz Exhibit 88), #6 Exhibit 6 - Citi Policy Document (Ilkowitz Exhibit 89), #7 Exhibit 7 - Excerpts WF Policy Document, #8 Exhibit 8 - WilliamBlair Policy Document (Breen Exhibit 70), #9 Exhibit 9 - WF Policy Document (Stein Exhibit 246), #10 Exhibit 10 - DB Policy Document (Niknam Exhibit 104), #11 Exhibit 11 - Nomura Policy Document, #12 Exhibit 12 - UBS Policy Document, #13 Exhibit 13 - DH Policy Document (Sine Exhibit 5), #14 Exhibit 14 - Wolk Reply Report, #15 Exhibit 15 - Cohen Rebuttal Report PDFA, #16 Exhibit 16 - Blalock Reply, #17 Exhibit 17 - DiBucci Reply Report, #18 Exhibit 18 - Wolk Supplemental Report, #19 Exhibit 19 - D. Dibucci Supplemental Report, #20 Exhibit 20 - Evans, Kent, #21 Exhibit 21 - Stephens 30(b)(6), #22 Exhibit 22 - Ilkowitz, Adam, #23 Exhibit 23 - DiBucciDominic - 4-14-22, #24 Exhibit 24 - Womack Inv. Tr., #25 Exhibit 25 - Hodulik Deposition Transcript, #26 Exhibit 26 - Hodulik Investigation Transcript, #27 Exhibit 27 - Levi 11-17-21 - Levi - Final_full, #28 Exhibit 28 - Viola Depo Transcript, #29 Exhibit 29 - Anderson, Paula 1.14.2022, #30 Exhibit 30 - Viola Investigation Transcript, #31 Exhibit 31 - Piecyk,Walter - 2-10-22 - 825153 - Final_FULL, #32 Exhibit 32 - Niknam Deposition Transcript, #33 Exhibit 33 - Sine Dep. Tr., #34 Exhibit 34 - Stein Dep. Tr., #35 Exhibit 35 - Wolk Dep. Tr., #36 Exhibit 36 - Stephens Dep. Tr., #37 Exhibit 37 - Black Dep. Tr., #38 Exhibit 38 - Womack Dep. Tr., #39 Exhibit 39 - Lee, Matthews 5.5.2022, #40 Exhibit 40 - Black Inv. Tr., #41 Exhibit 41 - Evans,Kent Investigation Transcript., #42 Exhibit 42 - Entner, Roger 4.19.2022 (2), #43 Exhibit 43 - Stephens,John-Investigative, #44 Exhibit 44 - Dumas Inv. Tr, #45 Exhibit 45 - Cusick Inv. Tr., #46 Exhibit 46 - Cusick Deposition Transcript, #47 Exhibit 47 - Choe,Richard-Vol.I Investigative Transcript, #48 Exhibit 48 - Excerpts from Choe, Richard, #49 Exhibit 49 - Levi,Batya Investigation Transcript, #50 Exhibit 50 - Fletcher Dep. Tr., #51 Exhibit 51 - Fritzsche,Jennifer-Vol.ICond., #52 Exhibit 52 - Excerpts from Hyun, Brian - 2-22-22 - 821916 - FINAL_FULL, #53 Exhibit 53 - Kvaal_ Jeffrey - 825150 - Final_FULL(104557974.1), #54 Exhibit 54 - McNiff Gregory - 829705 - FINAL_full, #55 Exhibit 55 - Bowen Dep. Tr., #56 Exhibit 56 - J.Breen Deposition Transcript, #57 Exhibit 57 - Fritzsche,Jennifer. Dep. Tr. - 1-27-22)Motion or Order to File Under Seal: #87 .(Stokes, Peter)
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Filing 133
***SELECTED PARTIES***DECLARATION of David Zetlin-Jones in Opposition re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit 110, #6 Exhibit 111, #7 Exhibit 112, #8 Exhibit 113, #9 Exhibit 114, #10 Exhibit 115, #11 Exhibit 116, #12 Exhibit 117, #13 Exhibit 118, #14 Exhibit 119, #15 Exhibit 120, #16 Exhibit 121, #17 Exhibit 122, #18 Exhibit 123, #19 Exhibit 124, #20 Exhibit 125, #21 Exhibit 126, #22 Exhibit 127, #23 Exhibit 128, #24 Exhibit 129, #25 Exhibit 130, #26 Exhibit 131, #27 Exhibit 132, #28 Exhibit 133, #29 Exhibit 134, #30 Exhibit 135, #31 Exhibit 136, #32 Exhibit 137, #33 Exhibit 138, #34 Exhibit 139, #35 Exhibit 140, #36 Exhibit 141, #37 Exhibit 142, #38 Exhibit 143, #39 Exhibit 144, #40 Exhibit 145, #41 Exhibit 146, #42 Exhibit 147, #43 Exhibit 148, #44 Exhibit 149, #45 Exhibit 150, #46 Exhibit 151, #47 Exhibit 152, #48 Exhibit 153, #49 Exhibit 154, #50 Exhibit 155, #51 Exhibit 156, #52 Exhibit 157, #53 Exhibit 158, #54 Exhibit 159, #55 Exhibit 160, #56 Exhibit 161, #57 Exhibit 162, #58 Exhibit 163, #59 Exhibit 164, #60 Exhibit 165, #61 Exhibit 166)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 132
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. . Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 131
***SELECTED PARTIES***DECLARATION of Richard S. Krumholz in Opposition re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black, Securities and Exchange Commission. (Attachments: #1 Exhibit 1 - Atkins Expert Report, #2 Exhibit 2 - Atkins Transcript, #3 Exhibit 3 - Blalock Expert Report, #4 Exhibit 4 - Blalock Transcript, #5 Exhibit 5 - Valentine Expert Report, #6 Exhibit 6 - Valentine Transcript, #7 Exhibit 7 - Entner Expert Report, #8 Exhibit 8 - Entner Transcript, #9 Exhibit 9 - DiBucci Expert Report, #10 Exhibit 10 - DiBucci Transcript, #11 Exhibit 11 - Levi Transcript, #12 Exhibit 12 - Griffin Expert Report, #13 Exhibit 13 - Cohen Expert Report, #14 Exhibit 14 - Ferrell Expert Report, #15 Errata 15 - Ferrell Transcript, #16 Exhibit 16 - intentionally deleted, #17 Exhibit 17 - Allen Expert Report, #18 Exhibit 18 - Wolk Expert Report, #19 Exhibit 19 - Griffin Rebuttal Report, #20 Exhibit 20 - Griffin Transcript, #21 Errata 21 - Allen Transcript, #22 Exhibit 22 - Mitchell & Netter - The Roles of Financial Economics in Securities Fraud Cases, #23 Exhibit 23 - Fisher, Multiple Regression in Legal Proceedings)Motion or Order to File Under Seal: #87 .(Krumholz, Richard)
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Filing 130
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . Plaintiff's Response to Individual Defendants' Local Rule 56.1 Statement. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 129
***SELECTED PARTIES*** RESPONSE in Opposition to Motion re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . Plaintiff's Response to AT&T Local Rule 56.1 Statement. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 128
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment . . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 127
***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 126
***SELECTED PARTIES***DECLARATION of Joy Guo in Opposition re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29)Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 125
NOTICE OF APPEARANCE by Rachel Roosth on behalf of AT&T Inc...(Roosth, Rachel)
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Filing 124
ORDER FOR PRO HAC VICE ADMISSION granting #122 MOTION for Rachel Roosth to Appear Pro Hac Vice. The motion of Rachel Roosth for admission to practice Pro Hac Vice in the above captioned action is granted. (Signed by Judge Paul A. Engelmayer on 5/19/2022) (jca)
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Filing 123
NOTICE OF APPEARANCE by Victoria Vance Corder on behalf of AT&T Inc...(Corder, Victoria)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #122 MOTION for Rachel Roosth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26156997. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 122
MOTION for Rachel Roosth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26156997. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AT&T Inc.. (Attachments: #1 Affidavit Declaration of Rachel Roosth in Support of Motion for Pro Hac Vice Admission, #2 Exhibit TX Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Roosth, Rachel)
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Filing 121
ORDER: The Court has received a motion from defendants to (1) strike plaintiff SEC's Rule 56.1 Statement, Dkt. 92; (2) not require defendants to respond to any paragraphs not mentioned in the SEC's summary judgment briefing; or (3) allow defendants to "respond topically, rather than paragraph by paragraph" to the SEC's 56.1 statement. Dkt. 119. This motion is denied. The factual record of this case is large and complex. It is unsurprising that the SEC's Rule 56.1 statement would be lengthy. To the considerable extent that this statement recapitulates facts to which the parties stipulated in their joint statement of undisputed facts ("JSF"), there is no need for defendants to respond save to note the parties' stipulation. For avoidance of doubt, the defendants' deadline to respond to the SEC's 56.1 statement of May 20, 2022 stands. See Dkt. 77 (deadline to file any opposition to summary judgment); Local Civil Rule 56.1(b) (parties opposing summary judgment shall respond to each numbered paragraph). SO ORDERED., ( Responses due by 5/20/2022) (Signed by Judge Paul A. Engelmayer on 5/10/2022) (ama)
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Filing 120
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated May 7, 2022 re: SEC's opposition to Defendants' request to strike the SEC's Rule 56.1 Statement. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 119
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated May 6, 2022 re: Request to Strike SEC's Rule 56.1 Statement. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack..(Krumholz, Richard)
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Filing 118
***SELECTED PARTIES***DECLARATION of Christopher C. Womack in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black. Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 117
***SELECTED PARTIES***DECLARATION of Kent D. Evans in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black. Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 116
***SELECTED PARTIES***DECLARATION of Michael J. Black in Support re: #101 MOTION for Summary Judgment ., #99 MOTION for Summary Judgment .. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black. (Attachments: #1 Exhibit 1 (Excel Slipsheet), #2 Exhibit 2 (Top 10 Consensus as of March 22, 2016), #3 Exhibit 3 (Excel Slipsheet), #4 Exhibit 4 (Top 10 Consensus as of March 30, 2016), #5 Exhibit 5 (Excel Slipsheet), #6 Exhibit 6 (Top 10 Consensus as of April 8, 2016))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 115
***SELECTED PARTIES***DECLARATION of James J. Valentine in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (Expert Report), #2 Exhibit 2 (Publications List))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 114
***SELECTED PARTIES***DECLARATION of Paul S. Atkins in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit A (CV), #2 Exhibit B (Materials Considered))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 113
***SELECTED PARTIES***DECLARATION of Roger Entner in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (Expert Report), #2 Exhibit 2 (Entner Supplement), #3 Exhibit 3 (Entner Transcript Excerpts))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 112
***SELECTED PARTIES***DECLARATION of Allen Ferrell in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (Expert Report))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 111
***SELECTED PARTIES***DECLARATION of Lucy P. Allen in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit A (CV), #2 Exhibit B (Materials Considered), #3 Exhibit C (Event Study - 4Q 2015 Revenue Miss), #4 Exhibit D (Event Study - March/April Analyst Reports), #5 Exhibit E (Statistical Tests))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 110
***SELECTED PARTIES***DECLARATION of Michael Viola in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (Levy Article), #2 Exhibit 2 (Villapaz Article), #3 Exhibit 3 (DB Q&A Draft March 9, 2016), #4 Exhibit 4 (Sheehan Aug. 4, 2016 Email))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 109
***SELECTED PARTIES***DECLARATION of John Stephens in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1 (Next Calculations))Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 108
***SELECTED PARTIES***DECLARATION of Richard S. Krumholz in Support re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39)Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 107
***SELECTED PARTIES***NOTICE of Rule 56.1 Statement of Material Facts re: #99 MOTION for Summary Judgment .. Document filed by AT&T Inc.. Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 106
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . Statement of Undisputed Facts Pursuant to Local Rule 56.1. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 105
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . Appendix in Support of Motion for Summary Judgment. Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 104
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . . Document filed by Kent D. Evans, Christopher C. Womack, Michael J Black, AT&T Inc., Securities and Exchange Commission. Motion or Order to File Under Seal: #87 .(Tillotson, Jeffrey)
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Filing 103
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #101 MOTION for Summary Judgment . . Document filed by AT&T Inc.. Motion or Order to File Under Seal: #87 .(Jackson, Randall)
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Filing 102
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #99 MOTION for Summary Judgment . . Document filed by AT&T Inc.. Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 101
MOTION for Summary Judgment . Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 100
***SELECTED PARTIES***DECLARATION of Richard S. Krumholz in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony.. Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31)Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 99
MOTION for Summary Judgment . Document filed by AT&T Inc...(Jackson, Randall)
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Filing 98
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #97 MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. . Document filed by Kent D. Evans, Christopher C. Womack, AT&T Inc., Michael J Black. Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 97
MOTION in Limine (Notice of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. Document filed by AT&T Inc...(Stokes, Peter)
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Filing 96
NOTICE of Defendants' Consolidated Daubert Motion to Exclude Expert Opinions and Testimony. Document filed by AT&T Inc...(Stokes, Peter)
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Filing 95
***SELECTED PARTIES***DECLARATION of Victor Suthammanont in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46, #47 Exhibit 47, #48 Exhibit 48, #49 Exhibit 49, #50 Exhibit 50, #51 Exhibit 51, #52 Exhibit 52, #53 Exhibit 53, #54 Exhibit 54, #55 Exhibit 55, #56 Exhibit 56, #57 Exhibit 57, #58 Exhibit 58, #59 Exhibit 59, #60 Exhibit 60, #61 Exhibit 61, #62 Exhibit 62, #63 Exhibit 63, #64 Exhibit 64, #65 Exhibit 65, #66 Exhibit 66, #67 Exhibit 67, #68 Exhibit 68, #69 Exhibit 69, #70 Exhibit 70, #71 Exhibit 71, #72 Exhibit 72, #73 Exhibit 73, #74 Exhibit 74, #75 Exhibit 75, #76 Exhibit 76, #77 Exhibit 77, #78 Exhibit 78, #79 Exhibit 79, #80 Exhibit 80, #81 Exhibit 81, #82 Exhibit 82, #83 Exhibit 83, #84 Exhibit 84, #85 Exhibit 85, #86 Exhibit 86, #87 Exhibit 87, #88 Exhibit 88, #89 Exhibit 89, #90 Exhibit 90, #91 Exhibit 91, #92 Exhibit 92, #93 Exhibit 93, #94 Exhibit 94, #95 Exhibit 95, #96 Exhibit 96, #97 Exhibit 97, #98 Exhibit 98, #99 Exhibit 99, #100 Exhibit 100, #101 Exhibit 101, #102 Exhibit 102, #103 Exhibit 103, #104 Exhibit 104, #105 Exhibit 105, #106 Exhibit 106, #107 Exhibit 107, #108 Exhibit 108, #109 Exhibit 109)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 94
***SELECTED PARTIES***DECLARATION of Jordan Baker in Support re: #90 MOTION for Summary Judgment as to Liability.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit 1, #4 Exhibit 2, #5 Exhibit 3, #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10, #13 Exhibit 11, #14 Exhibit 12, #15 Exhibit 13, #16 Exhibit 14, #17 Exhibit 15, #18 Exhibit 16, #19 Exhibit 17, #20 Exhibit 18, #21 Exhibit 19, #22 Exhibit 20, #23 Exhibit 21, #24 Exhibit 22, #25 Exhibit 23, #26 Exhibit 24, #27 Exhibit 25, #28 Exhibit 26, #29 Exhibit 27, #30 Exhibit 28, #31 Exhibit 29, #32 Exhibit 30, #33 Exhibit 31, #34 Exhibit 32, #35 Exhibit 33, #36 Exhibit 34, #37 Exhibit 35, #38 Exhibit 36, #39 Exhibit 37)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 93
***SELECTED PARTIES***DECLARATION of Alexander Vasilescu in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses.. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Errata 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Errata 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46)Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 92
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. Local Rule 56.1 Statement of Undisputed Material Facts. Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Appendix A, #2 Appendix B, #3 Appendix C, #4 Appendix D)Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 91
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #90 MOTION for Summary Judgment as to Liability. . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Suthammanont, Victor)
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Filing 90
MOTION for Summary Judgment as to Liability. Document filed by Securities and Exchange Commission. Responses due by 5/20/2022.(Suthammanont, Victor)
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Filing 89
***SELECTED PARTIES*** MEMORANDUM OF LAW in Support re: #88 MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. . Document filed by Securities and Exchange Commission, AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Motion or Order to File Under Seal: #87 .(Vasilescu, Alexander)
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Filing 88
MOTION in Limine to Strike Testimony of Defendants' Proposed Five Expert Witnesses. Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 87
ORDER granting #83 Letter Motion to Seal. The Court thanks the parties for this letter, grants their motion for temporary sealing, and approves the procedures set out above. The parties should not expect any extension of the June 10, 2022 deadline for public filing of the documents. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 5/2/2022) (va)
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Filing 86
***SELECTED PARTIES***NOTICE of Appendix B (SEALED) to the Parties' Amended Joint Statement of Undisputed Facts re: #84 Notice (Other), #83 JOINT LETTER MOTION to Seal /File (Temporarily) Certain Summary Judgment and Expert Motion Materials addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated April 28, 2022.. Document filed by AT&T Inc.. (Attachments: #1 Exhibit 42, #2 Exhibit 60, #3 Exhibit 116, #4 Exhibit 117, #5 Exhibit 118, #6 Exhibit 120, #7 Exhibit 127, #8 Exhibit 133, #9 Exhibit 143, #10 Exhibit 145, #11 Exhibit 149, #12 Exhibit 153, #13 Exhibit 154, #14 Exhibit 156, #15 Exhibit 158, #16 Exhibit 238, #17 Exhibit 239, #18 Exhibit 264, #19 Exhibit 267, #20 Exhibit 268, #21 Exhibit 269, #22 Exhibit 279, #23 Exhibit 286, #24 Exhibit 289, #25 Exhibit 290, #26 Exhibit 291, #27 Exhibit 292)Motion or Order to File Under Seal: #83 .(Krumholz, Richard)
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Filing 85
NOTICE of Appendix A to the Parties' Amended Joint Statement of Undisputed Facts re: #84 Notice (Other). Document filed by AT&T Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13 A, #14 Exhibit 13 B, #15 Exhibit 13 C, #16 Exhibit 13 D, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25, #29 Exhibit 26, #30 Exhibit 28, #31 Exhibit 29, #32 Exhibit 30, #33 Exhibit 31, #34 Exhibit 32, #35 Exhibit 33, #36 Exhibit 34, #37 Exhibit 35, #38 Exhibit 36, #39 Exhibit 37, #40 Exhibit 38, #41 Exhibit 39, #42 Exhibit 40, #43 Exhibit 41, #44 Exhibit 43, #45 Exhibit 44, #46 Exhibit 45, #47 Exhibit 46, #48 Exhibit 47, #49 Exhibit 48, #50 Exhibit 49, #51 Exhibit 50, #52 Exhibit 51 A, #53 Exhibit 51 B, #54 Exhibit 51 C, #55 Exhibit 51 D, #56 Exhibit 51 E, #57 Exhibit 52, #58 Exhibit 53, #59 Exhibit 54, #60 Exhibit 55, #61 Exhibit 56, #62 Exhibit 57, #63 Exhibit 58, #64 Exhibit 59, #65 Exhibit 61, #66 Exhibit 62, #67 Exhibit 64, #68 Exhibit 65, #69 Exhibit 66, #70 Exhibit 67, #71 Exhibit 68, #72 Exhibit 69, #73 Exhibit 70, #74 Exhibit 71, #75 Exhibit 72, #76 Exhibit 73, #77 Exhibit 74, #78 Exhibit 75, #79 Exhibit 76, #80 Exhibit 77, #81 Exhibit 78, #82 Exhibit 79, #83 Exhibit 80, #84 Exhibit 81, #85 Exhibit 82 A, #86 Exhibit 82 B, #87 Exhibit 82 C, #88 Exhibit 82 D, #89 Exhibit 82 E, #90 Exhibit 83, #91 Exhibit 84, #92 Exhibit 85, #93 Exhibit 86, #94 Exhibit 87, #95 Exhibit 88, #96 Exhibit 89, #97 Exhibit 90, #98 Exhibit 91, #99 Exhibit 92, #100 Exhibit 93, #101 Exhibit 94, #102 Exhibit 95, #103 Exhibit 96, #104 Exhibit 97, #105 Exhibit 98 A, #106 Exhibit 98 B, #107 Exhibit 98 C, #108 Exhibit 98 D, #109 Exhibit 99, #110 Exhibit 100, #111 Exhibit 101, #112 Exhibit 102, #113 Exhibit 103 A, #114 Exhibit 103 B, #115 Exhibit 103 C, #116 Exhibit 103 D, #117 Exhibit 103 E, #118 Exhibit 103 F, #119 Exhibit 104, #120 Exhibit 105, #121 Exhibit 106, #122 Exhibit 107, #123 Exhibit 108, #124 Exhibit 109, #125 Exhibit 110, #126 Exhibit 111, #127 Exhibit 112, #128 Exhibit 113, #129 Exhibit 114, #130 Exhibit 115, #131 Exhibit 119, #132 Exhibit 121, #133 Exhibit 122, #134 Exhibit 123, #135 Exhibit 124, #136 Exhibit 125, #137 Exhibit 126, #138 Exhibit 128, #139 Exhibit 129, #140 Exhibit 130, #141 Exhibit 131, #142 Exhibit 132, #143 Exhibit 134, #144 Exhibit 135, #145 Exhibit 136, #146 Exhibit 137, #147 Exhibit 139, #148 Exhibit 141, #149 Exhibit 142, #150 Exhibit 144, #151 Exhibit 146, #152 Exhibit 147, #153 Exhibit 148, #154 Exhibit 151, #155 Exhibit 152, #156 Exhibit 155, #157 Exhibit 157, #158 Exhibit 159, #159 Exhibit 160, #160 Exhibit 161, #161 Exhibit 162, #162 Exhibit 163, #163 Exhibit 164, #164 Exhibit 165, #165 Exhibit 166, #166 Exhibit 167, #167 Exhibit 168, #168 Exhibit 169, #169 Exhibit 170, #170 Exhibit 171, #171 Exhibit 172, #172 Exhibit 173, #173 Exhibit 174, #174 Exhibit 175, #175 Exhibit 176, #176 Exhibit 177, #177 Exhibit 178, #178 Exhibit 179, #179 Exhibit 180, #180 Exhibit 181, #181 Exhibit 182, #182 Exhibit 183, #183 Exhibit 184, #184 Exhibit 185, #185 Exhibit 186, #186 Exhibit 187, #187 Exhibit 188, #188 Exhibit 189, #189 Exhibit 190, #190 Exhibit 191, #191 Exhibit 192, #192 Exhibit 193, #193 Exhibit 194, #194 Exhibit 195, #195 Exhibit 196, #196 Exhibit 197, #197 Exhibit 198, #198 Exhibit 199, #199 Exhibit 200, #200 Exhibit 201, #201 Exhibit 202, #202 Exhibit 203, #203 Exhibit 204, #204 Exhibit 205, #205 Exhibit 206, #206 Exhibit 207, #207 Exhibit 208, #208 Exhibit 209, #209 Exhibit 210, #210 Exhibit 211, #211 Exhibit 212, #212 Exhibit 213, #213 Exhibit 214, #214 Exhibit 215, #215 Exhibit 216, #216 Exhibit 217, #217 Exhibit 218, #218 Exhibit 219, #219 Exhibit 220, #220 Exhibit 221, #221 Exhibit 222, #222 Exhibit 223, #223 Exhibit 224, #224 Exhibit 225, #225 Exhibit 226, #226 Exhibit 227, #227 Exhibit 228, #228 Exhibit 229, #229 Exhibit 230, #230 Exhibit 231, #231 Exhibit 232, #232 Exhibit 233, #233 Exhibit 234, #234 Exhibit 235, #235 Exhibit 236, #236 Exhibit 237, #237 Exhibit 240, #238 Exhibit 241, #239 Exhibit 242, #240 Exhibit 243, #241 Exhibit 244, #242 Exhibit 245, #243 Exhibit 246, #244 Exhibit 247, #245 Exhibit 248, #246 Exhibit 249, #247 Exhibit 250, #248 Exhibit 251, #249 Exhibit 252, #250 Exhibit 253, #251 Exhibit 254, #252 Exhibit 255, #253 Exhibit 256, #254 Exhibit 257, #255 Exhibit 258, #256 Exhibit 259, #257 Exhibit 260, #258 Exhibit 261, #259 Exhibit 262, #260 Exhibit 263, #261 Exhibit 265, #262 Exhibit 266, #263 Exhibit 270, #264 Exhibit 271, #265 Exhibit 272, #266 Exhibit 273, #267 Exhibit 274, #268 Exhibit 275, #269 Exhibit 276, #270 Exhibit 277, #271 Exhibit 278, #272 Exhibit 280, #273 Exhibit 281, #274 Exhibit 282, #275 Exhibit 283, #276 Exhibit 284, #277 Exhibit 285, #278 Exhibit 287, #279 Exhibit 288, #280 Exhibit 293, #281 Exhibit 294, #282 Exhibit 295, #283 Exhibit 296, #284 Exhibit 297, #285 Exhibit 298, #286 Exhibit 299, #287 Exhibit 300, #288 Exhibit 301, #289 Exhibit 302, #290 Exhibit 303, #291 Exhibit 304, #292 Exhibit 305, #293 Exhibit 306, #294 Exhibit 307, #295 Exhibit 308, #296 Exhibit 309, #297 Exhibit 310, #298 Exhibit 311, #299 Exhibit 312, #300 Exhibit 313, #301 Exhibit 314, #302 Exhibit 315, #303 Exhibit 316, #304 Exhibit 317, #305 Exhibit 318, #306 Exhibit 319, #307 Exhibit 320, #308 Exhibit 321).(Krumholz, Richard)
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Filing 84
NOTICE of The Parties' Amended Joint Statement of Undisputed Facts re: #82 Rule 56.1 Statement. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 83
JOINT LETTER MOTION to Seal /File (Temporarily) Certain Summary Judgment and Expert Motion Materials addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated April 28, 2022. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 82
RULE 56.1 STATEMENT. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack..(Krumholz, Richard)
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Filing 81
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 3/17/22 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(Moya, Goretti)
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Filing 80
TRANSCRIPT of Proceedings re: CONFERENCE held on 3/17/2022 before Judge Paul A. Engelmayer. Court Reporter/Transcriber: Carol Ganley, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/28/2022. Redacted Transcript Deadline set for 5/9/2022. Release of Transcript Restriction set for 7/6/2022..(Moya, Goretti)
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Filing 79
ORDER granting #78 Letter Motion for Leave to File Excess Pages. Granted. The parties may file excess pages for their motions for summary judgment (50 pages for motions and responses and 25 pages for replies) and omnibus Daubert motions, with the Daubert papers to be filed by plaintiff and by all defendants collectively (75 pages for motions and responses and 25 pages for replies). SO ORDERED.. (Signed by Judge Paul A. Engelmayer on 3/23/2022) (kv)
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Filing 78
JOINT LETTER MOTION for Leave to File Excess Pages in Summary Judgment and Daubert Motions addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated March 23, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 77
THIRD AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: This Third Amended Civil Case Management Plan Order is submitted by the parties in accordance with Fed. R. Civ. P. 16(b)(4). The Civil Case Management Plan and Scheduling Order dated June 3, 2021 (Dkt. 43), the Amended Civil Case Management Plan and Scheduling Order dated December 1, 2021 (Dkt. 57), and the Second Amended Civil Case Management Plan and Scheduling Order dated January 26, 2022 (Dkt. 61) shall be modified as follows, but to the extent not modified herein, remain in full effect: All parties do not consent to conducting all further proceedings before a Magistrate Judge, including motions and trial. 28 U.S.C. 636(c). This case is to be tried to a jury. Amended pleadings may not be filed and additional parties may not be joined except with leave of the Court. Any motion to amend or to join additional parties shall be filed within thirty (30) days from the date of this Order. Any joint stipulations of fact for summary judgment shall be filed by April 26, 2022. Any motions for summary judgment shall be made by the moving party on or before May 3, 2022, with any opposition filed by May 20, 2022 and any reply filed by May 31, 2022. May 3, 2022 shall be the deadline to file any motion to strike experts. May 20, 2022 shall be the deadline to file responses to any motions to strike experts. May 31, 2022 shall be the deadline to file any replies to any motions to strike experts. Counsel for the parties have conferred and their present best estimate of the length of trial is 15 days. Motions due by 5/3/2022. Responses due by 5/20/2022 Replies due by 5/31/2022. Expert Discovery due by 4/22/2022. (And as further set forth herein.) (Signed by Judge Paul A. Engelmayer on 3/22/2022) (jca)
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Filing 76
ORDER granting #75 Letter Motion to Continue. The Court thanks the parties for their submission and will approve the third amended case management plan by separate order. The Clerk of the Court is respectfully directed to close this motion and the motion pending at docket 72. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 3/22/2022) (jca)
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Filing 75
JOINT LETTER MOTION to Continue /Modify Deadlines in Civil Case Management Plan and Scheduling Order addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated March 21, 2022. Document filed by AT&T Inc.. (Attachments: #1 Text of Proposed Order).(Krumholz, Richard)
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Filing 74
ORDER with respect to #72 Letter Motion for Extension of Time. The Court will take up this motion at today's pre-motion conference. Following the conference, the parties are--in the interests of creating a clear record--to file a proposed third amended case management plan that sets out all deadlines (past and future) in this litigation. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 3/17/2022) (va)
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Filing 73
NOTICE OF APPEARANCE by Jonathan Robert Patton on behalf of Michael J Black, Kent D. Evans, Christopher C. Womack..(Patton, Jonathan)
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Minute Entry for proceedings held before Judge Paul A. Engelmayer: Telephone Conference held on 3/17/2022. Court reporter present. (ajs)
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Filing 72
JOINT LETTER MOTION for Extension of Time of expert discovery deadlines addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated March 16, 2022. Document filed by AT&T Inc.. (Attachments: #1 Text of Proposed Order).(Krumholz, Richard)
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Filing 71
NOTICE OF APPEARANCE by Jeffrey M Tillotson on behalf of Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 70
LETTER addressed to Judge Paul A. Engelmayer from Jeffrey M. Tillotson dated March 8, 2022 re: Response to pre-motion letters [DE 63 and 64] dated March 1, 2022. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 69
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated March 8, 2022 re: Response to Defendants' Pre-Motion Letters [DE 63 and 64] dated March 1, 2022. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 68
RESPONSE re: #62 Letter, addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated March 1, 2022 re: Pre-motion conference concerning Plaintiff's proposed summary judgment motion. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 67
JOINT STIPULATION AND ORDER REGARDING THE AUTHENTICITY AND ADMISSIBILITY OF CERTAIN DOCUMENTS: The Parties stipulate that, with the exception of any handwritten or typed notes of any individual analyst, all of the Documents produced by the Deposed Analyst Firms in the related SEC investigation and in this lawsuit, and all of the Parties' Produced Documents, are authentic pursuant to Rule 901 of the Federal Rules of Evidence. Subject to the following reservations, the Parties stipulate that the published analyst reports, published alerts, published updates, published previews, and all draft and final models of the Deposed Analyst Firms are business records of the Deposed Analyst Firms and meet all requirements of Federal Rule of Evidence 803(6) as records of a regularly conducted activity; made at or near the time of the occurrence of the occurrence of the matters set forth in the Document; that they were made by, or from information transmitted by, a person with knowledge of those matters; that they were kept in the normal business of the custodian producing such records, and that the Documents were kept in the course of a regularly conducted activity as a regular practice so long as such Documents were produced by the Deposed Analyst Firms or the Parties in this litigation, including those Documents produced by AT&T or the Deposed Analyst Firms in the related SEC investigation. As further set forth in this Order. Nothing in the foregoing will preclude the Parties from arguing what facts the jury may infer from changes in analyst models or published research reports. The Parties reserve all objections as to the admissibility of the Produced Documents other than those subject to the stipulations herein. SO ORDERED THIS 8th DAY OF MARCH, 2022. (Signed by Judge Paul A. Engelmayer on 3/8/2022) (ks)
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Filing 66
PROPOSED STIPULATION AND ORDER. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 65
MEMO ENDORSEMENT on re: #64 Letter filed by AT&T Inc. ENDORSEMENT: The Court has received letters from plaintiff SEC, Dkt. 62, the individual defendants, Dkt. 63, and the corporate defendant, AT&T, Dkt. 64, each indicating an intention to move for summary judgment. The case management conference scheduled for March 17, 2022 at 2 p.m. will serve as a pre-motion conference. At that conference, the Court will also set a due date for the submission of a Joint Statement of Facts ("JSF") setting out in detail the facts to which the parties all stipulate. See Individual Rule 3.H.i. The Court expects that the JSF will be due in mid-April. By email, the Court's law clerk will send counsel examples of JSFs submitted in advance of summary judgment motions in prior cases. The March 17 conference will be held telephonically. The parties should call into the Court's dedicated conference line at (888) 363-4749, and enter Access Code 468-4906, followed by the pound(#) key. Counsel are directed to review the Court's Emergency Individual Rules and Practices in Light of COVID-19, found at https://nysd.uscourts.gov/hon-paul-engelmayer, for the Court's procedures for telephonic conferences and for instructions for communicating with chambers. The parties are reminded to respond to the pre-motion letters by March 8, 2022. SO ORDERED. ( Telephone Conference set for 3/17/2022 at 02:00 PM before Judge Paul A. Engelmayer.) (Signed by Judge Paul A. Engelmayer on 3/3/2022) (va)
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Filing 64
LETTER addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated March 1, 2022 re: pre-motion conference on AT&T's proposed motion for summary judgment. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 63
LETTER addressed to Judge Paul A. Engelmayer from Jeffrey M. Tillotson dated March 1, 2022 re: Pre-motion conference concerning Plaintiff's proposed summary judgment motion.. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack..(Tillotson, Jeffrey)
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Filing 62
LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont dated March 1, 2022 re: Pre-motion conference concerning Plaintiff's proposed summary judgment motion. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 61
SECOND AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: Fact witness depositions must be completed by February 25, 2022. With respect to expert discovery, the parties agree as follows: March 3, 2022 shall be the deadline for Plaintiff to supplement their expert reports to the extent needed to address any specific analyst testimony taken after February 8, 2022. March 3, 2022 shall be the deadline for Plaintiff to fully comply with Fed. R. Civ. P. 26, including the deadline to produce all documents subject to discovery under Fed. R. Civ. P. 26 from Plaintiffs experts, in connection with supplements to Plaintiffs opening expe1t reports. March 18, 2022 shall be the deadline for Defendants to serve all of Defendants' expert reports, including all opinions and bases for such opinions. March 21, 2022 shall be the deadline for Defendants to fully comply with Fed. R. Civ. P. 26, including the deadline to produce all documents subject to discovery under Fed. R. Civ. P. 26 from Defendants' experts in connection with Defendants' expert reports. April 7, 2022 shall be the deadline for Plaintiff to serve rebuttal expert reports, including all opinions and bases for such opinions, and for Plaintiff to fully comply with Fed. R. Civ. P. 26, including the deadline to produce all documents subject to discovery under Fed. R. Civ. P. 26 from Plaintiffs experts in connection with Plaintiffs rebuttal expert reports. Deposition due by 2/25/2022. Fact Discovery due by 2/25/2022. Case Management Conference set for 3/17/2022 at 02:00 PM before Judge Paul A. Engelmayer. (Signed by Judge Paul A. Engelmayer on 1/26/2022) (tg)
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Filing 60
ORDER granting #59 Letter Motion for Extension of Time. Granted. The Court notes with appreciation the parties' diligent pursuit of discovery and wishes all case participants good health. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 1/26/2022) (tg)
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Filing 59
JOINT LETTER MOTION for Extension of Time Continue/Modify Deadlines in Civil Case Management Plan and Scheduling Order addressed to Judge Paul A. Engelmayer from Jeffrey Tillotson. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Text of Proposed Order).(Tilloton, Jeffrey)
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Filing 58
NOTICE OF APPEARANCE by Joy Guo on behalf of Securities and Exchange Commission..(Guo, Joy)
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Filing 57
AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER:This Amended Civil Case Management Plan Order is submitted by the parties in accordance with Fed. R. Civ. P. 16(b)(4). The Civil Case Management Plan and Scheduling Order dated June 3, 2021 (Dkt 43), shall be modified as follows, but to the extent not modified herein, remains in full effect: Motions due by 5/3/2022. Responses due by 5/20/2022 Replies due by 5/31/2022. Deposition due by 2/15/2022. Fact Discovery due by 2/15/2022. Expert Discovery due by 4/15/2022. (Signed by Judge Paul A. Engelmayer on 12/1/2021) (jca)
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Filing 56
ORDER granting #54 Letter Motion to Continue; terminating #55 Letter Motion to Continue. Granted. The parties' proposed schedule is adopted. The amended case management plan will issue separately. The Court hereby adjourns the case management conference previously scheduled for February 28, 2022 at 2 p.m. toMarch 17, 2022 at 2 p.m. SO ORDERED. Case Management Conference set for 3/17/2022 at 02:00 PM before Judge Paul A. Engelmayer. (Signed by Judge Paul A. Engelmayer on 12/1/2021) (jca)
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Filing 55
JOINT LETTER MOTION to Continue /Modify Deadlines in Civil Case Management Plan and Scheduling Order addressed to Judge Paul A. Engelmayer from Richard S. Krumholz dated December 1, 2021. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Proposed Agreed Civil Case Management Plan and Scheduling Order Number 2).(Krumholz, Richard)
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Filing 54
JOINT LETTER MOTION to Continue /Modify Deadlines in Civil Case Management Plan and Scheduling Order addressed to Judge Naomi Reice Buchwald from Richard S. Krumholz dated December 1, 2021. Document filed by AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Proposed Agreed Scheduling Order).(Krumholz, Richard)
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Filing 53
ORDER denying #52 Letter Motion for Extension of Time. The Court denies the request to modify the schedule. The Court at the initial conference denied a request to set a largely similar schedule as that now proposed, and made clear that the protracted schedule set for discovery in this case was intended to be firm. And the concerns identified in counsels' letter, such as the volume of written discovery and depositions, are ones that largely if not entirely, were articulated by counsel at the time. The Court is open to a joint proposal to revise the intermediate dates in the current case management plan provided that the summary judgment briefing schedule continued to conclude by May 31, 2022. To the extent that counsel express a concern about travel to conduct depositions, see Dkt. #52 at 2 n.1, the Court encourages counsel to arrange for remote depositions. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 11/22/2021) (va)
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Filing 52
JOINT LETTER MOTION for Extension of Time addressed to Judge Paul A. Engelmayer from Randall W. Jackson, Richard Krumholz, Jon Patton, and Victor Suthammano dated November 19, 2021. Document filed by AT&T Inc.. (Attachments: #1 [Proposed] Revised Civil Case Management Plan and Scheduling Order).(Jackson, Randall)
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Filing 51
ORDER FOR ADMISSION PRO HAC VICE: granting #50 Motion for Jonathan R. Patton to Appear Pro Hac Vice. (Signed by Judge Paul A. Engelmayer on 11/12/2021) (ama)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #50 MOTION for Jonathan R. Patton to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25316322. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea)
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Filing 50
MOTION for Jonathan R. Patton to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25316322. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Affidavit Affidavit In Support of Motion for Admission Pro Hac Vice, #2 Exhibit Supreme Court of Texas Certificate of Good Standing, #3 Text of Proposed Order Proposed Order).(Thorne, Leslie)
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Filing 49
REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE (LETTER ROGATORY) granting #48 Letter Motion for Discovery. The United States District Court for the Southern District of New York presents its compliments to the Ontario Superior Court of Justice in Toronto in the Province of Ontario, Canada, and requests judicial assistance to compel the attendance of witnesses at oral depositions and the production of documents to be used in a civil proceeding before this Court in the above-captioned matter. This Court has the authority to grant this Letter Rogatory under 28 U.S.C. 178l(b)(2). (As further set forth herein.) (Signed by Judge Paul A. Engelmayer on 10/5/2021) (va)
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Filing 48
JOINT LETTER MOTION for Discovery via Letter Rogatory to the Ontario Superior Court of Justice regarding The Bank of Nova Scotia addressed to Judge Paul A. Engelmayer from Victor Suthammanont and Jeffrey M. Tillotson (pro hac vice) dated October 4, 2021. Document filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order Proposed Letter Rogatory).(Suthammanont, Victor)
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Filing 47
STIPULATION AND ORDER GOVERNING THE PRODUCTION AND EXCHANGE OF CONFIDENTIAL INFORMATION: IT IS HEREBY STIPULATED AND AGREED, by the Parties hereto, through theirundersigned counsel, subject to the approval of the Court, pursuant to Federal Rule of CivilProcedure 26(c), that this Stipulation and Order Governing the Production and Exchange ofConfidential Information (the "Stipulation and Order") will govern the handling of documents, deposition testimony, deposition exhibits, deposition transcripts, written discovery requests, interrogatory responses, responses to requests to admit, responses to requests for documents, and any other information or material produced, given, or exchanged, including any information contained therein or derived therefrom ("Discovery Material") by or among any Party or non-Party providing Discovery Material (each a "Producing Party") in this Litigation. (As further set forth herein.) SO ORDERED. (Signed by Judge Paul A. Engelmayer on 6/24/2021) (va)
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Filing 46
PROPOSED PROTECTIVE ORDER. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 45
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/28/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
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Filing 44
TRANSCRIPT of Proceedings re: CONFERENCE held on 5/28/2021 before Judge Paul A. Engelmayer. Court Reporter/Transcriber: Rebecca Forman, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/6/2021. Redacted Transcript Deadline set for 7/16/2021. Release of Transcript Restriction set for 9/13/2021..(McGuirk, Kelly)
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Filing 43
CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to conducting all further proceedings before a Magistrate Judge, including motions and trial. 28 U.S.C. 636(c). This case is to be tried to a jury. Counsel for the parties have conferred and their present best estimate of the length of trial is 15 trial days. Motions due by 4/15/2022. Responses due by 5/16/2022 Replies due by 5/31/2022. Deposition due by 1/31/2022. Fact Discovery due by 1/31/2022. Expert Discovery due by 4/8/2022. Case Management Conference set for 2/28/2022 at 02:00 PM before Judge Paul A. Engelmayer. (Signed by Judge Paul A. Engelmayer on 6/3/2021) (nb)
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Filing 42
PROPOSED CASE MANAGEMENT PLAN. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Minute Entry for proceedings held before Judge Paul A. Engelmayer: TelephonicInitial Pretrial Conference held on 5/28/2021. Court reporter present. (ajs)
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Filing 41
PROPOSED CASE MANAGEMENT PLAN. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 40
JOINT LETTER addressed to Judge Paul A. Engelmayer from Victor Suthammanont, Richard S. Krumholz, and Jeffrey M. Tillotson dated May 24, 2021 re: Initial Pretrial Conference. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 39
NOTICE OF APPEARANCE by Jacob David Zetlin-Jones on behalf of Securities and Exchange Commission..(Zetlin-Jones, Jacob)
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Filing 38
NOTICE OF APPEARANCE by Peter Andrew Stokes on behalf of AT&T Inc...(Stokes, Peter)
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Filing 37
NOTICE OF APPEARANCE by Jeffrey M Tilloton on behalf of Michael J Black, Kent D. Evans, Christopher C. Womack..(Tilloton, Jeffrey)
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Filing 36
NOTICE OF APPEARANCE by Brittany Morgan Wagonheim on behalf of AT&T Inc...(Wagonheim, Brittany)
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Filing 35
ORDER FOR ADMISSION PRO HACE VICE granting #29 Motion for Jeffrey M. Tillotson to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Jeffrey M. Tillotson is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Paul A. Engelmayer on 5/10/2021) (mml)
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Filing 34
ORDER FOR PRO HAC VICE ADMISSION granting #22 Motion for Peter A. Stokes to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Paul A. Engelmayer on 5/10/2021) (mml)
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Filing 33
NOTICE OF INITIAL PRETRIAL CONFERENCE: An initial pretrial conference is hereby scheduled for May 28, 2021, at 10:00 a.m. This conference will be held telephonically. The parties should call into the Court's dedicated conference line at (888) 363-4749, and enter Access Code 468-4906, followed by the pound (#) key. Counsel are directed to review the Court's Emergency Individual Rules and Practices in Light of COVID-19, found at https://nysd.uscourts.gov/hon-paul-engelmayer, for the Court's procedures for telephonic conferences and for instructions for communicating with chambers. All conferences with the Court are scheduled for a specific time; there is no other matter scheduled for that time, and counsel are directed to appear promptly. All pretrial conferences must be attended by the attorney who will serve as principal trial counsel, as further set forth in this Order. (Telephone Conference set for 5/28/2021 at 10:00 AM before Judge Paul A. Engelmayer. Initial Conference set for 5/28/2021 at 10:00 AM before Judge Paul A. Engelmayer.) (Signed by Judge Paul A. Engelmayer on 5/10/2021) (mml)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #29 MOTION for Jeffrey M. Tillotson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24511792. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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Filing 32
DEMAND for Trial by Jury. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack.(Thorne, Leslie)
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Filing 31
DEMAND for Trial by Jury. Document filed by AT&T Inc..(Krumholz, Richard)
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Filing 30
ANSWER to #1 Complaint. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 29
MOTION for Jeffrey M. Tillotson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24511792. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Affidavit In Support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing SCOTX, #3 Text of Proposed Order).(Thorne, Leslie)
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Filing 28
ANSWER to #1 Complaint. Document filed by Christopher C. Womack..(Thorne, Leslie)
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Filing 27
ANSWER to #1 Complaint. Document filed by Kent D. Evans..(Thorne, Leslie)
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Filing 26
ANSWER to #1 Complaint. Document filed by Michael J Black..(Thorne, Leslie)
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Filing 25
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by AT&T Inc...(Krumholz, Richard)
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Filing 24
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Jeffrey M. Tillotson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24511219. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Michael J Black, Kent D. Evans, Christopher C. Womack. (Attachments: #1 Affidavit In Support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Text of Proposed Order).(Thorne, Leslie) Modified on 5/7/2021 (wb).
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Filing 23
NOTICE OF APPEARANCE by Randall Wade Jackson on behalf of AT&T Inc...(Jackson, Randall)
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Filing 22
MOTION for Peter A. Stokes to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24510650. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AT&T Inc.. (Attachments: #1 Declaration of Peter A. Stokes in Support of Motion for Pro Hac Vice Admission, #2 TX Certificate of Good Standing, #3 Text of Proposed Order).(Stokes, Peter)
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Filing 21
NOTICE OF APPEARANCE by Seth Michael Kruglak on behalf of AT&T Inc...(Kruglak, Seth)
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Filing 20
NOTICE OF APPEARANCE by Richard Samson Krumholz on behalf of AT&T Inc...(Krumholz, Richard)
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #24 MOTION for Jeffrey M. Tillotson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24511219. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #22 MOTION for Peter A. Stokes to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24510650. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba)
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Filing 19
WAIVER OF SERVICE RETURNED EXECUTED. Christopher C. Womack waiver sent on 3/8/2021, answer due 5/7/2021. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 18
WAIVER OF SERVICE RETURNED EXECUTED. Kent D. Evans waiver sent on 3/8/2021, answer due 5/7/2021. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 17
WAIVER OF SERVICE RETURNED EXECUTED. Michael J Black waiver sent on 3/8/2021, answer due 5/7/2021. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 16
WAIVER OF SERVICE RETURNED EXECUTED. AT&T Inc. waiver sent on 3/8/2021, answer due 5/7/2021. Document filed by Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 15
ELECTRONIC SUMMONS ISSUED as to Michael J Black..(jgo)
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Filing 14
ELECTRONIC SUMMONS ISSUED as to Kent D. Evans..(jgo)
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Filing 13
ELECTRONIC SUMMONS ISSUED as to Christopher C. Womack..(jgo)
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Filing 12
REQUEST FOR ISSUANCE OF SUMMONS as to Michael J. Black, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 11
REQUEST FOR ISSUANCE OF SUMMONS as to Kent D. Evans, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 10
REQUEST FOR ISSUANCE OF SUMMONS as to Christopher C. Womack, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 9
ELECTRONIC SUMMONS ISSUED as to AT&T Inc.. (sj)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Paul A. Engelmayer. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(sj)
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Richard R. Best. The following case opening statistical information was erroneously selected/entered: County code Albany. The following correction(s) have been made to your case entry: the County code has been modified to New York. (sj)
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Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (sj)
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Case Designated ECF. (sj)
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Richard R. Best to RE-FILE Document No. #6 Request for Issuance of Summons, #5 Request for Issuance of Summons, #4 Request for Issuance of Summons. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons is not correct; Defendant's name must match exactly in "TO" field as pleading. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (sj)
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Filing 8
NOTICE OF APPEARANCE by Victor Edward Suthammanont on behalf of Securities and Exchange Commission..(Suthammanont, Victor)
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Filing 7
NOTICE OF APPEARANCE by Alexander Mircea Vasilescu on behalf of Securities and Exchange Commission..(Vasilescu, Alexander)
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Filing 6
FILING ERROR - DEFICIENT SUMMONS REQUEST - PDF ERROR REQUEST FOR ISSUANCE OF SUMMONS as to Michael J. Black, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Best, Richard) Modified on 3/8/2021 (sj).
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Filing 5
FILING ERROR - DEFICIENT SUMMONS REQUEST - PDF ERROR REQUEST FOR ISSUANCE OF SUMMONS as to Kent D. Evans, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Best, Richard) Modified on 3/8/2021 (sj).
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Filing 4
FILING ERROR - DEFICIENT SUMMONS REQUEST - PDF ERROR REQUEST FOR ISSUANCE OF SUMMONS as to Christopher C. Womack, re: #1 Complaint. Document filed by Securities and Exchange Commission..(Best, Richard) Modified on 3/8/2021 (sj).
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to AT&T Inc., re: #1 Complaint. Document filed by Securities and Exchange Commission..(Best, Richard)
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Filing 2
CIVIL COVER SHEET filed..(Best, Richard)
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Filing 1
COMPLAINT against AT&T Inc., Michael J Black, Kent D. Evans, Christopher C. Womack. Document filed by Securities and Exchange Commission..(Best, Richard)
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