Ivan v. Interactive Brokers LLC
| Gabriel Ivan |
| Interactive Brokers |
| Interactive Brokers LLC |
| 1:2022cv03999 |
| May 16, 2022 |
| US District Court for the Southern District of New York |
| Ronnie Abrams |
| Other Statutes: Arbitration |
| 09 U.S.C. § 0010 Petition to Vacate Arbitration Award |
| None |
Docket Report
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This docket was last retrieved on October 4, 2023. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 19 NOTICE OF APPEARANCE by Jovalin Dedaj on behalf of Interactive Brokers LLC..(Dedaj, Jovalin) |
| Filing 18 WAIVER OF SERVICE RETURNED EXECUTED. Interactive Brokers LLC waiver sent on 6/14/2022, answer due 8/15/2022. Document filed by Gabriel Ivan..(Davis, Jeffrey) |
Filing 17
ORDER: This case has been assigned to me for all purposes. On May 25, 2022, Petitioner filed a complaint seeking to vacate an arbitration award issued by FINRA. Petitioner has not yet docketed an affidavit of service. It is hereby: ORDERED that Petitioner shall file and serve any additional materials with which he intends to support his petition by June 27, 2022. Respondents opposition, if any, is due on July 25, 2022. Petitioners reply, if any, is due on August 8, 2022. IT IS FURTHER ORDERED that Petitioner shall serve a copy of this Order on Respondent. SO ORDERED. (Responses due by 7/25/2022, Replies due by 8/8/2022.) (Signed by Judge Ronnie Abrams on 6/10/2022) (mml)
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| Filing 16 NOTICE OF APPEARANCE by Jeffrey Kevin Davis on behalf of Gabriel Ivan..(Davis, Jeffrey) |
| Filing 15 CIVIL COVER SHEET filed..(Davis, Jeffrey) |
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Filing 14
MEMO ENDORSEMENT granting #13 Motion to Withdraw as Attorney. ENDORSEMENT: Application granted. The Clerk of Court is respectfully directed to terminate Ms. Cowles from the docket. SO ORDERED. Attorney Jane Cowles terminated. (Signed by Judge Ronnie Abrams on 5/27/2022) (kv)
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| Filing 13 FIRST MOTION for Jane Cowles, Esq. to Withdraw as Attorney . Document filed by Gabriel Ivan..(Cowles, Jane) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Jane Cowles to RE-FILE Document #11 Proposed Order. Use the event type Motion found under the event list Motions and Related Filings. (tp) |
| Filing 12 PETITION TO VACATE ARBITRATION..Document filed by Gabriel Ivan..(Cowles, Jane) |
| Filing 11 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - PROPOSED ORDER. Document filed by Gabriel Ivan. Related Document Number: [1:22-cv-03999]..(Cowles, Jane) Proposed Order to be reviewed by Clerk's Office staff. Modified on 5/26/2022 (tp). |
| Case Designated ECF. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Ronnie Abrams. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| Magistrate Judge Katharine H. Parker is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| Filing 10 AFFIRMATION of Gabriel Ivan in Support re: #9 Petition (Other),,,,,,,. Document filed by Gabriel Ivan..(Cowles, Jane) |
| Filing 9 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - PETITION TO VACATE ARBITRATION AWARD..Document filed by Gabriel Ivan. (Attachments: #1 Exhibit Complete Transcript of the Merits Hearing, #2 Exhibit Arbitration Award, #3 Exhibit Customer Agreement, #4 Exhibit Statement of Claim in the Arbitration, #5 Exhibit Answer in the Arbitration, #6 Exhibit Mr. Ivan's Reply to the Answer, #7 Exhibit Initial Pre-Hearing Conference Order, #8 Exhibit Interactive's Responses to First Request for Documents, #9 Exhibit Mr. Ivan's Motion for Summary Judgement and Statement of Facts, #10 Exhibit Interactive's Opposition to Summary Judgement, #11 Exhibit Mr. Ivan's Response to Opposition to Summary Judgement, #12 Exhibit Order on the Motion for Summary Judgement, #13 Exhibit Interactive's Motion to Compel Production of Documents, #14 Exhibit Mr. Ivan's Opposition to Motion to Compel, #15 Exhibit Interactive's Reply Brief to its Motion to Compel, #16 Exhibit Order on Motion to Compel, #17 Exhibit Mr. Ivan's Responses to Discovery Order, #18 Exhibit Mr. Ivan's Pre-Hearing Brief (without exhibits), #19 Exhibit Interactive's Pre-Hearing Brief (without exhibits), #20 Exhibit Mr. Ivan's Motion in Limine to Preclude Improper Testimony, #21 Exhibit Interactive's Opposition in Limine, #22 Exhibit Mr. Ivan's Reply in Support of his Motion in Limine, #23 Exhibit Mr. Ivan's Closing Presentation, #24 Exhibit Claimant's Hearing Exhibit 12 in the Arbitration, #25 Exhibit Claimant's Hearing Ex 13, #26 Exhibit Claimant's Hearing Ex 16, #27 Exhibit Claimant's Hearing Ex 18 (pp 4 denied), #28 Exhibit Claimant's Hearing Ex 19, #29 Exhibit Claimant's Hearing Ex 20, #30 Exhibit Claimant's Hearing Ex 26, #31 Exhibit Claimant's Hearing Ex 27, #32 Exhibit Claimant's Hearing Ex 65, #33 Exhibit FINRA Submission Agreements).(Cowles, Jane) Modified on 5/25/2022 (vf). |
| Filing 8 CIVIL COVER SHEET filed..(Cowles, Jane) |
| Filing 7 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Cowles, Jane) Modified on 5/24/2022 (vf). |
| Filing 6 MEMORANDUM OF LAW in Support re: #3 Amended Petition, . Document filed by Gabriel Ivan..(Cowles, Jane) |
| Filing 5 EXHIBIT TO PLEADING re: #3 Amended Petition,. Document filed by Gabriel Ivan. (Attachments: #1 Exhibit Interactive's Reply Brief to its Motion to Compel, #2 Exhibit Order on Motion to Compel, #3 Exhibit Mr. Ivan's Responses to Discovery Order, #4 Exhibit Mr. Ivan's Pre-Hearing Brief (without exhibits), #5 Exhibit Interactive's Pre-Hearing Brief (without exhibits), #6 Exhibit Mr. Ivan's Motion in Limine to Preclude Improper Testimony, #7 Exhibit Interactive's Opposition to Motion in Limine, #8 Exhibit Mr. Ivan's Reply in Support of his Motion in Limine, #9 Exhibit Mr. Ivan's Closing Presentation to the Panel, #10 Exhibit Mr. Ivan's Ex 12 in the Arbitration, #11 Exhibit Mr. Ivan's Hearing Ex 13, #12 Exhibit Mr. Ivan's Hearing Ex 16, #13 Exhibit Mr. Ivan's Hearing Ex 18 (pp 4 denied), #14 Exhibit Mr. Ivan's Hearing Ex 19, #15 Exhibit Mr. Ivan's Hearing Ex 20, #16 Exhibit Mr. Ivan's Hearing Ex 26, #17 Exhibit Mr. Ivan's Hearing Ex 27, #18 Exhibit Mr. Ivan's Hearing Ex 65, #19 Exhibit FINRA Submission Agreements).(Cowles, Jane) |
| Filing 4 EXHIBIT TO PLEADING re: #3 Amended Petition,. Document filed by Gabriel Ivan. (Attachments: #1 Exhibit Complete Transcript of the Merits Hearing, #2 Exhibit Arbitration Award, #3 Exhibit Customer Agreement, #4 Exhibit Statement of Claim in the Arbitration, #5 Exhibit Answer in the Arbitration, #6 Exhibit Mr. Ivan's Response to Answer, #7 Exhibit Initial Pre-Hearing Conference Order, #8 Exhibit Interactive's Responses to First Request for Documents, #9 Exhibit Mr. Ivan's Motion for Summary Judgement and Statement of Facts, #10 Exhibit Interactive's Opposition to Summary Judgement, #11 Exhibit Mr. Ivan's Response to Opposition to Summary Judgement, #12 Exhibit Order on the Motion for Summary Judgement, #13 Exhibit Interactive's Motion to Compel Production of Documents, #14 Exhibit Mr. Ivan's Opposition to Motion to Compel).(Cowles, Jane) |
| Filing 3 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - FIRST AMENDED PETITION amending #2 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration against Interactive Brokers LLC.Document filed by Gabriel Ivan. Related document: #2 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration..(Cowles, Jane) Modified on 5/24/2022 (vf). |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Jane Cowles to RE-FILE Document No. #3 Amended Petition. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct; The PDF reflects title " Petition". An Initial pleading must be filed correctly and accepted, prior to an Amended pleading. Re-file the pleading using the event type Amended Petition found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (vf) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Jane Cowles to RE-FILE Document No. #2 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct. The attached PDF reflects title " Petition"; the wrong event type was used to file the pleading. The attached PDF "Petition" does not correspond with the ECF Event Type being selected in ECF. Re-file the pleading using the event type Petition Other found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. If the deficiency/deficiencies are not corrected within five (5) days per Amended Standing Order 15-mc-00131 this case will be administratively closed. Initial Pleading due by 5/31/2022. (vf) |
| Filing 2 FILING ERROR - DEFICIENT PLEADING - PDF ERROR - PETITION TO VACATE ARBITRATION..Document filed by Gabriel Ivan. (Attachments: #1 Supplement Memorandum of Law).(Cowles, Jane) Modified on 5/24/2022 (vf). |
| Filing 1 FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Cowles, Jane) Modified on 5/17/2022 (vf). |
| ***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Jane Cowles. The following case opening statistical information was erroneously selected/entered: Nature of Suit code 160 (Stockholders Suits); Citizenship Defendant code 2 (Citizen of Another State); County code New York; Fee Status code due (due). The following correction(s) have been made to your case entry: the Nature of Suit code has been modified to 896 (Other Statutes: Arbitration); the Citizenship Defendant code has been modified to 5 (Incorporated/Principal Place of Business-Other State); the County code has been modified to XX Out of U.S.; the Fee Status code has been modified to pd (paid). (vf) |
| ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Jane Cowles. The party information for the following party/parties has been modified: Gabriel Ivan, Interactive Brokers LLC. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly. (vf) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Jane Cowles to RE-FILE Document No. #1 Civil Cover Sheet. The filing is deficient for the following reason(s):PDF Error. Party names not provided on Form Caption. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. (vf) |
| ***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Jane Cowles to RE-FILE Document No.2 PETITION TO VACATE ARBITRATION. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the pleading is not correct. The PDF reflects Filing Court Title "SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK"; The wrong event type was used to file the pleading. The PDF pleading title reflects " Petition". The ECF event type that was selected in ECF does not correspond with pleading title. Re-file the pleading using the event type Petition Other found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. If the deficiency/deficiencies are not corrected within five (5) days per Amended Standing Order 15-mc-00131 this case will be administratively closed. Initial Pleading due by 5/23/2022. (vf) |
| FEE PAID VIA PAY.GOV. Filing Fee $402.00, Receipt # ANYSDC-26155530 (vf) |
| ***DELETED DOCUMENT. Deleted document number #2 PETITION TO VACATE ARBITRATION..Document filed by Gabriel Ivan. (Attachments: # 1 Exhibit Memorandum in Support, # 2 Exhibit Hearing Transcript, # 3 Exhibit Claimant's Comments). The document was incorrectly filed in this case. (vf) |
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