Securities & Exchange Commission v. Franzone et al
| Securities & Exchange Commission |
| Andrew T. Franzone and FF Fund Management LLC |
| United States of America |
| 1:2021cv03619 |
| April 23, 2021 |
| US District Court for the Southern District of New York |
| Colleen McMahon |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on January 20, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 18 LETTER addressed to Judge Colleen McMahon from Duane K Thompson dated 01/20/2023 re: Status Report. Document filed by Securities & Exchange Commission..(Thompson, Duane) |
Filing 17
ORDER: The Court is conducting a review of its docket and making inquiry into cases where there has been no recent activity. The present case appears to fall into that category. Accordingly, the parties are directed to file a letter within Seven (7) Days ( either jointly or separately) reporting on the status of the current litigation. Failure to respond will result in the dismissal of the above-captioned case for failure to prosecute. If the case settled please submit stipulation of dismissal. SO ORDERED. (Signed by Judge Colleen McMahon on 1/17/2023) (ama)
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| Filing 16 MEMO ENDORSEMENT granting #15 Motion to Intervene. ENDORSEMENT: The motion of the Department of Justin for leave to intervene in this civil action for the united purpose of seeking a stay of proceedings is granted, and the application for a stay is granted until 10 days after the jury delivers its verdict in the comparison criminal case or the defendant enters a plea. (Signed by Judge Colleen McMahon on 6/14/2021) (cf) |
| Case Stayed (cf) |
| Filing 15 MOTION to Intervene and Stay Discovery. Document filed by United States of America..(Fletcher, Kiersten) |
| Filing 14 NOTICE of Motion to Intervene and Stay Discovery. Document filed by United States of America..(Fletcher, Kiersten) |
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Filing 13
ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE: Initial Conference set for 9/9/2021 at 10:15 AM before Judge Colleen McMahon. Parties should dial in at 1(888)363-4749, access code (9054506) to join the conference. (As further set forth in this Order.) (Signed by Judge Colleen McMahon on 5/21/2021) (cf)
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| Filing 12 CERTIFICATE OF SERVICE of Summons and Complaint. FF Fund Management LLC served on 5/17/2021, answer due 6/7/2021. Service was accepted by Russell Rozanski, EasyCorps, LLC, Registered Agent. Document filed by Securities & Exchange Commission..(Thompson, Duane) |
| Filing 11 CERTIFICATE OF SERVICE of Summons and Complaint. Andrew T. Franzone served on 5/12/2021, answer due 6/2/2021. Service was accepted by Andrew T. Franzone. Document filed by Securities & Exchange Commission..(Thompson, Duane) |
| Filing 10 MEMO ENDORSEMENT granting #5 Motion for Marie K. N. Debonis to Appear Pro Hac Vice. ENDORSEMENT: Motion for admission pro hac vice granted. (Signed by Judge Colleen McMahon on 4/27/2021) (rro) |
| Filing 9 MEMO ENDORSEMENT granting #4 Motion for Duane K. Thompson to Appear Pro Hac Vice. ENDORSEMENT: Motion for admission Pro Hac Vice granted. (Signed by Judge Colleen McMahon on 4/27/2020) (rro) |
| Filing 8 ELECTRONIC SUMMONS ISSUED as to FF Fund Management LLC, Andrew T. Franzone..(dnh) |
| Filing 7 CIVIL COVER SHEET filed..(Listerman, HelenAnne) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Andrew T. Franzone and FF Fund Management, LLC, re: #1 Complaint. Document filed by Securities & Exchange Commission..(Listerman, HelenAnne) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Colleen McMahon. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Duane Kenneth Thompson to RE-FILE Document No. #2 Civil Cover Sheet. The filing is deficient for the following reason(s): Jury Demand code was not selected; the PDF was not signed by the attorney;. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated October 1, 2020. The S.D.N.Y. Civil Cover Sheet dated October 1, 2020 is located at#http://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (jgo) |
| Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Duane Kenneth Thompson. The following case opening statistical information was erroneously selected/entered: County code Albany; Fee Status code none (no fee required);. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State; the Fee Status code has been modified to wv (waived);. (jgo) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Duane Kenneth Thompson to RE-FILE Document No. #3 Request for Issuance of Summons,. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the issuance of summons is not correct; remove the extra spaces and wording after the Court name; the signature/date portion was omitted from the bottom of the PDF. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (jgo) |
| Case Designated ECF. (jgo) |
| Filing 5 MOTION for Marie Katherine Nagel DeBonis to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities & Exchange Commission. (Attachments: #1 Affidavit Declaration of Marie K.N. DeBonis, #2 Exhibit Certificate of Good Standing, #3 Certificate of Service).(Thompson, Duane) |
| Filing 4 MOTION for Duane Kenneth Thompson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities & Exchange Commission. (Attachments: #1 Affidavit Declaration of Duane K. Thompson, #2 Exhibit Certificate of Good Standing- DC, #3 Exhibit Certificate of Good Standing - MD, #4 Certificate of Service).(Thompson, Duane) |
| Filing 3 FILING ERROR - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Andrew T. Franzone, FF Fund Management, LLC, re: #1 Complaint. Document filed by Securities & Exchange Commission..(Thompson, Duane) Modified on 4/26/2021 (jgo). |
| Filing 2 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Thompson, Duane) Modified on 4/26/2021 (jgo). |
| Filing 1 COMPLAINT against FF Fund Management LLC, Andrew T. Franzone. Document filed by Securities & Exchange Commission..(Thompson, Duane) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #4 MOTION for Duane Kenneth Thompson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #5 MOTION for Marie Katherine Nagel DeBonis to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
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