Securities and Exchange Commisison v. Govil
| Securities and Exchange Commisison |
| Aron Govil |
| 1:2021cv06150 |
| July 19, 2021 |
| US District Court for the Southern District of New York |
| J Paul Oetken |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on July 5, 2022. A more recent docket listing may be available from PACER.
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Filing 11
ORDER granting #8 LETTER MOTION for Discovery Schedule addressed to Judge J. Paul Oetken from Philip A. Fortino dated August 18, 2021. filed by Securities and Exchange Commission. The Clerk of Court is directed to reopen this case, which was inadvertently marked on ECF as closed. The parties' proposed schedule is hereby adopted. So Ordered. (Signed by Judge J. Paul Oetken on 8/23/2021) (js)
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Set/Reset Deadlines: Fact Discovery due by 11/16/2021. (js)
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Filing 10
NOTICE OF APPEARANCE by Joseph Patrick Dever, Jr on behalf of Aron Govil..(Dever, Joseph)
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Filing 9
INTERNET CITATION NOTE: Material from decision with Internet citation re: #7 Judgment. (sjo)
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Filing 8
LETTER MOTION for Discovery Schedule addressed to Judge J. Paul Oetken from Philip A. Fortino dated August 18, 2021. Document filed by Securities and Exchange Commisison..(Fortino, Philip)
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Filing 7
JUDGMENT: IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that, in connection to Counts II, III, and IV of the Complaint, Defendant is liable for disgorgement of $626,782, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $76,693.95, and a civil penalty in the amount of $620,000 pursuant to Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)], and Section 20(d) of the Securities Act [15 U.S.C. 77t(d)]. Defendant shall satisfy this obligation by paying $1,323,475.95 to the Securities and Exchange Commission within 90 days after entry of this Judgment. Defendant may transmit payment electronically to the Commission, which will provide detailed ACH transfer/Fedwire instructions upon request. Payment may also be made directly from a bank account via Pay.gov through the SEC website at http://www.sec.gov/about/offices/ofm.htm. Defendant may also pay by certified check, bank cashiers check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered or mailed to Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169 and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; Aron Govil as a defendant in this action; and specifying that payment is made pursuant to this Judgment. All provisions as further set forth in this order. So Ordered. (Signed by Judge J. Paul Oetken on 7/28/2021) (js) Modified on 7/28/2021 (js).
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Filing 6
LETTER addressed to Judge J. Paul Oetken from Philip A. Fortino dated July 21, 2021 re: Proposed Consent Judgment. Document filed by Securities and Exchange Commisison..(Fortino, Philip)
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Filing 5
PROPOSED JUDGMENT. Document filed by Securities and Exchange Commisison. (Attachments: #1 Consent to Judgment).(Fortino, Philip) Proposed Judgment to be reviewed by Clerk's Office staff.
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***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. #5 Proposed Judgment was reviewed and approved as to form. (km)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge J. Paul Oetken. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf)
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Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf)
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Case Designated ECF. (vf)
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Filing 4
NOTICE OF APPEARANCE by Rebecca Marie Reilly on behalf of Securities and Exchange Commisison..(Reilly, Rebecca)
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Filing 3
NOTICE OF APPEARANCE by Philip Andrew Fortino on behalf of Securities and Exchange Commisison..(Fortino, Philip)
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Filing 2
CIVIL COVER SHEET filed..(Best, Richard)
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Filing 1
COMPLAINT against Aron Govil. Document filed by Securities and Exchange Commisison..(Best, Richard)
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| Plaintiff: Securities and Exchange Commisison | |
| Represented By: | Philip Andrew Fortino |
| Represented By: | Rebecca Marie Reilly |
| Represented By: | Richard R. Best |
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| Defendant: Aron Govil | |
| Represented By: | Joseph Patrick Dever, Jr |
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