Chen v. Goldman Sachs Group Inc. et al
Plaintiff: Kai Chen
Defendant: Goldman Sachs Group Inc. and Morgan Stanley
Petitioner: Lei Bian
Case Number: 1:2021cv09564
Filed: November 18, 2021
Court: US District Court for the Southern District of New York
Presiding Judge: Paul A Crotty
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on January 13, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 13, 2022 Calendar Entry *DATE CHANGE*: The Status Conference scheduled to go forward on Thursday, January 13, 2022 is rescheduled to: Tuesday, January 25, 2022 @ 3:30 PM before Judge Paul A. Crotty, U.S.D.J, via teleconference. Dial-in: 888-363-4749. Access: 8539662. Reason for adjournment (on consent): the 1/13/22 not a convenient date for the parties. A PDF IS NOT ATTACHED TO THIS ENTRY (reset via e-mail communication by: David Gonzalez - Courtroom Deputy). (dgo)
January 5, 2022 Filing 21 NOTICE of Non-Opposition by Lei Bian to Competing Lead Plaintiff Motions. Document filed by Lei Bian..(Stone, Ralph)
January 5, 2022 NOTICE of Conference: Status Conference set for Thursday, January 13, 2022 at 11:00 AM via teleconference before the Honorable Paul A. Crotty, U.S.D.J. Dial-in: 888-363-4749. Access: 8539662. Counsel for all sides and related dockets are directed to appear. If the date is not convenient, either party can e-mail three (3) mutually convenient dates to the Courtroom Deputy at: David_C_Gonzalez@nysd.uscourts.gov. A PDF IS NOT ATTACHED TO THIS ENTRY ----- (By: David Gonzalez - Courtroom Deputy). -----(dgo)
January 3, 2022 Opinion or Order Filing 20 JOINT STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys for Plaintiff and Defendants as follows: (As further set forth herein.) So ordered. (Signed by Judge Paul A. Crotty on 1/3/2022) (va)
December 27, 2021 Filing 19 DECLARATION of Ralph Stone in Support re: #17 MOTION to Appoint Counsel . MOTION to Appoint Lei Bian to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:21-cv-08752 .. Document filed by Lei Bian. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D).(Stone, Ralph)
December 27, 2021 Filing 18 MEMORANDUM OF LAW in Support re: #17 MOTION to Appoint Counsel . MOTION to Appoint Lei Bian to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:21-cv-08752 . . Document filed by Lei Bian..(Stone, Ralph)
December 27, 2021 Filing 17 MOTION to Appoint Counsel ., MOTION to Appoint Lei Bian to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:21-cv-08752 . Document filed by Lei Bian. (Attachments: #1 Text of Proposed Order).(Stone, Ralph)
December 17, 2021 Filing 16 NOTICE OF APPEARANCE by Olivia Ann Everton on behalf of Goldman Sachs Group Inc...(Everton, Olivia)
December 17, 2021 Filing 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Goldman Sachs Group Inc...(Boccuzzi, Carmine)
December 17, 2021 Filing 14 NOTICE OF APPEARANCE by Carmine D. Boccuzzi, Jr on behalf of Goldman Sachs Group Inc...(Boccuzzi, Carmine)
December 16, 2021 Filing 13 PROPOSED STIPULATION AND ORDER. Document filed by Morgan Stanley..(Duggan, Charles)
December 16, 2021 Filing 12 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley. Document filed by Morgan Stanley..(Duggan, Charles)
December 16, 2021 Filing 11 NOTICE OF APPEARANCE by Daniel Jacob Schwartz on behalf of Morgan Stanley..(Schwartz, Daniel)
December 16, 2021 Filing 10 NOTICE OF APPEARANCE by Charles S. Duggan on behalf of Morgan Stanley..(Duggan, Charles)
November 30, 2021 Filing 9 NOTICE OF APPEARANCE by James Michael LoPiano on behalf of Kai Chen..(LoPiano, James)
November 30, 2021 Filing 8 NOTICE OF APPEARANCE by Joseph Alexander Hood, II on behalf of Kai Chen..(Hood, Joseph)
November 22, 2021 NOTICE OF CASE REASSIGNMENT to Judge Paul A. Crotty. Judge Unassigned is no longer assigned to the case..(wb)
November 22, 2021 CASE ACCEPTED AS RELATED. Create association to 1:21-cv-08752-PAC. Notice of Assignment to follow. (wb)
November 22, 2021 Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb)
November 19, 2021 Filing 7 ELECTRONIC SUMMONS ISSUED as to Goldman Sachs Group Inc...(pc)
November 19, 2021 Filing 6 ELECTRONIC SUMMONS ISSUED as to Morgan Stanley..(pc)
November 19, 2021 ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Jeremy Alan Lieberman. The party information for the following party/parties has been modified: Kai Chen. The information for the party/parties has been modified for the following reason/reasons: party text was omitted;. (pc)
November 19, 2021 CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. .(pc)
November 19, 2021 CASE REFERRED TO Judge Paul A. Crotty as possibly related to 21cv8752. (pc)
November 19, 2021 Case Designated ECF. (pc)
November 18, 2021 Filing 5 STATEMENT OF RELATEDNESS re: that this action be filed as related to 21-cv-08752. Document filed by Kai Chen..(Lieberman, Jeremy)
November 18, 2021 Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley, re: #1 Complaint. Document filed by Kai Chen..(Lieberman, Jeremy)
November 18, 2021 Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Group Inc., re: #1 Complaint. Document filed by Kai Chen..(Lieberman, Jeremy)
November 18, 2021 Filing 2 CIVIL COVER SHEET filed..(Lieberman, Jeremy)
November 18, 2021 Filing 1 COMPLAINT against Goldman Sachs Group Inc., Morgan Stanley. (Filing Fee $ 402.00, Receipt Number ANYSDC-25353921)Document filed by Kai Chen..(Lieberman, Jeremy)

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Plaintiff: Kai Chen
Represented By: Jeremy Alan Lieberman
Represented By: James Michael LoPiano
Represented By: Joseph Alexander Hood, II
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Defendant: Goldman Sachs Group Inc.
Represented By: Carmine D. Boccuzzi, Jr
Represented By: Olivia Ann Everton
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Defendant: Morgan Stanley
Represented By: Charles S. Duggan
Represented By: Daniel Jacob Schwartz
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Petitioner: Lei Bian
Represented By: Ralph M. Stone
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