Waraich v. National Australia Bank Ltd. et al
| Sean N. Waraich |
| National Australia Bank Ltd. and Commodity Futures Trading Commission |
| 1:2021cv05220 |
| June 11, 2021 |
| US District Court for the Southern District of New York |
| Andrew L Carter |
| Securities/Commodities |
| None |
Docket Report
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This docket was last retrieved on February 3, 2022. A more recent docket listing may be available from PACER.
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Filing 19
STATEMENT OF PLAINTIFF. Document filed by Sean N. Waraich. (sc)
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Filing 18
LETTER addressed to Judge Andrew L. Carter, Jr. from National Australia Bank Ltd dated July 29, 2021 re: Plaintiff's Motion to Deny and Strike Defendant NAB's Motion for Sanctions. Document filed by National Australia Bank Ltd.. (Attachments: #1 Appendix A).(McArthur, Kathleen)
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Filing 17
MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFF'S FILING FOR ORDER OF RESTITUTION; MOTION TO DENY & STRIKE DEFENDANT NAB'S MOTION FOR SANCTIONS; MOTION TO DENY DISMISSAL; REQUEST FOR PUNITIVE DAMAGES. Document filed by Sean N. Waraich. (Attachments: #1 Exhibit)(sc)
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Filing 16
LETTER addressed to Judge Andrew L. Carter, Jr. from Kathleen S. McArthur dated July 27, 2021 re: Request for Pre-Motion Conference Regarding Motion to Dismiss. Document filed by National Australia Bank Ltd...(McArthur, Kathleen)
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Filing 15
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by National Australia Bank Ltd...(McArthur, Kathleen)
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Filing 14
NOTICE OF APPEARANCE by Shane Russell Yeargan on behalf of National Australia Bank Ltd...(Yeargan, Shane)
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Filing 13
NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of National Australia Bank Ltd...(McArthur, Kathleen)
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Filing 12
AFFIDAVIT OF SERVICE of Summons and Complaint. National Australia Bank Ltd. served on 7/6/2021, answer due 7/27/2021. Service was accepted by Mr. Kelly Angol. Document filed by Sean N. Waraich. (sc)
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Filing 11
AFFIDAVIT OF SERVICE of Summons and Complaint. Commodity Futures Trading Commission, served on 6/17/2021, answer due 7/8/2021. Service was made by Cert. Mail to the Commodity Futures Trading Commission( CFTC)-Reparations Program, Washington, D.C. 20581; to Attorney General for District of Columbia, Washington, D.C. 20001. Document filed by Sean N. Waraich. (sc)
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Filing 10
SUMMONS ISSUED as to National Australia Bank Ltd. (aan)
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Filing 9
SUMMONS ISSUED as to Commodity Futures Trading Commission. (aan)
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Filing 8
INFORMATION PACKAGE MAILED to Sean N. Waraich 2516 Commonwealth St. #201 Houston, TX 77006, at, on 6/23/2021 Re: #7 Order of Service. The following document(s) were enclosed in the Service Package: a copy of the order of service or order to answer and other orders entered to date, the individual practices of the district judge and magistrate judge assigned to your case, Instructions for Litigants Who Do Not Have Attorneys, Notice Regarding Privacy and Public Access to Electronic Case Files, a flyer about the free legal assistance clinic located in the Thurgood Marshall Courthouse (only in non prisoner cases), a Motions guide, a notice that the Pro Se Manual has been discontinued, a Notice of Change of Address form to use if your contact information changes, a handout explaining matters handled by magistrate judges and consent form to complete if all parties agree to proceed for all purposes before the magistrate judge, a form for you to complete if you consent to receive filings electronically (only in nonprisoner cases), one or more summonses (only if you have paid the fee in person or if the judge has ordered that a summons be issued to you) - 2 copies of Summons(es) mailed. (aan)
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Pro Se Payment of Fee Processed: $402.00 Check processed by the Finance Department on 6/21/2021, Receipt Number 4654012381469. (smc)
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Filing 7
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the filing fees to commence this action. The Clerk of Court is directed to issue summonses as to Defendants National Australia Bank Ltd. and Commodity Futures Trading Commission, Reparations Program. Plaintiff is directed to serve the summons and complaint on each Defendant within 90 days of the issuance of the summonses. If within those 90 days, Plaintiff has not either served Defendants or requested an extension of time to do so, the Court may dismiss the claims against Defendants under Rules 4 and 41 of the Federal Rules of Civil Procedure for failure to prosecute. The Clerk of Court is directed to mail a copy of this order to Plaintiff, together with an information package. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 6/17/2021) (rj) Transmission to Pro Se Assistants for processing.
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Magistrate Judge Sarah Netburn is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb)
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NOTICE OF CASE REASSIGNMENT to Judge Andrew L. Carter, Jr. Judge Unassigned is no longer assigned to the case..(wb)
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to Commodity Futures Trading Commission, re: #1 Complaint. Document filed by Sean N. Waraich. (sac)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to National Australia Bank Ltd., re: #1 Complaint. Document filed by Sean N. Waraich. (sac)
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Filing 3
(PROPOSED) DECLARATORY ORDER VACATING and AMENDING ADMINISTRATIVE AUTHORITY OFCOMMODITY FUTURES TRADING COMMISSION RE: Docket #17-R011;RE: FAILURE TO EXERCISE LAWFUL JURISDICTION OF CLAIM. Document filed by Sean N. Waraich. (sac)
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Filing 2
CIVIL COVER SHEET filed. (sac)
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Filing 1
COMPLAINT against Commodity Futures Trading Commission, National Australia Bank Ltd. Document filed by Sean N. Waraich. (Attachments: #1 Main Document, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14) (sac) Modified on 6/11/2021 (sac).
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Case Designated ECF. (sac)
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