Lee v. Goldman Sachs Group Inc. et al
| Kevin Lee |
| Goldman Sachs Group Inc. and Morgan Stanley |
| 1:2022cv00169 |
| January 7, 2022 |
| US District Court for the Southern District of New York |
| Paul A Crotty |
| Securities/Commodities |
| Plaintiff |
Docket Report
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Filing 16
NOTICE OF APPEARANCE by Olivia Ann Everton on behalf of Goldman Sachs Group Inc...(Everton, Olivia)
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Filing 15
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Goldman Sachs Group Inc...(Boccuzzi, Carmine)
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Filing 14
NOTICE OF APPEARANCE by Carmine D. Boccuzzi, Jr on behalf of Goldman Sachs Group Inc...(Boccuzzi, Carmine)
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Filing 13
JOINT STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned attorneys for Plaintiff and Defendants as follows: The undersigned counsel for Defendants are authorized to and hereby accept service of the summons and the Complaint in this action on behalf of all Defendants, provided, however, that acceptance of service and entry into this stipulation shall not waive or prejudice any, and Defendants expressly preserve all, rights, claims, and defenses, including, but not limited to, all defenses relating to jurisdiction and venue, except a defense as to the sufficiency of service of the summons and complaint and the form of the summons. Defendants shall have no obligation to answer or otherwise respond to, and each hereby is expressly relieved from answering or otherwise responding to, the Complaint, subject to the provisions of paragraph 3 below. Promptly after entry of the Order in this action (or in any consolidated actionencompassing this action), counsel for Defendants and court-appointed lead counsel shall meet and confer regarding a schedule for the filing of an operative complaint and any answer, motion to dismiss or other response thereto. Within fourteen (14) days after entry of the Order, the court-appointed lead plaintiff(s) and Defendants shall jointly submit aproposed schedule to the Court. Subject to the Court's approval, the scheduling of an initial pretrial conference pursuant to Fed. R. Civ. P. 16(b), the parties' obligations to serve initial disclosures pursuant to Fed. R. Civ. P. 26(a), and the parties' obligations to confer regarding case management and the development of a discovery plan and to submit a written report to the Court pursuant to Fed. R. Civ. P. 26(f), shall be stayed pending the resolution of any motions to dismiss the amended and/or consolidated complaint (or the designated operative complaint) contemplated by paragraph 3 above. And as set forth herein. SO ORDERED. (Signed by Judge Paul A. Crotty on 2/07/2022) (ama)
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Filing 12
PROPOSED STIPULATION AND ORDER. Document filed by Morgan Stanley..(Duggan, Charles)
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Filing 11
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley. Document filed by Morgan Stanley..(Duggan, Charles)
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Filing 10
NOTICE OF APPEARANCE by Daniel Jacob Schwartz on behalf of Morgan Stanley..(Schwartz, Daniel)
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Filing 9
NOTICE OF APPEARANCE by Charles S. Duggan on behalf of Morgan Stanley..(Duggan, Charles)
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***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. #8 Proposed Order was reviewed and approved as to form. (km)
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Filing 8
PROPOSED ORDER. Document filed by Kevin Lee. Related Document Number: #7 ..(Laughlin, Thomas) Proposed Order to be reviewed by Clerk's Office staff.
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Filing 7
NOTICE of Joint Submission re Consolidation. Document filed by Kevin Lee..(Laughlin, Thomas)
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Filing 6
LETTER addressed to Judge Paul A. Crotty from Charles S. Duggan dated January 28, 2022 re: Consolidation. Document filed by Morgan Stanley..(Duggan, Charles)
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Minute Entry for proceedings held before Judge Paul A. Crotty: Remote Status Conference held on 1/25/2022. REMARK: Counsel for all sides appeared. The parties provided a status update, and the Court directed the parties to submit 10 page briefing on the issues of consolidation as opposed to coordination. Briefing is due by January 28, 2022. See transcript for details. (Court Reporter Sonya Huggins) (dgo)
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Calendar Entry *DATE CHANGE*: The Status Conference scheduled to go forward on Thursday, January 13, 2022 is rescheduled to: Tuesday, January 25, 2022 @ 3:30 PM before Judge Paul A. Crotty, U.S.D.J, via teleconference. Dial-in: 888-363-4749. Access: 8539662. Reason for adjournment (on consent): the 1/13/22 not a convenient date for the parties. A PDF IS NOT ATTACHED TO THIS ENTRY (reset via e-mail communication by: David Gonzalez - Courtroom Deputy). (dgo)
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Filing 5
ELECTRONIC SUMMONS ISSUED as to Goldman Sachs Group Inc., Morgan Stanley. (vf)
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Case Designated ECF. (vf)
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***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas Livezey Laughlin, IV. The party information for the following party/parties has been modified: Kevin Lee. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (vf)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (vf)
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CASE REFERRED TO Judge Paul A. Crotty as possibly related to 21-cv-8413. (vf)
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NOTICE OF CASE REASSIGNMENT to Judge Paul A. Crotty. Judge Unassigned is no longer assigned to the case..(wb)
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Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (wb)
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CASE ACCEPTED AS RELATED. Create association to 1:21-cv-08413-PAC. Notice of Assignment to follow. (wb)
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Filing 4
STATEMENT OF RELATEDNESS re: that this action be filed as related to 21-cv-8413 (PAC). Document filed by Kevin Lee..(Laughlin, Thomas)
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Group Inc. and Morgan Stanley, re: #1 Complaint. Document filed by Kevin Lee..(Laughlin, Thomas)
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Filing 2
CIVIL COVER SHEET filed..(Laughlin, Thomas)
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Filing 1
COMPLAINT against Goldman Sachs Group Inc., Morgan Stanley. (Filing Fee $ 402.00, Receipt Number ANYSDC-25557358)Document filed by Kevin Lee. (Attachments: #1 Certification, #2 Schedule A).(Laughlin, Thomas)
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