Ulanch v. Goldman Sachs Group, Inc. et al
Plaintiff: Mark Ulanch
Defendant: Goldman Sachs Group, Inc. and Morgan Stanley
Case Number: 1:2021cv08897
Filed: October 29, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Paul A Crotty
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 1, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 16, 2021 Opinion or Order Filing 17 NOTICE OF APPEARANCE by Olivia Ann Everton on behalf of Goldman Sachs Group, Inc...(Everton, Olivia)
November 16, 2021 Opinion or Order Filing 16 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Goldman Sachs Group, Inc...(Boccuzzi, Carmine)
November 16, 2021 Opinion or Order Filing 15 NOTICE OF APPEARANCE by Carmine D. Boccuzzi, Jr on behalf of Goldman Sachs Group, Inc...(Boccuzzi, Carmine)
November 15, 2021 Opinion or Order Filing 14 JOINT STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys for Plaintiff and Defendants as follows: The undersigned counsel for Defendants are authorized to and hereby acknowledge service of the summons and the Complaint in this action on behalf of all Defendants, provided, however, that acknowledgment of service and entry into this stipulation shall not waive or prejudice any, and Defendants expressly preserve all, rights, claims, and defenses, including, but not limited to, all defenses relating to jurisdiction and venue, except a defense as to the sufficiency of service of the summons and complaint and the form of the summons.Defendants shall have no obligation to answer or otherwise respond to, and each hereby is expressly relieved from answering or otherwise responding to, the Complaint, subject to the provisions of paragraph 3 below. Promptly after entry of the Order in this action (or in any consolidated action encompassing this action), counsel for Defendants and court-appointed lead counsel shall meet and confer regarding a schedule for the filing of an operative complaint and any answer, motion to dismiss or other response thereto. Within fourteen (14) days after entry of the Order, the court-appointed lead plaintiff(s) and Defendants shall jointly submit a proposed schedule to the Court and further set forth in this Order. (Signed by Judge Paul A. Crotty on 11/15/2021) (rro)
November 12, 2021 Opinion or Order Filing 13 PROPOSED STIPULATION AND ORDER. Document filed by Morgan Stanley..(Duggan, Charles)
November 12, 2021 Opinion or Order Filing 12 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley. Document filed by Morgan Stanley..(Duggan, Charles)
November 12, 2021 Opinion or Order Filing 11 NOTICE OF APPEARANCE by Daniel Jacob Schwartz on behalf of Morgan Stanley..(Schwartz, Daniel)
November 12, 2021 Opinion or Order Filing 10 NOTICE OF APPEARANCE by Charles S. Duggan on behalf of Morgan Stanley..(Duggan, Charles)
November 10, 2021 Opinion or Order Filing 9 CERTIFICATE OF SERVICE. Morgan Stanley served on 11/4/2021, answer due 11/26/2021. Service was accepted by Kartik Pandya, Service of Process Intake Clerk. Document filed by Mark Ulanch..(Laughlin, Thomas)
November 10, 2021 Opinion or Order Filing 8 CERTIFICATE OF SERVICE. Goldman Sachs Group, Inc. served on 11/4/2021, answer due 11/26/2021. Service was accepted by Simon Ungureanu, Legal Dept., Authorized to Accept Service. Document filed by Mark Ulanch..(Laughlin, Thomas)
November 2, 2021 Opinion or Order Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (aea)
November 2, 2021 Opinion or Order NOTICE OF CASE REASSIGNMENT to Judge Paul A. Crotty. Judge Unassigned is no longer assigned to the case. (aea)
November 2, 2021 Opinion or Order CASE ACCEPTED AS RELATED. Create association to 1:21-cv-08413-PAC. Notice of Assignment to follow. (aea)
November 1, 2021 Opinion or Order Filing 7 ELECTRONIC SUMMONS ISSUED as to Goldman Sachs Group, Inc., Morgan Stanley. (vf)
November 1, 2021 Opinion or Order Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Group Inc. and Morgan Stanley, re: #5 Complaint. Document filed by Mark Ulanch..(Laughlin, Thomas)
November 1, 2021 Opinion or Order CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (vf)
November 1, 2021 Opinion or Order ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas Livezey Laughlin, IV. The party information for the following party/parties has been modified: Mark Ulanch. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (vf)
November 1, 2021 Opinion or Order Case Designated ECF. (vf)
November 1, 2021 Opinion or Order CASE REFERRED TO Judge Paul A. Crotty as possibly related to 1:21-cv-8413. (vf)
October 29, 2021 Opinion or Order Filing 5 COMPLAINT against Goldman Sachs Group, Inc., Morgan Stanley. (Filing Fee $ 402.00, Receipt Number ANYSDC-25266094)Document filed by Mark Ulanch. (Attachments: #1 Certification, #2 Schedule A).(Laughlin, Thomas)
October 29, 2021 Opinion or Order Filing 4 STATEMENT OF RELATEDNESS re: that this action be filed as related to 21-cv-8413 (PAC). Document filed by Mark Ulanch..(Laughlin, Thomas)
October 29, 2021 Opinion or Order Filing 3 FILING ERROR SUMMONS NOT LINKED TO CORRESPONDING PLEADING- REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Group Inc. and Morgan Stanley, re: #1 Complaint. Document filed by Mark Ulanch..(Laughlin, Thomas) Modified on 11/1/2021 (vf).
October 29, 2021 Opinion or Order Filing 2 CIVIL COVER SHEET filed..(Laughlin, Thomas)
October 29, 2021 Opinion or Order Filing 1 FILING ERROR DEFICIENT PLEADING - PDF ERROR - COMPLAINT against Goldman Sachs Group, Inc., Morgan Stanley. (Filing Fee $ 402.00, Receipt Number ANYSDC-25265744)Document filed by Mark Ulanch..(Laughlin, Thomas) Modified on 11/1/2021 (jgo).

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Plaintiff: Mark Ulanch
Represented By: Thomas Livezey Laughlin, IV
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Defendant: Goldman Sachs Group, Inc.
Represented By: Carmine D. Boccuzzi, Jr
Represented By: Olivia Ann Everton
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Defendant: Morgan Stanley
Represented By: Charles S. Duggan
Represented By: Daniel Jacob Schwartz
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