Securities Exchange Commission v. BTIG, LLC
| Securities Exchange Commission |
| BTIG, LLC |
| 1:2021cv04521 |
| May 19, 2021 |
| US District Court for the Southern District of New York |
| Edgardo Ramos |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 2, 2022. A more recent docket listing may be available from PACER.
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Filing 9
ORDER granting #8 Letter Motion for Extension of Time. Defendant's request for an extension of time to August 18, 2021, to respond to the Complaint is granted. (Signed by Judge Edgardo Ramos on 6/28/2021) (cf)
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Set/Reset Deadlines: BTIG, LLC answer due 8/18/2021. (cf)
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Filing 8
LETTER MOTION for Extension of Time addressed to Judge Edgardo Ramos from Howard Schiffman dated June 28, 2021. Document filed by BTIG, LLC..(Schiffman, Howard)
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Filing 7
NOTICE OF APPEARANCE by Jason Thomas Mitchell on behalf of BTIG, LLC..(Mitchell, Jason)
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Filing 6
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Condor Trading LP for BTIG, LLC. Document filed by BTIG, LLC..(Schiffman, Howard)
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Filing 5
NOTICE OF APPEARANCE by Howard Schiffman on behalf of BTIG, LLC..(Schiffman, Howard)
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Filing 4
WAIVER OF SERVICE RETURNED EXECUTED. BTIG, LLC waiver sent on 5/19/2021, answer due 7/19/2021. Document filed by Securities Exchange Commission..(Concannon, Sarah)
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Case Designated ECF. (jgo)
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***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Sarah Heaton Concannon. The following case opening statistical information was erroneously selected/entered: County code New York; Fee Status code none (no fee required);. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State; the Fee Status code has been modified to wv (waived);. (jgo)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
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Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
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Filing 3
REQUEST FOR WAIVER OF SERVICE sent to BTIG, LLC (c/o Howard Schiffman, Schulte, Roth & Zabel). Document filed by Securities Exchange Commission. Request for Waiver Mailed on 5/19/2021. Waiver of Service due by 6/18/2021..(Concannon, Sarah)
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Filing 2
CIVIL COVER SHEET filed..(Concannon, Sarah)
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Filing 1
COMPLAINT against BTIG, LLC. Document filed by Securities Exchange Commission..(Concannon, Sarah)
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| Plaintiff: Securities Exchange Commission | |
| Represented By: | Sarah Heaton Concannon |
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| Defendant: BTIG, LLC | |
| Represented By: | Howard Schiffman |
| Represented By: | Jason Thomas Mitchell |
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