Baer et al v. Duff & Phelps, LLC
Andrew Baer, Andrew J. Baer Trust, Michael Rosenbloom, Robyn Rosenbloom, Michael Rosenbloom Revocable Trust, Wing Point Investments LLC, Eytan Turjeman, Naamith Heiblum, Mordehai Heiblum, Rachel Heiblum, Yehudith Heiblum, Zohar Heiblum, Reuven Heiblum, Greg Isaacs, Bernard E. Francois, Bernard E. Francois Living Trust, Seth Rosenberg, Deborah Loughman, John Miller, Miller Trust, Sierra Springs Diversified Income Fund, LP, Pearlene Brar, trustee of the Brar Family Trust, Inna Koehler, Terry Nelson-Johnson, Stuart E. Lucas, Alison Patel, Heather Thompson, Jonathan Stulgis, Priya Ravi, Philip Nadel, Peter T. Lambrakis, John P. Roy, Jr., Margaret Rockwell, Jack Frank Aronov, Lisa D. Gagnum Boillot, Chancellor Capital, Blair Ambach, Theodore Strange, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Eleanor Robinson, Rajesh Kannah Ramanujam, Palamine Holdings LLC, Etienne Boillot, Shai Wininger, John W. Buttrick, Warrington Capital LLC, John Vance Hancock, Alia Driscoll, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Mary Helen Henske, SAS ARDIS, Michael Harrigan, John H. Heuberger, trustee of the WBK 2012 Trust, Neal Driscoll, Dennis J. Fitzsimons, Osman Uslu, Armando Pauker, Vasundhara Tolia, William Wayne Hancock III, trustee of the George B. Hancock Trust, Loeb Holding Corporation, Michael Harrigan, trustee for the Michael J. Harrigan Trust, Michael Driscoll, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, Nancy A.D. Hancock, Chanda Mehta Kero, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Bennet Woodward, Narendrakumar Mehta, Smita Mehta, Sarita Mehta, Pareshkumar Desai, Sameer Kero, Shawkat Kero, S. Kero Limited Partnership, Niloufer Kero, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Anthony V. Dub, Michael Witlin, Bret M. Walberg, Dimitri Katamanin, trustee of the Four Season's Trust, N. Kero Investments, LTD., LLLP, Dimitri Katamanin, David Malcolm Potts, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, Trinh-Mai N. Vo, Max Luis Tejada, Ramesh Patel, Gerald Guy Stokes, Jr., James E. Salter, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Aaron Michael Silva, Stacy K Li, Julie Lewis, Daniel Michael, Thomas F. Reiser, Jr., John D. Michael, SSSB Partnership, RJDC Management Company LLC, James Sharman, Robert Brilliant, trustee of the Brilliant Family Trust, Jessa Ann Goebel, Jerome Yap Chua, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Harminder Brar, trustee of the Brar Family Trust, Orla Cunningham LLC, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Stephen Jay Akana, Stephanie Marie Grein, Doris J. Wik, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Yiming Zhang, Eugene Goebel, Liza Reynolds Limited Partnership, Brent Horowitz, Phillip Porpora, trustee of the Phillip Porpora Trust, Kimberly Seeds, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Scott Anthony Ronan, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, Sheffee Lulkin, Karl John Henry Koehler, III, Holly Nelson-Johnson, John Muehlstein, trustee of the Peer Pedersen Trust, Ordower Investments, James Papesch, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Steven Patrick Nedelka, Mark Ordower, trustee of the Mark Ordower Trust, Shefee Lulkin & Associates, Inc., Robert Mueckler, II, Barry Lance Polonitza, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD, William McKenna, Nancy Mengel, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Sandra Sue Koehler, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, LTR I LLC, John D. Marschall, trustee of the John D. Marschall Trust, Kreiseder Family LLC, Dusty47 LLC, Four J Family LLC, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Kilrea Family Investments, LLC, Harmony Investments LLC, Charles Harrold, III, Barbara Drumm, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Margaux Marbury Harrold, Ronald Kaplan, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Michael R. Kaskie, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, 2012 DPDS Fund L.P., Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Sr., Phillip Crump, Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Amy Chuckrow, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Joseph S. Chasen, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Joseph Campolo, Jr., Francis Campise, Christopher John Burke, John Burke, Anne Burke, Joseph Boniecki, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Elizabeth Blinderman, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Vernon James Armour, trustee of the Vernon James Armour Trust dated and the Vernon James Armour Trust dated, Edward Atkins, trustee of the Edward M. Atkins Trust and Atkins Investment Partnership |
Duff & Phelps, LLC, Duff & Phelps LLC and Does 1 through 20 |
Lillian Leong |
1:2022cv00994 |
February 3, 2022 |
US District Court for the Southern District of New York |
Jesse M Furman |
Other Fraud |
28 U.S.C. § 1332 fr Diversity-Fraud |
Both |
Docket Report
This docket was last retrieved on October 11, 2023. A more recent docket listing may be available from PACER.
Document Text |
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Filing 61 JOINT LETTER addressed to Judge Jesse M. Furman from Jason Kellogg, Lawrence Eagel, and Scott Ahmad dated July 3, 2023 re: Status. Document filed by 2012 DPDS Fund L.P., Stephen Jay Akana, Alison Patel, Blair Ambach, Amy Chuckrow, Jack Frank Aronov, Atkins Investment Partnership, Andrew Baer, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Elizabeth Blinderman, Etienne Boillot, Etienne Boillot(trustees of the GST Trust ), Lisa D. Gagnum Boillot, Joseph Boniecki, Brent Horowitz, Anne Burke, Christopher John Burke, John Burke, John W. Buttrick, Francis Campise, Joseph Campolo, Jr, Chancellor Capital, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Joseph S. Chasen, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Jerome Yap Chua, Phillip Crump, Daniel Michael, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Sr, Pareshkumar Desai, Dimitri Katamanin, trustee of the Four Season's Trust, Alia Driscoll, Michael Driscoll, Neal Driscoll, Barbara Drumm, Anthony V. Dub, Dusty47 LLC, Edward Atkins, trustee of the Edward M. Atkins Trust, Dennis J. Fitzsimons, Four J Family LLC, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Bernard E. Francois, Eugene Goebel, Jessa Ann Goebel, Stephanie Marie Grein, John Vance Hancock, Nancy A.D. Hancock, Harminder Brar, trustee of the Brar Family Trust, Harmony Investments LLC, Michael Harrigan, Charles Harrold, III, Margaux Marbury Harrold, Heather Thompson, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Mary Helen Henske, Holly Nelson-Johnson, Inna Koehler, Greg Isaacs, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, John D. Marschall, trustee of the John D. Marschall Trust, John H. Heuberger, trustee of the WBK 2012 Trust, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, John Muehlstein, trustee of the Peer Pedersen Trust, Jonathan Stulgis, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Ronald Kaplan, Michael R. Kaskie, Dimitri Katamanin, Chanda Mehta Kero, Niloufer Kero, Sameer Kero, Shawkat Kero, Kilrea Family Investments, LLC, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Karl John Henry Koehler, III, Sandra Sue Koehler, Kreiseder Family LLC, LTR I LLC, Peter T. Lambrakis, Julie Lewis, Stacy K Li, Lillian Leong, Liza Reynolds Limited Partnership, Loeb Holding Corporation, Deborah Loughman, Sheffee Lulkin, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Mark Ordower, trustee of the Mark Ordower Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, William McKenna, Narendrakumar Mehta, Sarita Mehta, Smita Mehta, Nancy Mengel, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, John Miller, Robert Mueckler, II, N. Kero Investments, LTD., LLLP, Philip Nadel, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, Steven Patrick Nedelka, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Ordower Investments, Orla Cunningham LLC, Palamine Holdings LLC, James Papesch, Ramesh Patel, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Armando Pauker, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Pearlene Brar, trustee of the Brar Family Trust, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Phillip Porpora, trustee of the Phillip Porpora Trust, Barry Lance Polonitza, David Malcolm Potts, RJDC Management Company LLC, Rajesh Kannah Ramanujam, Priya Ravi, Thomas F. Reiser, Jr, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Robert Brilliant, trustee of the Brilliant Family Trust, Eleanor Robinson, Margaret Rockwell, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Scott Anthony Ronan, Seth Rosenberg, Michael Rosenbloom, John P. Roy, Jr, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, S. Kero Limited Partnership, SAS ARDIS, SSSB Partnership, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, James E. Salter, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Kimberly Seeds, Shai Wininger, James Sharman, Shefee Lulkin & Associates, Inc., Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Sierra Springs Diversified Income Fund, LP, Aaron Michael Silva, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Gerald Guy Stokes, Jr, Theodore Strange, Stuart E. Lucas, Max Luis Tejada, Terry Nelson-Johnson, Vasundhara Tolia, Eytan Turjeman, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Osman Uslu, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Trinh-Mai N. Vo, Bret M. Walberg, Warrington Capital LLC, Doris J. Wik, William Wayne Hancock III, trustee of the George B. Hancock Trust, Wing Point Investments LLC, Michael Witlin, Bennet Woodward, Yiming Zhang..(Kellogg, Jason) |
Filing 60 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 2/16/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:22-cv-00994-JMF, 1:22-cv-01168-JMF.(McGuirk, Kelly) |
Filing 59 TRANSCRIPT of Proceedings re: CONFERENCE held on 2/16/2023 before Judge Jesse M. Furman. Court Reporter/Transcriber: Amy Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/30/2023. Redacted Transcript Deadline set for 6/8/2023. Release of Transcript Restriction set for 8/7/2023.Filed In Associated Cases: 1:22-cv-00994-JMF, 1:22-cv-01168-JMF.(McGuirk, Kelly) |
Filing 58 JOINT LETTER addressed to Judge Jesse M. Furman from Jason K. Kellogg, Lawrence Eagel, and Scott Ahmad dated May 1, 2023 re: Status. Document filed by 2012 DPDS Fund L.P., Stephen Akana, Alison Patel, Blair Ambach, Amy Chuckrow, Jack Aronov, Atkins Investment Partnership, Andrew Baer, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Elizabeth Blinderman, Etienne Boillot, Lisa Boillot, Joseph Boniecki, Brent Horowitz, Anne Burke, Christopher Burke, John Burke, John Buttrick, Francis Campise, Joseph Campolo, Chancellor Capital, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Joseph Chasen, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Jerome Chua, Phillip Crump, Daniel Michael, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Pareshkumar Desai, Dimitri Katamanin, trustee of the Four Season's Trust, Does 1 through 20, Alia Driscoll, Michael Driscoll, Neal Driscoll, Barbara Drumm, Anthony Dub, Duff & Phelps LLC, Duff & Phelps, LLC, Dusty47 LLC, Edward Atkins, trustee of the Edward M. Atkins Trust, Dennis Fitzsimons, Four J Family LLC, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Bernard Francois, Eugene Goebel, Jessa Goebel, Stephanie Grein, John Hancock, Nancy Hancock, Harminder Brar, trustee of the Brar Family Trust, Harmony Investments LLC, Michael Harrigan, Charles Harrold, Margaux Harrold, Heather Thompson, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Mary Henske, Holly Nelson-Johnson, Inna Koehler, Greg Isaacs, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, John D. Marschall, trustee of the John D. Marschall Trust, John H. Heuberger, trustee of the WBK 2012 Trust, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, John Muehlstein, trustee of the Peer Pedersen Trust, Jonathan Stulgis, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Ronald Kaplan, Michael Kaskie, Dimitri Katamanin, Chanda Kero, Niloufer Kero, Sameer Kero, Shawkat Kero, Kilrea Family Investments, LLC, Karl Koehler, Sandra Koehler, Kreiseder Family LLC, LTR I LLC, Peter Lambrakis, Julie Lewis, Stacy Li, Lillian Leong, Liza Reynolds Limited Partnership, Loeb Holding Corporation, Deborah Loughman, Sheffee Lulkin, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Mark Ordower, trustee of the Mark Ordower Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, William McKenna, Narendrakumar Mehta, Sarita Mehta, Smita Mehta, Nancy Mengel, John Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, John Miller, Robert Mueckler, N. Kero Investments, LTD., LLLP, Philip Nadel, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, Steven Nedelka, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Ordower Investments, Orla Cunningham LLC, Palamine Holdings LLC, James Papesch, Ramesh Patel, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Armando Pauker, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Pearlene Brar, trustee of the Brar Family Trust, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Phillip Porpora, trustee of the Phillip Porpora Trust, Barry Polonitza, David Potts, RJDC Management Company LLC, Rajesh Ramanujam, Priya Ravi, Thomas Reiser, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Robert Brilliant, trustee of the Brilliant Family Trust, Eleanor Robinson, Margaret Rockwell, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Scott Ronan, Seth Rosenberg, Michael Rosenbloom, John Roy, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, S. Kero Limited Partnership, SAS ARDIS, SSSB Partnership, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, James Salter, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Kimberly Seeds, Shai Wininger, James Sharman, Shefee Lulkin & Associates, Inc., Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Sierra Springs Diversified Income Fund, LP, Aaron Silva, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Gerald Stokes, Theodore Strange, Stuart E. Lucas, Max Tejada, Terry Nelson-Johnson, Vasundhara Tolia, Eytan Turjeman, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Osman Uslu, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Trinh-Mai Vo, Bret Walberg, Warrington Capital LLC, Doris Wik, William Wayne Hancock III, trustee of the George B. Hancock Trust, Wing Point Investments LLC, Michael Witlin, Bennet Woodward, Yiming Zhang..(Kellogg, Jason) |
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Filing 56 MOTION for Claudia D. Ojeda to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27646390. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Duff & Phelps, LLC. (Attachments: #1 Affidavit (Declaration) of Claudia D. Ojeda with Certificate, #2 Text of Proposed Order - [Proposed] Order for Admission to Practice Pro Hac Vice).(Ojeda, Claudia) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #56 MOTION for Claudia D. Ojeda to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27646390. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (vba) |
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Filing 53 LETTER RESPONSE in Opposition to Motion addressed to Judge Jesse M. Furman from Victoria J. Wilson dated April 20, 2023 re: #50 LETTER MOTION for Local Rule 37.2 Conference re: Compelling Plaintiffs to perform an ESI search and collection of data, addressed to Judge Jesse M. Furman from Scott Ahmad dated April 17, 2023. . Document filed by 2012 DPDS Fund L.P., Stephen Jay Akana, Alison Patel, Blair Ambach, Amy Chuckrow, Jack Frank Aronov, Atkins Investment Partnership, Andrew Baer, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Elizabeth Blinderman, Etienne Boillot, Etienne Boillot(trustees of the GST Trust ), Lisa D. Gagnum Boillot, Joseph Boniecki, Brent Horowitz, Anne Burke, Christopher John Burke, John Burke, John W. Buttrick, Francis Campise, Joseph Campolo, Jr, Chancellor Capital, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Joseph S. Chasen, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Jerome Yap Chua, Phillip Crump, Daniel Michael, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Sr, Pareshkumar Desai, Dimitri Katamanin, trustee of the Four Season's Trust, Alia Driscoll, Michael Driscoll, Neal Driscoll, Barbara Drumm, Anthony V. Dub, Dusty47 LLC, Edward Atkins, trustee of the Edward M. Atkins Trust, Dennis J. Fitzsimons, Four J Family LLC, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Bernard E. Francois, Eugene Goebel, Jessa Ann Goebel, Stephanie Marie Grein, John Vance Hancock, Nancy A.D. Hancock, Harminder Brar, trustee of the Brar Family Trust, Harmony Investments LLC, Michael Harrigan, Charles Harrold, III, Margaux Marbury Harrold, Heather Thompson, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Mary Helen Henske, Holly Nelson-Johnson, Inna Koehler, Greg Isaacs, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, John D. Marschall, trustee of the John D. Marschall Trust, John H. Heuberger, trustee of the WBK 2012 Trust, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, John Muehlstein, trustee of the Peer Pedersen Trust, Jonathan Stulgis, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Ronald Kaplan, Michael R. Kaskie, Dimitri Katamanin, Chanda Mehta Kero, Niloufer Kero, Sameer Kero, Shawkat Kero, Kilrea Family Investments, LLC, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Karl John Henry Koehler, III, Sandra Sue Koehler, Kreiseder Family LLC, LTR I LLC, Peter T. Lambrakis, Julie Lewis, Stacy K Li, Lillian Leong, Liza Reynolds Limited Partnership, Loeb Holding Corporation, Deborah Loughman, Sheffee Lulkin, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Mark Ordower, trustee of the Mark Ordower Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, William McKenna, Narendrakumar Mehta, Sarita Mehta, Smita Mehta, Nancy Mengel, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, John Miller, Robert Mueckler, II, N. Kero Investments, LTD., LLLP, Philip Nadel, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, Steven Patrick Nedelka, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Ordower Investments, Orla Cunningham LLC, Palamine Holdings LLC, James Papesch, Ramesh Patel, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Armando Pauker, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Pearlene Brar, trustee of the Brar Family Trust, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Phillip Porpora, trustee of the Phillip Porpora Trust, Barry Lance Polonitza, David Malcolm Potts, RJDC Management Company LLC, Rajesh Kannah Ramanujam, Priya Ravi, Thomas F. Reiser, Jr, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Robert Brilliant, trustee of the Brilliant Family Trust, Eleanor Robinson, Margaret Rockwell, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Scott Anthony Ronan, Seth Rosenberg, Michael Rosenbloom, John P. Roy, Jr, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, S. Kero Limited Partnership, SAS ARDIS, SSSB Partnership, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, James E. Salter, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Kimberly Seeds, Shai Wininger, James Sharman, Shefee Lulkin & Associates, Inc., Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Sierra Springs Diversified Income Fund, LP, Aaron Michael Silva, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Gerald Guy Stokes, Jr, Theodore Strange, Stuart E. Lucas, Max Luis Tejada, Terry Nelson-Johnson, Vasundhara Tolia, Eytan Turjeman, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Osman Uslu, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Trinh-Mai N. Vo, Bret M. Walberg, Warrington Capital LLC, Doris J. Wik, William Wayne Hancock III, trustee of the George B. Hancock Trust, Wing Point Investments LLC, Michael Witlin, Bennet Woodward, Yiming Zhang..(Wilson, Victoria) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #52 MOTION for Peter Fishkind to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27629536. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz) |
Filing 52 MOTION for Peter Fishkind to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27629536. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Duff & Phelps, LLC. (Attachments: #1 Affidavit (Declaration) of Peter Fishkind with Certificate, #2 Text of Proposed Order - [Proposed] Order for Admission To Practice Pro Hac Vice).(Fishkind, Peter) Modified on 4/20/2023(sgz). |
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Filing 50 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Local Rule 37.2 Conference re: Compelling Plaintiffs to perform an ESI search and collection of data, addressed to Judge Jesse M. Furman from Scott Ahmad dated April 17, 2023. Document filed by Duff & Phelps, LLC. (Attachments: #1 Exhibit A - March 7, 2023 Meet and Confer Discussion, #2 Exhibit B - Plaintiffs' Agreed Protocol, #3 Exhibit C - Defendant's Proposed Protocol, #4 Exhibit D - Meet and Confer Discussions).(Ahmad, Scott) Modified on 4/19/2023 (db). |
Filing 49 PROPOSED PROTECTIVE ORDER. Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
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Filing 47 LETTER MOTION for Extension of Time addressed to Judge Jesse M. Furman from Jason Kellogg, Esq. dated April 5, 2023. Document filed by 2012 DPDS Fund L.P., Stephen Jay Akana, Alison Patel, Blair Ambach, Amy Chuckrow, Jack Frank Aronov, Atkins Investment Partnership, Andrew Baer, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Elizabeth Blinderman, Etienne Boillot, Etienne Boillot(trustees of the GST Trust ), Lisa D. Gagnum Boillot, Joseph Boniecki, Brent Horowitz, Anne Burke, Christopher John Burke, John Burke, John W. Buttrick, Francis Campise, Joseph Campolo, Jr, Chancellor Capital, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Joseph S. Chasen, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Jerome Yap Chua, Phillip Crump, Daniel Michael, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Sr, Pareshkumar Desai, Dimitri Katamanin, trustee of the Four Season's Trust, Alia Driscoll, Michael Driscoll, Neal Driscoll, Barbara Drumm, Anthony V. Dub, Dusty47 LLC, Edward Atkins, trustee of the Edward M. Atkins Trust, Dennis J. Fitzsimons, Four J Family LLC, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Bernard E. Francois, Eugene Goebel, Jessa Ann Goebel, Stephanie Marie Grein, John Vance Hancock, Nancy A.D. Hancock, Harminder Brar, trustee of the Brar Family Trust, Harmony Investments LLC, Michael Harrigan, Charles Harrold, III, Margaux Marbury Harrold, Heather Thompson, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Mary Helen Henske, Holly Nelson-Johnson, Inna Koehler, Greg Isaacs, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, John D. Marschall, trustee of the John D. Marschall Trust, John H. Heuberger, trustee of the WBK 2012 Trust, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, John Muehlstein, trustee of the Peer Pedersen Trust, Jonathan Stulgis, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Ronald Kaplan, Michael R. Kaskie, Dimitri Katamanin, Chanda Mehta Kero, Niloufer Kero, Sameer Kero, Shawkat Kero, Kilrea Family Investments, LLC, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Karl John Henry Koehler, III, Sandra Sue Koehler, Kreiseder Family LLC, LTR I LLC, Peter T. Lambrakis, Julie Lewis, Stacy K Li, Lillian Leong, Liza Reynolds Limited Partnership, Loeb Holding Corporation, Deborah Loughman, Sheffee Lulkin, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Mark Ordower, trustee of the Mark Ordower Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, William McKenna, Narendrakumar Mehta, Sarita Mehta, Smita Mehta, Nancy Mengel, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, John Miller, Robert Mueckler, II, N. Kero Investments, LTD., LLLP, Philip Nadel, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, Steven Patrick Nedelka, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Ordower Investments, Orla Cunningham LLC, Palamine Holdings LLC, James Papesch, Ramesh Patel, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Armando Pauker, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Pearlene Brar, trustee of the Brar Family Trust, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Phillip Porpora, trustee of the Phillip Porpora Trust, Barry Lance Polonitza, David Malcolm Potts, RJDC Management Company LLC, Rajesh Kannah Ramanujam, Priya Ravi, Thomas F. Reiser, Jr, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Robert Brilliant, trustee of the Brilliant Family Trust, Eleanor Robinson, Margaret Rockwell, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Scott Anthony Ronan, Seth Rosenberg, Michael Rosenbloom, John P. Roy, Jr, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, S. Kero Limited Partnership, SAS ARDIS, SSSB Partnership, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, James E. Salter, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Kimberly Seeds, Shai Wininger, James Sharman, Shefee Lulkin & Associates, Inc., Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Sierra Springs Diversified Income Fund, LP, Aaron Michael Silva, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Gerald Guy Stokes, Jr, Theodore Strange, Stuart E. Lucas, Max Luis Tejada, Terry Nelson-Johnson, Vasundhara Tolia, Eytan Turjeman, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Osman Uslu, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Trinh-Mai N. Vo, Bret M. Walberg, Warrington Capital LLC, Doris J. Wik, William Wayne Hancock III, trustee of the George B. Hancock Trust, Wing Point Investments LLC, Michael Witlin, Bennet Woodward, Yiming Zhang..(Kellogg, Jason) |
Filing 46 ANSWER to #28 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,,, with JURY DEMAND. Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
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Filing 44 CONSENT LETTER MOTION for Extension of Time to File Answer re: #28 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,,, addressed to Judge Jesse M. Furman from Scott Ahmad dated February 17, 2023. Document filed by Duff & Phelps, LLC..(Ahmad, Scott) |
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Filing 39 MOTION for Bailey Brandon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27337849. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Duff & Phelps, LLC. (Attachments: #1 Affidavit (Declaration) of Bailey Brandon, with Certificate, #2 Text of Proposed Order - [Proposed] Order for Admission to Practice Pro Hac Vice).(Brandon, Bailey) |
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #39 MOTION for Bailey Brandon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27337849. Motion and supporting papers to be reviewed by Clerk's Office staff., #37 MOTION for Stephen V. D'Amore to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27335731. Motion and supporting papers to be reviewed by Clerk's Office staff., #38 MOTION for Scott Ahmad to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27335812. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sac) |
Filing 38 MOTION for Scott Ahmad to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27335812. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Duff & Phelps, LLC. (Attachments: #1 Affidavit (Declaration) of Scott Ahmad, #2 Text of Proposed Order - [Proposed] Order for Admission to Practice Pro Hac Vice).(Ahmad, Scott) |
Filing 37 MOTION for Stephen V. D'Amore to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27335731. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Duff & Phelps, LLC. (Attachments: #1 Affidavit (Declaration) of Stephen V. DAmore, with Certificate, #2 Text of Proposed Order - [Proposed] Order for Admission to Practice Pro Hac Vice).(D'Amore, Stephen) |
Filing 36 JOINT LETTER addressed to Judge Jesse M. Furman from Matthew Stark dated February 9, 2023 re: Notice of Initial Pretrial Conference (ECF No. 12), with Proposed Case Management Plan. Document filed by Duff & Phelps, LLC. (Attachments: #1 Exhibit A - [Proposed] Civil Case Management Plan and Scheduling Order).(Stark, Matthew) |
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Filing 34 REPLY MEMORANDUM OF LAW in Support re: #29 MOTION to Dismiss Plaintiffs' Consolidated Second Amended Class Action Complaint. . Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
Filing 33 MEMORANDUM OF LAW in Opposition re: #29 MOTION to Dismiss Plaintiffs' Consolidated Second Amended Class Action Complaint. . Document filed by 2012 DPDS Fund L.P., Stephen Jay Akana, Alison Patel, Blair Ambach, Amy Chuckrow, Jack Frank Aronov, Atkins Investment Partnership, Andrew Baer, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Elizabeth Blinderman, Etienne Boillot, Etienne Boillot(trustees of the GST Trust ), Lisa D. Gagnum Boillot, Joseph Boniecki, Brent Horowitz, Anne Burke, Christopher John Burke, John Burke, John W. Buttrick, Francis Campise, Joseph Campolo, Jr, Chancellor Capital, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Joseph S. Chasen, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, Jerome Yap Chua, Phillip Crump, Daniel Michael, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, David Decker, Sr, Pareshkumar Desai, Dimitri Katamanin, trustee of the Four Season's Trust, Alia Driscoll, Michael Driscoll, Neal Driscoll, Barbara Drumm, Anthony V. Dub, Dusty47 LLC, Edward Atkins, trustee of the Edward M. Atkins Trust, Dennis J. Fitzsimons, Four J Family LLC, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Bernard E. Francois, Eugene Goebel, Jessa Ann Goebel, Stephanie Marie Grein, John Vance Hancock, Nancy A.D. Hancock, Harminder Brar, trustee of the Brar Family Trust, Harmony Investments LLC, Michael Harrigan, Charles Harrold, III, Margaux Marbury Harrold, Heather Thompson, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Mary Helen Henske, Holly Nelson-Johnson, Inna Koehler, Greg Isaacs, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, John D. Marschall, trustee of the John D. Marschall Trust, John H. Heuberger, trustee of the WBK 2012 Trust, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, John Muehlstein, trustee of the Peer Pedersen Trust, Jonathan Stulgis, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Ronald Kaplan, Michael R. Kaskie, Dimitri Katamanin, Chanda Mehta Kero, Niloufer Kero, Sameer Kero, Shawkat Kero, Kilrea Family Investments, LLC, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Karl John Henry Koehler, III, Sandra Sue Koehler, Kreiseder Family LLC, LTR I LLC, Peter T. Lambrakis, Julie Lewis, Stacy K Li, Lillian Leong, Liza Reynolds Limited Partnership, Loeb Holding Corporation, Deborah Loughman, Sheffee Lulkin, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Mark Ordower, trustee of the Mark Ordower Trust, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, William McKenna, Narendrakumar Mehta, Sarita Mehta, Smita Mehta, Nancy Mengel, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, John Miller, Robert Mueckler, II, N. Kero Investments, LTD., LLLP, Philip Nadel, Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, Steven Patrick Nedelka, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Ordower Investments, Orla Cunningham LLC, Palamine Holdings LLC, James Papesch, Ramesh Patel, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Armando Pauker, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, Pearlene Brar, trustee of the Brar Family Trust, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Phillip Porpora, trustee of the Phillip Porpora Trust, Barry Lance Polonitza, David Malcolm Potts, RJDC Management Company LLC, Rajesh Kannah Ramanujam, Priya Ravi, Thomas F. Reiser, Jr, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Robert Brilliant, trustee of the Brilliant Family Trust, Eleanor Robinson, Margaret Rockwell, Ronald Berman, trustee of the Ronald Berman Revocable Trust, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Scott Anthony Ronan, Seth Rosenberg, Michael Rosenbloom, John P. Roy, Jr, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, S. Kero Limited Partnership, SAS ARDIS, SSSB Partnership, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, James E. Salter, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Kimberly Seeds, Shai Wininger, James Sharman, Shefee Lulkin & Associates, Inc., Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Sierra Springs Diversified Income Fund, LP, Aaron Michael Silva, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Gerald Guy Stokes, Jr, Theodore Strange, Stuart E. Lucas, Max Luis Tejada, Terry Nelson-Johnson, Vasundhara Tolia, Eytan Turjeman, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Osman Uslu, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Trinh-Mai N. Vo, Bret M. Walberg, Warrington Capital LLC, Doris J. Wik, William Wayne Hancock III, trustee of the George B. Hancock Trust, Wing Point Investments LLC, Michael Witlin, Bennet Woodward, Yiming Zhang..(Eagel, Lawrence) |
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Set/Reset Deadlines: Responses due by 8/23/2022. Replies due by 9/12/2022. (yv) |
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Filing 30 MEMORANDUM OF LAW in Support re: #29 MOTION to Dismiss Plaintiffs' Consolidated Second Amended Class Action Complaint. . Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
Filing 29 MOTION to Dismiss Plaintiffs' Consolidated Second Amended Class Action Complaint. Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
Filing 28 SECOND AMENDED COMPLAINT amending #21 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,, against Does 1 through 20, Duff & Phelps, LLC with JURY DEMAND.Document filed by Terry Nelson-Johnson, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, RJDC Management Company LLC, Stacy K Li, Deborah Loughman, Pearlene Brar, trustee of the Brar Family Trust, David Malcolm Potts, Armando Pauker, James Papesch, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Max Luis Tejada, Harmony Investments LLC, Eugene Goebel, William Wayne Hancock III, trustee of the George B. Hancock Trust, John Muehlstein, trustee of the Peer Pedersen Trust, John Vance Hancock, Shai Wininger, Sarita Mehta, Yehudith Heiblum, Robert Brilliant, trustee of the Brilliant Family Trust, John Burke, Edward Atkins, trustee of the Edward M. Atkins Trust, Ronald Berman, trustee of the Ronald Berman Revocable Trust, John H. Heuberger, trustee of the WBK 2012 Trust, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, James E. Salter, Thomas F. Reiser, Jr, Barbara Drumm, Elizabeth Blinderman, Jack Frank Aronov, Aaron Michael Silva, Scott Anthony Ronan, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Bernard E. Francois, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Margaret Rockwell, Joseph Campolo, Jr, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, Joseph Boniecki, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Lisa D. Gagnum Boillot, Alison Patel, Seth Rosenberg, Etienne Boillot, Sheffee Lulkin, Amy Chuckrow, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, Mark Ordower, trustee of the Mark Ordower Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, Daniel Michael, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Nancy A.D. Hancock, Bret M. Walberg, Peter T. Lambrakis, Greg Isaacs, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Narendrakumar Mehta, Rajesh Kannah Ramanujam, Shawkat Kero, Kimberly Seeds, Francis Campise, Chancellor Capital, Phillip Porpora, trustee of the Phillip Porpora Trust, Heather Thompson, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Joseph S. Chasen, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Harminder Brar, trustee of the Brar Family Trust, Mary Helen Henske, Inna Koehler, Robert Mueckler, II, Dennis J. Fitzsimons, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, John D. Marschall, trustee of the John D. Marschall Trust, Osman Uslu, Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Pareshkumar Desai, Naamith Heiblum, Jessa Ann Goebel, Four J Family LLC, Stephanie Marie Grein, 2012 DPDS Fund L.P., Ramesh Patel, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, Trinh-Mai N. Vo, Anne Burke, Niloufer Kero, Vasundhara Tolia, S. Kero Limited Partnership, Dusty47 LLC, Ronald Kaplan, Nancy Mengel, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Anthony V. Dub, Holly Nelson-Johnson, David Decker, Sr, Julie Lewis, Ordower Investments, Rachel Heiblum, Alia Driscoll, Dimitri Katamanin, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Theodore Strange, James Sharman, Atkins Investment Partnership, Margaux Marbury Harrold, Michael R. Kaskie, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, Etienne Boillot(trustees of the GST Trust ), Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Priya Ravi, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, John W. Buttrick, Liza Reynolds Limited Partnership, Jerome Yap Chua, Zohar Heiblum, Kilrea Family Investments, LLC, Smita Mehta, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Charles Harrold, III, John Miller, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Shefee Lulkin & Associates, Inc., Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, N. Kero Investments, LTD., LLLP, Michael Driscoll, Andrew Baer, John P. Roy, Jr, Eleanor Robinson, Blair Ambach, Brent Horowitz, Stuart E. Lucas, LTR I LLC, Christopher John Burke, Michael Harrigan, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Philip Nadel, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, Karl John Henry Koehler, III, Stephen Jay Akana, Kreiseder Family LLC, Phillip Crump, Sameer Kero, Warrington Capital LLC, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, SAS ARDIS, Lillian Leong, Doris J. Wik, William McKenna, Barry Lance Polonitza, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, SSSB Partnership, Neal Driscoll, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Yiming Zhang, Reuven Heiblum, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Steven Patrick Nedelka, Wing Point Investments LLC, Michael Rosenbloom, Dimitri Katamanin, trustee of the Four Season's Trust, Michael Witlin, Sandra Sue Koehler, Orla Cunningham LLC, Mordehai Heiblum, Palamine Holdings LLC, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Jonathan Stulgis, Chanda Mehta Kero, Loeb Holding Corporation, Gerald Guy Stokes, Jr, Bennet Woodward. Related document: #21 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,,..(Eagel, Lawrence) |
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Filing 26 LETTER MOTION for Extension of Time addressed to Judge Jesse M. Furman from Lawrence P. Eagel dated June 1, 2022. Document filed by Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Eytan Turjeman, Wing Point Investments LLC. (Attachments: #1 Exhibit Joint Stipulation and [Proposed] Order).(Eagel, Lawrence) |
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Filing 24 DECLARATION of Matthew A. Stark in Support re: #22 MOTION to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint.. Document filed by Duff & Phelps, LLC. (Attachments: #1 Exhibit A - Engagement Letter, #2 Exhibit B - C.D. Cal. Order Granting Motion to Dismiss, #3 Exhibit C - Duff & Phelps Report, #4 Exhibit D - Receiver's Investigative Report).(Stark, Matthew) |
Filing 23 MEMORANDUM OF LAW in Support re: #22 MOTION to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint. . Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
Filing 22 MOTION to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint. Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Lawrence P. Eagel re: Document No. #21 Amended Complaint. The filing is deficient for the following reason(s): all of the parties listed on the pleading were not entered on CM ECF. Docket the event type Add Party to Pleading found under the event list Complaints and Other Initiating Documents. (vf) |
ADD PARTY FOR PLEADING. Defendants/Respondents Duff & Phelps, LLC, Does 1 through 20 added. Party added pursuant to #21 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,,.Document filed by Terry Nelson-Johnson, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, RJDC Management Company LLC, Stacy K Li, Deborah Loughman, Pearlene Brar, trustee of the Brar Family Trust, David Malcolm Potts, Armando Pauker, James Papesch, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Max Luis Tejada, Harmony Investments LLC, Eugene Goebel, William Wayne Hancock III, trustee of the George B. Hancock Trust, John Muehlstein, trustee of the Peer Pedersen Trust, John Vance Hancock, Shai Wininger, Sarita Mehta, Yehudith Heiblum, Robert Brilliant, trustee of the Brilliant Family Trust, John Burke, Edward Atkins, trustee of the Edward M. Atkins Trust, Ronald Berman, trustee of the Ronald Berman Revocable Trust, John H. Heuberger, trustee of the WBK 2012 Trust, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, James E. Salter, Thomas F. Reiser, Jr, Barbara Drumm, Elizabeth Blinderman, Jack Frank Aronov, Aaron Michael Silva, Scott Anthony Ronan, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Bernard E. Francois, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Margaret Rockwell, Joseph Campolo, Jr, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, Joseph Boniecki, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Lisa D. Gagnum Boillot, Alison Patel, Seth Rosenberg, Etienne Boillot, Sheffee Lulkin, Amy Chuckrow, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, Mark Ordower, trustee of the Mark Ordower Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, Daniel Michael, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Nancy A.D. Hancock, Bret M. Walberg, Peter T. Lambrakis, Greg Isaacs, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Narendrakumar Mehta, Rajesh Kannah Ramanujam, Shawkat Kero, Kimberly Seeds, Francis Campise, Chancellor Capital, Phillip Porpora, trustee of the Phillip Porpora Trust, Heather Thompson, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Joseph S. Chasen, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Harminder Brar, trustee of the Brar Family Trust, Mary Helen Henske, Inna Koehler, Robert Mueckler, II, Dennis J. Fitzsimons, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, John D. Marschall, trustee of the John D. Marschall Trust, Osman Uslu, Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Pareshkumar Desai, Naamith Heiblum, Jessa Ann Goebel, Four J Family LLC, Stephanie Marie Grein, 2012 DPDS Fund L.P., Ramesh Patel, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, Trinh-Mai N. Vo, Anne Burke, Niloufer Kero, Vasundhara Tolia, S. Kero Limited Partnership, Dusty47 LLC, Ronald Kaplan, Nancy Mengel, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Anthony V. Dub, Holly Nelson-Johnson, David Decker, Sr, Julie Lewis, Ordower Investments, Rachel Heiblum, Alia Driscoll, Dimitri Katamanin, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Theodore Strange, James Sharman, Atkins Investment Partnership, Margaux Marbury Harrold, Michael R. Kaskie, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, Etienne Boillot(trustees of the GST Trust ), Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Priya Ravi, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, John W. Buttrick, Liza Reynolds Limited Partnership, Jerome Yap Chua, Zohar Heiblum, Kilrea Family Investments, LLC, Smita Mehta, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Charles Harrold, III, John Miller, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Shefee Lulkin & Associates, Inc., Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, N. Kero Investments, LTD., LLLP, Michael Driscoll, Andrew Baer, John P. Roy, Jr, Eleanor Robinson, Blair Ambach, Brent Horowitz, Stuart E. Lucas, LTR I LLC, Christopher John Burke, Michael Harrigan, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Philip Nadel, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, Karl John Henry Koehler, III, Stephen Jay Akana, Kreiseder Family LLC, Phillip Crump, Sameer Kero, Warrington Capital LLC, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, SAS ARDIS, Lillian Leong, Doris J. Wik, William McKenna, Barry Lance Polonitza, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, SSSB Partnership, Neal Driscoll, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Yiming Zhang, Reuven Heiblum, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Steven Patrick Nedelka, Wing Point Investments LLC, Michael Rosenbloom, Dimitri Katamanin, trustee of the Four Season's Trust, Michael Witlin, Sandra Sue Koehler, Orla Cunningham LLC, Mordehai Heiblum, Palamine Holdings LLC, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Jonathan Stulgis, Chanda Mehta Kero, Loeb Holding Corporation, Gerald Guy Stokes, Jr, Bennet Woodward. Related document: #21 Amended Complaint,,,,,,,,,,,,,,,,,,,,,,,,..(Eagel, Lawrence) |
Filing 21 AMENDED COMPLAINT amending #1 Complaint,, against Duff & Phelps, LLC with JURY DEMAND.Document filed by Terry Nelson-Johnson, David Decker, Sr., trustee for the Mary Louise Decker Family GST Trust, RJDC Management Company LLC, Stacy K Li, Deborah Loughman, Pearlene Brar, trustee of the Brar Family Trust, David Malcolm Potts, Armando Pauker, James Papesch, Jeffrey Goldberg, trustee of the Jeffrey M. Goldberg Trust u/a dtd 08/01/1995, Max Luis Tejada, Harmony Investments LLC, Eugene Goebel, William Wayne Hancock III, trustee of the George B. Hancock Trust, John Muehlstein, trustee of the Peer Pedersen Trust, John Vance Hancock, Shai Wininger, Sarita Mehta, Yehudith Heiblum, Robert Brilliant, trustee of the Brilliant Family Trust, John Burke, Edward Atkins, trustee of the Edward M. Atkins Trust, Ronald Berman, trustee of the Ronald Berman Revocable Trust, John H. Heuberger, trustee of the WBK 2012 Trust, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Nancy Horween Trust, James E. Salter, Thomas F. Reiser, Jr, Barbara Drumm, Elizabeth Blinderman, Jack Frank Aronov, Aaron Michael Silva, Scott Anthony Ronan, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Harriet C. Collis TUA Tr. B FBO Mary Hancock, Bernard E. Francois, Barry P. Garrison, trustee of the Barry P. Garrison Trust, Margaret Rockwell, Joseph Campolo, Jr, Peer Pedersen, Jr., trustee of the Declaration of Trust of Peer Pedersen, John D. Michael, Michael Harrigan, trustee for the Michael J. Harrigan Trust, Joseph Boniecki, Ridge Sampson, trustee of the Ridge Sampson Revocable Trust, Lisa D. Gagnum Boillot, Alison Patel, Seth Rosenberg, Etienne Boillot, Sheffee Lulkin, Amy Chuckrow, David Decker, Jr., trustee of the 2017 Decker Family Irrevocable Gift Trust, Mark Ordower, trustee of the Mark Ordower Trust, Scott Kilrea, trustee of the Scott Kilrea Trust U/A DTD 04/14/1997, Ruthmarie Connor, trustee of the Rollin Polonitza Family Trust, Daniel Michael, Frances Armour Williamson, trustee of the Frances Armour Williamson TTEE Revocable Trust of Frances Armour Williamson, Nancy A.D. Hancock, Bret M. Walberg, Peter T. Lambrakis, Greg Isaacs, Ronald McLeod, trustee of the Ronald McLeod Revocable Trust, Narendrakumar Mehta, Rajesh Kannah Ramanujam, Shawkat Kero, Kimberly Seeds, Francis Campise, Chancellor Capital, Phillip Porpora, trustee of the Phillip Porpora Trust, Heather Thompson, Niloufer Kero, trustee of Niloufer Kero Revocable Family Trust, Beri Lynn Polonitza, trustee of the Beri Lynn Polonitza Revocable Trust, Joseph S. Chasen, Patricia Booth, trustee of the Patricia Booth Revocable Trust, Harminder Brar, trustee of the Brar Family Trust, Mary Helen Henske, Inna Koehler, Robert Mueckler, II, Dennis J. Fitzsimons, Mary Polonitza, trustee of the Jard Polonitza Separate Property Trust, John D. Marschall, trustee of the John D. Marschall Trust, Osman Uslu, Sherwood Guernsey, trustee of the Carol C. Guernsey Irrevocable Trust, Pareshkumar Desai, Naamith Heiblum, Jessa Ann Goebel, Four J Family LLC, Stephanie Marie Grein, 2012 DPDS Fund L.P., Ramesh Patel, Sameer Kero, trustee of the Flexedge Investment Management Defined Benefit Pension Plan & Trust, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, John L MacCarthy, trustee of the John Leland MacCarthy Revocable Trust, Trinh-Mai N. Vo, Anne Burke, Niloufer Kero, Vasundhara Tolia, S. Kero Limited Partnership, Dusty47 LLC, Ronald Kaplan, Nancy Mengel, Peter J. McDonald, trustee of the Peter J. McDonald Trust DTD 04/22/2010, Anthony V. Dub, Holly Nelson-Johnson, David Decker, Sr, Julie Lewis, Ordower Investments, Rachel Heiblum, Alia Driscoll, Dimitri Katamanin, Jonathan Stulgis, trustee of the Jonathan W. Stulgis Family Trust, Theodore Strange, James Sharman, Atkins Investment Partnership, Margaux Marbury Harrold, Michael R. Kaskie, U.S. Bank N.A. and Soyla V. Rausch, trustees for the Carrie G. Cox TUW Tr. B FBO Mary Hancock, Etienne Boillot(trustees of the GST Trust ), Victoria Clewell, trustee of the Ronald J. Sloane Family Trust, Priya Ravi, Paul Blinderman, trustee of the Paul Blinderman Revocable Trust, John W. Buttrick, Liza Reynolds Limited Partnership, Jerome Yap Chua, Zohar Heiblum, Kilrea Family Investments, LLC, Smita Mehta, Karl John Henry Koehler, III(trustees of the Jay Koehler and Inna Koehler Living Trust), Charles Harrold, III, John Miller, Vernon James Armour, trustee of the Vernon James Armour Trust dated 04/04/1988 and the Vernon James Armour Trust dated 08/14/2018, Shefee Lulkin & Associates, Inc., Nancy Lynn Morton, trustee of the Harrold Family Dynasty Trust, N. Kero Investments, LTD., LLLP, Michael Driscoll, Andrew Baer, John P. Roy, Jr, Eleanor Robinson, Blair Ambach, Brent Horowitz, Stuart E. Lucas, LTR I LLC, Christopher John Burke, Michael Harrigan, Joseph Campolo, Jr., trustee of the Joseph P Campolo Jr. Revocable Trust, Philip Nadel, Jennifer Mvongo, trustee of the Jennifer M. Mvongo Revocable Trust, Karl John Henry Koehler, III, Stephen Jay Akana, Kreiseder Family LLC, Phillip Crump, Sameer Kero, Warrington Capital LLC, Sally Jo Morris, trustee of the Suzanne Kanis Revocable Trust, SAS ARDIS, Lillian Leong, Doris J. Wik, William McKenna, Barry Lance Polonitza, JP Morgan Trust Company of Delaware, trustee of the Trust Under the Will of Marion E. Horween FBO Lisa Horween Kelly, Christopher John Burke, trustee of the Matrix Capital Advisors LLC Employee Savings Plan, SSSB Partnership, Neal Driscoll, Mari Christopherson, trustee of the Mari Louisa Christopherson Trust, Patricia Booth, trustee of the Laurence O. Booth Irrevocable Family Trust of 2012, Yiming Zhang, Reuven Heiblum, Stephanie Harrold, trustee of the Stephanie A. Harrold Revocable Trust, Steven Patrick Nedelka, Wing Point Investments LLC, Michael Rosenbloom, Dimitri Katamanin, trustee of the Four Season's Trust, Michael Witlin, Sandra Sue Koehler, Orla Cunningham LLC, Mordehai Heiblum, Palamine Holdings LLC, Charles Cotton Harrold IV, trustee of the C. Cotton Harrold IV Investment Trust, Jonathan Stulgis, Chanda Mehta Kero, Loeb Holding Corporation, Gerald Guy Stokes, Jr, Bennet Woodward. Related document: #1 Complaint,,..(Eagel, Lawrence) |
Filing 20 NOTICE OF APPEARANCE by Lawrence P. Eagel on behalf of Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Eagel, Lawrence) |
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Filing 18 PROPOSED ORDER FOR WITHDRAWAL OF ATTORNEY. Document filed by Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP. Related Document Number: #17 ..(Stone, David) |
Filing 17 MOTION for DAVID J. STONE to Withdraw as Attorney . Document filed by Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Stone, David) |
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Filing 15 CONSENT MOTION for Extension of Time for Defendant to answer or respond to the Complaint. Document filed by Duff & Phelps, LLC..(Stark, Matthew) |
Filing 14 JOINT LETTER addressed to Judge Jesse M. Furman from Lawrence P. Eagel dated March 21, 2022 re: March 7, 2022 Order. Document filed by Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC. (Attachments: #1 Exhibit A Letter-Motion Extending Time).(Eagel, Lawrence) |
Filing 13 CERTIFICATE OF SERVICE of Notice of Initial Pre-Trial Conference and Court's Individual Rules and Practices served on Bailey Brandon, Stephen D'Amore, Sharon Desh on March 10, 2022. Document filed by Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Passmore, Marion) |
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NOTICE OF CASE REASSIGNMENT to Judge Jesse M. Furman. Judge Analisa Torres is no longer assigned to the case..(wb) |
Filing 10 WAIVER OF SERVICE RETURNED EXECUTED. Duff & Phelps, LLC waiver sent on 2/25/2022, answer due 4/26/2022. Document filed by Yehudith Heiblum; Sierra Springs Diversified Income Fund, LP; Eytan Turjeman; Seth Rosenberg; Andrew Baer; Deborah Loughman; Reuven Heiblum; Wing Point Investments LLC; Michael Rosenbloom; Mordehai Heiblum; Zohar Heiblum; Bernard E. Francois; Greg Isaacs; Naamith Heiblum; Rachel Heiblum; John Miller..(Eagel, Lawrence) |
Filing 9 NOTICE OF APPEARANCE by David Jay Stone on behalf of Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Stone, David) |
Filing 8 NOTICE OF APPEARANCE by Marion Passmore on behalf of Andrew Baer, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, John Miller, Seth Rosenberg, Michael Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Passmore, Marion) |
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Filing 4 ELECTRONIC SUMMONS ISSUED as to Duff & Phelps, LLC..(gp) |
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Lawrence P. Eagel. The party information for the following party/parties has been modified: Andrew Baer, Michael Rosenbloom,Bernard E. Francois,John Miller, Sierra Springs Diversified Income Fund, LP. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (gp) |
***NOTICE TO ATTORNEY REGARDING REMOVAL OF PARTY. Notice to attorney Lawrence P. Eagel. The following party/parties has been removed from this case: Andrew J. Baer Trust,Robyn Rosenbloom, Michael Rosenbloom Revocable Trust, Bernard E. Francois Living Trust, Miller Trust. The party was added to the case in error. (gp) |
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Analisa Torres. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(gp) |
Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (gp) |
Case Designated ECF. (gp) |
Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Duff & Phelps, LLC, re: #1 Complaint,,. Document filed by Andrew J. Baer Trust, Andrew Baer, Bernard E. Francois Living Trust, Bernard E. Francois, Mordehai Heiblum, Naamith Heiblum, Rachel Heiblum, Reuven Heiblum, Yehudith Heiblum, Zohar Heiblum, Greg Isaacs, Deborah Loughman, Michael Rosenbloom Revocable Trust, John Miller, Miller Trust, Seth Rosenberg, Michael Rosenbloom, Robyn Rosenbloom, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Wing Point Investments LLC..(Eagel, Lawrence) |
Filing 2 CIVIL COVER SHEET filed..(Eagel, Lawrence) |
Filing 1 COMPLAINT against Duff & Phelps, LLC. (Filing Fee $ 402.00, Receipt Number ANYSDC-25683169)Document filed by Yehudith Heiblum, Sierra Springs Diversified Income Fund, LP, Eytan Turjeman, Seth Rosenberg, Andrew J. Baer Trust, Andrew Baer, Deborah Loughman, Bernard E. Francois Living Trust, Reuven Heiblum, Wing Point Investments LLC, Michael Rosenbloom, Mordehai Heiblum, Zohar Heiblum, Bernard E. Francois, Greg Isaacs, Miller Trust, Naamith Heiblum, Robyn Rosenbloom, Rachel Heiblum, John Miller, Michael Rosenbloom Revocable Trust..(Eagel, Lawrence) |
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