Christian Brothers Employee Retirement Plan et al v. Allianz Global Investors U.S. LLC et al
Plaintiff: Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board and Dan Stremel
Defendant: Allianz Global Investors U.S. LLC, Allianz Global Investors U.S. Holdings LLC, Allianz SE, Allianz Asset Management GmbH, Allianz of America Inc., Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP and PFP Holdings Inc.
Case Number: 1:2021cv07388
Filed: September 2, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Katherine Polk Failla
Nature of Suit: Contract: Other
Cause of Action: 28 U.S.C. § 1332 fd
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on October 29, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 29, 2021 Filing 39 STATUS REPORT. Document filed by Allianz Global Investors U.S. LLC. (Attachments: #1 Exhibit Proposed Case Management Plan #2).(Giuffra, Robert)
October 26, 2021 Opinion or Order Filing 38 STIPULATION AND ORDER CONCERNING VOLUNTARY DISMISSAL PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(a)(1):NOW THEREFOR, IT IS HEREBY STIPULATED AND AGREED: Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiffs Christian Brothers Employee Retirement Plan, and Dan Stremel, in his capacity as Chairperson of the Pension Board("Plaintiffs"), by and through the undersigned counsel, hereby voluntarily dismiss all claims against Defendants Allianz Global Investors U.S. Holdings LLC, Allianz SE, Allianz Asset Management GmbH, Allianz of America Inc., Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LP, PFP Holdings Inc. )the "Affiliate Defendants," and together with Plaintiffs, the "Parties") without prejudice to their inclusion at a later time and further set forth in this Order. ( Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc., Allianz Asset Management GmbH and Allianz Asset Management of America Holdings Inc. terminated.) (Signed by Judge Katherine Polk Failla on 10/26/2021) (rro)
October 25, 2021 Filing 37 PROPOSED STIPULATION AND ORDER. Document filed by Christian Brothers Employee Retirement Plan..(Blatchley, Michael)
October 20, 2021 Opinion or Order Filing 36 STIPULATION AND ORDER REGARDING WAIVER OF SERVICE AND TIME TO RESPOND TO THE COMPLAINT:NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and among Plaintiffs and Defendants as follows: Subject to the provisions set forth in paragraphs 2, 3, 4, and 5 below and the reservation of rights in paragraph 6 below, Defendants waive service of the Summons and Complaint, and waive any objections to the absence of a summons or of service in the Action. The filing of this Stipulation shall be deemed the filing of a waiver under Fed. R. Civ. P. 4(d)(4). Accordingly, Plaintiffs are not required to file proof of service, and the Federal Rules of Civil Procedure shall apply as though a summons and a complaint had been served on Defendants at the time of the filing of this Stipulation. Subject to the exceptions set forth in paragraphs 3 and 4 below, the following orders entered in Arkansas Teacher Retirement System v. Allianz Global Investors US LLC et al., No. 20-cv-05615 ("ATRS Action") and other actions proceeding in coordination with the ATRS Action (collectively, the "Related Actions")1 are hereby entered in this Action as of the date of this Order: Civil Case Management Plan #1 (the "CMP") (ATRS Action, ECF No. 65); Scheduling Order (ATRS Action, ECF No. 64); Amended Protective Order (ATRS Action, ECF No. 90); ESI Protocol (ATRS Action, ECF No. 74); Joint Discovery Plan (ATRS Action, ECF No. 77); and the Deposition Protocol (ATRS Action, ECF No. 81). These orders are amended to include this Action as a Related Action under the terms of the CMP, and except as otherwise set forth in this Stipulation, discovery shall proceed under these orders. All documents, communications, and other records produced to date in any of the Related Actions are hereby produced in this Action as of the date of this Order. The time for AllianzGI to move against, answer, or otherwise respond to the Complaint in this Action is subject to the Scheduling Order, the CMP, and any further orders of the Court and further set forth in this Order. IT IS SO ORDERED. (Signed by Judge Katherine Polk Failla on 10/20/2021) (rro) Modified on 10/26/2021 (rro).
October 19, 2021 Filing 35 PROPOSED STIPULATION AND ORDER. Document filed by Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Giuffra, Robert)
October 19, 2021 Filing 34 NOTICE OF APPEARANCE by Hilary M. Williams on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Williams, Hilary)
October 19, 2021 Filing 33 NOTICE OF APPEARANCE by Jacob Michael Croke on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Croke, Jacob)
October 19, 2021 Filing 32 NOTICE OF APPEARANCE by Ann-Elizabeth Ostrager on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Ostrager, Ann-Elizabeth)
October 19, 2021 Filing 31 NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(McArthur, Kathleen)
October 19, 2021 Filing 30 NOTICE OF APPEARANCE by Stephanie G Wheeler on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Wheeler, Stephanie)
October 19, 2021 Filing 29 NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc...(Giuffra, Robert)
September 14, 2021 Filing 28 NOTICE OF APPEARANCE by James Abram Harrod, III on behalf of Christian Brothers Employee Retirement Plan, Dan Stremel..(Harrod, James)
September 14, 2021 Filing 27 NOTICE OF APPEARANCE by Michael Dains Blatchley on behalf of Christian Brothers Employee Retirement Plan, Dan Stremel..(Blatchley, Michael)
September 14, 2021 Opinion or Order Filing 26 ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE OF JARED D. GIDDENS granting #25 Motion for Jared D. Giddens to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket entry 25. (Signed by Judge Katherine Polk Failla on 9/14/2021) (rro)
September 14, 2021 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #25 MOTION for Jared D. Giddens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
September 13, 2021 Filing 25 MOTION for Jared D. Giddens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel. (Attachments: #1 Affidavit).(Giddens, Jared)
September 13, 2021 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #24 MOTION for Jared D. Giddens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
September 10, 2021 Filing 24 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Jared D. Giddens to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel. (Attachments: #1 Affidavit).(Giddens, Jared) Modified on 9/13/2021 (wb).
September 9, 2021 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #22 MOTION for Jared D. Giddens to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25034628. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supremer Copurt of Oklahoma and Texas;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
September 8, 2021 Filing 23 FILING ERROR - DEFICIENT DOCKET ENTRY - NOTICE of Certificates of Good Standing re: #22 MOTION for Jared D. Giddens to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25034628. Motion and supporting papers to be reviewed by Clerk's Office staff.. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel..(Giddens, Jared) Modified on 9/9/2021 (bcu).
September 8, 2021 Filing 22 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Jared D. Giddens to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25034628. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel. (Attachments: #1 Affidavit Affidavit of Jared D. Giddens).(Giddens, Jared) Modified on 9/9/2021 (bcu).
September 8, 2021 NOTICE OF CASE REASSIGNMENT to Judge Katherine Polk Failla. Judge Unassigned is no longer assigned to the case. (vba)
September 8, 2021 Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vba)
September 8, 2021 CASE ACCEPTED AS RELATED. Create association to 1:20-cv-05615-KPF. Notice of Assignment to follow. (vba)
September 3, 2021 Filing 21 ELECTRONIC SUMMONS ISSUED as to Allianz of America Inc...(pc)
September 3, 2021 Filing 20 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management of America LP..(pc)
September 3, 2021 Filing 19 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management of America LLC..(pc)
September 3, 2021 Filing 18 ELECTRONIC SUMMONS ISSUED as to PFP Holdings Inc...(pc)
September 3, 2021 Filing 17 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management of America Holdings Inc...(pc)
September 3, 2021 Filing 16 ELECTRONIC SUMMONS ISSUED as to Allianz Global Investors U.S. LLC..(pc)
September 3, 2021 Filing 15 ELECTRONIC SUMMONS ISSUED as to Allianz SE..(pc)
September 3, 2021 Filing 14 ELECTRONIC SUMMONS ISSUED as to Allianz Asset Management GmbH..(pc)
September 3, 2021 Filing 13 ELECTRONIC SUMMONS ISSUED as to Allianz Global Investors U.S. Holdings LLC..(pc)
September 3, 2021 ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Hannah Elizabeth Ross. The party information for the following party/parties has been modified: Dan Stremel, in his capacity as Chairperson of the Pension Board. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (pc)
September 3, 2021 Case Designated ECF. (pc)
September 3, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(pc)
September 3, 2021 CASE REFERRED TO Judge Katherine Polk Failla as possibly related to 20cv5615. (pc)
September 2, 2021 Filing 12 REQUEST FOR ISSUANCE OF SUMMONS as to PFP Holdings Inc., re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 11 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Asset Management of America LP, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 10 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Asset Management of America LLC, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Asset Management of America Holdings Inc., re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 8 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz of America, Inc., re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Asset Management GmbH, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz SE, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Global Investors U.S. Holdings LLC, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Allianz Global Investors US LLC, re: #1 Complaint,,. Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 20-cv-5615 (KBF). Document filed by Christian Brothers Employee Retirement Plan, Dan Stremel, in his capacity as Chairperson of the Pension Board..(Ross, Hannah)
September 2, 2021 Filing 2 CIVIL COVER SHEET filed..(Ross, Hannah)
September 2, 2021 Filing 1 COMPLAINT against Allianz Asset Management GmbH, Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America LP, Allianz Global Investors U.S. Holdings LLC, Allianz Global Investors U.S. LLC, Allianz SE, Allianz of America Inc., PFP Holdings Inc.. (Filing Fee $ 402.00, Receipt Number ANYSDC-25015914)Document filed by Dan Stremel, in his capacity as Chairperson of the Pension Board, Christian Brothers Employee Retirement Plan..(Ross, Hannah)

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Search for this case: Christian Brothers Employee Retirement Plan et al v. Allianz Global Investors U.S. LLC et al
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Plaintiff: Christian Brothers Employee Retirement Plan
Represented By: Hannah Elizabeth Ross
Represented By: James Abram Harrod, III
Represented By: Jared Dwain Giddens
Represented By: Michael Dains Blatchley
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Plaintiff: Dan Stremel, in his capacity as Chairperson of the Pension Board
Represented By: Hannah Elizabeth Ross
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Plaintiff: Dan Stremel
Represented By: James Abram Harrod, III
Represented By: Jared Dwain Giddens
Represented By: Michael Dains Blatchley
Represented By: Hannah Elizabeth Ross
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Defendant: Allianz Global Investors U.S. LLC
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz Global Investors U.S. Holdings LLC
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz SE
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz Asset Management GmbH
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz of America Inc.
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz Asset Management of America Holdings Inc.
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz Asset Management of America LLC
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: Allianz Asset Management of America LP
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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Defendant: PFP Holdings Inc.
Represented By: Robert Joseph Giuffra, Jr.
Represented By: Ann-Elizabeth Ostrager
Represented By: Hilary M. Williams
Represented By: Jacob Michael Croke
Represented By: Kathleen Suzanne McArthur
Represented By: Stephanie G Wheeler
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